We have before us three questions of law certified by the United States District Court for the District of Maryland pursuant to the Maryland Uniform Certification of Questions of Law Act (Maryland Code, §§ 12-601 through 12-613 of the Cts. & Jud. Proc. Article). The questions arise from an action by Karen and Scott Hood, Maryland residents, against two North Carolina corporations — Laboratory Corporation of America and Laboratory Corporation of America Holdings, which we shall refer to collectively as LabCorp.
The action is one that is often, but misleadingly, denominated as “wrongful birth.” The Hoods complain that the defendants were negligent in misreading a chromatograph of the DNA from an amniotic fluid specimen extracted from Ms. Hood and erroneously reporting that the fetus was not likely to be affected by cystic fibrosis (CF). Relying on the erroneous report, Ms. Hood elected to continue with the pregnancy, .and that resulted in the birth of their son, Luke, who does have CF. The Hoods now seek to recover damages for the cost of raising and caring for Luke.
The questions certified to us are:
1. In a case where a medical laboratory receives a specimen from a Maryland physician and erroneously interprets the specimen in another State, causing injury in Maryland to Maryland residents, should this court follow the “standard of care” exception in the Restatement (First) of Conflicts of Law § 380(2) and apply the substantive law of the State where the erroneous interpretation took place?
2. Does denying Maryland residents the right to bring a wrongful birth action by applying North Carolina law violate the public policy of the State of Maryland?
3. Where a laboratory analyzes a mother’s amniocentesis specimen and the results are provided to the mother’s physician, but relied upon by both parents, does the laboratory have a sufficient relationship with the father that gives rise to a duty of care?
The problem underlying the first two certified questions, and to some extent the third, is that, while Maryland recognizes
We cannot answer the third question precisely as presented, for to do so might require us to assume certain subsidiary facts that are for the District Court to resolve, but we shall respond in the most helpful way that we can. The basic facts underlying these questions are set forth by the District Court in its Certification Order and in its Memorandum responding to cross motions for summary judgment.
The Hoods are Maryland residents. Their first child, Zachary, was born in 1997 and was diagnosed with CF when he was two. In the present state of medical science, persons with CF are doomed to suffer from lung, gastrointestinal, pancreatic, heart, and other organ diseases, and rarely live beyond their mid-30s. In order to develop CF, a child must receive a particular gene mutation from both parents. After Zachary was diagnosed, the Hoods learned that they both carry the recessive delta F508 gene mutation that causes one of the most severe forms of CF. Because they are both carriers of that mutation, each of Karen’s pregnancies carries a 25% risk of the child having CF.
In 1999, Ms. Hood became pregnant again, and she and her husband were referred by Ms. Hood’s obstetrician to a genetic counselor. Genetic testing performed on the fetus revealed that it had CF, whereupon Ms. Hood terminated the pregnancy. In August, 2001, she became pregnant the third time and again decided to have the fetus tested. The Hoods had already made the decision to terminate the pregnancy if the fetus tested positive for CF. On November 27, 2001, Ms. Hood had an amniocentesis performed, in Maryland, by her obstetrician, Thomas Pinkert.
LabCorp operates a nationwide network of 35 primary testing locations and more than 1,100 patient service centers, eight of which are located in Maryland. Although it receives specimens from physicians and from its various patient service centers throughout the country, LabCorp performs all of its genetic testing on amniotic fluid at its Center for Molecular Biology and Pathology in North Carolina. The company markets genetic testing services to couples such as the Hoods. Before the specimen taken from Ms. Hood was sent to Lab-Corp for testing, the Hoods’ genetic counselor, Amy Kimball, who worked in Dr. Pinkert’s office in Maryland, informed LabCorp that both Karen and Scott Hood carried the CF gene. The sample was sent to the LabCorp facility in North Carolina, where the DNA in it was subjected to a chromatograph that was analyzed by two LabCorp employees, Marcia Eisenberg and Nicholas Brown.
In conformance with the analysis done by Eisenberg and Brown, LabCorp reported to Dr. Pinkert that, although both parents were carriers of the delta F508 mutation, the amniotic fluid was negative for 31 common CF genetic mutations, and “[t]his fetus is not expected to be a carrier of cystic fibrosis or be affected by cystic fibrosis.” Pinkert sent the report to the Hoods. Based on the LabCorp report, the Hoods elected to continue the pregnancy, resulting in the birth of Luke on May 3, 2002. Three months later, the child was found to be positive for CF. In September, 2002, LabCorp issued a corrected report which noted that the original chromatograph did, indeed, demonstrate that the
The District Court issued a partial ruling on the cross-motions for summary judgment. In that ruling, the court held that, under Maryland law, the Hoods’ action was for negligence, not breach of contract, and that the Maryland law of negligence therefore applied. The court observed that, in diversity cases, such as the one at hand, it was obliged to apply Maryland’s choice of law rules and determined that Maryland adheres to lex loci delicti principles for all tort claims, i.e., we apply the law of the place where the tort or wrong was committed. It concluded that, under our application of those principles, the place where the last event required to give rise to the tort occurred determines the law that should apply, that in personal injury claims the last event required to give rise to the tort is the injury, and that the injury in this action occurred in Maryland, where Luke was born.
LabCorp asserted in the District Court that, even if lex loci delicti principles apply, the court should recognize the exception to those principles enunciated in Restatement (First) of Conflict of Laws, § 380(2). Section 380(2) states:
“Where by the law of the place of the wrong, the liability-creating character of the actor’s conduct depends upon the application of a standard of care, and such standard has been defined in particular situations by statute or judicial decision of the law of the place of the actor’s conduct, such application of the standard will be made by the forum.”
Labcorp’s argument was that its potential liability flows from the issuance of the erroneous report by Eisenberg and Brown, that any breach of the standard of care therefore occurred in North Carolina, and that, under § 380(2), North Carolina law should dictate whether those employees breached a duty owed to the Hoods. Labcorp posited, and the court acknowledged, that the U.S. Court of Appeals for the Fourth Circuit had assumed that Maryland would recognize the § 380(2) exception in negligence cases.
See Farwell v. Un,
Whether Maryland or North Carolina law applies is critical to the Hoods’ case. In
Azzolino v. Dingfelder,
Finally, for our purposes, LabCorp contended that, even if Maryland law were to
Standard of Care Exception in Restatement § 380(2)
Unlike most other States, which have abandoned the
lex loci delicti
approach espoused in §§ 378-390 of the Restatement (First) of Conflict of Laws in favor of the “significant contacts” test enunciated in §§ 6, 145, and 146 of the Restatement (Second) of Conflict of Laws, Maryland continues to adhere generally to the
lex loci delicti
principle in tort cases. Under that approach, where the events giving rise to a tort action occur in more than one State, we apply the law of the State where the injury — the last event required to constitute the tort — occurred.
See Philip Moms v. Angeletti,
In maintaining our allegiance to the
lex loci delicti
approach, we have continued to follow the principles stated in the Restatement (First) of Conflict of Laws.
See Philip Morris, supra,
Section 380 is part of the series of sections articulating the doctrine. Section 377 defines the “place of wrong” as the place where the last event necessary to make an actor liable for an alleged tort takes place, which in this case, as the District Court correctly determined, is Maryland. Section 378 declares that the law of the place of wrong determines whether a person has sustained a legal injury; § 379 makes that law determinative of whether a person is responsible for unintended harm; § 383 applies that law in determining causation; § 385 applies that law in determining whether contributory negligence precludes recovery in whole or in part; § 386 applies that law with respect to the “fellow servant” rule; § 387 applies it in determining vicarious liability; § 388 applies it to defenses; § 390 applies it to whether an action survives the death of the tortfeasor or the injured person.
In this mix is § 380, which deals with standard of care. Section 380(1) states the general rule that “where by the law of the place of wrong, the liability-creating character of the actor’s conduct depends upon the application of a standard of care, the application of such standard will be made by the forum in accordance with its own rules of evidence, inference and judgment.” In other words, the substantive standard of care to be applied is that of the place of wrong, but its application to the facts presented to the forum court is to be determined in accordance with the rules of evidence, inference, and judgment of the
These principles are clarified in two comments to § 380. Comment a., which explains the general principle in § 380(1), begins by recalling that, under the rule stated in § 379, the liability-creating character of the actor’s conduct is determined by the law of the place of wrong. The comment then notes the obvious proposition that, where the law of the place of wrong prescribes a standard of care by which the actor’s conduct is to be judged, “the application of such standard to the facts in a particular case must necessarily be made by a fact-finding body at the forum in accordance with local procedure.” Thus:
“[I]f the general standard of the conduct of a reasonable man has not been defined by statute or judicial decision of the [Sjtate of acting, the question whether the actor’s conduct is negligent is decided by the forum in accordance with its own rules of evidence, inference and judgment. Negligence is lack of due care under the circumstances; and what care should be given under certain circumstances is a question for adjudication in each particular case. The tribunal at the forum will decide this question and will not be influenced by the fact that another court, even the court of the [Sjtate where a defendant acted, would have come to a different conclusion on the facts proved.”
Comment b., captioned “Negligence per se and breach of statutory duty,” explains the exception in § 380(2):
“If, by the law of the place of the actor’s conduct, the general standard of due care has been defined by judicial decision so as to pronounce certain conduct, as specific acts or omissions, to be or not to be negligent, the forum will apply the standard in the same manner although under the local law the case would have been for the judgment of the jury on the facts in question. So too, if by statute or other legislative enactment of the [Sjtate of the actor’s conduct the general standard of due care has been narrowed in a particular situation, the forum will make a similar application of the standard of care although under the local law the case would have been one for the jury because no such statute there existed.”
(Emphasis added).
As explicated in these comments, for a State that follows the
lex loci delicti
rule, both the general provision in
§ 380(1) and the limited exception in § 380(2) make perfectly good sense. If the standard of care under the law of the place of acting is simply that of reasonableness, either general reasonableness or reasonableness for a person in the defendant’s position, and there is no more particular guidance under that law with respect to the application of that standard to the facts at hand, the forum court would have to determine from the facts presented to it and in accordance with its own procedures whether that standard has been met. If, on the other hand, the State where the acts were committed has determined, either by judicial decision or statute, that a person who commits those acts either has, or has not, breached the applicable standard of care and therefore either is, or is not, negligent as a matter of law, the forum court must act in
LabCorp suggests an unfairness to that approach, but we perceive no unfairness. A person who commits a tort in another State should, as a general rule, be hable in accordance with the law of that State — where the harm was done. The narrow exception, that requires looking to the law of the State where the conduct was committed, applies only where the existence and nature of the duty or its breach depends on a standard of care and that State, by statute or judicial ruling, has defined the particular conduct as either complying or not complying with the applicable standard of care. The exception gives deference to the notion that, where the law of the place of conduct is so clear and particular, persons in that place have a right to rely on that law and should not suffer adverse consequences for conforming their conduct to it.
Accordingly, our specific answer to the first certified question is that, where applicable, Maryland does recognize and would apply § 380(2) of the Restatement (first). The question, as framed, is somewhat broader than that, however. It asks whether the District Court should follow the standard of care exception in § 380(2) “and apply the substantive law of the state where the erroneous interpretation took place.” That aspect of the question assumes that, if Maryland would adopt § 380(2), the substantive law of North Carolina would apply.
That is not necessarily the case. We would apply North Carolina law only if and to the extent that such law, by statute or judicial decision, specifically determines the effect of applying the applicable North Carolina standard of care to the facts at hand. If there is a statute or judicial decision in North Carolina that would dictate whether the conduct of LabCorp, through its employees, did or did not breach the applicable standard of care, we would, subject to our conclusion with respect to the second certified question, act in conformance with that statute or judicial decision; otherwise, as both the forum State and the place of wrong, we would apply Maryland law. The submissions of counsel to us do not indicate that there is any North Carolina statute on point. The only question is whether the holding in
Azzolino v. Dingfelder, supra,
That is ultimately for the District Court to determine, but, because the solicitation of our view is implicit in the certified question, we shall note that our reading of
Azzolino
indicates that it does
not
constitute such a determination. The complaint in that case was that a physician who provided prenatal care to a pregnant woman neglected to inform her about the availability of amniocentesis and genetic counseling, which would have revealed that her fetus was afflicted with Down’s
Syndrome. In response to the parents’ action for
Maryland Public Policy
We have not previously applied a public policy exception to the lex loci delicti doctrine, although our case law strongly indicates that we would do so in a proper case. We have long recognized, and have on occasion applied, such an exception under analogous lex loci principles and have implicitly recognized the exception in a tort action subject to lex loci delicti.
In breach of contract actions, this Court has traditionally applied the doctrine of
lex loci contractus,
under which, in deciding upon the validity and construction of a contract, we generally apply the law of the place where the contract was made. We have just as consistently held, however, that the
lex loci contractus
principle is not inflexible and that it “does not apply to a contract provision which is against Maryland public policy.”
Bethlehem Steel v. G.C. Zamas & Co.,
In
Hutzell v. Boyer,
In
Hutzell,
although the parties were temporarily employed in Virginia, the employment-related accident occurred in Maryland and the parties were both residents of Maryland. In rejecting application of the Virginia law, which otherwise would have been required, the Court observed that Maryland had “a genuine interest in the welfare of a person injured within its borders, who may conceivably become a public charge due to a disabling injury” and that “[t]he social and economic problems following in the wake of a serious injury as they may affect the dependents of the person injured are properly matters of public concern.”
Hutzell,
In
Harford Mutual v. Bruchey,
Although we did not find in
Harford Mutual
a sufficiently clear and strong public policy to disregard the
lex loci delicti
in favor of allowing a loss of consortium claim, the case cannot be read other than as recognizing that there
is
a public policy exception to the
lex loci delicti
rule and that we
would
apply it in an appropriate case.
See also Linton v. Linton,
The question certified is thus presented: does denying Maryland residents the right to bring a wrongful birth action by applying North Carolina law violate the public policy of the State of Maryland? Should the District Court, in light of our response to the first certified question, still find this question relevant, our answer is ‘Yes.”
This is not a case like
Harford Mutual,
which needs to be examined in context. Under long-established Maryland common law, only a husband could sue for loss of consortium in Maryland — for “the loss of society, affection, assistance, and conjugal fellowship” of his wife. The wife had no comparable right.
See Coastal Tank Lines v. Canoles,
In
Deems v. Western Maryland Ry.,
The right of parents to bring an action for wrongful birth is quite different. It is not a vestige of ancient common law illogic but, as we noted in
Kassama v. Magat,
In
Reed v. Campagnolo, supra,
Reed
was a carefully considered and deliberate recognition that, when prospective parents, relying on the negligent act or omission of a health care professional, elect to continue a pregnancy that they otherwise would have lawfully terminated and, as a result, are burdened with the cost and expense of raising a child with a serious genetic or other physical or mental defect, they have been injured and have a right to seek damages for that injury from the person whose negligence led to the injury. That right is a matter of important public policy in this State, flowing not only from this Court’s considered view but as well from statute.
See
Maryland Code, § 20-209(b), of the Health General Article, precluding the State
from interfering with the decision of a woman to terminate her pregnancy at any time during the pregnancy if the fetus is affected by genetic defect or serious deformity or abnormality. We thus conclude that, if application of North Carolina law would preclude this cause of action on the ground stated in
Azzolino
Duty to Scott Hood
The third question certified to us is whether, when a laboratory analyzes an amniocentesis specimen and the results are provided to the mother’s physician but relied on by both parents, the laboratory has a sufficient relationship with the father to give rise to a duty of care. The question stems from LabCorp’s view that, even if, by applying Maryland law, Karen would have a cognizable cause of action, her husband Scott would not. LabCorp argues that (1) there was no relationship between it and Scott from which any duty to him could flow, and (2) the action hinges on the right that the plaintiff would have to terminate the pregnancy upon learning that the fetus was afflicted with CF, and that right belonged solely to Karen.
Our response to the question certified cannot be more than “maybe,” because anything more definitive will depend upon subsidiary facts that are for the District Court to determine. We can, however, quickly dispose of LabCorp’s notion that any duty of care to Scott is precluded as a matter of law because the right to terminate the pregnancy belonged solely to Karen. It is true that the ultimate decision whether to terminate a pregnancy ordinarily rests with the pregnant woman, but it is also true that, in many cases, especially when the woman is married, that decision is one jointly arrived at by the woman and her husband, as, from the facts presented to us, was the situation here. That Karen could have made the decision by herself is not a basis for holding, as a matter of law, that no duty of care extended to Scott.
Nothing that we said in
Dehn v. Edgecombe, supra,
We followed a similar approach in
Doe.
The defendant there was a laboratory in the business of cultivating two strains of the HIV virus for research purposes. It periodically tested its employees for one of the strains but did not test for the second
There is, of course, one important distinction between those cases and this one. To extend a duty to Scott would not risk an extension to “an indeterminate class of people” — any and all potential sexual partners of the patient/client — but only to the father of the child who would be responsible for the child’s support. There is thus no generically pragmatic impediment to recognizing such a limited extended duty. Still, although the existence of duty is a question of law, the answer to that question, as with most questions of law, is necessarily fact-based: does the evidence establish a sufficient relationship between Scott and LabCorp, given the nature of the task LabCorp was employed to perform, the circumstances surrounding its employment to perform that task, including any relationship Scott may have had with Ms. Kimball or Dr. Pinkert, and the use likely to be made of its report, to create a duty of care to Scott? Because the answer to that question requires some specific fact-finding, which is for the District Court to do, we are unable to provide a more definite answer.
CERTIFIED QUESTIONS OF LAW ANSWERED AS SET FORTH ABOYE; COSTS TO BE EQUALLY DIVIDED BY THE PARTIES.
Notes
. In this case, because Maryland is both the place of wrong and the locus of the forum court, there are only two options — Maryland law or North Carolina law. In other settings, the forum court could be in a third State, in which event, assuming a lex loci delicti approach and but for § 380, the law of three States could be put in play. In that situation, the forum court would generally apply Maryland law (law of the place of wrong) except that, for purposes of applying the applicable standard of care, would look to its own law unless North Carolina, by statute or judicial decision, had declared the conduct at issue to constitute or not constitute a breach, in which event it would apply that aspect of North Carolina law.
