L.B.S. v. L.M.S.L.B.S. v. L.M.S.
Lead Opinion
L.B.S. (the “mother”) and L.M.S. (the “father”) were divorced on March 22, 2000. The couple had two children, N.L.S. and N.T.S (the “children”). Under the terms of the divorce judgment, the mother was awarded custody of the children. On June 13, 2000, following the divorce of the mother and the father, the father’s parents, L.S. and L.S. (the “grandparents”), filed a motion to intervene and petitioned for visitation rights with the children pursuant to
On March 15, 2001, the trial court entered a judgment declaring
The United States Supreme Court, in Troxel v. Granville, stated that, with regard to child-visitation rights, parents have a fundamental right “to make decisions concerning the care, custody, and control” of their children, and that such a right is protected by the Due Process Clause of the United States Constitution. Troxel v. Granville,
In affirming the Washington Supreme Court’s judgment, the United States Supreme Court held that, as applied, Washington’s grandparent-visitation statute violated the mother’s due process “right to make decisions concerning the care, custody, and control of her two daughters” Troxel,
Alabama’s grandparent-visitation statute,
“(a) For the purposes of this section, the term ‘grandparent’ means the parent of a parent of a minor child, the parent of a minor child’s parent who has died, or the parent of a minor child’s parent whose parental rights have been terminated when the child has been adoptedpursuant to Section 26-10A-27, 26-10A-28, or 26-10A-30, dealing with stepparent and relative adoption.
“(b) Except as otherwise provided in this section, any grandparent may file an original action for visitation rights to a minor child if it is in the best interest of the minor child and one of the following conditions exist:
“(1) When one or both parents of the child are deceased.
“(2) When the marriage of the parents of the child has been dissolved.
“(3) When a parent of the child has abandoned the minor.
“(4) When the child was born out of wedlock.
“(5) When the child is living with both biological parents, who are still married to each other, whether or not there is a broken relationship between either or both parents of the minor, and the grandparent and either or both parents have used their parental authority to prohibit a relationship between the child and the grandparent.
“(c) Any grandparent may intervene in and seek to obtain visitation rights in any action when any court in this state has before it any question concerning the custody of a minor child, a divorce proceeding of the parents or a parent of the minor child, or a termination of the parental rights proceeding of either parent of the minor child, provided the termination of parental rights is for the purpose of adoption pursuant to Sections 26-10A-27, 26-10A-28, or 26-10A-30, dealing with stepparent or relative adoption.
“(d) Upon the filing of an original action or upon intervention in an existing proceeding pursuant to subsections (b) and (c), the court shall grant any grandparent of the child reasonable visitation rights if the court finds that the best interests of the child would be served by the visitation. In determining the best interest of the child, the court shall consider the following:
“(1) The willingness of the grandparent or grandparents to encourage a close relationship between the child and the parent or parents.
“(2) The preference of the child, if the child is determined to be of sufficient maturity to express a preference.
“(3) The mental and physical health of the child.
“(4) The mental and physical health of the grandparent or grandparents.
“(5) Evidence of domestic violence inflicted by one parent upon the other parent or the child. If the court determines that evidence of domestic violence exists, visitation provisions shall be made in a manner protecting the child or children, parents, or grandparents from further abuse.
“(6) Other relevant factors in the particular circumstances.
“(e) The court shall make specific written findings of fact in support of its rulings. There shall be a rebuttable presumption in favor of visitation by any grandparent. An original action requesting visitation rights shall not be filed by any grandparent more than once during any two-year period and shall not be filed during any year in which another custody action has been filed concerning the child. After visitation rights have been granted to any grandparent, the legal custodian, guardian, or parent of the child may petition the court for revocation or amendment of the visitation rights, for good cause shown, which the court, in its discretion, may grant or deny. Unless evidence of abuse is alleged or other exceptional circumstancesa petition shall not be filed more than once in any two-year period.
“(f) If the court finds that the grandparent or grandparents can bear the cost without unreasonable financial hardship, the court, at the sole expense of the petitioning grandparent or grandparents, may appoint a guardian ad li-tem for the minor child.”
(Emphasis added.)
This court, in accordance with the United States Supreme Court’s decision in Troxel, has recognized that parents have a fundamental right to make decisions concerning the “ ‘care, custody, and control of their children.’ ” R.S.C. v. J.B.C.,
The State has a compelling interest in fostering the grandparent-grandchild relationship. Although parents have a fundamental right to make decisions concerning their children, this right is not absolute. According to the United States Supreme Court, “the state has a wide range of power for limiting parental freedom and authority in things affecting [a] child’s welfare.... ” Prince v. Massachusetts,
Although the State has a compelling interest in encouraging the grandparent-grandchild relationship, according to the United States Supreme Court in Trox-el, the determination that grandparent visitation will serve the best interest of the child is not alone sufficient to overcome the presumption in favor of a fit parent’s fundamental right to rear his or her children. Troxel,
In reviewing
The trial court in the present case determined that Alabama’s grandparent-visitation statute,
This court recently addressed the constitutionality of
In enacting the grandparent-visitation statute, the Alabama Legislature provided that the provisions of
“If any provision of this Code ... is held invalid by a court of competent jurisdiction, such invalidity shall not affect the provisions or application of this Code or such amendment or statute that can be given effect without the invalid provisions or application, and to this end, the provisions of this Code and such amendments and statutes are declared to be severable.”
The trial court also found that the stated factors in
Although a majority of this court has previously determined the rebuttable presumption in favor of grandparent visitation contained in
REVERSED.
Notes
. The mother did not completely oppose visitation, but sought more limited visitation than the grandparents had requested; the mother opposed granting the grandparents overnight visitation with the children. Troxel,
. The Washington Supreme Court granted the Troxels’ petition for review and consolidated their case with two other visitation cases. In re Custody of Smith,
. The order of the trial court in this case was issued on February 28, 2001, six months before this court issued its opinion in R.S.C. v. J.B.C., on August 31, 2001.
. R.S.C. v. J.B.C.,
. Four judges agree in this case that if it can be shown by clear and convincing evidence that prohibiting grandparent visitation would cause substantial harm to the child then Ala
Concurrence Opinion
concurring in the judgment of reversal only.
I concur in the reversal of the trial court’s judgment holding
In general, to fall within the more limited class of cases to which I believe the statute constitutionally may be applied, there must be a threshold showing of substantial harm to the child if the requested visitation is not granted, and this showing must be made by clear and convincing evidence. Judge Thompson would not limit the application of the statute to only those cases where harm, substantial or otherwise, is present, but would instead allow harm, if present, to be considered as a “factor” in determining a child’s “best interests.”
In J.S. v. D.W., [Ms. 2990431, May 4, 2001] - So.2d - (Ala.Civ.App.2001), and R.S.C. v. J.B.C.,
When a fundamental right is pitted against a right that is not fundamental, state interference with the fundamental right is justified only if the state can show that it has a compelling interest and that such interference is narrowly tailored to the protection of the compelling state interest involved. See Washington v. Glucksberg,
In Williams v. Williams,
“For the constitutional requirement to be satisfied, before visitation can be ordered over the objection of the child’s parents, a court must find an actual harm to the child’s health or welfare without such visitation.”
Williams,
Although the United States Supreme Court in Troxel v. Granville did not reach the issue whether the Washington grandparent-visitation statute was unconstitutional for failing to require a showing of harm (see
“In answering whether the state visitation statutes at issue serve a compelling state interest we must understand the sources of state power to intrude on family life. The state may act pursuant to its authority to protect citizens from injuries inflicted by third persons or to protect its citizens from threats to health and safety. Thus, in the context of family life, the state’s police power gives it the authority to require the vaccination of children against communicable diseases over the objection of their fit parents. See Prince [v. Massachusetts], 321 U.S. [158,] 166-67, 64 S.Ct. 438 ,88 L.Ed. 645 [ (1944) ]. Similarly, the state may step in and override a decision of a parent where the decision would harm the child. In Prince v. Massachusetts, for example, .the Supreme Court refused to invalidate legislation which prohibited a parent from permitting a minor to sell merchandise on a public street. Prince,321 U.S. 158 ,64 S.Ct. 438 .... Although the Court acknowledged the parent’s constitutionally protected right to child-rearing autonomy, it found a narrow exception necessary in light of the ‘crippling effects of child employment,’ ‘more especially in public places.’ Id. at 168,64 S.Ct. 438 . Police power thus empowered the state to intrude on a parental decision in the interests of society as a whole where the decision directly and severely imperiled the child.[6 ]
“The state’s other source of authority to intrude on a family’s autonomy is its parens patriae power. As parens patri-ae the state acts from the viewpoint and in the interests of the child. Like the state’s police power the state may act only pursuant to its parens patriae power where a child has been harmed or where there is a threat of harm to a child. See [Wisconsin v.] Yoder, 406 U.S. [205,] 206,92 S.Ct. 1526 ,32 L.Ed.2d 15 [ (1972) ]. Both parens pat-riae power and police power provide the state with the authority to act to protect children lacking the guidance and protection of fit parents of their own, and although they may represent different perspectives, both contemplate harm to the child and, in practical terms, have been used nearly interchangeably in the fashioning of a threshold requirement of parental unfitness, harm, or threatened harm. See Joan C. Bohl, The ‘Unprecedented Intrusion’: A Survey and Analysis of Selected Grandparent Visitation Cases, 49 Okla. L.Rev. 29 (1996).”
In re Custody of Smith,
Alabama domestic law is consistent with a requirement that there be a showing of substantial harm as a prerequisite to state interference with a parent’s right to the custody and control of his or her child. Under both our caselaw and our statutes, the required showing may come in the form of proof that the parent is unfit or has voluntarily forfeited custody — either circumstance being one that implicates harm or potential harm to the child or to society
I am acutely aware that, in many cases, where a child has enjoyed a substantial relationship with a grandparent, arbitrarily depriving the child of the relationship could cause the child serious psychological or emotional harm.
Parents often are called upon to decide between competing alternatives, each of which may entail both benefits and detriments for their children. I conclude that a court may not constitutionally substitute its decision for that of a fit custodial parent as to what, if any, grandparent visitation is in a child’s overall best interest, unless the net effect of the court’s substituting its decision for that of the parent’s will be to prevent substantial harm to the child.
I also note that
“ ‘The problem here is not that the Washington Superior Court intervened, but that when it did so, it gave no special weight at all to Granville’s determination of her daughters’ best interests.’ ...
“The decisional framework employed by the Superior Court directly contravened the traditional presumption that a fit parent will act in the best interest of his or her child.”
R.S.C.,
“[T]here is a presumption that fit parents act in the best interests of their children. As [the Supreme Court] explained in Parham:
“ ‘... historically, it has recognized that natural bonds of affection lead parents to act in the best interests of their children.’ ”
Troxel,
The problem with the Washington statute, therefore, was that it provided “no special weight at all to [the parent’s] determination of her daughters’ best interests.” Troxel,
In In re Marriage of Harris,
The Harris<- court begins by explaining that conventional custody cases provided useful guidance with respect to visitation
“[WJhereas the paramount consideration in a dispute between parents is the best interest of the child, a far different emphasis applies when a parent and a non-parent vie for custody. In such cases, an award cannot be made to the nonpar-ent unless the court finds an award of custody to the parent would be detrimental to the child. A parent, if not found unfit, has a ‘natural’ and paramount right to custody as against a third party.”
Id. at 14CM1 (citations omitted). The court then explained that, consistent with the state policy of parental preference, before making an order granting custody to a nonparent without the parents’ consent, a court must make a two-part finding: “granting custody to a parent would be detrimental to the child; and granting custody to the nonparent is required to serve the child’s best interests.... [SJuch findings are required to prevent impermissible intrusions into parent decision-making by fit parents.” Id. at 141.
The California appellate court then elaborated further on the quantum of proof necessary in order to intrude into parental decision-making by fit parents:
“ ‘The degree of burden of proof applied in a particular situation is an expression of the degree of confidence society wishes to require of the resolution of a question of fact.... The burden of proof thus serves to allocate the risk of error between the parties, and varies in proportion to the gravity of the consequences of an erroneous resolution.... ’
“Before the state can override a fit parent’s child rearing decisions, something more than a preponderance of the evidence is called for. A preponderance of the evidence standard is appropriate when ‘society has a minimal concern with the outcome’ of the litigation, as in a suit for money damages.... But when a constitutional right is at stake, a significant quantum of proof must be required to afford adequate protection of that right. Otherwise, we risk having a court substitute its own views for those of a fit parent. By mandating a grandparent to show by the higher standard of clear and convincing evidence that a fit parent’s decision against visitation would be detrimental to the child, we are precluding a court from overriding a parent’s child rearing decision merely on the basis of the court’s contrary view.”
Id. at 141-42. Accordingly, the California Court of Appeal concluded that “[wjhen a fit parent objects to visitation, the grandparent must bear the burden of demonstrating by clear and convincing evidence that the parent’s decision regarding visitation would be detrimental to the child.” Id. at 141.
Nonetheless, in R.S.C., as in J.S., this court found the grandparent-visitation statute before it to be unconstitutional as applied and stopped short of declaring the statute unconstitutional per se, or facially. In so doing, this court, in effect, reserved judgment on whether
In Almon v. Morgan County,
It is well established that “courts will strive to uphold acts of the legislature.” City of Birmingham v. Smith,
The principles regarding severance of constitutional and unconstitutional applications of legislative enactments that I apply to this case are well established in federal
“A legislative act may be entirely valid as to some classes of cases, and clearly void as to others.... In any such case, the unconstitutional law must operate as far as it can, and it will not be held invalid on the objection of a party whose interests are not affected by it in a manner which the constitution forbids. If there are any exceptions to this rule, they must be of cases only where it is evident, from a contemplation of the statute and of the purpose to be accomplished by it, that it would not have been passed at all, except as an entirety, and that the general purpose of the legislature will be defeated if it shall be held valid as to some eases and void as to others.”
Thus, in Crowell v. Benson,
The question now presented, therefore, is whether, with the statutory presumption in favor of grandparent visitation having been stricken as unconstitutional, the Legislature would have intended that the remainder of the statute be applied to the limit of those constitutional standards we have identified herein, rather than be stricken altogether. Based on my reading of § 30 — 3—4.1, in its entirety, as well as my review of the history of various enactments by our Legislature attempting to provide some form of grandparent-visitation rights, I conclude that the Legislature would have intended that this particular enactment be applied to the fullest extent permitted by the constitution.
Even more importantly, in Title One, Chapter One, of the 1975 Code of Alabama, entitled “Construction of Code and Statutes,” our Legislature stated, in part:
“If any provision of this Code ... or the application thereof to any person, thing, or circumstances, is held invalid by a court of competent jurisdiction, such invalidity shall not affect the ... applications of this Code ... that can be given effect without the invalid provisions or application ..., and to this end, the provisions of this Code and such amendments and statutes are declared to be severable.”
Compensation Act.
I conclude that
Based upon the foregoing, I conclude that the trial court erred in holding
. In Wisconsin v. Yoder,
. A basic presumption undergirded the Troxel court's decision: a fit parent acts in the best interests of his or her child. As the Troxel court explained:
"The [grandparents] did not allege, and no court has found, that [the mother] was an unfit parent. That aspect of the case is important, for there is a presumption that fit parents act in the best interests of their children....
"Accordingly, so long as a parent adequately cares for his or her children (i.e., is fit), there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of that parent to make the best decisions concerning the rearing of that parent's children.”
Troxel,
Quoting Ex parte Mathews,
"So strong is this presumption [in favor of a natural parent’s custody of his or her child], absent a showing of voluntary forfeiture of that right, that it can be overcome only by a finding, supported by competent evidence, that the parent seeking custody is guilty of such misconduct or neglect to a degree which renders that parent an unfit and improper person to be entrusted with the care and upbringing of the child in question.”
Elsewhere in its opinion in Ex parte Terry, our Supreme Court explained that its earlier decision in Ex parte McLendon,
"A natural parent has a prima facie right to the custody of his or her child. However, this presumption does not apply after a voluntary forfeiture of custody or a prior decree removing custody from the natural parent and awarding it to a non-parent.”
. In Borsdorf v. Mills,
"[T]he importance of the familial relationship, to the individuals involved and to the society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays 'in promot[ing] a way of life' through the instruction of children as well as from the fact of blood relationship.”
Lehr v. Robertson,
. In R.S.C., I raised the possibility that the right of parental control over questions of supervised visitation with grandparents might not receive the same degree of constitutional protection as the right of parental control over unsupervised visitation. R.S.C.,
. On January 3, 2002, the California Supreme Court granted review in In re Marriage of Harris,
. In addition to the constitutional applications discussed in the text, I note that there are at least two other circumstances under which the statute may be constitutionally applied.
. I do not derive a required showing of "substantial harm” from a construction of § 30-3-4. l’s “best-interest” standard. Instead, the requirement that there be a showing of such harm is, in my view, a constitutionally required limitation. I simply conclude that the Legislature would have intended that the statute be applied to the fullest extent permitted by that limitation, rather than not at all.
. While concerns regarding separation of powers inevitably enter into the calculus as to the proper treatment of a legislative enactment not constitutional in all its applications, such concerns may as well be implicated where the court is inclined to strike the enactment in its entirety as where consideration is given to upholding its application only to the extent permitted by constitutional standards. The obligation of courts vis-a-vis the Legislature is to give effect to the expressed will of the latter to the extent the constitution allows. See, e.g., Regan v. Time, Inc.,
Concurrence Opinion
concurring in the judgment of reversal only.
I agree with the reasoning in Judge Murdock’s special writing. I write specially to note that Judge Thompson agrees that
Dissenting Opinion
dissenting.
I respectfully dissent. As I have stated in my earlier writings in J.S. v. D.W., [Ms. 2990431, May 4, 2001]-So.2d-,-(Ala.Civ.App.2001) (Crawley, J., concurring in the result), and R.S.C. v. J.B.C.,