Case Information
*1 Before B LACKBURNE -R IGSBY , Chief Judge , [*] E ASTERLY , Associate Judge , and R EID , Senior Judge .
E ASTERLY , Associate Judge : Kywone D. Pelzer appeals his conviction after a jury trial for robbery. He argues that his conviction should be reversed because the evidence was legally insufficient, and because the trial court made a number of evidentiary and instructional errors. We conclude that the evidence was sufficient to permit a reasonable juror to find Mr. Pelzer guilty of robbery, and we reject all but one of Mr. Pelzer‘s other arguments—that the trial court abused its discretion when it admitted the recording of the complainant‘s 911 call into evidence under the hearsay exception for excited utterances. But because the admission of this recording was harmless in light of the other evidence presented, including the complainant‘s in court testimony, we affirm.
I. The Evidence at Trial
Preston Mitchum testified at trial that Mr. Pelzer had robbed him and gave the following account of the incident: as Mr. Mitchum was riding the bus home on a late fall evening, listening to music on his new iPhone, he noticed that a man he did not know (later identified as Mr. Pelzer) was taking special interest in him. Mr. Pelzer, who was sitting some distance away from Mr. Mitchum toward the front of the bus, kept looking over his shoulder to stare at Mr. Mitchum, who was sitting toward the rear of the bus. Mr. Pelzer then moved seats to sit in a forward facing seat immediately adjacent to Mr. Mitchum‘s side-facing seat. When the bus reached the first of two stops where Mr. Mitchum could have exited, Mr. Mitchum stood up to exit, but when Mr. Pelzer also stood, Mr. Mitchum, now ―uncomfortable with what was happening,‖ sat back down. At the second stop, Mr. Mitchum again stood up (as did Mr. Pelzer), then sat back down again, and then, just as the bus was about to pull away, asked the driver to open the back door and exited the bus. Mr. Pelzer walked off the bus behind Mr. Mitchum.
Now on the street, Mr. Pelzer approached Mr. Mitchum, who was still holding his phone in his hand, and asked, ―what kind of phone is that?‖ After Mr. Mitchum told him it was an iPhone 5C, Mr. Pelzer ―aggressive[ly]‖ asked, ―let me use your phone.‖ Mr. Mitchum initially responded that he did not think that was a good idea. He then noticed Mr. Pelzer making ―a hand motion near like the chest area‖ ―inside [his] jacket.‖ Concerned Mr. Pelzer might have a weapon, Mr. Mitchum thought to himself, ―it is not worth it, it is just a phone, I can just use my insurance to get another one, it really is not that big of a deal.‖ He began to enter his pass code to unlock the phone for Mr. Pelzer, but before he finished, Mr. Pelzer grabbed the phone and ran across the street. Mr. Mitchum yelled after him, ―sir, you have my phone,‖ but Mr. Pelzer kept running.
Mr. Mitchum, still thinking it was possible that Mr. Pelzer was armed, did not follow him. Mr. Pelzer ran by a high school student whom Mr. Mitchum knew and who had walked off the bus ahead of Mr. Mitchum and Mr. Pelzer; the student looked at Mr. Mitchum ―to make sure I was okay,‖ and Mr. Mitchum ―kind of just waved him on and told him to just go home.‖ Mr. Mitchum waited until Mr. Pelzer was out of sight and then headed home, walking in the same direction Mr. Pelzer had run.
On his way home, Mr. Mitchum happened upon a police car, reported the theft of this phone to the two officers in the car, Officers Newberry and Robinson, and gave a detailed description of the perpetrator. Mr. Mitchum ―made the formal report to 911 when [he] got [home] by using [his] . . . roommate‘s cell phone,‖ after realizing that he had not given the police his contact information. The government successfully moved for its admission as an excited utterance and played a recording of this call for the jury.
Officer Newberry also testified at trial and stated that he and his partner had canvassed the area using the description given by Mr. Mitchum and stopped Mr. Pelzer later that evening. In a show-up procedure, Mr. Mitchum positively identified Mr. Pelzer as the man who had taken his phone. When the police searched Mr. Pelzer, they recovered Mr. Mitchum‘s iPhone.
Testifying in his own defense, Mr. Pelzer acknowledged that he had had Mr. Mitchum‘s iPhone but gave a different account of how it came into his possession. Mr. Pelzer explained that, after he exited the bus with Mr. Mitchum, [2] he needed to make a call quickly, [3] but he could not use his own cell phone because, although he had recently purchased one, he had not yet activated it. Mr. Pelzer asked Mr. Mitchum if he could borrow the iPhone, and Mr. Mitchum gave it to him. Mr. Pelzer then walked ahead of Mr. Mitchum because he ―didn‘t want to be seen with [Mr. Mitchum].‖ [4] They walked together in this manner, across the intersection and down the street. But at some point, Mr. Mitchum ran away. Mr. Pelzer called after him, but Mr. Mitchum did not return. Mr. Pelzer remained in the area in hopes of reconnecting with Mr. Mitchum. Ultimately, he walked by a police officer on the street and was stopped and arrested; thereafter he gave a statement to the police, clips of which were played during cross examination. [5]
Having heard this evidence, a jury convicted Mr. Pelzer of robbery. This appeal followed.
II. Sufficiency of the evidence
Mr. Pelzer argues that that there was insufficient evidence to find that he
took Mr. Mitchum‘s phone against his will, an essential element to the crime of
robbery.
See Gray v. United States
,
III. Excited Utterance Analysis
Turning to the trial court‘s admission of Mr. Mitchum‘s call to 911 as an
excited utterance, we first review the law that the trial court and our court must
apply. As we recently explained in
Mayhand v. United States
, the test a trial court
must apply before ―admitting an out-of-court statement offered for the truth of the
matter asserted under the ‗excited utterance‘ exception to the rule against hearsay
is well established in this jurisdiction and has three parts.‖
(1) the presence of a serious occurrence which causes a state of nervous excitement or physical shock in the declarant, (2) a declaration made within a reasonably short period of time after the occurrence so as to assure that the declarant has not reflected upon his statement or premeditated or constructed it, and (3) the presence of circumstances, which in their totality suggest spontaneity and sincerity of the remark.
In all cases the ultimate question is whether the statement was the result of reflective thought or whether it was rather a spontaneous reaction to the exciting event.
Id
. (citations and internal quotation marks omitted);
accord Gabramadhin v.
United States
,
Regarding this court‘s review of a trial court ruling that a statement is admissible as an excited utterance, in Mayhand , we explained:
Whether a statement constitutes an excited utterance depends upon the facts peculiar to each case, and each element of the three-part test must be met before such a statement may be admitted into evidence.
The trial court has the legal responsibility to examine the testimony and determine whether the proper foundation has been laid before deciding whether the exception applies. We commit this decision to the trial court‘s exercise of sound judicial discretion. Accordingly, we review the trial court‘s fact-finding for clear error, and we review the court‘s determination that these facts permit admission of a statement under the excited utterance exception for abuse of discretion. Obviously, whether the trial court adheres to the test for the admission of hearsay under this exception is a legal question and the trial court abuses its discretion when it rests its conclusions on incorrect legal standards.
Before trial began in this case, the government moved to admit a recording of the 911 call made by Mr. Mitchum after he returned home. In the call, Mr. Mitchum said that he had just been mugged and already reported the crime to police officers he encountered on the street, but that he realized that he had failed to give them his contact information. In response to questions from the 911 operator, he then gave his full mailing address, a detailed description of the perpetrator, two phone numbers where he could be reached, and location information for the incident. The court listened to the recording of Mr. Mitchum‘s call and then, without having heard any other evidence in the case, evaluated its admissibility as an excited utterance.
The trial court found that, ―[w]e do have a startling event. And under the case law, it is within a reasonable proximity with respect to time. [And t]he statement does relate back to the startling event and the witness appears by his voice to still be under the effects of the startling event.‖ Based on these findings, the trial court determined that the government had carried its burden to establish that Mr. Mitchum‘s 911 call was admissible as an excited utterance.
We conclude that the court both failed to consider one of our three established criteria for the admission of hearsay statements under the excited utterance exception, see supra , and improperly concluded that the two criteria it did consider were satisfied.
First, the trial court was obligated to confirm ―the presence of a serious occurrence which [could both] cause[] a state of nervous excitement or physical shock in the declarant,‖ Mayhand , 127 A.3d at 1205, and suspend his powers of reflection, id. at 1206–07 (explaining that the ―essential rationale of this hearsay exception is that statements made while a person is overcome by excitement or in shock are fundamentally trustworthy,‖ and that ―because our aim is to ensure that an individual‘s powers of reflection have been suspended, we require a much higher level of emotional upset [than an indication of some distress] to support the admissibility of a hearsay statement as an excited utterance‖). Assuming the theft of a phone could constitute such an incident, the trial court was initially obligated to consider Mr. Mitchum‘s state of mind immediately after the incident to ascertain its actual effect on Mr. Mitchum. But although the court pronounced that there was ―a startling event,‖ in fact it had been given no evidence about Mr. Mitchum‘s state of mind immediately after the incident. Instead, the court appeared to look to Mr. Mitchum‘s state of mind from his later phone call to infer the immediate effect of the incident on his state of mind. [9] But this collapses the first step of the excited utterance inquiry—namely, whether there was a shocking event—into the second step of the excited utterance analysis—whether, at the time the declarant spoke, he was still under the influence of the shocking event. [10]
In the second step of its analysis, the court was obligated to confirm that the
shocking impact of the incident was sufficiently lasting such that the declarant‘s
powers of reflection were still suspended at the time the proffered statement was
made.
Odemns v. United States
,
Moreover, having listened to the recording of Mr. Mitchum speaking with the 911 operator ourselves, [13] and, even deferring to the trial court‘s apparent finding that Mr. Mitchum (who was audibly emotional emotion at times) was upset as reflected ―by his voice,‖ [14] we can find no basis for the trial court to have concluded that his powers of reflection (if they were ever compromised) were still suspended at this time. See Gabramadhin v. United States , 137 A.3d 178, 184 (D.C. 2016) (concluding ―that the tone and contents of the call are consistent with a determination that [the declarant] was upset, but they are not consistent with a determination that [the declarant] was so upset that she was unable to reflect or was speaking reflexively‖). After the 911 operator came on the line, Mr. Mitchum explained the purpose of his call, i.e., that he had reported a mugging to police officers he encountered on the street, but he realized once he got home that he had failed to give them his contact information. The operator then asked for his address, and he gave his full mailing address. When the operator asked him whether the perpetrator had a weapon, requiring him to reflect on the earlier incident, Mr. Mitchum briefly lost his composure [15] and was unable to speak. But when he resumed talking, he was reflective and responsive and carefully answered (inaccurately) that Mr. Pelzer had ―said‖ he had a weapon. [16] In response to the operator‘s subsequent request for a description of the perpetrator, he gave a detailed picture of ―a black male about 5‘8‖ to 5‘10‖ [with] gold teeth [and a] camouflage jacket on with a hoodie pulled over his head. It was like an army camouflage jacket with blue jeans.‖ By the end of the two-minute call he was speaking calmly, offering the 911 operator two possible numbers where he could be reached and giving additional detail about the location of the incident ―if it helps anymore.‖
Third, as to whether the circumstances in their totality suggest the
spontaneity and sincerity of Mr. Mitchum‘s statements, the court did not appear to
consider this essential element at all.
Mayhand
,
Had the trial court considered this factor, we doubt that it would have
weighted it in the government‘s favor. Mr. Mitchum‘s statements in his call to 911
were not spontaneous. Rather, they were made after he had already spoken to the
police on the street, returned home, and then remembered that he had failed to give
the police his contact information. He borrowed a phone to call 911 to provide the
police with that missing information—indeed he told the operator at the outset of
his call that was his purpose in calling—and thereafter precisely responded to the
operator‘s follow-up questions.
See Gabramadhin
, 137 A.3d at 183 (noting that
―statements made in response to questions from law enforcement are not
automatically
inadmissible,‖ but
they are not excited utterances when
circumstances ―suggest reflection rather than spontaneity‖);
cf. Lewis v. United
States
,
We conclude that the trial court did not properly consider the elements of the
test for an excited utterance and, given this record, that ―the trial court could not
reasonably have deemed these statements admissible under this exception to the
rule against hearsay.‖
Mayhand
,
Just as in
Gabramadhin
, where the declarant of the improperly admitted
hearsay statement testified at trial,
see
IV. Other Claims of Error
Mr. Pelzer first argues that the trial court ―committed reversible error when
it allowed the government to play the videotaped statement [he made to the police]
in the presence of the jur[y] for purposes of refreshing [Mr.] Pelzer‘s
[recollection].‖ We review evidentiary decisions by the trial court about ―the
substance, form, and quantum of evidence which is to be presented to a jury‖ for
abuse of discretion.
Rodriguez v. United States
,
Mr. Pelzer also argues that the trial court improperly instructed the jury
about ―change of appearance‖
[22]
and ―flight.‖
[23]
We review the trial court‘s decision
to give these instructions for abuse of discretion.
Graham v. United States
, 12
A.3d 1159, 1166–67 (D.C. 2011) (quoting
Wheeler v. United States
,
(…continued)
memory.‖
McRoy v. United States
, 106 A.3d 1051, 1055 (D.C. 2015) (citing
Diggs v. United States
,
[21] Mr. Pelzer devotes his one-page argument to his factually-unsupported argument that the trial court improperly allowed the government to play his videotaped statement in front of the jury in order to refresh his recollection. He fails to develop a separate argument explaining why what the government actually did—impeaching him with snippets of this videotaped statement—was improper. Moreover, as noted above, he has not even given us the video recording, much less identified the statements made in that recording used as impeachment. Criminal Jury Instructions for the District of Columbia, No. 2.303 (5th ed.
rev. 2015). Criminal Jury Instructions for the District of Columbia, No. 2.301 (5th ed.
rev. 2015).
With regard to the ―change of appearance‖ instruction, we find that there
was sufficient evidence supporting the instruction. Specifically, Mr. Mitchum
testified that Mr. Pelzer had been wearing a camouflage jacket over a hooded
sweatshirt and blue jeans, but Officer Newberry testified that when he stopped Mr.
Pelzer, the order of his clothing was reversed: he was wearing a hooded sweatshirt
over a camouflage jacket and sweatpants over blue jeans.
See Scott v. United
States
, 619 A.2d 917, 928 (D.C. 1993) (stating that the defendant ―wearing a
different jacket‖ from the jacket witnesses had recognized ―permitted the jury to
draw an inference . . . [of] awareness of guilt‖ (citing
District of Columbia v. M.M.
,
We agree that the ―flight‖ instruction, which we have previously ―cautioned
. . . should be used ‗sparsely,‘‖
Headspeth v. United States
,
For the reasons discussed above, Mr. Pelzer‘s conviction for robbery is
Affirmed.
(…continued)
defendant fled because of consciousness of guilt and actual guilt of the crime
charged.‖ (quoting
Scott v. United States
,
Notes
[*] Chief Judge Blackburne-Rigsby was an Associate Judge of the court at the time this case was submitted. Her status changed to Chief Judge on March 18, 2017.
[1] D.C. Code § 22-2801 (2013 Repl.).
[2] Mr. Pelzer denied following Mr. Mitchum off the bus. He also denied moving seats to sit closer to Mr. Mitchum on the bus, testifying that the seat next to Mr. Mitchum had been the only one he could find.
[3] Mr. Pelzer inconsistently testified that he was waiting for a friend to get off work at a barbershop in view of the bus stop, but he felt ―pressed for time‖ because he was barred from the area, and he just wanted to ―use the phone, grab my friend and leave‖; and that he was permitted to be at the bus stop but that he was barred from the area of the barbershop and he had just gone to the store for his friend, so he just wanted to call his friend, ―give [him] what I had for him‖ and then leave the area.
[4] Mr. Pelzer indicated that he had a discriminatory reason for wanting to keep his distance and testified that did not ―want to be seen with the guy that didn‘t seem normal to me, like my type of friend.‖
[5] This court was not provided with a copy of the clips of the video-taped statement.
[6] Mr. Mitchum described the perpetrator as ―a black male about 5‘8‖ to 5‘10‖ [with] gold teeth [and a] camouflage jacket on with a hoodie pulled over his head. It was like an army camouflage jacket with blue jeans.‖
[7] See Gabramadhin , 137 A3d at 187 (―[T]he proponent of the evidence bears the burden of establishing which statements are admissible under which hearsay exceptions.‖); accord Best v. United States , 66 A.3d 1013, 1017 (D.C. 2013).
[8] As it turned out, evidence at trial corroborated that there had been a theft:
Mr. Mitchum‘s phone was recovered from Mr. Pelzer, a stranger to Mr. Mitchum.
The trial court did not know about this evidence at the time it ruled, however, and
instead appeared to believe that Mr. Mitchum‘s account of the theft in the
proffered statement was self-validating as to the occurrence of a stress-inducing
event.
But see Mayhand
,
[9] Had the trial court deferred ruling on the admissibility of the 911 call until it heard testimony from Mr. Mitchum, it clearly would not have had the requisite evidence to conclude that a startling event had occurred. Mr. Mitchum gave no indication that his powers of reflection were suspended. Instead, he testified that he made the rational calculation that it was not worth it to resist and that he could simply ―use [his] insurance to get another [phone].‖ And after Mr. Pelzer took his phone, he waved reassuringly to a youth he knew from the neighborhood who seemed to be looking across the street to check to see if he was ok. Three to five minutes later, he saw two officers in a police cruiser, told them what had happened, and gave them an ―exact[]‖ description of the perpetrator.
[10] The government implicitly acknowledges that, to determine if a startling event occurred, the court‘s attention should have been focused at the outset on Mr. Mitchum‘s mental state immediately after that event—not at the time he called 911. For this first step of the admissibility analysis, the government highlights evidence that the trial court had not heard at the time it issued its admissibility ruling: trial testimony from Officer Newberry regarding Mr. Mitchum‘s emotional state when he first reported the crime to the police. As the government summarizes Officer Newberry‘s testimony, Mr. Mitchum ―was so upset that at first he could not even verbalize a description of the robber.‖ But although Officer Newberry testified that Mr. Mitchum was initially ―startled,‖ ―frantic,‖ and ―shaking,‖ Officer Newberry also testified that he and his partner were able to get Mr. Mitchum to ―settle down‖ and to give them a description of the perpetrator, which they then used to apprehend Mr. Pelzer.
[11] Again, it is questionable whether the excited utterance itself may provide
the only evidence of the occurrence or timing of the alleged exciting event.
See supra
note 8 and accompanying text;
Mayhand
,
[12] The government acknowledges that ―[t]here is no fixed time requirement for a statement to qualify as an excited utterance‖ but asserts that this case ―falls well within the range this [c]ourt has recognized may support an excited utterance.‖ To be clear, we examine each case based on its facts. There is no standard ―range.‖
[13] Like other divisions, we have taken
“
the opportunity to listen to the
recording‖ of the call admitted as an excited utterance.
See, e.g.
,
Gabramadhin
,
[14] Gabramadhin , 137 A.3d at 183–84 (recognizing ―that the trial court concluded that [the declarant] was in a very nervous, distraught state of mind,‖ but concluding that her statement was not an excited utterance ―even granting deference to the trial court‘s conclusion‖).
[15]
But see Mayhand
,
[16] At trial Mr. Mitchum acknowledged that he had indicated in his 911 call that Mr. Pelzer had made a ―statement orally‖ about having a weapon but ―clarif[ied]‖ that Mr. Pelzer had never said he had a weapon. Mr. Mitchum simply ―assumed he did based on his language and [his] reaching into [his] chest area.‖
[17] In addition to dismissing Mr. Mitchum‘s inaccurate statement as related to only a ―minor detail,‖ and arguing that there is no indication that Mr. Mitchum ―intentionally misle[]d‖ the 911 operator, the government argues that ―it is reasonable to infer that [Mr. Mitchum‘s] minor lapse in saying that [Mr. Pelzer] said he was armed simply reflected the stress [the complainant] still was experiencing.‖ But the government misses the point that the rationale for this exception to the rule against hearsay is the theory that ―the wash of excitement blocks the reflection and calculation that could produce false statements‖ and provides adequate assurance that the out-of-court statement is reliable. Mayhand , 127 A.3d at 1206. In light of this rationale, it would be incongruous to say that emotion that induces unreliability in the proffered statement weighs in favor of that statement‘s admission as an excited utterance.
[18] Mr. Pelzer also argues for the first time on appeal that ―the trial court was
mistaken as to the weight to be given to the admitted 911 recorded call‖ and failed
to instruct the jury as to how to properly consider this evidence. The foundation
for this argument is a bench conference wherein the trial court expressed
momentary confusion that the 911 call, which it had already ruled was admissible
as an excited utterance, could not be considered for the truth of the matter asserted
because the statements contained therein were not ―made under oath‖ and could
only be considered as a prior inconsistent statement. But thereafter, the trial court
did not take steps to limit the jury‘s consideration of the 911 call in any way. The trial court‘s inaction was appropriate because the trial court was
mistaken that the out of court statement needed to be made under oath in order to
be considered for the truth of the matter asserted; if a statement satisfies our
criteria for excited utterances, it is, without more, admissible for its truth.
Accordingly, Mr. Pelzer cannot satisfy the first prong of our test for plain error,
requiring that error occurred.
See Wheeler v. United States
, 930 A.2d 232, 242
(D.C. 2007) (citing
United States v. Olano
,
[19] To recap, Mr. Pelzer had approached Mr. Mitchum, a stranger to whom Mr. Pelzer had an apparent aversion and with whom he did not want to be seen, to borrow his new phone; Mr. Pelzer had walked ahead of Mr. Mitchum and Mr. Mitchum had compliantly followed him; but at some point, for no discernable reason, Mr. Mitchum had run away, abandoning his new phone with Mr. Pelzer.
[20] Although the prosecutor did not cite any case law, he was apparently relying on the theory that ―a witness‘s prior statement is considered inconsistent with h[is] testimony if []he evades questions at trial by claiming a loss of (continued…)
[24] This instruction is typically given when there is specific evidence that the defendant was attempting to flee from law enforcement. See, e.g. , Headspeth , 86 A.3d at 561–62 (discussing defendant‘s attempt to evade arrest by police), and we are unaware of any decision of this court indicating that the act of leaving the scene of a crime alone supports a flight instruction. Cf. Graham v. United States , 12 A.3d 1159, 1167 (D.C. 2011) (―A flight instruction is improper unless the evidence reasonably supports the inference that there was flight or concealment and that the (continued…)
