78 Ohio St. 3d 134 | Ohio | 1997
Lead Opinion
This appeal presents three main issues for our consideration. The first is whether the court of appeals erred in finding that appellees were entitled to summary judgment on Kulch’s statutory cause of action for violations of R.C. 4113.52, Ohio’s Whistleblower Statute.
I
Appellant’s Statutory Cause of Action
The record reveals that appellant orally notified appellees of claimed health and safety violations at the Structural Fibers plant long before he reported the matter to OSHA. However, appellant never provided appellees with a written report concerning these alleged violations. The trial court and the court of appeals held that R.C. 4113.52(A)(1)(a) required appellant to notify appellees both orally and in uniting concerning the alleged safety and health violations in order to gain statutory protection as a whistleblower. Therefore, the trial court and the court of appeals held that appellant was not entitled to statutory protection under R.C. 4113.52 because he had failed to strictly comply with the requirements of R.C. 4113.52(A)(1)(a).
Appellant presents four propositions of law for our consideration. Propositions of Law Nos. 1 and 3 read as follows:
“Proposition of Law No. 1
“If an employer receives oral or written notification from an employee of a claimed health or safety violation as described in R.C. § 4113.52(A)(1)(a), and does not correct the violation or make a reasonable and good faith effort to correct the violation within 24 hours, the employee may file a written report with a regulatory official or agency as authorized by R.C. § 4113.52(A)(1)(a). That filing invokes the protection of the whistleblower statute. R.C. § 4113.52(A)-(B), explained.”
“Proposition of Law No. 3
“A court addressing a summary judgment motion must consider not only the materials properly attached to the briefing in support and in opposition, but also all pleadings on file in the case. A court may not properly grant summary judgment on the ground that a party has not asserted a claim or theory in the lower court, where such claim or theory is plainly set forth in the complaint or other pleading properly on file. * * * ”
In his first proposition of law, appellant contends that the trial court and the court of appeals erred in finding that he was required under R.C. 4113.52(A)(1)(a) to notify appellees both orally and in uniting concerning the alleged safety and health violations. Specifically, appellant interprets R.C. 4113.52(A)(1)(a) as pro
Recently, in Contreras v. Ferro Corp. (1995), 73 Ohio St.3d 244, 652 N.E.2d 940, this court outlined the specific procedures that must be followed under R.C. 4113.52(A)(1)(a) for an employee to gain statutory protection for reporting certain information to outside authorities. In Contreras, supra, at 246-249, 652 N.E.2d at 942-944, we stated:
“Ohio’s Whistleblower Statute, R.C. 4113.52, provides specific procedures an employee must follow to gain statutory protection as a whistleblower. R.C. 4113.52(A)(1)(a) addresses the situation where an employee in the course of his or her employment becomes aware of a violation of any state or federal statute or any ordinance or regulation of a political subdivision that the employer has the authority to correct, and the employee reasonably believes that the violation either is a criminal offense that is likely to cause an imminent risk of physical harm or a hazard to public health or safety or is a felony. Under such circumstances, R.C. 4.113.52(A)(1)(a) requires that the employee orally notify his or her supervisor or other responsible officer of the employer of the violation and subsequently file with that person a written report that provides sufficient detail to identify and describe the violation. If these requirements have been satisfied and the employer does not correct the violation or make a reasonable and good faith effort to correct the violation within twenty-four hours after the oral notification or the receipt of the written report, whichever is earlier, the employee may then file a written report with the prosecuting authority of the county or municipal corporation where the violation occurred or with some other appropriate person specified in R.C. 4113.52(A)(1)(a).
“Clearly, the provisions of R.C. 4113.52(A)(1) contemplate that the employer shall be given the opportunity to correct the violation. The statute mandates that the employer be informed of the violation both orally and in writing. An employee who fails to provide the employer with the required oral notification and written report is not entitled to statutory protection for reporting the information to outside authorities. If the employee provides the employer with oral notification and a written report, the employee may be entitled to the protections of the whistleblower statute for reporting the information to outside authorities only if the employer has failed to correct the violation or make a reasonable and good faith effort to correct the violation within twenty-four hours*142 after the oral notification or the receipt of the written report, whichever is earlier. R.C. 4113.52(A)(1)(b) contemplates that the employer will apprise the employee of its efforts to correct the violation. That provision mandates that if an employee makes a report to his or her employer under R.C. 4113.52(A)(1)(a), the employer, ■within twenty-four hours after the oral notification was made or the report received or by the close of business on the next regular business day, whichever is later, must provide written notice to the employee of any efforts the employer made to correct the alleged violation or hazard or of the absence of the alleged violation or hazard. Only after all these various procedures and requirements have been satisfied, and only if the employer has not corrected the violation or made a reasonable and good faith effort to correct the violation may the employee report the violation to outside authorities — but only those authorities specified in R.C. 4113.52(A)(1)(a).
“Therefore, to restate, R.C. 4113.52(A)(1) protects an employee for reporting certain information to outside authorities only if the following requirements have first been satisfied: (1) the employee provided the required oral notification to the employee’s supervisor or other responsible officer of the employer, (2) the employee filed a written report with the supervisor or other responsible officer, and (3) the employer failed to correct the violation or to make a reasonable and good faith effort to correct the violation. Further, R.C. 4113.52(A)(1)(a) sets forth the sole acceptable manner in which the employee may ‘blow the whistle’ to outside authorities. Specifically, the employee may file a written report that provides sufficient detail to identify and describe the violation with the proper prosecuting authority or other appropriate official or agency with regulatory authority over the employer and the industry, trade or business in which the employer is engaged. An employee who fails to follow the specific requirements of the statute is not a protected whistleblower and, accordingly, may not bring a wrongful discharge action pursuant to R.C. 4113.52.” (Emphasis added in part and deleted in part; footnote omitted.)
We continue to believe that our discussion in Contreras concerning the specific procedural reporting requirements of R.C. 4113.52(A)(1)(a) comports with the express terms of the Whistleblower Statute. Here, appellant orally notified appellees of the claimed health and safety violations concerning airborne chemicals at the Structural Fibers plant. Appellees failed to address appellant’s concerns. ■ Thereafter, appellant proceeded to report the matter to OSHA without ever having provided appellees with a written report describing the alleged violations. The fact that appellant reported to OSHA without having notified his employer both orally and in writing concerning the alleged health and safety violations is fatal to his claim for protection under R.C. 4113.52(A)(1)(a).
The court of appeals refused to address appellant’s arguments in this regard, stating:
“In the second assignment of error, appellant maintains that the trial court erred in dismissing his whistle-blower claim because R.C. 4113.52(A)(2) dispenses with any notice to the employer when the complaint involves R.C. Chapters 3704 and 3734. * * *
“A review of the record, however, reveals that appellant never argued this theory in the trial court. It is well established that an appellant may not assert a new theory for the first time before the appellate court. * * * Accordingly, this court will not address appellant’s argument that no notice to the employer is required for complaints regarding R.C. Chapters 3704 and 3734.”
However, we find that appellant clearly raised a claim for protection under R.C. 4113.52(A)(2) in Count One of his amended complaint, wherein he set forth the following relevant allegations in support of his statutory cause of action for violations of the Whistleblower Statute:
“4. Beginning in late January, 1991, in the course of his employment with defendant, plaintiff became aware of activities, conditions and company policies at the work place which constituted an imminent risk of physical harm to himself and other employees and a hazard to public health.
“5. Among other things, these included the use and discharge into the air in the work area of highly toxic or corrosive chemicals such as acetone, styrene, epoxy resins, and cobalt mixes.
“6. These activities, conditions and company policies at the work place constitute a violation of various state and federal laws including but not limited to the Occupational Safety and Health Act of 1970 and Ohio Revised Code Chapters 370k cmd 373k.
*144 “7. These activities, conditions and company policies also constitute a criminal offense under those laws.
« * * *
“10. When the problems were not corrected, plaintiff reported them to the Occupational Safety and Health Administration. * * *
“11. Shortly after plaintiff reported these matters to OSHA, defendant began to discriminate and retaliate against plaintiff because of making this report and these charges.
<< * * *
“17. Defendant’s conduct [in retaliating against appellant for filing a report with OSHA], is unlawful retaliation, specifically prohibited by R.C. 4113.51-.52 * * (Emphasis added.)
A fair reading of the amended complaint reveals that appellant raised a claim for protection under R.C. 4113.52(A)(2) by alleging that he had reported to OSHA concerning perceived criminal violations of R.C. Chapters 3704 and 3734. R.C. 4113.52(A)(2) specifically authorizes an employee to report such matters directly to any appropriate public official or agency having regulatory authority over the employer. Therefore, as a matter of law, there is no requirement for a reporter of information under R.C. 4113.52(A)(2) to inform his or her employer, either orally or in writing, concerning violations of the type described in R.C. 4113.52(A)(2). Accordingly, we disagree with the court of appeals’ conclusion that appellant has somehow waived his claim that he was a protected reporter of information under R.C. 4113.52(A)(2). The claim was specifically asserted in the factual allegations of appellant’s amended complaint. Apparently, the court of appeals believed that appellant was obligated to raise the issue of R.C. 4113.52(A)(2) in response to appellees’ motion for summary judgment. However, appellees’ motion for summary judgment did not attack appellant’s claim for protection under R.C. 4113.52(A)(2). See discussion infra. Therefore, any omission by appellant to defend his (A)(2) claim for whistleblower protection in response to appellees’ motion for summary judgment cannot constitute an abandonment of that claim.
Appellees contend that they were entitled to summary judgment on the statutory whistleblower cause of action despite appellant’s claim for protection under R.C. 4113.52(A)(2). Specifically, appellees claim that their motion for summary judgment obligated appellant to produce evidence “beyond the allegations and defenses of his pleading to show facts of his awareness about environmental crimes under R.C. Chapters 3704, 3734, 6109 or 6111 * * To support this argument, appellees cite Wing v. Anchor Media, Ltd. of Texas (1991), 59 Ohio St.3d 108, 570 N.E.2d 1095, paragraph three of the syllabus, wherein a
“[A] party seeking summary judgment, on the ground that the nonmoving party cannot prove its case, bears the initial burden of informing the trial court of the basis for the motion, and identifying those portions of the record that demonstrate the absence of a genuine issue of material fact on the essential element(s) of the nonmoving party’s claims. The moving party cannot discharge its initial burden under Civ.R. 56 simply by making a conclusory assertion that the nonmoving party has no evidence to prove its case. Rather, the moving party must be able to specifically point to some evidence of the type listed in Civ.R. 56(C) which affirmatively demonstrates that the nonmoving party has no evidence to support the nonmoving party’s claims. If the moving party fails to satisfy its initial burden, the motion for summary judgment must be denied. However, if the moving party has satisfied its initial burden, the nonmoving party then has a reciprocal burden outlined in Civ.R. 56(E) to set forth specific facts showing that there is a genuine issue for trial and, if the nonmovant does not so respond, summary judgment, if appropriate, shall be entered against the nonmoving party.”3 (Emphasis added in part and deleted in part.)
In response to the motion for summary judgment, appellant relied upon evidentiary materials of the type listed in Civ.R. 56(C) indicating that there were genuine issues of material fact remaining to be litigated concerning the reasons for his termination. Appellant also pointed to evidence indicating that he had verbally notified appellees regarding the conditions at the Structural Fibers plant before he reported the matter to OSHA, but he did not raise any specific issue or
Appellees’ motion for summary judgment clearly dealt with appellant’s failure to comply with the specific reporting requirements of R.C. 4113.52(A)(1)(a). In this regard, appellees were successful in defeating any claim that appellant was a protected whistleblower under the provisions of R.C. 4113.52(A)(1)(a), since it was undisputed that appellant had reported to OSHA without having notified his employer, both orally and in writing, concerning the alleged criminal violations. However, appellees never satisfied (or even attempted to satisfy) their initial burden under Civ.R. 56 of demonstrating that there were no genuine issues of material fact concerning appellant’s claim for whistleblower protection under the provisions of R.C. 4113.52(A)(2). Thus, appellant had no obligation to respond to the motion by raising or otherwise supporting the factual allegations already contained in his amended complaint pertaining to his claim for possible whistle-blower protection under R.C. 4113.52(A)(2).
The trial court granted summary judgment in favor of appellees on appellant’s entire statutory cause of action solely because appellant had not complied with the specific reporting requirements of R.C. 4113.52(A)(1)(a). Appellant’s amended complaint sought whistleblower protection under R.C. 4113.52(A)(2) as well as 4113.52(A)(1)(a). By entering summary judgment against appellant on his entire statutory claim, the trial court erred to the extent that it dismissed appellant’s claim for protection under R.C. 4113.52(A)(2). Appellees never challenged appellant’s claim that his report to OSHA was an authorized report under R.C. 4113.52(A)(2). Moreover, contrary to appellees’ suggestions, appellant had no obligation to respond to the motion for summary judgment by producing evidence on every element of his claim for protection under R.C. 4113.52(A)(2), since appellees never discharged their initial burden of demonstrating the absence of a genuine issue of material fact concerning that claim and their entitlement to judgment as a matter of law.
Appellees now protest that appellant never reported the alleged criminal violations of R.C. Chapters 3704 and 3734 to the public authority responsible for enforcement of those laws. Appellees also contend that the matters reported to OSHA did not constitute criminal violations of R.C. Chapters 3704 and 3734. Appellant counters appellees’ first argument by noting that (1) R.C. 4113.52(A)(2) authorizes an employee to report alleged criminal violations involving R.C. Chapters 3704 and 3734 to any appropriate public official or agency that has regulatory authority over the employer, and (2) OSHA was a regulatory agency with regulatory authority over appellees. Appellant counters appellees’ second
Obviously, the proper place for appellees to have raised their arguments concerning the viability of appellant’s claim for whistleblower protection under R.C. 4113.52(A)(2) was in their motion for summary judgment at the trial court level. This appellees failed to do. Accordingly, we will not address the merits of appellees’ contentions that appellant is not a protected whistleblower under the provisions of R.C. 4113.52(A)(2). These arguments may be raised before the trial court on remand.
In conclusion, we find that the grant of summary judgment in favor of appellees on appellant’s statutory cause of action for violations of the Whistle-blower Statute was appropriate to the extent that appellant claimed protection as a whistleblower under R.C. 4113.52(A)(1)(a). However, we find that the trial court erred in granting summary judgment in favor of appellees on appellant’s claim for protection under R.C. 4113.52(A)(2). Accordingly, we reject appellant’s first proposition of law, but find his third proposition of law to be well taken. We vacate that portion of the trial court’s judgment which dismissed appellant’s claims for protection under R.C. 4113.52(A)(2), reinstate appellant’s statutory claim that he was unlawfully retaliated against by appellees for having filed an authorized report under R.C. 4113.52(A)(2), and remand this cause to the trial court for further proceedings on the statutory cause of action.
II
Greeley Claim
In his second proposition of law, appellant contends that he also has an independent common-law cause of action based upon Greeley, supra, 49 Ohio
In Greeley, 49 Ohio St.3d 228, 551 N.E.2d 981, Robert Greeley, an at-will employee, was allegedly discharged from his employment solely because his employer had received a court order requiring the withholding of a specific amount of Greeley’s wages for child support. Greeley sued his former employer for wrongful discharge, since R.C. 3113.213(D) prohibits employers from using a child support wage withholding order as a basis for discharging an employee. R.C. 3113.213(D) sets forth a monetary fine for employers who violate the statute but does not provide for a private cause of action on behalf of the aggrieved employee. In Greeley, we recognized a public-policy exception to the employment-at-will doctrine and held that Greeley was entitled to maintain a cause of action in tort against his former employer for wrongful discharge. Id. at 233-235, 551 N.E.2d at 986-987. Specifically, in Greeley, at paragraphs one, two and three of the syllabus, we held that:
“1. Public policy warrants an exception to the employment-at-will doctrine when an employee is discharged or disciplined for a reason which is prohibited by statute. (R.C. 3113.213[D], construed and applied.)
“2. Henceforth, the right of employers to terminate employment at will for ‘any cause’ no longer includes the discharge of an employee where the discharge is in violation of a statute and thereby contravenes public policy. (Fawcett v. G.C. Murphy & Co. [1976], 46 Ohio St.2d 245, 75 O.O.2d 291, 348 N.E.2d 144, modified.)
“3. In Ohio, a cause of action for wrongful discharge in violation of public policy may be brought in tort.”
Additionally, in Greeley, we recognized that the public-policy exception to the employment-at-will doctrine need not be premised solely upon a violation of a specific statute. We said that: “Today, we only decide the question of a public policy exception to the employment-at-will doctrine based on violation of a specific
In Tulloh v. Goodyear Atomic Corp. (1992), 62 Ohio St.3d 541, 584 N.E.2d 729, syllabus, this court held that “[ajbsent statutory authority, there is no common-law basis in tort for a wrongful discharge claim.” The syllabus in Tulloh was supported by a majority composed of two justices and two visiting judges.
However, in Painter v. Graley (1994), 70 Ohio St.3d 377, 639 N.E.2d 51, paragraphs two and three of the syllabus, we held that:
“2. To state a claim of wrongful discharge in violation of public policy, a plaintiff must allege facts demonstrating that the employer’s act of discharging him contravened a ‘clear public policy.’ (Greeley v. Miami Valley Maintenance Contractors, Inc. [1990], 49 Ohio St.3d 228, 551 N.E.2d 981, affirmed and followed.)
“3. ‘Clear public policy’ sufficient to justify an exception to the employment-at-will doctrine is not limited to public policy expressed by the General Assembly in the form of statutory enactments, but may also be discerned as a matter of law based on other sources, such as the Constitutions of Ohio and the United States, administrative rules and regulations, and the common law. (Tulloh v. Goodyear Atomic Corp. [1992], 62 Ohio St.3d 541, 584 N.E.2d 729, overruled.)” (Emphasis added.)
Therefore, Greeley and Painter recognize an exception to the employment-at-will doctrine when an at-will employee is discharged or disciplined for a reason that contravenes clear public policy. There is no question that Greeley and Painter recognize that clear public policy may be ascertained from a statutory provision or from any number of other sources. If there was ever any serious question whether a specific statute had to be violated for Greeley to apply, Painter answered that question in the negative by expressly overruling Tulloh, supra. See Painter, paragraph three of the syllabus. The question whether the Greeley public-policy exception to the employment-at-will doctrine applies only in cases involving a statutory violation was soundly rejected not only in Painter, but in the recent case of Collins v. Rizkana (1995), 73 Ohio St.3d 65, 652 N.E.2d 653.
In determining whether appellant has a viable common-law cause of action under Greeley and its progeny for tortious wrongful discharge in violation of public policy, we reaffirm the following suggested analysis set forth in Painter, supra, 70 Ohio St.3d at 384, 639 N.E.2d at 57, fn. 8:
*151 “In reviewing future cases, Ohio courts may find useful the analysis of Villanova Law Professor H. Perritt, who, based on review of cases throughout the country, has described the elements of the tort as follows:
“ ‘1. That [a] clear public policy existed and was manifested in a state or federal constitution, statute or administrative regulation, or in the common law (the clarity element).
“ ‘2. That dismissing employees under circumstances like those involved in the plaintiffs dismissal would jeopardize the public policy (the jeopardy element).
“ ‘3. The plaintiffs dismissal was motivated by conduct ¡related to the public policy (the causation element).
“ ‘4. The employer lacked overriding legitimate business justification for the dismissal (the overriding justification element).’ (Emphasis sic.)
“H. Perritt, The Future of Wrongful Dismissal Claims: Where Does Employer Self Interest Lie? (1989), 58 U.Cin.L.Rev. 397, 398-399.”
We recently applied this same analysis in Collins, supra, 73 Ohio St.3d at 69-74, 652 N.E.2d at 657-660, in determining that, in Ohio, a cause of action may be brought for the tort of wrongful discharge in violation of public policy based on sexual harassment/discrimination in the workplace. In Collins, we noted that the clarity and jeopardy elements of the tort of wrongful discharge are questions of law to be determined by the court. Id. at 70, 652 N.E.2d at 658. Conversely, the causation and overriding justification elements are questions of fact for the trier-of-fact. Id. Thus, given the procedural disposition of the case at bar, we consider only the clarity and jeopardy elements of the tort of wrongful discharge.
Turning to the clarity element, we are easily able to identify at least two main sources of public policy prohibiting the alleged retaliatory discharge of appellant based on his report to OSHA. For the reasons that follow, we find that each of these two sources of public policy is independently sufficient to justify an exception to the employment-at-will doctrine and to warrant recognition of a cause of action for wrongful discharge in violation of public policy.
The first main source of expressed public policy can be found in Section 660(c), Title 29, U.S.Code, which specifically prohibits employers from retaliating against employees (like appellant) who file OSHA complaints. Section 660(c) does not provide an employee with a private right of action against the employer. Section 660(c)(1), Title 29, U.S.Code provides: “No person shall discharge or in any manner discriminate against any employee because such employee has filed any complaint or instituted or caused to be instituted any proceeding under or related to this chapter [the federal Occupational Safety and Health Act, Section 651 et seq., Title 29, U.S.Code] * * * or because of the exercise by such employee on behalf of himself or others of any right afforded by this chapter.” As explained
Appellees suggest, however, that federal statutes cannot be used to determine whether there is a sufficiently clear public policy to justify an exception to the employment-at-will doctrine. In this regard, appellees point to paragraph three of the syllabus in Painter, 70 Ohio St.3d 377, 639 N.E.2d 51, which does not include any reference to federal statutes as providing a basis for a Greeley claim. However, the analysis of the “clarity element” we employ in the case at bar is the one specifically suggested in Painter, supra, at 384, 639 N.E.2d at 57, fn. 8. That analysis mandates consideration of the question whether clear public policy is manifested in a state or federal constitution, statute or administrative regulation, or in the common law. Id. See, also, Collins, 73 Ohio St.3d at 69-70, 652 N.E.2d at 657-658, wherein we adopted the suggested analysis set forth in footnote eight of the Painter decision, including the suggested analysis of the clarity element of the tort of wrongful discharge. Furthermore, in Mers v. Dispatch Printing Co. (1985), 19 Ohio St.3d 100, 103, 19 OBR 261, 263, 483 N.E.2d 150, 153, we recognized that the employment-at-will doctrine in Ohio is not “without any defined limits.” In Mers, we specifically cited Section 660(c), Title 29, U.S.Code as one example of the type of laws forbidding retaliatory discharge. Id. at 103, 19 OBR at 263-264, 483 N.E.2d at 153, fn. 2.
Courts in other jurisdictions have also determined that the public policy embodied in the federal Occupational Safety and Health Act, Section 651 et seq., Title 29, U.S.Code, may serve as a basis for recognition of a common-law cause of action for wrongful discharge in violation of public policy. See, e.g., Cloutier v. Great Atlantic & Pacific Tea Co., Inc. (1981), 121 N.H. 915, 436 A.2d 1140, and Sorge v. Wright’s Knitwear Corp. (E.D.Pa.1993), 832 F.Supp. 118. In this regard, we are particularly persuaded by the case of Cerracchio v. Alden Leeds, Inc. (1988), 223 N.J.Super. 435, 538 A.2d 1292 (holding that at-will employee discharged for filing OSHA complaint could maintain tort action for wrongful discharge in violation of New Jersey’s public policy favoring workplace safety).
Ohio’s public policy is clearly in keeping with the laudable objectives of the federal Occupational Safety and Health Act. The public policy of this state demands that employees be provided with a safe work environment and that unsafe working conditions be corrected. This conclusion is supported by a host of statutes and constitutional provisions favoring safety in the workplace. See, e.g., Sections 34 and 35, Article II of the Ohio Constitution; R.C. 4101.11 (duty of employer to protect employees and frequenters); R.C. 4101.12 (duty of employer to furnish safe place of employment); R.C. 4121.13 (safety and investigative
The second main source of expressed public policy prohibiting appellant’s alleged retaliatory discharge is R.C. 4113.52, which embodies a clear public policy favoring whistleblowing. However, the public policy embodied in the Whistle-blower Statute is limited. By imposing strict and detailed requirements on certain whistleblowers and restricting the statute’s applicability to a narrow set of circumstances, the legislature clearly intended to encourage whistleblowing only to the extent that the employee complies with the dictates of R.C. 4113.52. As we held in Contreras, supra, 73 Ohio St.3d 244, 652 N.E.2d 940, syllabus: “In order for an employee to be afforded protection as a ‘whistleblower,’ such employee must strictly comply with the dictates of R.C. 4113.52. Failure to do so prevents the employee from claiming the protections embodied in the statute.”
In Contreras, the plaintiff-appellant, Phillip Contreras, was allegedly discharged from his employment for whistleblowing. Contreras sued his former employer for alleged violations of the Whistleblower Statute and for wrongful discharge in violation of public policy. In Contreras, we found that because Contreras had not complied with the specific reporting requirements of R.C. 4113.52, he could not avail himself of the protections of the Whistleblower Statute. Id., 73 Ohio St.3d at 249, 652 N.E.2d at 944. Further, we found that the question whether Contreras was entitled to maintain a cause of action for the tort of wrongful discharge was moot, stating: “If appellant was entitled to maintain a Greeley claim, an issue that today we do not decide, then that claim would have to be based upon the public policy embodied in R.C. 4113.52. Since appellant did not comply with the statute in the first instance he would have no foundation for a Greeley claim if, in fact, he was entitled to assert such a claim. Therefore, in this case the issue is moot.” Id. at 251, 652 N.E.2d at 946. The obvious implication of Contreras is that an employee who fails to strictly comply with the requirements of R.C. 4113.52 cannot base a Greeley claim solely upon the public policy embodied in that statute.
Contreras, supra, 73 Ohio St.3d 244, 652 N.E.2d 940, is readily distinguishable from the case at bar. The plaintiff-employee in Contreras had no viable statutory cause of action for protection under the Whistleblower Statute but asserted a Greeley claim based solely on the public policy embodied in R.C. 4113.52. However, the public policy embodied in R.C. 4113.52 could not have supported that claim, since the employee had failed in the first instance to comply with the dictates of the statute. In the case at bar, appellant continues to have a viable claim for whistleblower protection, since he arguably complied with R.C. 4113.52(A)(2) in reporting matters to OSHA. Thus, to the extent that he complied with R.C. 4113.52, appellant has established a firm foundation for a Greeley claim for wrongful discharge in violation of the public policy embodied in the Whistle-blower Statute. Additionally, and in any event, appellant’s Greeley claim is fully and independently supported by the first source of public policy identified in our discussion, supra —the clear public policy of this state encouraging safety in the workplace and forbidding retaliation against those who file OSHA complaints aimed at correcting unsafe and unhealthy working conditions.
Having identified two separate and independent sources of clear public policy justifying an exception to the employment-at-will doctrine, we must now consider whether dismissing employees under circumstances like those involved in this case would jeopardize the public policy (the jeopardy element).
With respect to the first identified source of public policy, there is no question that Ohio’s policy favoring workplace safety would be seriously compromised (jeopardized) if employers were allowed to fire employees for reporting matters to OSHA. Obviously, such retaliatory practices could deter employees from reporting what they believe to be legitimate health and safety concerns. Here,
The jeopardy analysis relating to the second identified source of clear public policy, R.C. 4113.52, is a bit more difficult. This is so because R.C. 4113.52 contains certain civil remedies for qualifying whistleblowers. However, the civil remedies set forth in R.C. 4113.52 are not adequate to fully compensate an aggrieved employee who is discharged, disciplined, or otherwise retaliated against in- violation of the statute. In this regard, recognizing the right of an aggrieved employee who is retaliated against in violation of R.C. 4113.52 to maintain a Greeley-based common-law cause of action for violation of the public policy embodied in that statute would serve to encourage the legislative objectives of R.C. 4113.52 and complement the limited remedies available under the Whistle-blower Statute.
Appellees suggest, however, that Greeley, supra, 49 Ohio St.3d 228, 551 N.E.2d 981, applies only in cases where an employee is discharged or disciplined for a reason prohibited by a statute that provides the employee no specific remedy. We reject such a narrow interpretation of Greeley. The syllabus in Greeley does not say that. Greeley and its progeny stand for the proposition that, in Ohio, the judicially recognized doctrine of employment at will has certain limitations. One of those limitations is that the doctrine will not be followed in cases where an at-will employee is discharged or disciplined for a reason that violates a statute and thereby contravenes public policy. Greeley, supra, paragraphs one and two of the syllabus. The syllabus in Greeley makes no exception for statutes like R.C. 4113.52 that contain remedial provisions. That, of course, was no mistake. The Greeley public-policy exception to the doctrine of employment at will was not intended to apply only where a statute provides no civil remedies. Rather, Greeley and its progeny are intended to bolster the public policy of this state and to advance the rights of employees who are discharged or disciplined in contravention of clear public policy. Accord Amos v. Oakdale Knitting Co. (1992), 331 N.C. 348, 356, 416 S.E.2d 166, 171 (holding that a public-policy exception to the employment-at-will doctrine adopted by the North Carolina Supreme Court in Coman v. Thomas Mfg. Co. [1989], 325 N.C. 172, 381 S.E.2d 445, was “not just a remedial gap-filler. It is a judicially recognized outer limit to a judicially created doctrine, designed to vindicate the rights of employees fired for reasons offensive to the public policy of [North Carolina]. The existence of other remedies, therefore, does not render the public policy exception moot.”). We are not now
Additionally, recognizing the right of an at-will employee who is discharged or disciplined in violation of R.C. 4113.52 to maintain a Greeley claim, a statutory whistleblower claim, or both, would foster (not hinder) the public policy of this state to protect whistleblowers from unlawful retaliatory measures. Therefore, the mere existence of statutory remedies in R.C. 4113.52 does not, without more, operate to bar recognition of appellant’s Greeley claim for tortious wrongful discharge in violation of R.C. 4113.52. This conclusion is supported by a number of our prior cases, including Helmick v. Cincinnati Word Processing, Inc. (1989), 45 Ohio St.3d 131, 543 N.E.2d 1212; Kerans v. Porter Paint Co. (1991), 61 Ohio St.3d 486, 575 N.E.2d 428; and Collins, supra, 73 Ohio St.3d 65, 652 N.E.2d 653.
In Helmick, at 133-135, 543 N.E.2d at 1215-1216, this court determined that the provisions of R.C. Chapter 4112 prohibiting employment discrimination based on sex did not preempt common-law intentional tort claims arising out of acts of sexual discrimination in the workplace. We reached this conclusion even though the statutory scheme provided specific remedies for the victims of the sex discrimination. We noted that the relief available under the statutory scheme did not parallel the damages available in a common-law tort action. Id. We held that “[allowing a plaintiff to pursue common-law remedies in lieu of the relief provided under R.C. Chapter 4112 creates no conflict and serves to supplement the limited protection and coverage of that chapter.” Id. at paragraph two of the syllabus.
Similarly, in Kerans, supra, 61 Ohio St.3d 486, 575 N.E.2d 428, paragraph one of the syllabus, we held that “[t]he workers’ compensation statute does not provide the exclusive remedy for claims based upon sexual harassment in the workplace.” We reached this conclusion, since the relief available under the statute would be insufficient to remedy the damages actually suffered by the victim. Id. at 489, 575 N.E.2d at 431.
Recently, in Collins, supra, 73 Ohio St.3d 65, 652 N.E.2d 653, we recognized the right of an employee to maintain a Greeley claim based upon sexual harassment/discrimination in the workplace. We did so despite the fact that the employee in Collins was discriminated against in violation of the public policy embodied in R.C. Chapter 4112, which sets forth specific remedies for victims of sexual harassment/discrimination in the workplace. We note, however, that the employee in Collins was unable to avail herself of the remedies set forth in R.C. Chapter 4112 because her employer never employed four or more people and, thus, did not come within the scope of R.C. Chapter 4112. Id. at 74, 652 N.E.2d at 660.
Appellees note, however, that there was no cause of action in Ohio for an employee who was discharged or disciplined for whistleblowing prior to the enactment of R.C. 4113.52. Indeed, in 1986, in Phung v. Waste Mgt., Inc. (1986), 23 Ohio St.3d 100, 23 OBR 260, 491 N.E.2d 1114, paragraphs one and two of the syllabus, a majority (5-2) of this court held that public policy does not require an exception to the employment-at-will doctrine when an employee is discharged for reporting to his employer that it is conducting its business in violation of law, and that an at-will employee who is discharged for reporting such matters has no common-law cause of action for wrongful discharge. In 1988, the General Assembly enacted the first version of Ohio’s Whistleblower Statute (142 Ohio Laws, Part II, 3590-3593) in apparent response to Phung. In enacting the current and former versions of R.C. 4113.52 (which are virtually identical), the General Assembly set forth the procedure a whistleblower must follow to gain statutory protection and also set forth limited statutory remedies for violations of the statute. The history of former R.C. 4113.52 reveals that the General Assembly had considered making a broader range of civil remedies available to qualified whistleblowers, but rejected that notion in favor of the more limited list of remedies set forth in both the current and former versions of R.C. 4113.52(E). See, generally, Trader v. People Working Cooperatively, Inc. (1996), 74 Ohio St.3d 1286, 1286-1289, 660 N.E.2d 737, 737-739 (Wright, J., dissenting) (discuss
As indicated immediately above, the legislative history of R.C. 4113.52 clearly reveals that the General Assembly considered and rejected the notion of providing a wider range of statutory civil remedies for qualifying whistleblowers who are discharged or disciplined in violation of the statute. However, this fact alone does not answer the question whether the remedies set forth in R.C. 4113.52 are intended to be exclusive. Nor is the fact that the legislature enacted R.C. 4113.52 in apparent response to Phung a persuasive reason to hold that the statute preempts the formation or recognition of an independent cause of action in tort under Greeley and its progeny for wrongful discharge in violation of public policy. Indeed, we find nothing in R.C. 4113.52 or its history that compels the conclusion that it was the express will of the General Assembly that any and all causes of action premised on whistleblowing must be commenced and remedied exclusively under R.C. 4113.52. Rather, on the basis of the information available, it is much more reasonable to conclude that the General Assembly enacted R.C. 4113.52 to remedy the defect in the law caused by this court’s decision in Phung, but never intended to preclude the future development of the common law of this state in the area of “whistleblowing.”
Furthermore, if the General Assembly had truly intended to make R.C. 4113.52 the sole and exclusive remedy for whistleblowers, it certainly knew how to do so. R.C. 4113.52 was presumably patterned after R.C. 124.341, Ohio’s whistleblower protection statute pertaining to state employees. R.C. 124.341 was specifically considered by the General Assembly when it enacted R.C. 4113.52. This is convincingly demonstrated by the fact that R.C. 4113.52(D) specifically refers to R.C. 124.341. Additionally, the two statutes are similar in many respects.
There are a number of Ohio appellate and federal district court cases which have held that it was the express will of the General Assembly in enacting R.C. 4113.52 to set forth the exclusive remedies for whistleblowers and that R.C. 4113.52 preempts any possible common-law remedies for retaliatory discharges based on whistleblowing. See, e.g., Bear v. Geetronics, Inc. (1992), 83 Ohio App.3d 163, 168-169, 614 N.E.2d 803, 807; Murray v. Clinton Petroleum Co. (July 16, 1993), Portage App. No. 92-P-0086, unreported, 1993 WL 268459; Rayel v. Wackenhut Corp. (June 8, 1995), Cuyahoga App. No. 67459, unreported, 1995 WL 350077; Ungrady v. Burns Internatl. Sec. Serv., Inc. (N.D.Ohio 1991), 767 F.Supp. 849, 852-853; and Rheinecker v. Forest Laboratories, Inc. (S.D.Ohio 1993), 813 F.Supp. 1307, 1312-1314, reconsideration denied (1993), 826 F.Supp. 256. A synopsis of the view that R.C. 4113.52 represents the sole and exclusive remedy for whistleblowers — a view adopted by the trial court and court of appeals in the case at bar — was set forth in a dissenting opinion to this court’s order dismissing the case of Trader, supra, 74 Ohio St.3d 1286, 1286-1289, 660 N.E.2d 737, 737-739 (Wright, J., dissenting). However, the views expressed in the Trader dissent and the rationale supporting those views are wholly inconsistent with the conclusions we reach here today that R.C. 4113.52 has no preclusive effect on appellant’s Greeley claim for tortious wrongful discharge in violation of public policy. In our discussion, supra, we have generally addressed and rejected many of the major points made in the Trader dissent, but there remains one particular aspect of that dissent we feel compelled to address specifically.
In his dissent in Trader, Justice Wright (now retired from the bench) was joined by two current members of this court in stating that “[wjhere a statute such as [R.C. 4113.52] creates a right that was not actionable at common law, the remedy prescribed is exclusive.” Id. at 1287, 660 N.E.2d at 737. To support this proposition, the dissent in Trader cited Franklin Cty. Law Enforcement Assn. v. Fraternal Order of Police (1991), 59 Ohio St.3d 167, 169, 572 N.E.2d 87, 89,
In his dissent in Trader, 74 Ohio St.3d at 1287, 660 N.E.2d at 737-738, Justice Wright also attempted to support the above statement that “[w]here a statute such as [R.C. 4113.52] creates a right that was not actionable at common law, the remedy prescribed is exclusive,” by citing yet another passage from Franklin Cty. Law Enforcement Assn., supra, 59 Ohio St.3d at 169, 572 N.E.2d at 89-90, wherein we cited the following passages in Fletcher v. Coney Island, Inc. (1956), 165 Ohio St. 150, 154-155, 59 O.O. 212, 214, 134 N.E.2d 371, 374-375:
“Where the General Assembly by statute creates a new right and at the same time prescribes remedies or penalties for its violation, the courts may not intervene and create an additional remedy. * * *
“If the General Assembly has provided a remedy for the enforcement of a specific new right, a court may not on its own initiative apply another remedy it deems appropriate.”
However, Fletcher, supra, involved a situation wherein this court held, and the parties to the litigation apparently agreed, that there would have been absolutely no cause of action or remedy for the conduct at issue in Fletcher (exclusion of an African-American from an amusement park) in the absence of legislation, and that any right of action by the plaintiff was exclusively within the province of the legislature. Id. at 153-154, 59 O.O. at 213-214, 134 N.E.2d at 373-374. Such is clearly not the case in the area of employment at will. See discussion infra. Moreover, unlike R.C. 4113.52, the statutes at issue in Fletcher (former R.C.
It is also interesting to note that in Rheinecker, supra, 826 F.Supp. 256, 257, the federal district court relied on the ease of Commrs. v. Bank of Findley (1877), 32 Ohio St. 194, in a manner similar to the way the dissent in Trader indirectly relied on Zanesville and Fletcher. In Bank of Findley, at 200-201, this court stated: “In such case, the rule is, says Lord Mansfield, in Rex v. Robinson, 2 Burr. 803: ‘That where a statute creates a new offense by prohibiting and making unlawful anything which was lawful before, and appoints a specific remedy against such new offense (not antecedently unlawful), by a particular sanction and a particular method of proceeding, that particular method of proceeding must be pursued and none other.’ ” (Emphasis sic.) However, in Bank of Findley, this court specifically noted that the remedy provided by the statute at issue in that case provided more than ample recovery for an aggrieved party and that the remedies were “full, adequate and complete.” (Emphasis added.) Id., 32 Ohio St. at 200. Conversely, the remedies set forth in R.C. 4113.52 are neither ample nor complete.
Finally, the right of this court to recognize a common-law cause of action and remedy for the wrongful discharge of an at-will employee cannot be seriously questioned. “After all, who presides over the common law but the courts?” Gallimore v. Children’s Hosp. Med. Ctr. (1993), 67 Ohio St.3d 244, 253, 617 N.E.2d 1052, 1059. The employment-at-will doctrine was judicially created, and it may be judicially abolished. Clearly, it is the responsibility of the Ohio judiciary to determine whether sufficiently clear public policy reasons exist to support a common-law exception to the doctrine of employment at will (see Painter, supra, 70 Ohio St.3d at 384, 639 N.E.2d at 56) and to set the parameters of those exceptions. Today, we recognize such an exception on the basis of Greeley in circumstances where an at-will employee fully complies with the dictates of R.C. 4113.52 and is discharged or disciplined in violation of the statute. In so doing, we specifically find that the common-law remedies available under Greeley do not conflict with the limited statutory remedies available to a qualifying whistleblower under R.C. 4113.52. In addition, we also recognize a separate exception to the employment-at-will doctrine where an employee is discharged or disciplined for reporting health and safety concerns to OSHA, and find this exception to be applicable regardless whether the employee had complied with the dictates of R.C. 4113.52 in reporting such matters to OSHA.
For the foregoing reasons, appellant’s second proposition of law is well taken. We reverse that portion of the court of appeals’ judgment which affirmed the grant of summary judgment against appellant on the claim of wrongful discharge in violation of public policy.
Ill
Emotional Distress
In his fourth proposition of law, appellant contends that the court of appeals erred in affirming the grant of summary judgment in favor of appellees on appellant’s claims for negligent and intentional infliction of serious emotional distress. We disagree.
With respect to appellant’s claim for negligent infliction of serious emotional distress, we can perceive of no basis for such a claim on the facts of this case. As we noted in Heiner v. Moretuzzo (1995), 73 Ohio St.3d 80, 85-87, 652 N.E.2d 664,
Accordingly, we reject appellant’s fourth proposition of law and affirm the judgment of the court of appeals upholding the grant of summary judgment in favor of appellees on appellant’s claims for negligent and intentional infliction of serious emotional distress.
IV
Conclusion
For all of the foregoing reasons, we affirm the judgment of the court of appeals in part, reverse it in part, and remand this cause to the trial court for further proceedings consistent with our opinion.
Judgment affirmed in part, reversed in part and came remanded.
. R.C. 4113.52 provides that:
“(A)(1)(a) If an employee becomes aware in the course of his employment of a violation of any state or federal statute or any ordinance or regulation of a political subdivision that his employer has authority to correct, and the employee reasonably believes that the violation either is a criminal offense that is likely to cause an imminent risk of physical harm to persons or a hazard to public health or safety or is a felony, the employee orally shall notify his supervisor or other responsible officer of his employer of the violation and subsequently shall file with that supervisor or officer a written report that provides sufficient detail to identify and describe the violation. If the employer does not correct the violation or make a reasonable and good faith effort to correct the violation within twenty-four hours after the oral notification or the receipt of the report, whichever is earlier, the employee may file a written report that provides sufficient detail to identify and describe the violation with the prosecuting authority of the county or municipal corporation where the violation occurred, with a peace officer, with the inspector general if the violation is within his jurisdiction, or with any other appropriate public official or agency that has regulatory authority over the employer and the industry, trade, or business in which he is engaged.
“(b) If an employee makes a report under division (A)(1)(a) of this section, the employer, within twenty-four hours after the oral notification was made or the report was received or by the close of business on the next regular business day following the day on which the oral notification was made or the report was received, whichever is later, shall notify the employee, in writing, of any effort of the employer to correct the alleged violation or hazard or of the absence of the alleged violation or hazard.
“(2) If an employee becomes aware in the course of his employment of a violation of Chapter 3704., 3734., 6109., or 6111. of the Revised Code that is a criminal offense, the employee directly may notify, either orally or in writing, any appropriate public official or agency that has regulatory authority over the employer and the industry, trade, or business in which he is engaged.
“(3) If an employee becomes aware in the course of his employment of a violation by a fellow employee of any state or federal statute, any ordinance or regulation of a political subdivision, or*139 any work rule or company policy of his employer and the employee reasonably believes that the violation either is a criminal offense that is likely to cause an imminent risk of physical harm to persons or a hazard to public health or safety or is a felony, the employee orally shall notify his supervisor or other responsible officer of his employer of the violation and subsequently shall file with that supervisor or officer a written report that provides sufficient detail to identify and describe the violation.
“(B) Except as otherwise provided in division (C) of this section, no employer shall take any disciplinary or retaliatory action against an employee for making any report authorized by division (A)(1) or (2) of this section, or as a result of the employee’s having made any inquiry or taken any other action to ensure the accuracy of any information reported under either such division. No employer shall take any disciplinary or retaliatory action against an employee for making any report authorized by division (A)(3) of this section if the employee made a reasonable and good faith effort to determine the accuracy of any information so reported, or as a result of the employee’s having made any inquiry or taken any other action to ensure the accuracy of any information reported under that division. For purposes of this division, disciplinary or retaliatory action by the employer includes, without limitation, doing any of the following:
“(1) Removing or suspending the employee from employment;
“(2) Withholding from the employee salary increases or employee benefits to which the employee is otherwise entitled;
“(3) Transferring or reassigning the employee;
“(4) Denying the employee a promotion that otherwise would have been received;
“(5) Reducing the employee in pay or position.
“(C) An employee shall make a reasonable and good faith effort to determine the accuracy of any information reported under division (A)(1) or (2) of this section. If the employee who makes a report under either division fails to make such an effort, he may be subject to disciplinary action by his employer, including suspension or removal, for reporting information without a reasonable basis to do so under division (A)(1) or (2) of this section.
“(D) If an employer takes any disciplinary or retaliatory action against an employee as a result of the employee’s having filed a report under division (A) of this section, the employee may bring a civil action for appropriate injunctive relief or for the remedies set forth in division (E) of this section, or both, within one hundred eighty days after the date the disciplinary or retaliatory action was taken, in a court of common pleas in accordance with the rules of civil procedure. A civil action under this division is not available to an employee as a remedy for any disciplinary or retaliatory action taken by an appointing authority against the employee as a result of the employee’s having filed a report under division (A) of section 124.341 of the Revised Code.
“(E) The court, in rendering a judgment for the employee in an action brought pursuant to division (D) of this section, may order, as it determines appropriate, reinstatement of the employee to the same position he held at the time of the disciplinary or retaliatory action and at the same site of employment or to a comparable position at that site, the payment of back wages, full reinstatement of fringe benefits and seniority rights, or any combination of these remedies. The court also may award the prevailing party all or a portion of the costs of litigation, and if the employee who brought the action prevails in the action, may award the prevailing employee reasonable attorney’s fees, witness fees, and fees for experts who testify at trial, in an amount the court determines appropriate. If the court determines that an employer deliberately has violated division (B) of this section, the court, in making an award of back pay, may include interest at the rate specified in section 1343.03 of the Revised Code.
“(F) Any report filed with the inspector general under this section shall be filed as a complaint in accordance with section 121.46 of the Revised Code.”
. Civ.R. 56 sets forth, among other things, the standards to be applied in a summary judgment proceeding. Civ.R. 56 provides:
“(A) For party seeking affirmative relief. A party seeking to recover upon a claim, counterclaim, or cross-claim or to obtain a declaratory judgment may, at any time after the expiration of the time permitted under these rules for a responsive motion or pleading by the adverse party, or after service of a motion for summary judgment by the adverse party, move with or without supporting affidavits for a summary judgment in his favor upon all or any part thereof. If the action has been set for pretrial or trial, a motion for summary judgment may be made only with leave of court.
“(B) For defending party. A party against whom a claim, counterclaim, or cross-claim is asserted or a declaratory judgment is sought may at any time, move with or without supporting affidavits for a summary judgment in his favor as to all or any part thereof. If the action has been set for pretrial or trial, a motion for summary judgment may be made only with leave of court.
“(C) Motion and proceedings thereon. The motion shall be served at least fourteen days before the time fixed for hearing. The adverse party prior to the day of hearing may serve and file opposing affidavits. Summary judgment shall be rendered forthwith if the pleading, depositions, answers to interrogatories, written admissions, affidavits, transcripts of evidence in the pending case, and written stipulations of fact, if any, timely filed in the action, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. No evidence or stipulation may be considered except as stated in this rule. A summary judgment shall not be rendered unless it appears from such evidence or stipulation and only therefrom, that reasonable minds can come to but one conclusion and that conclusion is adverse to the party against whom the motion for summary judgment is made, such party being entitled to have the evidence or stipulation construed most strongly in his favor. A summary judgment, interlocutory in character,*146 may be rendered on the issue of liability alone although there is a genuine issue as to the amount of damages.
(( * * *
“(E) Form of affidavits; further testimony; defense required. Supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the affiant is competent to testify to the matters stated therein. Sworn or certified copies of all papers or parts thereof referred to in an affidavit shall be attached thereto or served therewith. The court may permit affidavits to be supplemented or opposed by depositions or by further affidavits. When a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of his pleadings, but his response, by affidavit or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial. If he does not so respond, summary judgment, if appropriate, shall be entered against him.”
. The court of appeals apparently assumed (and the parties to this appeal apparently agree) that the trial court granted summary judgment in favor of appellees on appellant’s claim of wrongful discharge in violation of public policy. We accept this assumption for purposes of this appeal. However, we note, in passing, that appellees moved for judgment on the pleadings (Civ.R.12[C]) with respect to appellant’s claim of wrongful discharge in violation of public policy — not for summary judgment under Civ.R. 56.
. It should be noted that the history of former R.C. 4113.52 discussed in the dissent in Trader v. People Working Cooperatively, Inc. (1996), 74 Ohio St.8d 1286, 1286-1289, 660 N.E.2d 737, 737-739 (Wright, J., dissenting), appears to be inaccurate. The Trader dissent relied on Rheinecker v. Forest Laboratories (S.D.Ohio 1993), 826 F.Supp. 256, 258, fn. 2, as providing an accurate account oí the legislative proceedings on Sub.H.B. No. 406. But the Trader dissent failed to recognize that statements made in footnote 2 of Rheinecker, supra, were apparently inaccurate and were subsequently modified by corrective order in Rheinecker v. Forest Laboratories, Inc. (S.D.Ohio 1994), 855 F.Supp. 913. However, a review of the materials submitted in the case at bar concerning the history of former R.C. 4113.52 clearly reveals that the General Assembly did, in fact, consider making a broader range of remedies available to qualifying whistleblowers, but later rejected that notion in favor of the more limited remedies set forth in the current and former versions of R.C. 4113.52(E).
Concurrence Opinion
concurring in syllabus and judgment only. I concur in the syllabus and judgment of the majority. I am pleased to see that a cause of action for whistleblowers has finally found its most fitting forum — the common law. See Contreras v. Ferro Corp. (1995), 73 Ohio St.3d 244, 251-253, 652 N.E.2d 940, 946-947 (Pfeifer, J., dissenting.). The Whistleblower Statute, R.C. 4113.52, was enacted only after this court failed to appropriately extend common-law protection in Phung v. Waste Mgt., Inc. (1986), 23 Ohio St.3d 100, 23 OBR 260, 491 N.E.2d 1114, a case which demonstrated that such protection was truly needed. The Whistleblower Statute was not a response to judicial action, but to judicial inaction. It was not an attempt to curb a common-law right, but to create a right where the common law had failed.
Cook, J., dissenting in part and concurring in part. I concur only in Part III of the majority opinion. I respectfully dissent from the majority decision to expand the R.C. 4113.52 remedies beyond those established by the General Assembly because the majority fails to persuade that its result is legitimately grounded in Ohio public policy. I also dissent because the plaintiff failed to withstand the summary judgment challenge of the employer.
I
THE REMEDY PROVIDED IN R.C. 4113.52 IS EXCLUSIVE
This decision by the majority is a troubling instance of this court elevating itself above the General Assembly as architect of Ohio’s public policy. Rather than interpreting the Whistleblower Statute, the majority sets its own policy for the state based on the view of four justices that the statutory relief, as crafted by the branch of government charged with that decision, is not “ample [or] complete.” The majority, because it disagrees with the legislative decisions to limit remedies provided in the state and federal statutes, acts beyond this court’s constitutional authority to remedy the perceived shortcomings.
Pursuant to Greeley v. Miami Valley Maintenance Contrs., Inc. (1990), 49 Ohio St.3d 228, 551 N.E.2d 981, the majority purports to base an exception to at-will employment on “public policy” extracted from state and federal statutory provisions. Recognition of a Greeley claim in this case, however, does not act to further the public-policy determination of Congress or the General Assembly. Instead, it circumvents the specific remedies provided in those statutes.
As part of its rationale, the majority opinion takes license with the historical doctrine of employment at will. It postulates that at-will employment is a creature of common law, and therefore may be judicially abolished. Until today, however, the Ohio judiciary has never recognized a common-law protection against discharge for whistleblowing activity. Moreover, the Ohio Constitution gives the legislature primary responsibility to protect the welfare of employees. Phung v. Waste Mgt., Inc. (1986), 23 Ohio St.3d 100, 103, 23 OBR 260, 262, 491 N.E.2d 1114, 1117.
As for the reliance on the Occupational Safety and Health Act of 1970 (“OSHA”), Section 651 et seq., Title 29, U.S.Code, it is questionable, even as a general proposition, to look to a federal statute as a source of Ohio public policy.
This court’s creation of a Greeley claim based on the federal policy to promote “workplace safety” permits an employee to do in Ohio courts that which OSHA forbids in federal court — to bring a private cause of action. The majority adopts that portion of the federal public policy supporting its determination, while ignoring the policy-driven balancing components of that legislation. As a consequence, we are left with an exception to the employment-at-will doctrine purportedly grounded on federal public policy that is more transparent than it is clear.
The majority additionally states that “Ohio’s public policy is clearly in keeping with the laudable objectives of the federal Occupational Safety and Health Act.” While this may be true, the branch of government properly charged with making public-policy decisions — the General Assembly — has expressed Ohio’s policy by enacting R.C. 4113.52. Like Section 660(c), Title 29, U.S.Code, Ohio’s whistle-blower statute recognizes an exception to at-will employment and sets the bounds of available relief.
In Contreras v. Ferro (1995), 73 Ohio St.3d 244, 652 N.E.2d 940, syllabus, we recognized that relief under the Whistleblower Statute requires strict compliance with the reporting dictates of R.C. 4113.52. Like the reporting requirements, the
The majority cites Collins v. Rizkana (1995), 73 Ohio St.3d 65, 70, 652 N.E.2d 653, 658, to support its determination that the “public policy” embedded in a statute may be extracted to defeat that statute’s coverage provisions.
R.C. 4112.99, which provides the penalty for a violation under R.C. Chapter 4112, subjects a wrongdoer “to a civil action for damages, injunctive relief, or any other appropriate relief.” Accordingly, the Collins court did not endorse an enlargement of statutory remedies beyond those provided in R.C. Chapter 4112. Unlike R.C. 4112.99, 4113.52(E) specifically limits the remedies available to a discharged whistleblower to reinstatement of employment, back pay, reinstatement of seniority and fringe benefits, litigation costs, attorney fees, and interest on back pay.
Moreover, the majority opinion in Collins carefully noted:
“We do not mean to suggest that where a statute’s coverage provisions form an essential part of its public policy, we may extract a policy from the statute and use it to nullify the statute’s own coverage provisions.” Id. at 74, 652 N.E.2d at 661.
Disregarding the Collins court’s caveat, the decision of the majority allows a Greeley claim based on the public policy of R.C. 4113.52, which defeats that
Here the majority extracts an overly broad public policy from both R.C. 4113.52 and Section 660(c), Title 29, U.S.Code, while ignoring the specific remedies provided by those statutes. Such action is beyond this court’s constitutional authority. See, e.g., State v. Smorgala (1990), 50 Ohio St.3d 222, 223, 553 N.E.2d 672, 674; State ex rel. Bishop v. Mt. Orab Village School Dist. Bd. of Edn. (1942), 139 Ohio St. 427, 438, 22 O.O. 494, 498, 40 N.E.2d 913, 919; Primes v. Tyler (1975), 43 Ohio St.2d 195, 72 O.O.2d 112, 331 N.E.2d 723.
The Trader Dissent
The majority impugns the dissent in Trader v. People Working Cooperatively, Inc. (1996), 74 Ohio St.3d 1286, 1286-1289, 660 N.E.2d 737, 737-739. I joined that dissent and I continue to support its analysis as judicious.
In criticizing the Trader dissent, the majority traces the controlling language from Franklin Cty. Law Enforcement Assn. v. Fraternal Order of Police (1991), 59 Ohio St.3d 167, 169, 572 N.E.2d 87, 89-90, which forms the cornerstone of Justice Wright’s analysis, back to its origin. In Franklin Cty. Law Enforcement Assn., the majority quoted paragraph two of the syllabus in Zanesville v. Fannan (1895), 53 Ohio St. 605, 42 N.E. 703, which states:
“Where a statute which creates a new right, prescribes the remedy for its violation, the remedy is exclusive * * *.”
As stated by the majority, the Zanesville court cited Dunn v. Kanmacher (1875), 26 Ohio St. 497, in addition to other authorities, in support of paragraph two of its syllabus. The majority declares that the “true” principle of law, as
The majority concludes that the General Assembly did not intend the R.C. 4113.52 remedy to be exclusive because it was not so labeled. Unlike the Trader dissent, the majority cites no statutory language or legislative history supporting its conclusion. It merely cites the absence of language making the limited remedies available in R.C. 4113.52 “sole and exclusive.”
The majority relies heavily on the fact that R.C. 124.341 labels its remedy as “sole and exclusive,” while R.C. 4113.52 does not. R.C. 124.341 provides public employees relief similar to that contained in R.C. 4113.52, and expressly labels itself as a public employee’s “sole and exclusive” remedy. R.C. 124.341(D). Little, however, can be inferred from the absence of similar language in R.C. 4113.52.
For instance, it is possible that the General Assembly included the “sole and exclusive” language in R.C. 124.341 because that section comprehends parties subject to collective bargaining agreements, which generally provide grievance procedures as the exclusive remedy. Compare R.C. 4117.10(A) with R.C. 4113.53 (R.C. 4117.10[A] requires the General Assembly to specify when any other provision prevails over that section’s general policy favoring resolution pursuant to an agreed-upon grievance procedure, while R.C. 4113.53 expressly permits private employees subject to a collective bargaining agreement to process their grievance through the channels provided in the agreement.). In any event, it is unsound to suggest that the “sole and exclusive” language was purposely excluded from R.C. 4113.52 to permit nonexistent alternative remedies. After all, the legislature enacted R.C. 4113.52 in response to this court’s decision in Phung, supra, 23 Ohio St.3d 100, 23 OBR 260, 491 N.E.2d 1114, paragraph one of the syllabus, declaring that common law offered whistleblowers no protection against discharge from at-will employment.
Having traced the exclusivity presumption, the Trader dissent noted that whistleblower claims were not actionable at common law and that the enactment of R.C. 4113.52 was a legislative response to this court’s holding in Phung. Trader, 74 Ohio St.3d at 1286-1287, 660 N.E.2d at 737. The dissent went on to present the legislative history of R.C. 4113.52, demonstrating that the General Assembly considered and rejected provisions for actual and punitive damages, id.
By contrast, neither the appellant nor the majority in his stead has demonstrated legislative intent sufficient to overcome the presumption that R.C. 4113.52(E) is intended to provide a whistleblower with an exclusive remedy for violations of that section. Therefore, the remedy provided in R.C. 4113.52 must be taken as exclusive.
II
SUMMARY JUDGMENT
I also dissent on the basis that the trial and appellate courts correctly held that Kulch failed to withstand the summary judgment challenge of Structural Fibers. I am compelled to address these issues separately, given that the majority eviscerates summary judgment in order to reach its ultimate holding that expands Greeley and its progeny.
It is of critical importance to note at the outset that without the R.C. 4113.52(A)(2) claim, this case is indistinguishable from Contreras, 73 Ohio St.3d 244, 652 N.E.2d 940. Knowing that the plausibility of Kulch’s Greeley claim is entirely dependent upon the (A)(2) claim, the majority permits its survival at the expense of the continued vitality of summary judgment practice.
For the reasons expressed in the dissent to Dresher v. Burt (1996), 75 Ohio St.3d 280, 299-302, 662 N.E.2d 264, 278-280, I would find that Structural Fibers satisfied its burden under summary judgment when it repeatedly asserted that it was entitled to judgment as to Kulch’s entire R.C. 4113.52 whistleblower claim. As acknowledged by Kulch in his brief to this court, Structural Fibers specifically pointed to both the R.C. 4113.52(A)(1)(a) and the (A)(2) claims. In Kulch’s brief,
Nonetheless, the majority, relying and expanding upon the plurality opinion in Dresher, holds that Structural Fibers is not entitled to summary judgment on Kulch’s (A)(2) claim because Structural Fibers never discharged its burden to produce evidence to disprove it. This holding is specious in light of the fact that throughout the proceedings in this case, Kulch has argued his case solely as an R.C. 4113.52(A)(1)(a) claim. For example, prior to filing its motion for summary judgment, Structural Fibers argued under Civ.R. 12(B)(6) that Count One of the complaint failed to support Kulch’s claim that his employer retaliated against him ‘“for making any report authorized by division (A)(1) or (2).'” (Emphasis added.) In response, Kulch addressed only (A)(1)(a), citing that subsection at least nine times and never once citing (A)(2).
Moreover, oral argument before this court focused entirely on whether the reporting requirements of (A)(1)(a) had been followed and when the twenty-four-hour waiting period of (A)(1)(a) commenced, without a single reference to (A)(2) or its reporting requirements.
Although Kulch now admits that he was on notice that Structural Fibers moved for summary judgment on his entire R.C. 4113.52 claim, Kulch never argued he could report directly to OSHA under (A)(2). If Kulch wanted to maintain his claim that (A)(2) permitted him to report directly to OSHA, he should have so argued in response to the motions to dismiss or for summary judgment rather than on appeal.
The majority’s application of Dresher to hold that Structural Fibers should be denied summary judgment because it failed to disprove a claim that Kulch never identified further debilitates the purposes of summary judgment. Summary judgment allows the early assessment of the merits of claims, pre-trial dismissal of meritless claims, and defining and narrowing issues for trial. However, none of these goals can be accomplished if the plaintiff need not identify its specific theory of recovery.
As a result of the holdings in both Dresher and this case, to be entitled to summary judgment, defendant-movants must not only disprove plaintiffs case, they must also define plaintiffs case. In contrast, plaintiff-nonmovants have no duty to delineate their theories or to disclose the evidence to support them prior to trial. Instead, under the majority holding, it is the trial court that must identify all of plaintiffs possible claims and theories when considering summary judgment. If the lesson in Dresher was to object to interrogatories, the lesson here is to plead vaguely. Id., 75 Ohio St.3d at 302, 662 N.E.2d at 280 (Cook, J., dissenting). The majority errs in not requiring the same clarity and specificity of
Kulch’s failure to demonstrate that his claims under the Whistleblower Statute survived because he could directly report to OSHA under (A)(2) should prove fatal not only to the (A)(2) claim, but also to his Greeley claim. Contreras, supra.
Ill
CONCLUSION
In accordance with the foregoing, I would affirm the judgment of the court of appeals which affirmed summary judgment in favor of this employer on the Greeley claim.
. The majority points to this court’s opinion in Mers v. Dispatch Printing Co. (1985), 19 Ohio St.3d 100, 19 OBR 261, 483 N.E.2d 150, as support for its adoption of the “public policy” embodied in Section 660(c), Title 29, U.S.Code, to create a cause of action cognizable in Ohio courts. The Mers citation of Section 660(c), however, was included to point out that at-will employment is not without exception. Id. at 103, 19 OBR at 263-264, 483 N.E.2d at 153, fn. 2. Mers was not a Greeter-type case authorizing relief based on the “public policy” embodied in a statute or comparable authority. Instead, Mers defined what inquiries were appropriate in determining whether an employment contract (implied or express) exists and recognized a cause of action for at-will employees based on promissory estoppel. Section 660(c) was cited only as a statutory remedy available despite at-will employment. Mers did not suggest that a plaintiff could recover pursuant to Section 660(c) outside the limits of the federal remedy.
. The majority also cites Helmick v. Cincinnati Word Processing, Inc. (1989), 45 Ohio St.3d 131, 543 N.E.2d 1212, as being supportive of this proposition. Helmick, however, held that intentional torts long recognized at common law, although keyed to sexual misconduct, were not preempted by the limited remedies available at that time pursuant to R.C. 4112.05(G). Id. at 134-135, 543 N.E.2d at 1216. In the instant case, we are not dealing with a common-law tort independent of the statutory violation. To the contrary, the Greeley claim is derivative of the statutory violation.
. The majority misreads R.C. 4113.52(E) when it states that “the statute permits the court to fashion an award based upon whatever the court deems to be appropriate.” The pertinent portion of division (E) reads: “The court, in rendering a judgment for the employee in an action brought pursuant to division (D) of this section, may order, as it determines appropriate, reinstatement of the employee to the same position he held at the time of the disciplinary or retaliatory action and at the same site of employment or to a comparable position at that site, the payment of back wages, full reinstatement of fringe benefits and seniority rights, or any combination of these remedies. ” (Emphasis added.) Upon reading all the pertinent statutory language, it is clear that a court may order, as appropriate, any combination of the remedies listed in that division. Division (E) does not authorize a court to award extrastatutory remedies that it deems appropriate.
. It is noteworthy that the lead opinion in Painter, supra, echoed the following language from Smorgala, supra, 50 Ohio St.3d at 223, 553 N.E.2d at 674, in denying the Greeley claim under consideration: “Where the General Assembly has spoken, and in so speaking violated no constitutional provision, the courts of this state must not contravene the legislature’s expression of public policy. ‘Judicial policy preferences may not be used to override valid legislative enactments, for the General Assembly should be the final arbiter of public policy.’ ” Painter, 70 Ohio St.3d at 385, 639 N.E.2d at 57.
. Despite the majority’s attempt to undermine the sound reasoning in the Trader dissent by pointing out that footnote 2 of Rheinecker v. Forest Laboratories (S.D.Ohio 1993), 826 F.Supp. 256, 258, was inaccurate and corrected in Rheinecker v. Forest Laboratories, Inc. (S.D.Ohio 1994), 855 F.Supp. 913, the majority concedes, as it must, that the General Assembly considered and rejected a broader range of remedies than those set forth in R.C. 4113.52(E). In fact, a review of H.B. No. 406 reveals that the bill, as introduced, would have authorized an award of actual damages, while the enacted version of that statute limits the available remedies to those listed in Division (E) of R.C. 4113.52.
. As noted in footnote 2 to Trader, supra, 74 Ohio St.3d at 1287, 660 N.E.2d at 738, “The House accepted all Senate amendments to the bill. (142 Ohio House Journal 1581 [March 10,1988].) See R.C. 4113.52(E). This amendment distinguishes the whistleblower statute from statutes such as R.C. 4112.99, which authorizes a court to award specified remedies ‘or any other appropriate relief.’ ”
