Plaintiff-Appellant M. Peter Kuck appeals from a judgment of the United States District Court for the District of Connecticut (Bryant, J.) dismissing his complaint. Kuck’s claims arise from his efforts to renew his permit to carry a firearm with the Connecticut Department of Public Safety (“DPS”). His principal claim is a procedural due process challenge alleging that DPS — in tandem with the Board of Firearms Permit Examiners (“the Board”) — has a practice of improperly denying permits, unnecessarily prolonging the appeals that follow, and then quietly resolving disputes at the last minute. In addition, Kuck claims that his firearm permit appeal was deliberately delayed by state officials in retaliation for his outspoken criticism of DPS and Board practices, in violation of his First Amendment rights.
Based, in part, on this Court’s intervening decision in
Spinelli v. City of New York,
1. BACKGROUND
In March 2007, Kuck applied to DPS to renew his permit to carry a firearm. He was subsequently contacted by Defendant Albert J. Masek, an employee of DPS, who requested that Kuck provide a U.S. passport, birth certificate, or voter registration card in support of his renewal application. 2 See Compl. ¶ 36. In response, Kuck inquired into the basis for the request. He was told that, by statute, the State could not issue a firearm permit to any “alien illegally or unlawfully in the United States,” and therefore DPS was required to verify his citizenship. See Conn. Gen. Stat. §§ 29-28(b), 29-28(f), 29-29(d); cf. Conn. Const, art. I, § 15 (limiting the right to bear arms to “citizens”). Kuck objected to the requirement, arguing that he had submitted proof of citizenship when he first applied for a permit in 1982 and, over the subsequent 25 years, had never before been asked to provide such proof with a renewal application. See Am. Compl. ¶¶ 36-37. 3 He claimed then, as he does *162 now, that the DPS requirement was arbitrary, designed to harass, and, in any event, not authorized by state law. Ultimately, he refused to provide the requested documents. As a result, DPS denied his renewal application.
Ruck then filed an appeal with the Board, seeking a hearing on whether his refusal to submit a U.S. passport or birth certificate provided “just and proper cause” for the denial of his application. See Conn. Gen.Stat. § 29 — S2b(b). However, his appeal hearing was not scheduled to occur for eighteen months, during which time he was deprived of a permit to carry a firearm. In October 2008, after this suit was filed, Ruck finally received his hearing. Shortly before the hearing, he provided a voter registration roll supporting his citizenship and residency status; as the result, his renewal application was granted. Despite this resolution, he continues to seek damages from various state officials under 42 U.S.C. § 1983 for alleged violations of his due process and First Amendment rights.
Notably, at the time of his renewal application, Ruck was the Secretary of the Board. Members of the Board are appointed by the Governor and include individuals nominated by gun clubs in Connecticut. See Conn. Gen.Stat. § 29-32b(a). In 1998, Ruck was nominated by Ye Connecticut Gun Guild, Inc. to the seat on the Board reserved for its representative.
Ruck alleges that, since his appointment, the estimated waiting-period for a hearing has increased dramatically, and that the Board Chairman, Christopher Adams, opposed his efforts to speed up the appeals process. See Compl. ¶¶ 78-118. He contends that DPS and the Board have acted to burden gun-owners’ ability to obtain carry permits by improperly denying applications in the first instance and then subjecting applicants to unjustified and prolonged appeals.
Ruck asserts three constitutional claims: (1) a violation of procedural due process, based on the allegedly arbitrary denial of his firearm permit and excessive delay in obtaining an appeal hearing; (2) a violation of substantive due process on the same grounds; and (3) a First Amendment retaliation claim, alleging that DPS, acting through one of its detectives, threatened and harassed Ruck after he criticized DPS and the appeals process. See Compl. ¶¶ 78-96. Ruck filed his suit as a putative class action, seeking to represent a class of individuals whose permits have been erroneously denied by DPS and have subsequently been subjected to a long-delayed appeal before the Board.
Defendants moved pursuant to Fed. R.Civ.P. 12(b)(6) to dismiss the complaint, contending that Ruck had failed to state claims upon which relief could be granted. The district court agreed and dismissed the suit, holding that the hearing delay was not so long as to make the availability of review “meaningless or nonexistent.”
See Kuck v. Danaher,
No. 3:07-cv-1390,
II. DISCUSSION
A. Standard of Review
A district court’s decision granting a motion to dismiss is subject to
de novo
review.
See Leibowitz v. Cornell Univ.,
B. Procedural Due Process Claim
1. Applicable Law
Kuck’s main contention is that the eighteen-month period he waited to receive an appeal hearing before the Board was, in light of the liberty interest at stake, excessive and unwarranted, and thus violated due process.
See Cleveland Bd. of Educ. v. Loudermill,
Appellees concede that Kuck possesses a liberty interest, created by the Connecticut Constitution, in his right to carry a firearm.
See
Conn. Const, art. I, § 15;
Benjamin v. Bailey,
Our procedural due process analysis is controlled by the three-factor test prescribed in
Mathews v. Eldridge,
Broadly speaking, a delay amounts to a due process violation only where it renders the prescribed procedures meaningless in relation to the private interest at stake. “[T]he mere assertion that state remedies are lengthy ... will not render state remedies inadequate [under the Due Process Clause] unless they are ‘inadequate to the point that [they are] meaningless or nonexistent.’ ”
Gyadu v. Workers’ Comp. Comm’n,
In precisely this way, we have recently held that deprivations may not be indefinite, particularly where delay cannot be attributed to any clear state interest or the risk of erroneous deprivation is significant. In
Krimstock v. Kelly,
Even more recently, we concluded that a gun shop owner’s due process rights were violated when New York City suspended her license without a prompt post-deprivation hearing.
See Spinelli v. City of New York,
2. Mathews Analysis
a. First factor: The private interest at stake
With respect to the first
Mathews
factor, Kuck’s stake in the firearm license is a liberty interest tied to the right to bear arms recognized by state law.
See
Conn. Const, art. I, § 15. As noted, the defendants concede that Kuck possesses such an interest. Unlike in
Spinelli,
however, this interest is not directly tied to Kuck’s economic livelihood, and thus lacks some of the same urgency identified by our opinion in that case and others.
See Spinelli,
While this right is clearly subject to state regulation — including licensing provisions such as those here — these procedures must comport with due process.
See id.; State v. Bailey,
All in all, deprivation of a firearm permit may not represent the same day-to-day hardship occasioned by the seizure of a vehicle used for daily transportation, as in
Krimstock,
b. Second factor: The risk of erroneous deprivation
The second
Mathews
factor — the risk of erroneous deprivation and the probable value of alternative procedures — requires a close analysis of Kuck’s complaint.
See Mathews,
In support of his allegations, Kuck offers figures suggesting that the number of appeals “resolved” without a hearing is indeed far greater than those actually heard by the Board.
See
Am. Compl. ¶¶ 195-197 (alleging, for example, that 249 appeals
*166
were “resolved” in fiscal year 2006-07, while only 40 appeals came before the Board for a hearing).
4
This data is consistent with his allegation that many permits are granted or reinstated shortly before the Board is due to hear the applicant’s appeal. At the motion to dismiss stage, we credit the inference that this large disparity represents a significant number of unfounded permit decisions by DPS.
See Spagnola v. Chubb Corp.,
c. Third factor: The governmental interest at stake
The third
Mathews
factor requires us to examine the strength of the state’s interest in the challenged procedures. Connecticut clearly has a strong and compelling interest in ensuring that firearm permits are not issued to those “lacking the essential character or temperament necessary to be entrusted with a weapon.”
Dwyer v. Farrell,
Here, the state’s account is far from overwhelming: the defendants argue that the prolonged wait is simply a function of the Board’s caseload and backlog. Yet, on the pleadings, there is no indication that this time is required to gather evidence, perform additional investigation, or formally consider the appeal. Instead, the complaint suggests that the appeal sits gathering dust for nearly all of the interim period, awaiting the scheduled hearing date. Moreover, the amended complaint states that the Board held only 40 appeal
*167
hearings in fiscal year 2006-07 — or less than four appeals per month.
See
Am. Compl. ¶¶ 195-197. Thus, the pleadings themselves do not support a clear case of routine administrative delay or overburdened bureaucracy.
See Isaacs v. Bowen,
While we are often solicitous of governmental interests, particularly those related to the public’s safety, we cannot accept, at least without additional factual support, the months-long delay that Connecticut attempts to justify in this case.
See Spinelli,
C. Substantive Due Process Claim
Kuck also asserts a substantive due process claim based on the DPS practices described above. He claims that DPS has imposed arbitrary requirements contrary to state law which, when combined with the lengthy appeals process, denied him substantive due process.
See
Compl. ¶¶ 14, 84-88. The district court dismissed the claim, holding that DPS’s alleged misconduct was not so “egregious, outrageous, or shocking to the contemporary conscience” that it violated substantive due process.
See Kuck v. Danaher,
No. 3:07-cv-1390,
Generally speaking, “[f]or state action to be taken in violation of the requirements of substantive due process, the denial must have occurred under circumstances warranting the labels ‘arbitrary’ and ‘outrageous.’ ”
Natale v. Town of Ridgefield,
D. First Amendment Retaliation Claim
Finally, Kuck claims that his First Amendment rights were violated when he was threatened and harassed by a DPS officer, allegedly on account of his outspo
*168
ken criticism of the agency and the appeals board.
See
Compl. ¶¶ 76-77. The district court dismissed this claim, reasoning that Kuck had not adequately alleged that his speech caused any adverse action by DPS.
See Kuck,
In order to state a retaliation claim, we require a private citizen to show: “(1) he has an interest protected by the First Amendment; (2) defendants’ actions were motivated or substantially caused by his exercise of that right; and (3) defendants’ actions effectively chilled the exercise of his First Amendment right.”
Curley v. Village of Suffern,
While Kuck has adequately alleged that he engaged in protected speech, he has not pleaded facts that suggest he was actually threatened by any of the defendants. At most, the allegations suggest that the DPS officer intended to strictly enforce laws limiting the sale of firearms at upcoming gun shows.
See
Compl. ¶¶ 73-77. It goes without saying that retaliation cannot be established where no adverse action has been alleged.
See Dillon v. Morano, 497
F.3d 247, 251 (2d Cir.2007);
Gill v. Pidlypchak,
III. CONCLUSION
We remand to the district court for further consideration of Kuck’s procedural due process claim. While Kuck has received his renewal permit in the interim, which moots any personal injunctive relief, he has also sued for damages and on behalf of a putative class of plaintiffs who may still be awaiting hearings before the Board.
See Comer v. Cisneros,
Notes
.Kuck’s complaint names as defendants John A. Danaher III, DPS Commissioner, in his official and individual capacities, and Albert J. Masek, Jr., DPS Commanding Officer, in his official and individual capacities. The proposed amended complaint and motion to join seek to add: Governor M. Jodi Rell, in her individual and official capacities; Barbara Mattson, DPS Detective, in her individual capacity; Thomas Karanda, DPS Detective, in his individual capacity; Ronald A. Bastura, DPS Sergeant, in his individual capacity; Susan Mazzoccoli, Executive Head, Connecticut State Department of Administrative Services, in her individual and official capacities; and Christopher R. Adams, Connecticut State Board of Firearms Permit Examiners, in his individual capacity.
. The background facts are taken from Kuck’s complaint, the allegations of which are assumed to be true for purposes of adjudicating Defendants-Appellees' motion to dismiss.
See Kirschner v. KPMG LLP,
. In fact, Appellant claims that his previous possession of a valid firearm permit itself constituted proof of citizenship sufficient to satisfy the DPS requirement for renewals.
.Comparable figures for the preceding years are as follows:
Fiscal year Appeals resolved Appeals heard
2005-06 281 72
2004-05 265 76
2003-04 166 52
2002-03 150 43
2001-02 109 39
.Kuck, we also recognize, is in an unusual position to describe the process by which appeals are resolved. Because he sits on the Board itself, his allegations have some additional plausibility at this early stage of the proceedings.
See Iqbal,
.This prong generally requires that we also consider the probable value of alternative procedures.
See Mathews,
