Lead Opinion
Opinion by
This case requires us to consider a constitutional challenge to Maryland’s grandparental visitation statute (“GVS”), Maryland Code (1984, 2004 Rep 1. Vol.), Family Law Article § 9-102.
I. FACTS
The instant case involves a bitter familial conflict centered around Petitioners’, Glen and Andrea Koshko’s, opposition to visitation by their minor children (Kaelyn, Haley, and Aiden) with the children’s maternal grandparents, Respondents, John and Maureen Haining. The origins of the discontent between the adults harkens back to events long passed. It may have began as early as when then-Andrea Haining was living with her parents in Middletown, New Jersey. At age eighteen, Andrea left her parents’ home, assertedly to escape the rancor of her parents’ persistent and occasionally violent feuding, and moved to Florida with her boyfriend, James Atkats. While in Florida, Andrea became pregnant with her first child, Kaelyn. Mr. Atkats deserted Andrea and his unborn child. The young mother-to-be returned to New Jersey to live with her parents again. Andrea gave birth to Kaelyn on 26 September 1994. For the first three years of Kaelyn’s life, she was raised in the Hainings’ residence. Under this arrangement, the Hainings were active participants in Kaelyn’s upbringing.
During Andrea’s stay with her parents, she met and began dating Glen Koshko. In September 1997, Andrea and Kaelyn moved out of the Hainings’ house in order to live with Glen in the nearby town of Point Pleasant. Due to the proximity of the couple’s residence to Middletown, however, Maureen Haining maintained a close relationship with Kaelyn and visited often. Eventually, Glen and Andrea became affianced and, contrary to the plans and wishes of the Hainings, eloped in 1998. In June 1999, the newlywed couple and child moved to Baltimore County in connection with Glen’s employment. At the time of the move, Kaelyn was nearly five years old. The family remained in Baltimore County throughout the times relevant to this litigation. The couple’s two other children, Haley and Aiden, were born in Maryland on 21 August 1999 and 19 December 2002, respectively.
The familial dispute foreshadowed in this opinion erupted in October 2003, precipitated by the Hainings’ vehement disapproval of Glen Koshko’s approach to the deteriorating condition of his mother, who was then in the final stages of terminal cancer. The Hainings, particularly Maureen, felt that Glen was spending too much of his free time engaged in self-indulgent social activities, including a five-day trip to Glen’s college homecoming in South Carolina, rather than visiting with his ailing mother. During a telephone conversation with Andrea the week after the homecoming trip, Maureen Haining proposed that the Koshkos travel to New Jersey so that Glen could visit his mother while the Hainings would look after the children. Andrea declined the invitation and indicated that Glen had a birthday party planned for that weekend. Maureen renewed her offer, observing that Glen’s mother would not live much longer and that the Koshkos already had spent a long weekend recreating in South Carolina. Andrea related Maureen’s comments to Glen and he joined the telephone call on an extension. He and Maureen had what can be described
Following this contretemps, the Hainings apparently attempted on several occasions to make amends, which were rebuffed or ignored by the Koshkos. The Koshkos also disregarded a letter from Andrea’s sister, Tracey, relating to the children’s proposed roles in her wedding planned for August 2004. The Koshkos remained largely incommunicado from their extended family on the Haining side for approximately four months until an attorney engaged by the Hainings wrote to Glen and Andrea on or about 27 February 2004, suggesting mediation. The Koshkos responded to the suggestion by offering an arrangement permitting one visit with the children and the possibility of future visits .based upon logistical considerations. The Hainings refused. Instead, the Hainings, unsuccessfully, demanded that the Koshkos commit to a consistent visitation schedule.
The Hainings filed their grandparent visitation petition on 19 April 2004 in the Circuit Court for Baltimore County. Following many months of motions and discovery, the petition was considered on its merits during a two-day trial in the Circuit Court. Ruling from the bench, the trial judge addressed the evidence adduced over the course of the hearing, concluding that the Hainings had rebutted the presumption in favor of the parents’ determination of what is in their child’s best interests. See Troxel v. Granville,
The Court of Special Appeals first addressed the Koshkos’ contention that the Maryland GVS is facially unconstitutional in light of the Troxel decision.
We issued a writ of certiorari, on the petition of the Koshko v. Haining,
II. ANALYSIS
Before we engage the questions concerning the validity of the Maryland GVS, we note some relevant precedential guideposts framing the constitutional landscape and informing our analysis. We do so because the arguments raised by Petitioners and amici necessarily call into question the continuing soundness of certain of our precedents relative to the GVS. We shall note the relevant cases in chronological (oldest to most recent) and “evolutionary” order.
A. Maryland Precedent Bearing on the GVS
Fairbanks v. McCarter
The first occasion had by the Court of Appeals to pass on the Maryland GVS was in 1993, some 12 years after the statute was enacted,
In response to the argument that the GVS should be construed to include a requirement that “only exceptional circumstances, present as conditions precedent, may justify an award of visitation to grandparents,” the Court flatly stated that nothing in the plain language of the statute required such a predicate showing. Fairbanks,
The Fairbanks Court stated that the best interests of the child standard is dispositive, which should be resolved in the “sound discretion of the trial court.”
Beckman v. Boggs
In Beckman v. Boggs, the Court of Appeals was asked to interpret the GVS in the context of a paternal grandparents’ award of visitation challenged by maternal grandparents who, with the consent of the natural father, had adopted their grandchild after the child’s mother died.
Maner v. Stephenson
One year after Beckman, the Court of Appeals was again confronted with a grandparent visitation dispute in Maner v. Stephenson,
Wolinski v. Browneller
In 1997, the Court of Special Appeals decided Wolinski v. Browneller, involving a quarrel between a single mother and her boyfriend’s parents over the visitation schedule to be used
The Court of Special Appeals in Wolinski did offer, however, some additional explication on the operation of the GVS. The court expressly found a constitutional presumption favoring parents’ determination of what is in their child’s best interests in the context of a grandpárental visitation dispute. Facilitated by the decisional law of the U.S. Supreme Court and Maryland Court of Appeals recognizing this presumption in custody and adoption proceedings, the intermediate appellate court applied a somewhat less commanding presumption to the GYS. Wolinski,
Brice v. Brice
In July 2000, the Court of Special Appeals filed its opinion in Brice v. Brice,
In re Tamara R.
Although not a grandparent visitation case, In re Tamara R.,
Shurupoff v. Vockroth
In a grandparent custody ease, Shurupoff v. Vockroth,
it is only upon a determination by an equity court that the parent is unfit or that there are exceptional circumstances which make custody in the parent detrimental to the best interest of the child, that the court need inquire into the best interest of the child in order to make a proper custodial disposition.
In Herrick v. Wain,
McDermott v. Dougherty
In McDermott v. Dougherty,
generally, in private actions in which private third parties are attempting to gain custody of children of natural parents over the objection of the natural parents, it is necessary first to prove that the parent is unfit or that there are extraordinary circumstances posing serious detriment to the child, before the court may apply a “best interest” standard.
McDermott,
. B. The U.S. Supreme Court’s Decision in Troxel v. Granville
Although we decide the present case based principally on the ample Maryland authority catalogued above pertaining to grandparental custody and visitation, Troxel occupies a role of some importance insofar as it has influenced, to some degree, the Maryland cases that followed its filing.
Troxel resulted in a plurality opinion authored by Justice O’Connor, separate concurring opinions by Justices Souter and Thomas, and three individual dissenting opinions penned by Justices Stevens, Scalia, and Kennedy. The plurality opinion and the two concurrences concluded that a Washington State third party visitation statute violated the dictates of federal due process. Troxel,
The Washington statute read: “ ‘Any person may petition the court for visitation rights at any time including, but not limited to, custody proceedings. The court may order visitation rights for any person when visitation may serve the best interest of the child whether or not there has been any change of circumstances.’ ” Troxel,
The Supreme Court plurality in Troxel affirmed the judgment of the Washington high court, but did so based upon a different rationale. At the outset, the plurality opinion observed that contained within the bounds of the federal Due Process Clause is a fundamental liberty interest bestowed upon parents concerning the “care, custody, and control” of their children. Troxel,
The four Justice plurality also commented that the trial court’s ruling was based upon meager factual findings relating to the children’s best interests, which improperly was determined under a presumption in favor of the grandparents. Troxel,
The concurring opinions added little to the rationale contained in the plurality opinion. Justice Souter, however, hinted that parents enjoy a presumption that their decisions regarding their children’s best interests are correct, in light of their underlying fundamental parental rights. Troxel,
C. The Present Case
As the parents of Kaelyn, Haley, and Aiden, the Koshkos are invested with the fundamental right of parents generally to direct and control the upbringing of their chil
As a natural incident of possessing this fundamental liberty interest, the Koshkos are also entitled to the long-settled presumption that a parent’s decision regarding the custody or visitation of his or her child with third parties is in the child’s best interest. McDermott,
1. Facial Validity of the Maryland GVS
The Maryland GVS simply provides that grandparents may petition for “reasonable visitation” and empowers equity courts to grant such petitions if grandparental visitation is “in the best interests of the child.” Family Law § 9-102. Attacking the facial constitutionality of the GVS, the Koshkos argue that the statute contravenes Troxel’s interpretation of the due process safeguards that must accompany a grandpa-rental visitation statute. The Koshkos point to Troxel’s condemnation of the Washington State GVS for its lack of any express acknowledgment of the parental, presumption or assignment of “special weight” to parents’ estimations of their children’s best interests.
As the Court of Special Appeals noted, the Maryland GVS fairly and easily may be supplemented by judicial interpretation with an inferred presumption that parental decisions regarding their children are valid.
This canon is animated by the axiomatic principle that statutes carry a strong presumption of constitutionality. Ayres v. Townsend,
The Koshkos have not persuaded us sufficiently to defeat the presumption weighing in favor of the constitutionality of the Maryland GVS. The only apparent indicia to which the Koshkos point is a lack in the legislative history of the GVS of a articulated compelling governmental interest. As we explain, infra, the General Assembly rightfully had in mind the compelling state interest of the welfare of children by providing a means for grandparents to maintain visitation with them under certain circumstances. The Koshkos’ argument that the presence of a presumption in favor of their decision on the matter of grandparental visitation is constitutionally mandated belies their facial challenge.
We shall do here as the Court of Special Appeals did: to save the statute from invalidation, we read into the GVS the parental presumption both as mandated by substantive due-process and traditionally observed in Maryland common law.
Having construed the Maryland GVS to include the application of the parental presumption, the statute is saved from per se constitutional infirmity. Accordingly* we agree with the Court of Special Appeals on the question of the facial validity of Family Law § 9-102.
2. Parental Unfitness or Exceptional Circumstances
Petitioners also argue that the statute is unconstitutional as applied to them, again for want of due process. The Koshkos contend that the trial court and Court of Special Appeals erred by not requiring the grandparents to demonstrate that the Koshkos were unfit parents or that exceptional circumstances existed that counsel in favor of grandparental visitation before the presumption in favor of the wishes of the custodial parents is overcome. Petitioners marshal the holdings of Troxel and McDermott to support their contention that the “best interest of the child” language of § 9-102 should be infused with the unfitness/exceptional circumstances test. The Court of Special Appeals rejected this argument on a largely technical ground. Because McDermott was a custody case, the intermediate appellate court refused to extend McDermott’s holding that there must be a threshold finding of parental unfitness or exceptional circumstances before proceeding to the best interests inquiry. Koshko,
We begin our analysis of this due process argument mindful that visitation is a species of custody, albeit for a more limited duration. Beckman,
The Court in Fairbanks declared that, with regard to substantive due process rights, “[visitation is a considerably less weighty matter than outright custody of a child, and does not demand the enhanced protections, embodied in the excep
There is no dispute that the grant or modification of visitation involves a lesser degree of intrusion on the fundamental right to parent than the assignment of custody.
In matters implicating state interference with a fundamental right we generally apply the strict scrutiny standard. In re Yve S.,
It appears that the decisions advancing this “significant interference” test, particularly Wolinski, tended to minimize the underlying principles informing the test. The Supreme Court’s caveat in Zablocki that heightened scrutiny would not be applied to all regulation of the fundamental right to marry was qualified in a following sentence, which was not quoted in Wolinski. The Supreme Court stated that to obtain strict scrutiny of interference with a fundamental right, the state must “interfere directly and substantially” with that right. Zablocki,
*432 upheld sections of the Social Security Act providing, inter alia, for termination of a dependent child’s benefits upon marriage to an individual not entitled to benefits under the Act. As the opinion for the Court expressly noted, the rule terminating benefits upon marriage was not ‘an attempt to interfere with the individual’s freedom to make a decision as important as marriage.’ The Social Security provisions placed no direct legal obstacle in the path of persons desiring to get married, and ... there was no evidence that the laws significantly discouraged, let alone made ‘practically impossible,’ any marriages.”
*433 no Wisconsin resident in the affected class may marry in Wisconsin or elsewhere without a court order, and marriages contracted in violation of the statute are both void and punishable as criminal offenses. Some of those in the affected class, like appellee, will never be able to obtain the necessary court order, because they either lack the financial means to meet their support obligations or cannot prove that their children will not become public charges. These persons are absolutely prevented from getting married. Many others, able in theory to satisfy the statute’s requirements, will be sufficiently burdened by having to do so that they will in effect be coerced into forgoing their right to marry. And even those who can be persuaded to meet the statute’s requirements suffer a serious intrusion into their freedom of choice in an area in which w e have held such freedom to b e fundamental.
Zablocki
Because the difference between the directness and substantiality of the impediments to marriage discussed in the Jobst and Zablocki opinions is critical, we should consider more closely the holdings. In Jobst, the challenged law eliminated a dependent child’s benefits when the parent married a person ineligible for such benefits. The Court reasoned that this loss
Thus, in the decision whether to apply strict scrutiny, it is the underlying notion of “direct and substantial” interference that should guide and inform courts on the notion of the “significance” of an interference. The key inquiry centers on the manner and extent to which the right is interfered with by the state. That is, in any given context, is the right subject to “direct and substantial” interference? The sentiment expressed by Maryland courts heretofore, instigated no doubt by the language in Fairbanks, that visitation matters deserve less scrutiny than custody matters is, upon reflection, incorrect.
The “household” definition does not order or prevent any group of persons from dining together. Indeed, in the overwhelming majority of cases it probably has no effect at all. It is exceedingly unlikely that close relatives would choose to live apart simply to increase their allotment of food stamps, for the cost of separate housing would almost certainly exceed the incremental value of the additional stamps.
Castillo,
The Maryland GVS has an unmistakable and intended direct effect on the fundamental right to parent. Family Law § 9-102 authorizes grandparents to institute, and courts to resolve, challenges to parents’ decisions concerning to whom their children will be exposed and for what duration by way of visitation. Although the statute does not bar absolutely parents from exercising their rights, as did the law struck down in Zablocki, the GVS does more than set out dispassionately the consequences of one parental decision or another. Rather, the statute permits grandparents seeking the initiation or increase of visitation with their grandchildren to intercede directly in parental determinations of their children’s best interests. Instead of merely creating a consequence of the parents’ exercise of their right to control their child, the statute exposes the very parental decision-making process relating to the exercise of that right to the challenge of disgruntled grandparents. As in Zablocki, only a favorable court order finally resolves such a dispute and affirms the validity of the Koshkos’ exercise of their fundamental right.
This direct interference is also substantial in nature. Although, as we previously acknowledged in this opinion, the degree of intrusion upon parental rights created by visitation matters is less than that of custody matters, the intrusion perpetrated may be sufficiently substantial to offend due process. The cost of two and one-half years of litigation; the
Having determined that the GVS imposes a direct and substantial interference upon the Koshkos’ exercise of their parental rights with respect to the visitation with their children by the Hainings, we are bound to apply strict judicial scrutiny. Under strict scrutiny, a statute may be validated only if it is deemed to be suitably, or narrowly, tailored to further a compelling state interest. Ehrlich v. Perez,
As we have already discussed, the GVS permits a direct and substantial burden on the exercise of parental rights concerning the control of their children. The chief safeguard in place to protect parental rights in a grandparental visitation dispute is the presumption favoring a parental decision, which first must be rebutted before any inquiry into the child’s best interests. The parental presumption we engrafted onto the GYS saves it from per se invalidation under Troxel, but it is not sufficient, by itself, to preserve the constitutionality of the statute. Although the presumption elevates a Maryland court’s decision above the “simple disagreement between the [trial court] and the [parents] concerning [their] children’s best interests,” disparaged by the Supreme Court in Troxel,
As we noted in McDermott, “the constitutional right is the ultimate determinative factor” in third party custody cases where parents are fit and no extraordinary circumstances are present. McDermott,
The facial provisions of the GVS require merely a “non-constitutional” best interests of the child inquiry. Id. We already have shown that this standard, which is the proper crucible for resolving disputes between fit parents, is inadequate, by itself, to protect the vital liberty interests implicated in disputes between fit parents and third parties over the upbringing of children. McDermott,
Our adoption of the parental unfitness or exceptional circumstances test borrowed from the realm of custody eases should not provoke much upset in the way these types of proceedings unfold.
We are aware that the plurality opinion in Troxel does not compel our holding in this regard in the present case.
For the foregoing reasons, we reverse the Court of Special Appeals in accordance with our holding that there must be a
Because we have decided that the GVS was unconstitutionally applied to the Koshkos in the absence of a threshold finding of parental unfitness or exceptional circumstances, this case must be remanded to the Circuit Court for further proceedings consistent with our opinion. Although this may have the unfortunate consequence of extending the course of this litigation, it would be unfair for us to assess whether the current record could meet the newly announced threshold requirement of parental unfitness or exceptional circumstances, as the Hainings had no reason to believe that they were required to plead or adduce any evidence in this regard. Moreover, the trial court could not have foreseen reasonably that such a requirement would be declared by the Court.
ELDRIDGE, J., Dissents.
Notes
. Family Law § 9-102 reads:
An equity court may:
(1) consider a petition for reasonable visitation of a grandchild by a grandparent; and
(2) if the court finds it to be in the best interests of the child, grant visitation rights to the grandparent.
. For the unacquainted, E-Z Pass, though probably familiar to the inhabitants of the mid-Atlantic seaboard, is a commercial service that allows motorists to pay into an account from which certain roadway and bridge tolls are deducted when the motorist passes through the prescribed toll lanes equipped to receive the transmission sent from the motorist's E-Z Pass transmitter “tag".
. Troxel will be discussed in greater detail, infra Section II.B.
. Petitioners framed the following questions in their petition:
1. Whether Md.Code Ann. Fam. Law Art. § 9-102 is constitutional under the Due Process Clause of the Fourteenth Amendment.
2. Whether the lower court unconstitutionally applied Md.Code Ann. Fam. Law Art. § 9-102 in granting visitation of the minor children to grandpa[r]ents.
. The original version of the GVS in Maryland, enacted in 1981, was amended in 1993. The provision in the original statute providing that grandparent visitation could only be considered upon the dissolution of
. The Fairbanks Court proposed that its non-exhaustive list of factors include:
the nature and stability of the child's relationships with its parents; the nature and substantiality of the relationship between the child and the grandparent, taking into account frequency of contact, regularity of contact, and amount of time spent together; the potential benefits and detriments to the child in granting the visitation order; the effect, if any, grandparental visitation would have on the child’s attachment to its nuclear family; the physical and emotional health of the adults involved; and the stability of the child’s living and schooling arrangements.
. The Maner Court referred to the Supreme Court’s definition of “nuclear family” as “essentially a couple and their dependent children.” Maner v. Stephenson,
. In a different context, we, too, have observed that the best interest standard, by itself, may be inadequate to protect constitutional liberties.
. Indeed, the Court of Special Appeals, nine years prior, read the presumption into the GVS, albeit one “not of equal strength” as the presumption in custody and adoption cases. Wolinski,
. This is the name given by U.S. Supreme Court and other federal courts to the "tool for choosing between competing plausible interpretations of a statutory text, resting on the reasonable presumption that Congress did not intend the alternative which raises serious constitutional doubts.” Clark v. Martinez,
. Halliday v. Sturm, Ruger & Co., Inc.,
. As the Court of Special Appeals noted below, the amount of time the Hainings would spend with their grandchildren outside the presence and control of the Koshkos comprised a mere "one percent of the time per calendar quarter.” Koshko,
. In Zablocki, the U.S. Supreme Court said:
By reaffirming the fundamental character of the right to marry, we do not mean to suggest that every state regulation which relates in any way to the incidents of or prerequisites for marriage must be subjected to rigorous scrutiny. To the contrary, reasonable regulations that do not significantly interfere with decisions to enter into the marital relationship may legitimately be imposed.
. Koshko,
. The concept of family privacy finds its expression in the due process right of parents to the "care, custody, and control” of their children. In re Blessen H.,
. The Court characterized the specific right implicated in Lyng v. Castillo as the liberty interest in setting "family living arrangements”.
. A similar case arose in the term following the Castillo decision dealing with a Deficit Reduction Act provision that changed welfare rules to require single mothers to include in their family unit for benefit allotment purposes children for whom support payments were being made. Bowen v. Gilliard,
. See Troxel,
. Other courts have construed their GVS provisions similarly. See, e.g., Richburg v. Richburg,
. Ours is not the first state high court to import the unfitness or exceptional circumstances test into the third party visitation realm from third party custody jurisprudence. See, e.g., Moriarty,
. We say "conclusively” because, as the Court in McDermott v. Dougherty,
. Our precedent states clearly that the Maryland and Federal due process provisions have been read "in pari materia”. Pickett v. Sears, Roebuck & Co.,
. In affected cases pending at the time this opinion is filed, where appropriate, courts may allow amendments to pleadings or the presentation of additional evidence in light of the holdings announced here. In cases filed after this opinion, the petitioners, in order to avert or overcome a motion to dismiss their petition, must allege a sufficient factual predicate in the petition so as to present a prima facie case of unfitness or exceptional circumstances, as well as invoking the best interest standard. See Patton v. United States of America Rugby Football Union,
At any evidentiary hearing on a petition, the petitioners must produce evidence to establish their prima facie case on the issue of either parental unfitness or exceptional circumstances as well as evidence sufficient to tip the scales of the best interests balancing test in their favor. We appreciate that there may be circumstances where evidence proffered for the satisfaction of a threshold element also may have relevance in the determination of the best interest standard. We do not intend to foster a “trial within a trial.” At the end of the day,
Dissenting Opinion
dissenting:
While I agree with the Court that Maryland Code (1984, 2006 Repl.Vol.), § 9-102, is not facially unconstitutional, I disagree with the remainder of the Court’s opinion. While the opinion states that the Court is not principally relying on Troxel v. Granville,
McDermott v. Dougherty,
