Filed 8/17/10 by Clerk of Supreme Court
IN THE SUPREME COURT
STATE OF NORTH DAKOTA
Matthew John Richter, Petitioner and Appellee
v.
North Dakota Department of
Transportation, Respondent and Appellant
No. 20100026
Appeal from the District Court of Burleigh County, South Central Judicial District, the Honorable Robert O. Wefald, Judge.
REVERSED AND REMANDED.
Opinion of the Court by Maring, Justice.
Chad Rory McCabe, 402 East Main Avenue, Suite 100, Bismarck, N.D. 58501, for petitioner and appellee.
Michael Trent Pitcher, Assistant Attorney General, Office of Attorney General, 500 North 9th Street, Bismarck, N.D. 58501-4509, for respondent and appellant.
Richter v. North Dakota Department of Transportation
No. 20100026
Maring, Justice.
[¶1] The North Dakota Department of Transportation (“Department”) appeals from a district court judgment reversing an administrative hearing officer’s decision to suspend Matthew Richter’s driver’s license for 365 days for being in actual physical control of a motor vehicle while under the influence of alcohol. We conclude a police officer’s actions in this case did not violate the Fourth Amendment of the United States Constitution. We reverse the judgment and remand for reinstatement of the hearing officer’s decision.
I
[¶2] At about 1:24 a.m. on January 8, 2009, a Mandan police officer was on patrol in Mandan when he observed a single vehicle parked in the rear parking lot of a Mandan restaurant with the engine running and two people inside the vehicle. The officer testified he was suspicious because the restaurant had been closed for several hours and he knew the restaurant had been burglarized in the past. The officer testified he drove into the parking lot and parked his marked patrol car a short distance from the front passenger corner of the vehicle, but did not block its exit. According to the police officer, the headlights and “take-down” lights on his patrol car were on, and he described the “take-down” lights as “white clear lights, non-
flashing lights, that are located on a light bar, on an emergency light white bar, and they’re simply a . . . bright lights that shine in from a higher elevation into a . . . into a motor vehicle.” [App. P. 4] The officer testified he did not have his emergency lights on, and he could not remember whether he used his spotlight. The passenger in the vehicle testified she remembered the patrol car’s headlights shining on her, but she did not think the officer used a spotlight.
[¶3] According to the police officer, he was shining his flashlight into the interior of the vehicle as he approached the passenger side of the vehicle and made a circular hand gesture, directed at the passenger, to roll down the window. The officer testified he wanted to ask the occupants what they were doing there and the closed window made communication difficult. According to the passenger, she felt compelled to roll the window down out of respect for the police officer and she testified she did not believe they could have driven off. Once the window was rolled down, the officer detected the odor of alcohol emanating from the vehicle and noted the person in the driver’s seat, Richter, had slightly bloodshot eyes and “thick” speech. Richter thereafter admitted drinking a “couple” of beers that evening, and he failed several field sobriety tests. Richter was arrested for being in actual physical control of a motor vehicle, and he consented to a blood test, which established a 0.15 percent blood alcohol concentration.
[¶4] The Department notified Richter of its intent to suspend his driving privileges. Richter requested an administrative hearing, which was held on March 4, 2009. The hearing officer rejected Richter’s claim the police officer had violated his constitutional rights, concluding the officer’s hand gesture was not a seizure under the Fourth Amendment and no seizure occurred until after the officer detected the odor of alcohol from inside the vehicle. The hearing officer found Richter’s vehicle was not blocked, the officer did not activate flashing lights on his patrol car, the officer did not order Richter to do anything nor demand any response from him, Richter could have driven away at any time, and the officer’s nonverbal gesture was not a seizure under the criteria enumerated in
United States v. Mendenhall
,
[¶5] Richter appealed to the district court, claiming the hearing officer erred in deciding the police officer’s actions were not a seizure under the rationale of
Wibben v. North Dakota State Highway Comm’r
,
II
[¶6] Our review of an administrative agency’s decision to suspend a driver’s license is governed by the Administrative Agencies Practice Act, N.D.C.C. ch. 28-32.
Abernathey v. Department of Transp.
,
1. The order is not in accordance with the law.
2. The order is in violation of the constitutional rights of the appellant.
3. The provisions of this chapter have not been complied with in the proceedings before the agency.
4. The rules or procedure of the agency have not afforded the appellant a fair hearing.
5. The findings of fact made by the agency are not supported by a preponderance of the evidence.
6. The conclusions of law and order of the agency are not supported by its findings of fact.
7. The findings of fact made by the agency do not sufficiently address the evidence presented to the agency by the appellant.
8. The conclusions of law and order of the agency do not sufficiently explain the agency’s rationale for not adopting any contrary recommendations by a hearing officer or an administrative law judge.
N.D.C.C. § 28-32-46.
[¶7] “On appeal, we review the findings and decisions of the administrative agency.”
Rist v. North Dakota Dep’t of Transp.
,
III
[¶8] The Department argues the police officer’s actions did not violate the Fourth Amendment. The Department claims Richter’s reliance on Wibben is misplaced because this Court’s subsequent decisions have undermined a statement in that case that a tap on a window of a parked car is a stop under the Fourth Amendment. Richter responds that the police officer’s actions constituted a seizure without a reasonable and articulable suspicion of criminal activity in violation of the Fourth Amendment and the greater protections afforded him under N.D. Const. art. I, § 8.
[¶9] The Fourth Amendment, made applicable to the states through the Fourteenth Amendment, and N.D. Const. art. 1, § 8 “guarantee ‘[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.’”
Lapp v. North Dakota Dep’t of Transp.
,
[¶10] We have also distinguished between an officer’s approach of a parked vehicle and the stop of a moving vehicle.
State v. Franklin,
[¶11] In
Wibben
,
LaFave indicates there is no seizure if, for example, the officer interrogates in a conversational manner, does not order the defendant to do something or demand that he do it and does not ask questions which are overbearing or harassing in nature and does not make any threats or draw a weapon. On the other hand, the encounter becomes a seizure if the officer engages in conduct which a reasonable man would view as threatening or offensive if performed by another private citizen. 3 W. LaFave, Search and Seizure , § 9.2(h) (1987). LaFave observes this analytical approach is useful in those cases concerning police contact with persons seated within parked vehicles and states:
“ . . . the mere approach and questioning of such persons does not constitute a seizure. The result is not otherwise when the officer utilizes some generally accepted means of gaining the attention of the vehicle occupant or encouraging him to eliminate any barrier to conversation. The officer may tap on the window and perhaps even open the door if the occupant is asleep. A request that the suspect open the door or roll down the window would seem equally permissible, but the same would not be true of an order that he do so. Likewise, the encounter becomes a seizure if the officer orders the suspect out of the car. So too, other police action which one would not expect if the encounter was between two private citizens—boxing the car in, approaching it on all sides by many officers, or use of flashing lights as a show of authority—will likely convert the event into a Fourth Amendment seizure.” 3 LaFave, Search and Seizure , at 415-417. [Footnotes omitted.]
Wibben , at 334-36 (VandeWalle, J., concurring in the result).
[¶12] This Court has not specifically overruled the statement in
Wibben
that a stop occurred when the officer tapped on the car window, but has generally recognized and followed the rationale of the opinion concurring in the result.
See
Abernathey
,
[¶13] In
Abernathey
,
[¶14] In
Jerome
,
When Shahin approached Jerome he requested permission to speak with her and she readily agreed to talk with him. Shahin did not escalate this casual encounter into a seizure by ordering Jerome to do something, by demanding a response, or by threatening her with a show of authority or command. There is no assertion or evidence that Jerome’s consent was based upon any show of authority by Shahin or demand by him that she talk to him. Only when an officer by means of physical force or show of authority has in some way restrained the liberty of a citizen may we conclude that a Fourth Amendment seizure has occurred.
State v. Halfmann
,
Jerome , at ¶ 9.
[¶15] Here, the hearing officer found none of the circumstances indicative of a stop or seizure identified in
Mendenhall
,
[¶16] Here, the police officer was the only officer at the scene and there is no evidence that he requested the assistance of any other officers. The officer testified he used his “takedown lights” to illuminate the area, but did not activate his flashing lights. According to the officer, he approached the parked vehicle with his flashlight and made a circular gesture to the passenger to roll the window down because the closed window made communication difficult. There is no evidence the officer ordered the passenger to roll the window down by drawing his weapon, having physical contact with her, or using any tone of voice or language to indicate compliance was necessary.
See
Mendenhall
,
[¶17] The hearing officer’s decision was based on his observation of the testimony of the police officer and the passenger, and we conclude the hearing officer’s determination the police officer did not stop Richter when he gestured to the passenger to roll down the window is supported by the record. We conclude a reasoning mind could reasonably conclude the factual determinations made by the hearing officer were proved by the weight of the evidence from the entire record. The hearing officer’s findings are supported by a preponderance of evidence and support the hearing officer’s conclusion the officer’s initial contact with the parked vehicle was not a stop or seizure under the Fourth Amendment.
[¶18] The hearing officer found there was no seizure until after the officer had detected the odor of alcohol from the vehicle and observed Richter’s bloodshot eyes, which gave the officer reasonable suspicion to believe Richter was in actual physical control of the motor vehicle while under the influence of alcohol.
See
Gahner
,
IV
[¶19] Richter also asserts N.D. Const. art. 1, § 8 grants him even greater protection against unreasonable searches and seizures than the Fourth Amendment. However, Richter did not raise this issue in his specifications of error to the district court and he did not argue that issue before the hearing officer.
[¶20] Section 28-32-42(4), N.D.C.C. states specifications of error shall specifically state the grounds on which the appeal is taken. This Court has stated, “[a] party who appeals from an administrative hearing officer’s decision must comply with N.D.C.C. § 28-32-42(4).”
Dettler v. Spryncznatyk
,
[¶21] Other than conclusory assertions, Richter also has not marshaled any persuasive authority to support his argument that he should be afforded greater protections under N.D. Const. art I, § 8 than under the Fourth Amendment. Because this issue was not raised before the hearing officer, was not specifically stated in his specifications of error in accordance with N.D.C.C. § 28-32-42(4), and was not adequately supported in his appellate brief to this Court, we decline to address it in this appeal.
V
[¶22] We reverse the district court judgment and remand for reinstatement of the hearing officer’s decision.
[¶23] Mary Muehlen Maring
Daniel J. Crothers
Dale V. Sandstrom
Gerald W. VandeWalle, C.J.
Kapsner, Justice, dissenting.
[¶24] I respectfully dissent.
[¶25] Because the police officer seized Richter without reasonable suspicion, I would overturn the hearing officer’s decision. As the majority opinion notes at ¶ 10, “a person has been ‘seized’ within the meaning of the Fourth Amendment only if, in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.”
Koskela
,
[¶26] The police officer testified he parked the patrol vehicle “a distance away” from Richter’s vehicle “off the passenger front bumper,” and it was possible for Richter to drive away. The officer stated his vehicle’s headlights and “take-down lights” were illuminated when he parked. He testified “take-down lights” are “the white clear lights, non-flashing lights, that are located on a light bar, on an emergency light white bar, and they’re simply a . . . bright lights that shine in from a higher elevation into a . . . into a motor vehicle.” As he approached Richter’s vehicle, the officer testified he was “carrying my flashlight, shining that around inside the vehicle.” The passenger testified it was clear a police cruiser entered the parking lot, and a police officer was approaching Richter’s vehicle. Upon arriving at the passenger side door, the officer stated he “motioned for the female in the passenger seat to roll it down . . . .”
[¶27] Where a police officer drives into a parking lot, activates “take-down lights” on the cruiser’s emergency light bar, parks the patrol vehicle at an angle so as to shine its lights into the sole vehicle in the lot, approaches that vehicle while shining a flashlight throughout the passenger compartment, and then gestures for the passenger to roll down the window, a reasonable person would have believed that he was not free to leave rather than comply with the officer’s request. Therefore, a seizure occurred for the purposes of the Fourth Amendment, and the hearing officer erred by concluding “[t]here was no stop in this case until after Officer Poppe smelled the odor of alcoholic beverage coming from inside the pickup.”
[¶28] However, rather than consider the totality of the circumstances, the majority focuses upon whether a seizure occurred simply when the officer gestured for Richter’s passenger to roll down the window. The majority, at ¶ 17, states: “[W]e conclude the hearing officer’s determination the police officer did not stop Richter when he gestured to the passenger to roll down the window is supported by the record.” Had the evidence only dealt with the police officer gesturing for the passenger to roll down the window, the hearing officer’s finding would have been correct. However, the evidence established the officer’s gesture was the last of a series of actions that, when viewed together, constitute a seizure under the Fourth Amendment because a reasonable person would have believed he was not free to leave.
[¶29] In concluding the officer did not seize Richter when he made the gesture, the majority overrules
Wibben
,
[P]olice action which one would not expect if the encounter was between two private citizens — boxing the car in, approaching it on all sides by many officers, or use of flashing lights as a show of authority — will likely convert the event into a Fourth Amendment seizure.
Id. Thus, the Wibben concurrence recognizes a police officer’s actions beyond requesting a vehicle occupant to roll down the window may cause an encounter to become a seizure under the Fourth Amendment. If the police officer acts in a manner a reasonable person would view as threatening, offensive, or which a person would not expect if the encounter was between private citizens, a seizure occurs under the Fourth Amendment. See id.
[¶30] A reasonable person would not expect another private citizen to act like the police officer did in this case. A private citizen sitting in the sole vehicle in a parking lot does not expect another private citizen to drive into the lot, activate “take-down lights,” park his vehicle at an angle so as to shine its lights into the sole other vehicle in the parking lot, approach that vehicle while shining a flashlight throughout the passenger compartment, and gesture for the passenger to roll down the window. In fact, a reasonable person would likely find this behavior threatening. Considering the totality of the circumstances, and the extent to which the police officer’s behavior deviated from that expected of a private citizen, the majority errs by affirming the hearing officer’s finding that no seizure took place until after the police officer smelled alcohol emanating from inside Richter’s vehicle.
[¶31] The two cases cited by the majority to support affirming the hearing officer’s finding are factually distinguishable. As the majority opinion states at ¶ 13:
In
Abernathey
,
In Abernathey , the police officer did not activate the patrol car’s “take-down lights” and park at an angle so as to shine the lights directly into Abernathey’s vehicle. The police officer also did not shine a flashlight into the passenger compartment upon approaching Abernathey’s vehicle. The police officer in Abernathey approached the occupants in the vehicle conversationally. These factual distinctions make Abernathey inapposite to this case. A reasonable person in Abernathey’s position would have felt he was free to leave, because the police officer approached him in a non-threatening manner. Contrastingly, a reasonable person in Richter’s position would have felt the target of a police investigation and unable to leave on his own accord, because the officer acted in a more authoritative manner.
[¶32] The second case cited by the majority is even less pertinent. As the majority explains at ¶ 14:
In
Jerome
,
Perhaps had the police officer parked his patrol vehicle at an angle, shined his “take-
down lights” at Jerome, exited the vehicle, and approached Jerome while shining a flashlight at her, the case would be applicable. But without such factors, Jerome offers little precedential value for this case.
[¶33] Additionally, as the police officer in this case smelled alcohol emanating from Richter’s vehicle after the seizure had already occurred, no reasonable suspicion supports the officer’s actions. At the time the seizure occurred, the officer simply knew a vehicle with two occupants was parked behind a closed business around 1:30 a.m., the business had been burglarized in the past, and the vehicle was running. These facts are not enough to support a finding of reasonable suspicion.
See
City of Minot v. Johnson
,
[¶34] Therefore, because the officer seized Richter without reasonable suspicion, I would reverse the hearing officer’s decision.
[¶35] Carol Ronning Kapsner