James KOPPIN in his individual official capacity as Lawrence Township Trustee, and the Lawrence Township Fire Department, Appellants--Defendants, v. James STRODE and Andrew Richardson, Appellees--Plaintiffs.
No. 49A02-0103-CV-148.
Court of Appeals of Indiana.
Jan. 15, 2002.
761 N.E.2d 455
Brenda Franklin Rodeheffer, Monday Rodeheffer Jones & Albright, Indianapolis, IN, Attorney for Employees.
Anthony W. Overholt, Peggy D. Dallmann, Office of Corporation Counsel for the City of Indianapolis, Indianapolis, IN, Attorneys for Amicus Curiae Louis A. Dezelan, Chief of the Indianapolis Fire Department.
OPINION
KIRSCH, Judge.
Appellants-defendants James Koppin (“Koppin“), in his official capacity as Lawrence Township Trustee, and the Lawrence Township Fire Department (“the LTFD“) (collectively, “Township“) appeal the trial court‘s grant of summary judgment in favor of Appellees-plaintiffs James Strode (“Strode“) and Andrew Richardson (“Richardson“) (collectively, “Employees“).
We reverse.
ISSUE
FACTS AND PROCEDURAL HISTORY1
Employees are firefighters employed by the LTFD in Marion County, Indiana. Strode is an active member of the United States Air Force Reserves, and Richardson is an active member of the Kentucky National Guard; both are Marion County residents. As members of their respective units, Employees are required to spend one weekend per month and an additional two weeks per year in training with the Indiana Reserve. They can be called into active duty at any time in case of emergency or military need. As of December 1998, Employees worked a schedule of twenty-four hours on duty, followed by forty-eight hours off duty.2
As of December 1998,
(a) This section applies to all officers and employees3 of the state of Indiana or any county, township, municipality, or school corporation in Indiana who are listed in subsection (b).
(b) As used in this section, “member” refers to the following:
(1) A member of the Indiana National Guard.
(2) A member of a reserve component.
(3) A member of the retired personnel of the naval, air, or ground forces of the United States.
(c) A member is entitled to receive from the member‘s employer a leave of absence from the member‘s respective duties, in addition to regular vacation period, without loss of pay for such time as the member is:
(1) on training duties of the state of Indiana under the order of the governor as commander in chief; or
(2) a member of any reserve component under the order of the reserve component authority;
for consecutive or nonconsecutive periods not to exceed a total of fifteen (15) days in any calendar year.
(d) A member is entitled to receive from the member‘s employer a leave of absence from the member‘s respective duties, in addition to the member‘s regular vacation period, for the total number of days that the member is on state active duty under section 4 of this chapter.4 This leave of absence may be
with or without loss of time or pay at the discretion of the member‘s employer.
As the trustee for Lawrence Township, Koppin oversees the LTFD. The Township‘s military leave policy reads in relevant part as follows:6
A. DEFINITION
1. Military leave is time off duty, with pay and without stand-in, for department employees who are also members of any of the Armed Forces Guard or Reserves for certain required trainings.
B. RATIONALE
1. Indiana Code Chapter 4, Section 10-2-4-1, 2 and 3 specifies that employers shall allow leave for the purpose of military assembly. The same code specifies the amount of time allotted.
C. ALLOTMENT
1. Each employee who is also a member of the National Guard or Reserves shall be allotted 15 work days per calendar year, without loss of pay or vacation leave, for the specific purposes of military duty and training set forth in
IC 10-2-4-3 . For purposes of this section a “work day” is defined as an eight (8) hour period of regularly scheduled duty. Accordingly, Operations Personnel are entitled up to five (5) duty days of military leave per calendar year without loss of pay or vacation leave.D. REGULATIONS
1. Military leave may be used only for the purposes of military duty and training.
2. Military leave is not cumulative, any leave not used in a calendar year does not carry over to the next year.
3. Leave not used up during the two-week training assembly may be used in the same calendar year for weekend drills, up to the yearly total of 15 working days. Additional time off required for weekend drills shall be obtained through personal day leave or va-
cation leave or through obtaining stand-ins.
Thus, under the Township‘s policy, Employees were granted five twenty-four-hour “duty days” of paid military leave per year.
On December 22, 1998, Employees filed suit against Township in the United States District Court for the Southern District of Indiana under
Employees filed suit against Township in Marion Superior Court on November 30, 1999. On May 12, 2000, the parties filed a pre-summary judgment statement of stipulated facts. The parties subsequently filed cross-motions for summary judgment seeking interpretation of
FINDINGS OF FACT
....
- The purpose of the Indiana Military Code [
Ind.Code § 10-2-4-3 ] is to benefit our country‘s military preparedness by encouraging the enrollment of persons into the Guard and Reserve. - The Code was designed to enable employees of Indiana governmental units to serve in the Reserve and Guard without penalty, loss of income, or loss of benefits.
- There is no authority given to local governmental units to define “day” as anything other than the plain meaning of day; that is, a twenty-four hour period.
- Lawrence Township Fire Department requires the Plaintiffs to lose paid time and/or have to make special arrangements for coverage when they are on guard or reserve duty for fifteen days or less.
- Both the plain meaning and the intent of
Indiana Code Sec. 10-2-4-3 are not met by the Lawrence Township Fire Department. That is, the guard and reserve members of the Lawrence Township Fire Department who work a 24 hour on/48 hour off schedule are not allowed to serve in the guard and reserve for up to fifteen calendar days a year without penalty.
CONCLUSIONS OF LAW
- Rules of statutory construction require that the plain meaning of “day” be used in
Indiana Code Sec. 10-2-4-3 , which is a twenty-four hour period. - Lawrence Township does not have authority to use or define “day” in any manner that contravenes
Indiana Code Sec. 10-2-4-3 . - The statute is clear and unambiguous, Lawrence Township must permit their employees to fulfill their military duties without loss of either time or pay. The net effect of the Township‘s definition of the “work day” is to defeat the public policy of this state set forth in the statute. Regardless of Lawrence Township Fire Department‘s internal distinction between “work day” and day, the Defendants must allow each of its Reserve and Guard members up to fifteen calendar days off each year to meet their respective military commitments.
- The Court finds that the Lawrence Township Fire Department and the Trustee violated
Indiana Code 10-2-4-3 , insofar as they have determined that the Plaintiffs are to be assessed three (3) works [sic] days during a twenty-four (24) hour work period for the purpose of computing the time due Plaintiffs under the statute. The result is Defendants[‘] untimely payment of wages due to the Plaintiffs.
Appellants’ Appendix at 85-87. The trial court denied Township‘s motion to reconsider, and this interlocutory appeal ensued.
DISCUSSION AND DECISION
Summary judgment is appropriate only where the designated evidentiary material shows that there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law. Spears v. Brennan, 745 N.E.2d 862, 869 (Ind.Ct.App.2001);
Here, the trial court entered specific findings of fact and conclusions thereon, which are neither required nor prohibited in the summary judgment context. See id. “Although specific findings aid appellate review, they are not binding on this court.” Id. “Because the construction of a statute is at issue and the relevant facts are not in dispute, the interpretation of the statute presents a pure question of law for which disposition by summary judgment is particularly appropriate.” ISTA v. Bd. of School Comm‘rs of Indianapolis, 693 N.E.2d 972, 974 (Ind.Ct.App.1998). We review questions of law de novo and owe no deference to a trial court‘s legal conclusions. See Spears, 745 N.E.2d at 869.
Where, as here, a statute has not been previously construed, “the express language of the statute and the rules of statutory construction apply.” ISTA, 693 N.E.2d at 974. “If the language of a statute is clear and unambiguous, it is not subject to judicial interpretation. However, when the language is susceptible to more than one construction, we must construe the statute to determine the legislature‘s intent.” Spears, 745 N.E.2d at 869 (citation omitted). “A statute is ambiguous when it is susceptible to more than one interpretation.” Elmer Buchta Trucking, Inc. v. Stanley, 744 N.E.2d 939, 942 (Ind.2001).
“When construing a statute, the legislature‘s definition of a word binds us. When the legislature has not defined a word, we give the word its common and ordinary meaning. In order to determine the plain and ordinary meaning of words, courts may properly consult English language dictionaries.” Indiana Office of Envtl. Adjudication v. Kunz, 714 N.E.2d 1190, 1193 (Ind.Ct.App.1999) (citation omitted). “Day” may be defined as either “the mean solar day of 24 hours beginning at mean midnight” or “the time established by usage or law for work, school, or business.” MERRIAM WEBSTER‘S COLLEGIATE DICTIONARY 294 (10th ed. 1994). Given these differing and equally plausible meanings, we must disagree with Employees’ contention and the trial court‘s conclusion that the word “day” as used in
We must therefore “seek to ascertain and give effect to the legislature‘s intent.” Kunz, 714 N.E.2d at 1193. We examine and interpret the statute as a whole and refrain “from overemphasizing a strict literal or selective reading of individual words.” Spears, 745 N.E.2d at 869. Further, we are “compelled to ascertain and execute legislative intent in such a manner as to prevent absurdity and difficulty and prefer public convenience. In so doing, we are required to keep in mind the objects and purposes of the law as well as the effect and repercussions of such a construction.” Id. at 869-70 (citation omitted); see also Kunz, 714 N.E.2d at 1193 (“[W]e presume that our legislature intended its language to be applied in a logical manner consistent with the statute‘s underlying policy and goals.“). Once we determine the legislature‘s intent, we may then ascertain whether the Township‘s military leave policy comports with the statute.9
We note that in interpreting fifteen days as fifteen eight-hour days, Employees will have sufficient military leave to perform their two-week active duty commitment. Judge McKinney, in Miller v. City of Indianapolis, 2001 WL 406346 *6 (S.D.Ind. Apr.13, 2001), graphically demonstrated that in all cases of a 24/48 schedule, 120 hours of military leave is sufficient to provide for the two-week commitment. Admittedly, Employees also have weekend service commitments, some of which may overlap with on-duty hours with LTFD. However, this possibility is speculative and insufficient to upset the balance struck in the statute.
Courts in other jurisdictions have noted the inequity in Employees’ position. For example, in Kalb v. Village of Oak Lawn, 128 Ill.App.3d 481, 83 Ill.Dec. 848, 470 N.E.2d 1268, 1269 (1984), the court interpreted a sick-leave ordinance authorizing payment of “accumulated unused sick leave of up to 120 days.” As here, the firefighter employees in Kalb customarily worked a 24/48 schedule and therefore argued that the word “day” in the ordinance referred to a twenty-four hour period, thus entitling them to be paid for up to 360 hours of unused sick leave. The court rejected such an argument, explaining:
[The] word “days” in the ordinance should be given its common meaning with regard to an employee day, eight hours. Plaintiff in the instant case [a firefighter working a “24/48” schedule] performs 24 hours of work in a three day period, as does anyone working on a conventional eight-hour per day schedule. It would be contrary to the rules of statutory construction, and common sense, to compensate plaintiff for more than eight hours for each of his 120 accumulated unused sick days.
Id. at 1270. We find this reasoning persuasive, based on parity, common sense, and statutory construction.
Similarly, in Airdo v. Village of Westchester, 95 Ill.App.3d 568, 51 Ill.Dec. 58, 420 N.E.2d 472 (1981), the court interpreted a disciplinary decision calling for a firefighter‘s suspension for twenty-five “days.” The firefighter worked a 24/48 schedule. The board of commissioners argued that the word day meant twenty-five duty days, or effectively seventy-five calendar days. The court held that the board‘s interpretation “fails to comply with principles of reasonableness and fairness.” Id. at 473. The court noted that the board‘s interpretation would produce an inequitable result where the punishment given to two otherwise similarly situated employees would vary in relation to the work schedule of each, even though the suspensions were of equal length. Noting that the legislature could not have intended such an unjust, absurd, or unreasonable consequence, the court rejected the board‘s argument. Id. at 474.
Finally, in Benson v. City of Little Falls, 379 N.W.2d 711 (Minn.Ct.App.1986), another court noted the inequity of such a contention. In that case, a firefighter working a 24/48 schedule was entitled to severance pay of 100 working days, which he interpreted as 100 twenty-four hour days. The court commented that equity compelled finding the employee entitled to severance pay equal to 100 eight-hour days because “[a]cceptance of his interpretation would entitle him to triple the severance pay available to other city employees. Such as result would be unfair to those who receive severance pay based only on an eight-hour work day.” Id. at 713. See also Donaldson v. Taylor, 327 Ark. 93, 936 S.W.2d 551 (1997) (holding that the City
Nonetheless, Employees direct us to Howe v. City of St. Cloud, 515 N.W.2d 77 (Minn.Ct.App.1994), where the court interpreted Minnesota‘s military leave statute, which is substantially similar to
St. Cloud schedules its firefighters to work 24-hour days. When the Howes miss a “day” due to military leave, they miss 24 hours of work. If the Howes are paid for less than 24 hours for each “day” missed due to military leave, they are penalized for their military service. To ensure that the Howes can take military leave without loss of pay as required by
MINN.STAT. § 192.26 , in this case they must be paid for 24 hours for every 24-hour day missed, up to 15 days per year.
Although the Howe court‘s reasoning is attractive, there was no evidence in that case that the city had ever defined day for its employees as anything other than a twenty-four hour period. Moreover, under this interpretation of
In summary, we conclude that the trial court erred in granting Employees’ motion for summary judgment and that Township‘s military leave policy does not conflict with
Reversed.
BAILEY, J., concurs.
BROOK, C.J., dissents with separate opinion.
BROOK, Chief Judge, dissenting
One of the canons of statutory interpretation is that “it is just as important to recognize what a statute does not say as it is to recognize what it does say.” Rush v. Elkhart County Plan Comm‘n, 698 N.E.2d 1211, 1215 (Ind.Ct.App.1998), trans. denied.
As noted by the majority, one of the many definitions of “day” is “the time established by usage or law for work, school, or business.” MERRIAM WEBSTER‘S COLLEGIATE DICTIONARY at 294.11 While the customary workday for many government employees is indeed eight hours, the customary workday for firefighters like Strode and Richardson is twenty-four hours. Whether a government employee works an eight-hour shift or a twenty-four-hour shift, that employee must take a one-day leave of absence from his or her “respective duties” for each day of military training. To interpret “day” in this instance as anything other than the duration of an employee‘s customary workday would frustrate the legislature‘s objective of encouraging military service.12
I acknowledge that under this interpretation of
The majority cites to Kalb, 128 Ill.App.3d 481, 83 Ill.Dec. 848, 470 N.E.2d 1268, in pointing out the supposed inequity
Unlike the majority, I find the Minnesota Court of Appeals’ decision in Howe, 515 N.W.2d 77, both instructive and persuasive. I agree with the Howe court that the “basic principle” underlying military leave statutes is “that a person who serves in the armed forces should not be penalized for that service in civilian life.” Id. at 79.16 More importantly, I believe that the General Assembly‘s intent not to penalize government employees for their military service is expressed in even more definitive terms than was the Minnesota legislature‘s in Howe.17
Notes
All officers and employees of the state or any county, township, municipality, or school corporation of the state who are members of the Indiana national guard, reserve components or the retired personnel of the naval, air, or ground forces are entitled to leave of absence from their respective duties, in addition to regular vacation period, without loss of time or pay for such time as they are:
(1) on state active duty under section 4 of this chapter;
(2) on training duties of the state of Indiana under the order of the governor as commander in chief; or
(3) members of any reserve component under the order of the reserve component authority;
for consecutive or nonconsecutive periods not to exceed a total of fifteen (15) days in any calendar year.
