Lead Opinion
Gregory Koger (“Koger”), a former inmate at the Pontiac Correctional Center in Illinois, filed suit against six prison officials claiming they failed to accommodate his religious-based requests for a non-meat diet. Koger claimed that this failure to accommodate his dietary request was a violation of his rights as protected by the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), and the First and Fourteenth Amendments of the Constitution. The defendants moved for summary judgment, arguing that Koger’s diet was not changed because his request did not meet the requirements necessary for prisoners seeking such an accommodation and that those requirements were lawful. The district court granted the defendants’ motion as to all of Koger’s claims, and Koger now appeals. We reverse the district court’s grant of summary judgment on Koger’s RLUIPA claim, and remand for further proceedings consistent with this opinion.
I.
The facts material to this appeal are undisputed. Koger was remanded to the custody of the Illinois Department of Corrections (“IDOC”) in 1996, and originally housed at the Joliet Correctional Center. Upon entering prison, Koger designated his religious affiliation as Baptist. In 1999, while housed at the Centraba Correctional Center, Koger changed his religious affiliation to Buddhist. Koger was not required to provide IDOC officials with any documentation in support of his original affiliation as a Baptist, or upon re-affiliating as a Buddhist. In September 2000, Koger was transferred to the Pontiac Correctional Center. A few months after this transfer, he stopped eating meat or anything on his meal tray that had touched meat. Koger adopted this diet to accommodate his yoga practices, but claimed that it subjected him to extreme hunger pains.
In May 2001, Koger contacted the prison’s chaplain, Fr. Walter Bryan (“Bryan”), requesting that his religious affiliation be changed to reflect that he was no longer a Buddhist, and that he be provided with a non-meat diet as part of his religious practices. During the period in question, Pontiac served three religious diets — kosher, vegan, and lacto-ovo vegetarian. The last two contain no meat, and would have satisfied Koger’s request. Bryan responded
Roger began searching for a religion that fit his beliefs, and in November 2001, he joined Ordo Templi Orientis (“OTO”), a group associated with the religion of Thelema. Thelema was founded by Aleis-ter Crowley in 1904, and has as its central tenet “Do what thou wilt,” which its followers consider a divine mandate to discover their true purpose in life. In December 2001, Roger again wrote Bryan, requesting that his affiliation be changed from Buddhism to OTO, and that he be given a non-meat diet. Roger included with his request an informational letter from T. Allen Greenfield (“Greenfield”), OTO’s Prison Ministry Coordinator, setting forth some of OTO’s beliefs and practices.
On January 13, 2002, Roger filed an IDOC Grievance based upon Bryan’s failure to change his affiliation and diet. Upon review of the Grievance, Grievance Counselor and Defendant Dennis Guth (“Guth”) responded stating that he had consulted with Bryan, who indicated that he needed a “letter” from the religious organization sent directly to him, and that “information” would not be considered. Guth’s response was reviewed by Grievance Officer and Defendant Pearlene Pitchford (“Pitchford”), and on March 13, 2002, she filed a report finding that Guth’s response adequately addressed Roger’s concerns. In making this determination, Pitchford expressly noted the language from Greenfield’s letter stating that Thele-ma imposes no general dietary restrictions. Defendant James Schomig (“Schomig”), Chief Administrative Officer and Warden of Pontiac Correctional Center, concurred with Pitchford’s assessment. Roger subsequently appealed under the grievance process. On March 25, 2002, Administrative Review Board Member Douglas A. Cravens (“Cravens”) and IDOC Director Donald N. Snyder (“Snyder”) issued their finding that the decisions of Pitchford and Schomig appropriately addressed Roger’s grievance.
In April 2002, Roger received a copy of a letter Greenfield sent to Bryan indicating that Roger was an OTO parishioner, and discussing the organizational nature of OTO. Relying on this letter, as well as a letter from OTO’s Treasurer stating that he was a dues-paying member of OTO, Roger filed a third request with Bryan asking that his affiliation be changed from Buddhism to OTO, and that he be provided a non-meat diet. On December 2, 2002,
As this protracted correspondence proceeded, on May 1, 2002, Roger filed a prose complaint in the district court. In his initial complaint, Roger alleged violations of the Free Exercise Clause of the First Amendment and the Equal Protection Clause of the Fourteenth Amendment pursuant to 42 U.S.C. § 1983, and the Religious Freedom Restoration Act of 1993, 42 U.S.C. § 2000bb-l. Snyder, Cravens, Guth, and Pitchford waived service of process. Bryan and Schomig were never served with process, nor did they waive it. After obtaining summonses from the district court, Roger filed motions on August 2, 2002, January 19, 2003, February 4, 2003, and June 23, 2004, pursuant to Federal Rule of Civil Procedure 4
Roger was eventually given leave to file an Amended Complaint. In his amended complaint, filed October 9, 2003, Roger alleged that the prison officials’ clergy verification requirement, and their failure to place him on a non-meat diet because OTO did not require one, violated the Establishment and Free Exercise Clauses of the First Amendment and the Equal Protection Clause of the Fourteenth Amendment, and RLUIPA, 42 U.S.C. § 2000cc-l(a). Roger sought declaratory and injunctive relief, as well as compensatory and punitive damages. On June 23, 2004, Roger filed a motion to compel better responses to interrogatories he propounded on the prison officials in an attempt to obtain discovery he believed would be helpful to his case. This motion was still pending on August 23, 2004, when Snyder, Cravens, Guth, and Pitchford filed a motion for summary judgment. Roger filed a response on September 1, 2004, arguing that the existence of genuine issues of material fact prohibited entry of summary judgment, or that the record established that he was entitled to summary judgment. Additionally, Roger cited Federal Rule of Civil Procedure 56(f)
II.
We review the district court’s grant of summary judgment de novo, examining the record in the light most favorable to Roger. Peate v. McCann,
A. Religious Exercise
In considering whether Roger met his burden of establishing that his non-meat diet was a religious exercise, we first recall that under RLUIPA, “[t]he term ‘religious exercise’ includes any exercise of religion, whether or not compelled by, or central to, a system of religious belief.” 42 U.S.C. § 2000cc-5(7)(A). “Although RLUIPA bars inquiry into whether a particular belief or practice is central to a prisoner’s religion, ... [it] does not preclude inquiry into the sincerity of a prisoner’s professed religiosity.” Cutter,
The record before us indicates that from the time of his first request in May 2001, Roger stated that his desire for a non-meat diet was based on his religious beliefs and practices. At the time of this first request, Roger’s beliefs were not affiliated with any organized religion. This in itself is not necessarily fatal to his claim. See Kaufman v. McCaughtry,
Additionally, the duration of time over which Roger sought to have his dietary request accommodated, and the fact that he sought that accommodation primarily as an OTO member, clearly demonstrates that his beliefs were sincerely held. If Roger’s beliefs were not sincere, and if he wanted a non-meat diet for reasons other than his religious beliefs, he could have attempted to have his affiliation changed to one of the denominations whose members regularly received non-meat diets. The fact that he did not, settling instead on a religion with which the prison officials were unfamiliar, indicates that Roger’s beliefs, in addition to being religious in nature, were sincerely held. While Roger
B. The Religiously Required Test
The prison officials defend the religiously required test solely by arguing that Koger did not meet his burden of showing that the request was based on sincerely held religious beliefs. Having concluded that sincerely held religious beliefs prompted Koger’s request, we further conclude that to the extent the prison officials’ denials of Koger’s requests were based on the religiously required test, they unlawfully restricted Koger’s religious exercise. The substantial burden was manifest — Koger repeatedly provided documentation to prison officials stating that OTO does not impose dietary restriction on all of its members, but that such restrictions are practiced by some. Koger’s requests made clear that he was among the members choosing to practice the restrictions. To have his request accommodated, however, the prison officials would have required him to establish exactly what RLUIPA does not require — that his requested diet was “compelled by” or “central to” his faith. 42 U.S.C. § 2000cc-5(7)(A). Additionally, the prison officials have not offered evidence that the religiously required test was employed in furtherance of a compelling governmental interest, or the least restrictive means of furthering that interest. Accordingly, we conclude that it was a violation of RLUI-PA for the prison officials to deny Koger’s request for a non-meat diet simply because OTO has no general dietary restrictions.
C. The Clergy Verification Requirement
Unlike the religiously required test, the clergy verification requirement does not clearly violate the express provisions of RLUIPA, and therefore requires a more extensive weighing of the record under RLUIPA’s analytical framework. To determine whether Koger met his burden of showing that the clergy verification requirement substantially burdened his religious exercise, we must first determine the meaning of “substantial burden” in the context of RLUIPA. When considering a similar provision of the Religious Freedom Restoration Act (“RFRA”) which prohibits the government from “substantially burdening] a person’s exercise of religion,” 42 U.S.C. § 2000bb-1(a), we held that “a substantial burden on the free exercise of religion ... is one that forces adherents of a religion to refrain from religiously motivated conduct, inhibits or constrains conduct or expression that manifests a central tenet of a person’s religious beliefs, or compels conduct or expression that is contrary to those beliefs.” Mack v. O’Leary,
We conclude that the prison officials’ clergy verification requirement was responsible for rendering Roger’s religious exercise effectively impracticable. We have long held that “[t]he rights of inmates belonging to minority or non-traditional religions must be respected to the same degree as the rights of those belonging to larger and more traditional denominations.” Al-Alamin v. Gramley,
Furthermore, even if Roger belonged to a religion with traditional clergy and uniform practices, a clergy verification requirement forms an attenuated facet of any religious accommodation regime because clergy opinion has generally been deemed insufficient to override a prisoner’s sincerely held religious belief. See, e.g., Ford v. McGinnis, 352 F.3d 582, 593-94 (2d Cir.2003) (holding that the role the Eid ul Fitr feast played in a prisoner’s practice of Islam was determinative of whether there had been a substantial burden, and not the testimony of Muslim clerics as to the proper celebration of the feast); Jackson v. Mann,
Roger having established a prima facie case that the clergy verification requirement violated RLUIPA, we now consider whether the prison officials established that such a requirement is the least restrictive means of furthering a compelling governmental interest. Courts are to apply RLUIPA with “due deference to the experience and expertise of prison and jail administrators in establishing necessary regulations and procedures to maintain good order, security and discipline.... ” Cutter,
Even if the prison officials’ asserted interests were deemed to be compelling, they do not support their assertion that a clergy verification requirement was the least restrictive means of achieving these ends. One less restrictive means would have been to simply comply, at least in part, with the Illinois Administrative Code which requires only, that a prisoner provide “written verification” in order to receive a religious-based dietary accommodation, with no requirement that the verification be from a clergy member. 20 Ill. Adm.Code. § 425.70(c). When a prisoner provides his own written verification, prison officials are still entitled to the benefit of the long-standing requirement that a prisoner provide sufficient indicia that his request is borne of a sincerely held religious belief. Moreover, the Illinois Administrative Code provides a further check against abuse when it provides that “[a] committed person who does not adhere to the alternative diet shall no longer receive the alternative diet....” 20 Ill. Adm.Code. § 425.70(e). Likewise, the federal prison system requires prisoners seeking dietary accommodations to “provide a written statement articulating the religious motivation for participation in the [religious dietary accommodation program].” Res-nick,
Summing up, we conclude that Roger met his burden of establishing that both the religiously required test and the clergy verification requirement operated as substantial burdens on his religious exercise. The prison officials failed to meet their burden in showing that their practices were the least restrictive means of furthering a compelling government interest. Accordingly, the record establishes that the practices challenged by Roger violated RLUIPA, and judgment in his favor on this claim is warranted. The district court erred in entering summary judgment in favor of the prison officials on Roger’s RLUIPA claim.
D. Roger’s Constitutional Claims and Motion to Compel
Having concluded that the defendants’ conduct violated RLUIPA, we call to mind the principle that “federal courts are supposed to do what they can to avoid making constitutional decisions, and strive doubly to avoid making unnecessary constitutional decisions.” ISI Int’l, Inc. v. Borden Ladner Gervais LLP,
E. Qualified Immunity
Roger’s success on his RLUIPA arguments will not result in damages if the prison officials are protected by qualified immunity, and so we turn to their argument that they are so protected. “Qualified immunity protects officers performing discretionary functions from civil liability so long as them conduct does not violate dearly established statutory or constitutional rights that a reasonable person would know about.” Mustafa v. City of Chicago,
RLUIPA was enacted on September 22, 2000. Pub.L. No. 106-274 §§ 2-6, 8, 114 Stat. 803-06. Roger filed his requests for a non-meat diet in May 2001, December 2001, and April 2002. His internal grievance was filed in January 2002. Because of the dearth of cases dealing with RLUIPA during this period, Roger must show that RLUIPA itself, or principles established in other contexts and applicable to RLUIPA, established the contours of his rights so that a reasonable official could have easily discerned them. There are numerous reasons leading us to conclude that the rights protected by RLUI-PA, and violated by the prison officials as set forth above, were clearly established during the period the prison officials denied Roger’s dietary requests. First, RLUIPA did not announce a right having broad application across many segments of society. Rather, it prohibited substantially burdening religious exercise in only two contexts: by land use regulation, 42 U.S.C. § 2000cc, or while a person is imprisoned. 42 U.S.C. § 2000cc-l. Moreover, RLUI-PA did not announce a new standard, but shored up protections Congress had been attempting to provide since 1993 by means of the RFRA, and which had seen frequent litigation in the prison context. See, e.g., Craddick v. Duckworth,
Aside from the fact that RLUIPA employs a standard already contained in the RFRA, it is noteworthy that the components of its analysis have been used in constitutional litigation for some time. For example, the difficult burden laid on a defendant who must show that its conduct was the “least restrictive means of achieving some compelling state interest” has been established for decades. See Thomas v. Review Bd.,
While the case will undoubtedly arise where a plaintiff asserts a right only questionably covered by RLUIPA, Roger asserted the right to religious accommodation for a religious practice demonstrably associated with, though not compelled by, his religion. The prison officials violated this clearly established right because they required exactly what RLUIPA provides they cannot — a religious practice compelled by OTO. Likewise, in requiring clergy verification, the prison officials employed a clergy-as-arbiter-of-orthodoxy standard that had long been rejected. See Frazee,
F. Service by United States Marshal
Roger’s final argument on appeal is that the district court erred in denying his motions for service by a United States marshal simply because he paid the filing fee instead of proceeding in forma pauper-is. Federal Rule of Civil Procedure 4 provides that “[a]t the plaintiffs request, the court may order that service be made by a United States marshal or deputy marshal or by a person specially appointed by the court. The court must so order if the plaintiff is authorized to proceed in forma pauperis under 28 U.S.C. §1915....” Fed.R.Civ.P. 4(c)(3). The district court misapplied Rule 4 because it failed to exercise the discretion given it when the plaintiff pays the filing fee. See Fed.R.Civ.P. 4 advisory committee’s note (1993) (“The court ... retains discretion to appoint a process server on motion of a party.”). Because these denials resulted from its mistaken belief that service by a marshal was unavailable to a party who paid the filing fee, the district court abused the discretion afforded it by Rule 4. Koon v. United States,
G. Additional Considerations
In reversing the district court’s grant of summary judgment for the prison officials on Roger’s RLUIPA claim, and directing the entry of judgment for
III.
We conclude that the record establishes that the prison officials violated Roger’s rights as secured under RLUIPA, and that judgment in Roger’s favor on his claim brought under that statute is warranted. Having reached this conclusion, we do not consider Roger’s constitutional claims. Additionally, the district court abused its discretion in failing to exercise the discretion available to it under Fed.R.Civ.P. 4. Accordingly, we REVERSE the district court’s grant of summary judgment in favor of the prison officials on Roger’s RLUIPA claims, as well as its denials of Roger’s motions for service by a United States marshal, and RemaND for proceedings consistent with this opinion.
. While the parties use “OTO" and “Thele-ma" interchangeably in the record, Greenfield's letter clarified that “[w]ithin the broad context of Thelema, O.T.O. functions as a fraternal, initiatory, social, and educational organization of a religious nature.”
. We hereafter refer to Bryan, Guth, Pitch-ford, Schomig, Cravens, and Snyder collectively as the “prison officials.”
. "At the plaintiff's request, the court may order that service be made by a United States marshal or deputy marshal or by a person specially appointed by the court. The court must so order if the plaintiff is authorized to proceed in forma pauperis under 28 U.S.C. § 1915...." Fed.R.Civ.P. 4(c)(3).
. "If a party opposing the motion shows by affidavit that, for specified reasons, it cannot present facts essential to justify its opposition, the court may: (1) deny the motion; (2) order a continuance to enable affidavits to be obtained, depositions to be taken, or other discovery to be undertaken; or (3) issue any other just order.” Fed.R.Civ.P. 56(f).
. The RFRA, enacted in 1993, provides similar protections to those afforded in RLUIPA, however it was intended to apply to "all Federal and State law,” 107 Stat. 1488, 1489 (1993), and was enacted pursuant Congress’s enforcement power under Section 5 of the Fourteenth Amendment. City of Boeme,
. In the proceedings below, the prison officials cited Jenkins v. Angelone,
. We have held that the question of whether a former prisoner’s claim is governed by the PLRA is determined by "looking] to the status of the plaintiff at the time he brings his suit.” Witzke v. Femal,
Concurrence Opinion
concurring.
I join Judge Manion’s fine opinion without any reservations. It touches all the bases that must be touched and reaches a conclusion with which I agree. I write separately, however, to note that I can’t help but feel what has happened here is pretty close to a waste of time for all concerned.
Start with the State of Illinois. Inmates in its prisons must be fed, and the vast majority of them receive a standardized meal — which I assume is an offering of reasonably healthy food. The prison does, however, offer three “religious” diets: kosher, vegan, and lacto-ovo vegetarian.
My other concern is with RLUIPA itself, a law that has been on the books since 2000. Clearly, without RLUIPA, this case would have been dead in the water when it was filed because declining Roger’s request for a nonmeat diet would not have violated the United States Constitution. It was well-settled, before RLUIPA, that a neutral law or rule of general applicability was not required to be justified by a compelling state interest even if it had the incidental effect of burdening a particular religious practice. Church of Lukumi Babalu Aye, Inc. v. City of Hialeah,
RLUIPA, I submit, fosters the potential for mischief and game-playing. Roger’s case is, potentially at least, a pretty good example of that. Roger arrived in the custody of the Illinois Department of Corrections in 1996 to begin serving a 19-year sentence following a conviction for armed violence. Upon entering the prison system, he said he was a Baptist. A couple of years later he said he was a Buddhist. Two years after that he said he was a member of “Ordo Templi Orientis (“OTO”), a group associated with the religion of Thelema.
Finally, the bottom line to our decision, although decidedly correct, points out why this case is a bit of a waste of time. Because Mr. Roger is out of prison — and has been since December of 2006 — his request for injunctive relief is moot. And because he was in prison when the case arose, he must proceed under the Prisoner Litigation Reform Act, which takes compensatory and punitive damages off the table as he suffered no “physical injury” but only, at best, a “mental or emotional injury.” And that limits his recovery to nominal damages.
So when all is said and done, the State of Illinois has spent a lot of money defending this case for six years. Roger may
. A lacto-ovo vegetarian is a vegetarian who does not eat beef, pork, poultry, fish, shellfish, or animal flesh of any kind but is willing to consume cheese, butter, yogurt, and eggs (Lacto means "milk” and ovo means "egg”). Most vegetarians are lacto-ovo vegetarians. Generally, when one uses the term "vegetarian,” a lacto-ovo vegetarian is assumed. A
. The letter from T. Allen Greenfield, quoted in our opinion, to the effect that "Thelema imposes no general dietary restrictions” is interesting, as is Mr. Greenfield himself. According to his entry at wikipedia.org, Greenfield is “an avid speaker on subjects related to UFOs and the occult.”
. Koger was paroled in December of 2006 after serving more than 10 years of his sentence.
