Lead Opinion
The question of whether Iowa should retain the traditional common-law distinction between an invitee and a licensee in premises liability cases has sharply divided this court in recent years. In this case, we hold that the common-law distinction between an invitee and a licensee no longer makes sound policy, unnecessarily complicates our law, and should be abandoned.
I. Background Facts and Proceedings.
Valerie Koenig visited the home of her son, Marc Koenig, when he was ill in order to care for him and help with household
Valerie filed a petition alleging that Marc’s negligent conduct caused her permanent injuries, pain and suffering, loss of function, and substantial medical costs. Marc generally denied her claim and further asserted that Valerie was negligent in connection with the occurrence and that she failed to mitigate her damages.
At trial, Valerie offered evidence that Marc was aware that the carpet cleaner hose was broken but did not warn her of the defect. Valerie further offered evidence that the color of the hose blended in with the color of the carpet, thereby making it difficult to see, and that one of two lights in the hallway near where she fell was not working, which lessened the light available to detect the hazard. Marc offered evidence that the broken hose was an open and obvious hazard and that Valerie did not turn on the light which was functioning in the hallway area.
At the close of trial, Valerie sought a general negligence instruction rather than the uniform jury instruction on the duty of care owed to a licensee. The district court found that the law in Iowa on the proper instruction in a premises liability case was unsettled, declined to give the general negligence instruction sought by Valerie, and instead used the uniform jury instruction for licensees.
The jury returned a verdict in favor of Marc. After the district court entered judgment, Valerie filed a motion for a new trial based on the district court’s failure to use her proposed general negligence instruction. Although the district court stated that it did not necessarily disagree with Valerie’s position, it denied the motion. The district court noted that “Iowa appellate courts have not yet ruled that continued use of the stock instructions for premises liability cases constitutes error.” Further, the district court questioned whether Valerie could demonstrate that prejudice occurred as a result of the use of the uniform instructions. Valerie filed a timely notice of appeal.
II. Standard of Review.
We review challenges to jury instructions for correction of errors at law. Boyle v. Alum-Line, Inc.,
“Error in giving or refusing to give” a jury instruction does not warrant reversal unless it results in prejudice to the complaining party. Wells v. Enter. Rent-A-Car Midwest,
A. Origin and Rationale of Common-Law Distinctions. The premises liability trichotomy, which distinguishes between invitees, licensees, and trespassers, finds its roots in the English common law. John Ketchum, Note, Missouri Declines an Invitation to Join the Twentieth Century: Preservation of the Licensee-Invitee Distinction in Carter v. Kinney, 64 UMKC L.Rev. 393, 395 (1995). “The distinctions which the common law draws between licensee and invitee were inherited from a culture deeply rooted to the land, a culture which traced many of its standards to a heritage of feudalism.” Kermarec v. Compagnie Generate Transatlantique,
These common-law classifications arose from reluctance “to leave the determination of liability to a jury ‘composed mainly of potential land entrants.’ ” Michael Sears, Comment, Abrogation of the Traditional Common Law of Premises Liability, 44 U. Kan. L.Rev. 175, 176 (1995) (quoting Norman S. Marsh, The History and Comparative Law of Invitees, Licensees and Trespassers, 69 L.Q. Rev. 182, 184 (1953)). The distinctions, therefore, were
created to disgorge the jury of some of its power by either allowing the judge to take the case from the jury based on legal rulings or by forcing the jury to apply the mechanical rules of the tricho-tomy instead of considering the pertinent issue of whether the landowner acted reasonably in maintaining his land.
Nelson,
The trichotomy emerged in a time of tort law far different from our own. When the trichotomy was developing, “the principle that a man should be held responsible for foreseeable damages” was only reluctantly recognized in a limited number of cases. Id. Today, the situation has changed dramatically as the concept of negligence is a predominant concept in our tort law.
The emergence of negligence law almost immediately conflicted with the common-law system. Kathryn E. Eriksen, Comment, Premises Liability in Texas—Time for a “Reasonable” Change, 17 St. Mary’s L.J. 417, 422 (1986). “Commonlaw courts, however, decided not to replace the tricho-tomy with modern principles of negligence law, as they did in almost all other tort areas, but rather ‘superimposed the new [negligence] principles upon the existing framework of entrant categories.’ ” Nelson,
Modern courts that have retained the trichotomy have largely set forth the traditional justifications: (1) the continued fear of jury abuse; (2) the fear that by “substituting the negligence standard of care for the common-law categories, landowners will be forced to bear” the financial burden of taking precautions such as maintaining adequate insurance policies; and (3) the
B. Trend in Other Jurisdictions. The first American blow to the trichotomy was hurled by the United States Supreme Court.
In an effort to do justice in an industrialized urban society, with its complex economic and individual relationships, modern common-law courts have found it necessary to formulate increasingly subtle verbal refinements, to create sub-classifications among traditional common-law categories, and to delineate fine gradations in the standards of care which the landowner owes to each. Yet even within a single jurisdiction, the classifications and subclassifications bred by the common law have produced confusion and conflict. As new distinctions have been spawned, older ones have become obscured. Through this semantic morass the common law has moved, unevenly and with hesitation, towards “imposing on owners and occupiers a single duty of reasonable care in all the circumstances.”
Kermarec,
After Kermarec, the movement away from the common-law distinctions received a major-boost in 1968 with the California Supreme Court’s decision in Rowland v. Christian,
[W]e are satisfied that continued adherence to the common law distinctions can only lead to injustice or, if we are to avoid injustice, further fictions with the resulting complexity and confusion. We decline to follow and perpetuate such rigid classifications ... although the plaintiffs status as a trespasser, licensee, or invitee may in the light of the facts giving rise to such status have some bearing on the question of liability, the status is not determinative.
After Rowland, however, a second, more moderate trend began to emerge in the case law. Instead of abandoning the trichotomy entirely, some courts began to abandon the distinction between invitees and licensees, while retaining the trespasser classification. See Wood v. Camp,
Still other states, including Iowa, limited the common-law system by refusing to apply the doctrine to child entrants. See Cope v. Doe,
Although a bare majority of states have now departed from the original trichotomy in some fashion, a number of courts have declined to abandon the common-law system. See McMullan v. Butler,
In total, the jurisdictions are now split, with a majority of states departing from the common-law classifications in some manner, and a substantial minority either rejecting abolition or not taking a recent position.
C. Prior Iowa Case Law. Almost four decades ago this court noted, “The application of rigid common-law rules (which turn the liability of the land possessor on the status of the person harmed) in the con
The question of the continued validity of the trichotomy was squarely raised in Sheets v. Ritt, Ritt & Ritt, Inc.,
In addressing the issue, a plurality of the court recognized its longstanding disenchantment with the common-law distinctions. Id. The plurality then concluded that this court has not previously abrogated the trichotomy for the pragmatic determination that the plaintiff had not suffered harm due to the use of the common-law jury instructions. Id. at 606. The plurality noted the dozens of jurisdictions that had abrogated, the common-law formula, either in whole or in part — abolishing the distinction between invitees and licensees. Id. at 605. Finally, the plurality concluded that although “adoption of comparative fault [did] not seem to have been the usual catalyst for abandonment of the common-law distinctions,” the common-law distinctions must now be abandoned in Iowa. The plurality reasoned that “assigning duties to owners or occupiers of land on the basis of the status of a visitor is ... unreasonable and unfair.” Id.
The Sheets decision, however, was only joined by four justices. Four other justices concurred in result, determining that the plaintiff was not prejudiced by the use of the common-law instructions, but remaining unwilling to abandon the traditional classifications. Id. at 607. Justice Lavorato took no part, leaving the fundamental issue unresolved.
A year later, this court reasserted its commitment to the common-law distinctions. In Richardson v. Commodore, Inc.,
Although a plurality of the court would abrogate any distinction based on the status of the plaintiff, see Sheets v. Ritt, Ritt & Ritt, Inc.,581 N.W.2d 602 , 603 (Iowa 1998), that position has not yet gained the approval of a majority of this court. Therefore,. the status of the plaintiff continues to be a relevant consideration in premises liability law.
Id. at 698 n. 3.
This court next addressed the trichotomy in Alexander v. Medical Associates Clinic,
Due to his recusal in Sheets, then Chief Justice Lavorato had theretofore been silent on validity of the common-law distinctions. He rectified that omission in Alexander by writing a special concurrence. Id. at 80 (Lavorato, C.J., specially concurring). The special concurrence favored abolition of the common-law distinctions noting that they were borne of a different time “and in a wholly different legal climate from the one that exists today.” Id. The opinion advocated for the middle ground — abolishing the distinction between invitees and licensees, while retaining the common-law rule regarding trespassers. Id. In reaching this conclusion, the concurrence noted that “inherent in the trichotomy is the notion that a jury could not be trusted to enter a just verdict.” Id. at 82. This belief was out of sync with the whole of tort law where juries are afforded considerable authority and discretion. Id.
The special concurrence further criticized the trichotomy as inherently confusing, potentially leading to inequities. Though not at issue in this case, the concurrence noted the routine difficulty in determining an entrant’s status. Id. at 83 (citing Franconia Assocs. v. Clark,
Due to this potential for confusion, the Alexander special concurrence asserted that abolishing the common-law formulation would lead to more predictable results. And, contrary to critics, would not leave the jury utterly standardless. The foreseeability of the visitor’s presence and the time, manner, place, and surrounding circumstances of his entry would continue to be relevant factors in determining whether the landowner acted reasonably. Id. at 84. Abolishing the common-law distinctions does not truly alter the underlying principles of premises liability. Id. It
The premises liability issue returned to this court three years later in Anderson v. State,
This court last addressed the premises liability issue just three-and-a-half years ago in Benham v. King,
While the court was unanimous as to result, this case once again produced a lengthy special concurrence. Id. (Wiggins, J., specially concurring). This special concurrence noted that:
A more logical approach to a premises liability case would be to abandon the antiquated common-law dichotomy with its contradictory and confusing rules and adopt the modern rule requiring a possessor of land to exercise reasonable care under all the circumstances existing at the time and place of the injury for the protection of invitees and licensees.
Id. at 322.
D. Adoption of General Negligence Standard for Invitees and Licensees. Taking into consideration the wealth of case law in our sister jurisdictions, academic commentary, and the history of the common-law distinctions, we now conclude that the advantages of abolishing the distinction between invitees and licensees outweigh the value of its retention.
The primary advantage of abolishing the invitee-licensee distinction is to avoid confusion. While there is no issue in this case as to Valerie’s status, properly categorizing an entrant’s status has proven a dubious task in other cases. As noted previously, the Alexander special concurrence is replete with examples of the difficulties appellate courts have experienced in attempting to fit modern human interaction into rigid categories developed three centuries ago. Such confusion is likely to only increase in the future. See generally Mat
Not only does this confusion provide ample grounds for appeal, it also prevents the development of an easily applicable standard for future cases. As a result, retention of the common-law system has not fulfilled its goal of predictability, but rather has “produced confusion and conflict.” Kermarec,
The difficulty in distinguishing between invitees and licensees underscores another disadvantage of the classification — people do not alter their behavior based on an entrant’s status as an invitee or licensee. Many courts have illustrated this distinction’s divorce from reality. The West Virginia Supreme Court posed this hypothetical:
“A canvasser who comes on your premises without your consent is a trespasser. Once he has your consent, he is a licensee. Not until you do business with him is he an invitee. Even when you have done business with him, it seems rather strange that your duty towards him should be different when he comes up to your door from what it is when he goes away. Does he change his colour in the middle of the conversation? What is the position when you discuss business with him and it comes to nothing? No confident answer can be given to these questions. Such is the morass into which the law has floundered in trying to distinguish between licensees and invitees.”
Mallet,
In addition, abandonment of the common-law distinction between invitees and licensees is consistent with modern notions of tort law and liability. When this distinction was adopted in the nineteenth century by American courts, our tort law was replete with special fules and arguably arbitrary common-law distinctions. Since that time, these doctrines, such as contributory negligence, which often yielded inequitable results, have fallen by the wayside in favor of comparative fault. “The use of a general standard of reasonable care under all the circumstances ... will bring this area of the law into conformity with modern tort principles by allowing increased jury’participation and the use of contemporary standards.” Sears, 44 U. Kan. L.Rev. at 184-85. Contrary to courts that have upheld the trichotomy, there is nothing to fear about jury involvement. As the North Carolina Supreme Court correctly points out, this fear fails to take into account both the primacy of juries in other areas of tort law and the reality that “modern jurors are more likely than feudal jurors to be landowners themselves.... ” Nelson,
Finally, abandonment of this common-law distinction recognizes a higher valuation of public safety over property rights.
“[T]he traditional rule confers on an occupier of land a special privilege to be careless which is quite out of keeping with the development of accident law generally and is no more justifiable here than it would be in the case of any other useful enterprise or activity.”
Antoniewicz,
The common-law distinction between invitees and licensees was borne of a different time, a product of a different culture, and utilized by a legal system far removed from today’s realities.
Life in these United States is no longer as simple as in the frontier days of broad expanses and sparsely settled lands. Inexorably our people, gregarious in nature, have magnetized to limited and congested areas. With social change must come change in the law, for as President Woodrow Wilson observed, “The first duty of the law is to keep sound the society it serves.”
Wood,
“When the reasons for the rule disappear, the rule ought to disappear.” Alexander,
In place of the common-law formulation, we adopt the multifactor approach advanced by the Nebraska Supreme Court and adopted by the Sheets court.
“We impose upon owners and occupiers only the duty to exercise reasonable*646 care in the maintenance of their premises for the protection of lawful visitors. Among the factors to be considered in evaluating whether a landowner or occupier has exercised reasonable care for the protection of lawful visitors will be: (1) the foreseeability or possibility of harm; (2) the purpose for which the entrant entered the premises; (3) the time, manner, and circumstances under which the entrant entered the premises; (4) the use to which the premises are put or are expected to be put; (5) the reasonableness of the inspection, repair, or warning; (6) the opportunity and ease of repair or correction or giving of the warning; and (7) the burden on the land occupier and/or community in terms of inconvenience or cost in providing adequate protection.”
Sheets,
This multifaetored approach will ensure that the interests of land owners and injured parties are properly balanced. It further allows the jury to take into consideration common sense notions of reasonable care in assessing liability. By adopting this test, we eliminate an arcane and difficult-to-understand distinction from our law and make it simpler and more easily understood.
As a result of our holding abandoning the distinction between invitees and licensees in premises liability cases, it follows that the instruction given by the district court in this case was erroneous.
Further, unlike in Sheets, we find the error in the instruction to be material, requiring reversal. With respect to sub-paragraph 3, Instruction No. 10 improperly shifted the burden of proof from the defendant to the plaintiff by requiring the plaintiff to prove that she “did not know or have reason to know of the condition and the risk involved.” Such an instruction is a holdover from the bygone era of contributory negligence, and directly contradictory to the defendant’s requested instruction on comparative fault. An instruction that improperly states the burden of proof is a material error demanding reversal. See Kaspar,
On remand, the district court should develop a more direct, simple instruction consistent with our adoption of the multi-pronged test to guide the jury in its deliberations.
IV. Conclusion.
The district court’s ruling on the motion for new trial is reversed, the judgment vacated, and the matter remanded for a new trial using a general negligence instruction to define the scope of duty owed by the defendant in this case.
REVERSED.
Notes
. The creators of the trichotomy proved to also be its first detractors. England passed the Occupiers’ Liability Act of 1957 effectively eliminating the distinction between an invitee and licensee from English law. Driscoll, 82 Notre Dame L.Rev. at 885.
. The continued validity of the common-law approach to trespassers has not been raised in this appeal. We thus express no opinion on the continued validity of common-law doctrines involving trespassers.
Concurrence Opinion
(specially concurring).
The majority takes a much-needed step away from the premises liability trichoto-my, but needlessly leaves standing one leg of a three-legged stool. This wobbly paradigm should also be given a gentle nudge over the cliff. We should completely abolish the classification system, saving no remnant. Alexander v. Med. Assocs. Clinic,
