Kobzoff v. Los Angeles County Harbor/UCLA Medical CenterKobzoff v. Los Angeles County Harbor/UCLA Medical Center
Opinion
Code of Civil Procedure section 1038 allows certain defendants, including public entities, to recover the costs of defending frivolous civil actions under the California Tort Claims Act (Tort Claims Act) if the court determines the proceeding was not brought “with reasonable cause and in the good faith belief that there was a justifiable controversy under the facts and law. . . .”
1
(
Factual and Procedural History
The facts are essentially uncontested. On October 31, 1993, emergency personnel prevented David Peter Kobzoff from jumping off a cliff. They took him to Los Angeles County Harbor/UCLA Medical Center, operated by the defendant County of Los Angeles and its department of health services (collectively, the County). 3 He was to be held for 72 hours under Welfare and Institutions Code section 5150. At 2:30 p.m., hospital staff allowed him to use the bathroom in an area that was neither secured nor supervised. Kobzoff left the hospital and dove in front of a truck, which struck and killed him.
Mary and Peter Kobzoff and David Peter Kobzoff’s estate (plaintiffs) filed this action against the County, alleging medical malpractice, lack of informed consent, and negligence. The County answered the complaint, asserting its immunity under several Government Code sections, including section 856.2, subdivision (a)(2), providing immunity for the injury or death of an escaping mental patient.
The County then moved for summary judgment on statutory immunity grounds after plaintiffs refused its request to dismiss the case voluntarily. The County also filed a
Plaintiffs opposed both motions but failed to cite adequate authority to support their case or to refute the County’s immunity claim. The trial court granted summary judgment for the County, ruling that in light of the County’s statutory immunity and cases interpreting that immunity, plaintiffs lacked reasonable cause to maintain the action. In granting the
On appeal, plaintiffs challenged only the
The Court of Appeal reversed the trial court’s judgment awarding costs to the County. 4 After implicitly agreeing with the trial court that plaintiffs’ claim lacked reasonable cause, the Court of Appeal remanded the case to the trial court for further factual findings on “the issue of plaintiffs’ bad faith in bringing and maintaining the action.”
We conclude the Court of Appeal erred. As we explain,
Discussion
A.
As part of the Tort Claims Act, public entities such as the County are specifically immune from liability for “[a]n injury to, or the wrongful death of, an escaping or escaped person who has been confined for mental illness or addiction.” (
The
In the Tort Claims Act context, the statute provides public entities (which, since 1983, have been constitutionally proscribed from filing malicious prosecution actions) and other specified defendants with a way to recover the costs of defending against unmeritorious and frivolous litigation.
(Curtis, supra,
The meaning of “reasonable cause” has been the subject of some debate, but most courts do agree on its general interpretation. Several courts have found instructive the definition of “probable cause” in the malicious prosecution context. (See
Sheldon Appel, supra, Al
Cal.3d at p. 881).) The terms “reasonable cause” and “probable cause” are generally considered synonymous, with “reasonable cause” defined under an objective standard as “ ‘whether any reasonable attorney would have thought the claim tenable.’ ”
(Carroll
v.
State of California
(1990)
Reasonable cause is often found lacking in cases in which the public entities show they did not own or operate the injury site. (See, e.g.,
Knight, supra, 4
Cal.App.4th at p. 933; see also
Carroll, supra,
Before the present case, the Courts of Appeal had
assumed
a defendant might recover
For example, the plaintiff in
Knight,
a bodysurfer who was injured on a public beach, sued the county in which the accident occurred. The county neither owned nor controlled the accident site.
(Knight, supra, 4
Cal.App.4th at p. 930.)
Knight
upheld a
In concluding that the plaintiff lacked reasonable cause in filing the action, Knight reasoned that the case lacked an “indispensable factual element” because “[t]he county neither owned nor controlled the beach at the time of the accident.” (Knight, supra, 4 Cal.App.4th at p. 933.) The court observed that “the question whether the evidence was sufficient to sustain the trial court’s inference of bad faith would be close but we need not reach it, because it is apparent to us that as a matter of law Knight lacked reasonable cause to file or maintain an action against the county.” (Id. at p. 932.)
Carroll’s
facts are similar to
Knight’s.
In both actions, the plaintiffs were injured on public property and sued three governmental entities for their injuries: the city, county, and state. In each case, the county and state informed the plaintiffs they neither owned nor controlled the accident sites. In both cases, the plaintiffs effectively conceded that they lacked reasonable cause to pursue the actions against those defendants. In
Carroll,
the trial court awarded both the county and state their costs under
The
Carroll
court did not specifically consider whether
Carroll
observed that “[a]t the minimum, [reasonable cause] requires that the [plaintiffs’ attorney have some articulable fact or facts to conclude that a particular person or entity should be
initially
included in the lawsuit as a party-defendant. Not only did [p]laintiffs fail to present any basis to the trial courts of State or County ‘control’ in or near the intersection in dispute, but a review of the discovery record indicates that [p]laintiffs never raised the question of adjacent property ‘owned or controlled’ by the County or State during the course of this litigation.”
(Carroll, supra,
Carroll
also observed that the plaintiffs had repeated notice that the county had no control over the intersection where the accident occurred. “The record is replete with valid demands by both defendants at an early stage of the proceedings that they be dismissed as improper parties to the lawsuit. Those demands fell on deaf ears. The County had assured [plaintiffs’ counsel before the complaint was filed that it had no control over the intersection.”
(Carroll, supra,
Like
Knight
and
Carroll,
the
Hall
court also awarded
In concluding “Hall’s tactical concerns did not constitute reasonable cause as a matter of law”
(Hall, supra,
The Court of Appeal in this case believed that Hall was not a “reasonable cause” case, and that “Hall’s argument that she should not be subject to defense costs because she had a good reason for keeping the Regents in the case went to the issue of her good faith, and not to the issue of reasonable cause.” The Court of Appeal agreed, however, with Hall's “conclusion that the Regents were entitled to their defense costs because the record established as a matter of law a lack of both good faith and reasonable cause.”
B. Statutory Interpretation
Why have the prior cases interpreting
Notwithstanding
We cannot agree. The Legislature’s use of the word “and” shows it intended courts to construe in the conjunctive the two requirements for bringing or maintaining the action in “good faith” and “with reasonable cause.”
(Santos
v.
Dondero
(1936)
Construed literally, the statute quite clearly indicates plaintiffs must not only bring (or maintain) their action “with reasonable cause,” but must also bring (or maintain) it “in the-good faith belief that there [is] a justifiable controversy under the facts and law.” (
The statute then states that if the court determines “the proceeding was not brought in good faith and with reasonable cause,” it shall render judgment (i.e., reasonable defense costs) in favor of the party opposing the original proceeding (the County here), “in addition to those costs normally awarded to the prevailing party,” once it determines “the defense costs
reasonably and necessarily incurred by the party or parties opposing the proceeding.” (
Thus, before denying a
Plaintiffs contend that
Rink
v.
City of Cupertino
(1989)
Plaintiffs’ reliance on
Ford Motor
is similarly misplaced. In affirming the trial court’s denial of a
Whatever the supposed merits of the underlying claim, however, plaintiffs had no cause of action against the County because Government Code
Plaintiffs also contend that allowing the County to recover costs after proving the absence of only one statutory element effectively chills actions to modify or extend existing law. But plaintiffs fail to provide support for this claim. Under
Conclusion
We conclude
George, C. J., Mosk, J., Kennard, J., Baxter, J., Werdegar, J., and Brown, J., concurred.
Notes
The “good faith” and “reasonable cause” requirements pertain not only to the action’s initiation, but also its continued maintenance.
(Curtis
v.
County of Los Angeles
(1985)
All statutory references are to the Code of Civil Procedure unless otherwise noted.
The County is a public entity within the meaning of the Tort Claims Act. (
The Court of Appeal did not address plaintiffs’ claims that the trial court erred in calculating the
Because the County did not rely on a lack of good faith as a basis for its
The 1989 amendment to
Because the statutory language itself resolves the question presented here, and the statute presents no underlying ambiguity, we deny the County’s request to take judicial notice of excerpts from a Legislative Intent Service report attached to its petition for rehearing in the Court of Appeal.