*1 7Q5 KNOX, Plaintiff, Charles DES OF the CITY OF
MUNICIPAL COURT Iowa, COUNTY, MOINES, and Hon- POLK Ray Judge, orable Defendant.
No. 54564.
Supreme Court of Iowa.
April 9, 1971. *2 Glenn, Moines, F. Des
Charles West for plaintiff. King, County Atty., H. Asst. John
defendant. STUART, Justice. m.,
At about p. 12:30 November appeared Charles Knox in the Des Moines Municipal Judge Court before Howard response charging Brooks in to a summons operating him with a motor vehicle while suspension. was under It is license necessary to describe the events that took place at that time in detail as Knox does contemp- contend his conduct was not It is sufficient to state he un- tuous. was insolent, cooperative, insulting and disre- throughout spectful the court toward proceedings. patrolman After the had tes- anything if he had tified Knox was asked guilty nothing say. He “I am said: helping people.” but al- Judge then stated he had no Brooks find and sen- guilty ternative but to Knox days county jail. tenced him in the to five mandatory jail carries a sen- The violation than tence of not less than two nor more 321.218, days. thirty 1971. Section Code toward Knox looked one of his friends courtroom, spit turned and on developed in the judge. A disturbance courtroom which resulted the confine- ment of Knox and some of his friends. immediately left courtroom spitting after the incident. “arraigned” “county at- Knox was on a Harri- torney’s Judge information” before evening. p. m. the same son about 6:00 time was such that His conduct at that summarily guilty of was found Judge Harrison and sentenced county Hearing jail. six months occurring contempt matter morn- Brooks’ court was set for the next this sometimes nebulous distinc- ap- ing. morning longer Mr. significance. next Glenn tion is no pointed 121-128; to defend Mr. Knox trial was Law Review But see Bloom v. Tuesday, At reset November 1970. Illinois 391 U.S. 88 S.Ct. hearing Knox was Chapter conclusion of 20 L.Ed.2d sentenced to a second six months term Drady makes no such distinction. v. Given *3 county jail. 345, 348, 115, the 126 (1905), Iowa 102 N.W. 116. granted to re- We Writs Certiorari proceedings the in
view both “An indirect or constructive is opinion committed, matters. In we concerned presence this are an act in the only court, proceeding it, with the the but at a distance from which place arose out of incidents degrade obstruct, the took court in- tends the or terrupt, before prevent Brooks. or embarrass administra- Law, justice.” tion of Wharton’s Criminal power punish I. The for con 703, 3, page Vol. 1330. tempt is consti inherent nature and spo- A direct consists of words tution aof It court. is not derived from presence ken or acts committed in the statute, implied but necessary is as it is the court which tend to have the same ef- the exercise powers of the other the fect. it, courts. the Without administration of the law danger would be in continual “presence the court” extends be- being parte thwarted Ex lawless. yond places the sight those within Terry 289, (1888), 303, 77, 128 U.S. 9 S.Ct. of the hearing presiding A court 405, 32 L.Ed. is indispensable 408. It session, present “at when in is ev- least protection orderly of due and adminis ery part of place apart set its own justice tration of and in maintaining use, officers, and for jurors, the use of its authority dignity of the court. “But witnesses; anywhere and misbehavior one, its exercise is a delicate and care is place pres- in such misbehavior in the is arbitrary needed to oppressive avoid or parte ence court.” Ex Savin conclusions.” v. Cooke United States 702, 699, 267, 277, (1888), 131 U.S. 9 S.Ct. 517, 539, (1925), 390, 396, 267 U.S. 45 S.Ct. States, 150, 153; 33 L.Ed. v. United Cooke 767, 69 L.Ed. See 775. District Haines v. 535-536, at supra, 45 267 at S.Ct. U.S. 476, (1925), 480, Court 199 Iowa 202 N.W. Harding 773-774; v. 394-395, at 69 L.Ed. 268, 270; State ex rel. District Arthaud v. 561, 19 556, McCullough (1945), Iowa 236 187, (1904), 190, Court 124 Iowa (1964), Skar 613, 617; People v. N.W.2d 712, 713. re 101, 491, 102. N.E.2d 30 Ill.2d 198 N. 213, 254 App.2d Ohio (1969), Neff Contempt ways: is classified in two 25, E.2d Criminal or civil and direct indirect or (constructive). dig Offenses against de contempt is nity process court, nature of the com whether oc act the offensive
mitted
at the time
presence
of the
termined
or out
it occurs
contempts.
court are
If
criminal
curs.
Offenses
con
instance,
is a direct
it
court,
in this
against the
as
party for whose
a court
benefit
indirect
into
converted
tempt.
It
contempts.
order was
are
As
made
civil
proce-
chooses
contempt because
treat
quasi-criminal
we
all
as
aby
heard
matter
Iowa,
durely,
(Iowa,
Brown v. District Court
whom
before
one
than the
other
748;
v.
1968),
744,
Huston
N.W.2d
However, proce
committed.
contempt was
549,
N.
543,
(1963),
Huston
upon
vary depending
requirements
dural
Court
896; Brody
District
W.2d
at
presiding
whether
1217, 1221,
(1959), 250 Iowa
per-
upon
act
his own
Ct.
hearing can
25 L.Ed.2d
tempt
Harris v. United
rely
knowledge
must
on evidence.
States
U.S.
86 S.Ct.
sonal
240, 242;
Oliver,
15 L.Ed.2d
In Re
su-
proceeding
“The mode of
pra; Harding
McCullough, supra,
every
such mis-
case of
the same
is not
However,
Iowa at
provide procedure officially involving language for matters comes “or statute. contempt. They indirect constructive the Iowa knowledge” unique aof presentation what also state must be done held “the when a have that We thereon, even summarily contemptuous rules on return subpoena conduct with the form, failure personal of which he and the knowledge. irregular In though ba- appear, view of recent was sufficient proc- concern with due of a witness trial, for a fair as proceeding ess and which could sis for knowledge of summarily will, been coming officially handled in- with appear witness creasing frequency, court; be heard dif- the failure before a Coutts judge. necessarily manifest.” clearly ferent being The statutes do not 297, 302- procedure set forth the to be followed in District Court necessarily re- It require case and interpretation. such our outside occurs 120-year It is difficult to make conduct which old statutes fers to knowledge personal concepts presence fit the modern rights. physical of civil interpret contempt proceeding this as he was miss presiding We personally definition not served with a rule to show the broader language to include “every namely: provided in section Re- cause 665.7. “presence of the court” own use not nec- place apart spondent set its claims such service was part of the officers, essary. jurors agree. its We for the use of witnesses”. provide interpret the statute to We contemptuous if the act occurs in the im- conduct the court Contemptuous presiding mediate view and presid than the of a other one room upon judge so he his own knowl- act contempt hearing within ing at the falls may proceed edge, summarily. If the n making definition a direct this case this presiding judge proceed summari- does contempt. hold We therefore criminal ly and the matter is heard before a differ- necessary to file an affidavit be judge, ent there two (1) are alternatives: proceeding fore further. rule serve the offender with a to show give him a time cause reasonable petition IV. There is no merit in therefor, (2) bring him before the comply claim that er’s failure to with sec warrant, given day forthwith or the proceedings tion 665.9 renders invalid. necessary. provides: “If the court or 665.9 Section upon personal knowledge acts judge did presiding this instance premises, upon a statement of the facts summarily. elected to not act The State the order founded must entered forth- bring the court offender filed on the records of the court or be “preliminary information” and with on a keeps when the court no record preserved “arraignment”, an time hear- hold at which part the record.” shall be day. As the State ing was set chose and as we the second alternative applies to the summa This statute I informa- have held in Division that the *6 ry proceedings to be used when order arraignment constitution- tion satisfied by made before whom con requirements, neces- al notice it was not actually preserve It is tempt to occurred. a rule to sary to serve contemnor with contemp a to record of facts be found show cause. tuous, appear might otherwise record, in the contemnor wishes event states section 665.7 Petitioner B. by seek It has refer review certiorari. op requires given he a reasonable be evidentiary ence to an which is hearing explain portunity his conduct. This is by covered section 665.8. Charlton, supra, 243 true. v. Iowa Watson 610-611; “Before provides:
V. Section 665.7 86-89, Harding at at 50 N.W.2d contempt, 562, the offend- punishing unless McCullough, supra, Iowa at 19 v. 236 already er is 617; rel. Arthaud at State ex v. N.W.2d personally 189, he must served 187, be with rule (1904), District 124 Iowa Court punishment, 712, and a 713; show cause v. Russell French 99 N.W. therefor; 102, 741, or given 105, reasonable time him Iowa 67 may he forth- brought be court he he 742. It is clear whether claims with, day, warrant, by or if given claim, right. this is was denied that If may, necessary. In he at his either case opportunity has no merit. He had the option, explanation his make a written declined do so. introduce evidence but oath, conduct under which must be filed explanation could filed a written He preserved.” he from time counsel was so desired con
appointed guilty until he was found request tempt. made no for time to A. Petitioner claims trial He event, explanation. court erred in overruling his to dis- file a written motion
7H op- punished given he must be a reasonable throughout proceeding his conduct explanation portunity a written has been to make often a waiver. Waiver stituted oath, relinquishment or his under unless the offender intentional conduct an defined as has, right. right by conduct waived such privi- or his of a abandonment known contempt order upon The facts which the lege. expression oral or written No part founded must made required. may It be found waiver is from (665.9). record attendant an examination of all the facts may be ascertained circumstances. It In the of a direct which is case Babb’s, person’s from a conduct. Inc. v. being presented other than the to a Iowa, 211, 213; Babb, 169 v. State N.W.2d occurred, one before whom the misconduct 396, Williams, Iowa, 182 400 may- proceed an affida- in each. See also United States citations appear The contemnor vit (665.6). Chichester, Cir., v. F.2d 275. with a voluntarily, personally served cause, brought before the Maccabees, rule show In Hexom v. by including legal process a warrant this court (1908) said: N.W. pre- must be taken (665.7). Evidence relinquishment “A is the intentional waiver must be (665.8). served Contemnor right, or such conduct as war- a known present defense relinquishment, rants an inference of such [*] n » [*] he so and/or requests before explain his conduct, judgment and sen- writing if he his conduct (665.7) tence unless general waiver are rules of rights. waived such applicable proceedings. An al leged may by his conduct be contemnor by the procedure followed hold the We procedural have waived rules or found to met constitutional in this instance State requirements. Mills Harriet Cotton v. Lo statutory requirements. Wkrs., cal Textile N.C. No. arising out 646; matters For other 79 A.L.R.2d Licata S.E.2d Knox herein see the incidents involved States, Cir., 429 F.2d United Harrison, Judge, No. Ray A.L.R.2d v. Honorable Anno. Ray 23/54601; v. Honorable DePatten There was no indication wished to 19/54552; Green Harrison, No. Judge, explain attempt conduct to purge his No. Judge, Ray Honorable contempt. By continuing himself Municipal Court 20/54553; Rhem v. contemptuous conduct, right he waived his Ray Honorable City Moines and of Des *7 explanation pre- make a written of 21/54555, as of filed Harrison, No. Judge, ceding contemptuous Coyle conduct. 718, opinion, of this date 1022, Sawyer 1027-1028, (1924), 198 Iowa 720, 722, 724. 721, 723; 200 N.W. Hardin v. Silvari Writ annulled. 223, offer an “[T]he therefor would idle formali- have been an MASON, Le- MOORE, J., and C. ty, not exacted the law.” Hardin v. REES, JJ., concur. and GRAND Silvari, supra. UHLENHOPP, and RAWLINGS summary we a presiding hold that BECKER, dissent. JJ., may proceed summarily to determine contempt matter of when the misconduct UHLENHOPP, (dissenting). Justice occurred his immediate and view presence and without an (665.6) affidavit or a Cases which (665.7). questions rule to show cause procedural Before the of- 54601 involve be adjudged guilty proceedings, fender is and will contempt contempt arose together. considered The substantive evi- If the be committed in the petitioners contemp- court, dence acted indicates face of the may offender be tuously. guilt But instantly apprehended substantive does not imprisoned, at procedural mean rules be judges, discarded. the discretion did, procedure If it fair proof the rules for to as- or examination. But further guilt certain would not needed in the occurring distance, at matters of which place. first the court perfect cannot have so knowledge, except by the confession of Knox, charged Petitioner Charles with a others; parties, testimony or the violation, traffic before the Honorable if judges upon affidavit see suffi- Brooks, Judge Howard of the Munici- W. ground suspect cient that a pal Moines, Court of Des Iowa. Some of committed, they has been either make a friends, petitioners Knox’s the other party suspected rule on the to show cases, these Judge were in courtroom. why cause an attachment should not is- Brooks sentenced Knox for the traffic of- him; against very flagrant sue or in A petitioners fense. ruckus occurred contempt, the cases of attachment issues contemptuously. acted Among other instance; does, in the first as it also things, spit Judge Knox Brooks. no sufficient cause shown to dis- thereupon Judge charge, and Brooks the court makes pe- left courtroom and original titioners at absolute the rule. were taken one time or another Harrison, before Ray the Honorable anoth- These two kinds were er of that court. Petitioners were brought into our first our law code and charged cases, on forms for criminal Code, have been day. this continued to language forms followed Code, 1971, seq.; 1608 et 665.1 et § § statute defining generally. Knox seq. pertinent provisions are: thereupon contemptuously acted before Judge calling Fascist, him a but 665.6. Unless the is com- § petitioners the other were not contemp- mitted in pres- the immediate view tuous before that court, ence officially or comes Judge summarily found Harrison Knox its knowledge, showing an affidavit in contempt for the committed necessary nature of the transaction is him, Judge and sentenced Knox. prem- a basis for action in further Harrison subsequently hearings held on the ises. Judge committed before Brooks involving petitioners all including punishing 665.7. Before presented, Knox. petitioners tempt, already Evidence was offender is unless the were been in contempt found to have he must be sentenced, Brooks, they were served with a rule to show personally thereupon sought punishment, Petitioners writs of cer- cause and a rea- tiorari, therefor; granted. we sonable time him or he may be the court forth- brought before *8 proper In ascertaining contempt pro- I. warrant, with, day, by given or on a case, cedure for a a distinction be- necessary. may, In case he at his either tween contempt two must kinds of be ob- option, explanation his make a written of served, contempt may of one kind oath, conduct under must be filed which punished while the other summarily kind preserved. and requires steps further to be taken. Black- stone refers to two kinds as “con- these 665.8. the action of the Where § tempts in upon the the and given by face of court” “con- court is founded evidence sequential says others, contempts.” writing, He in his such must be evidence Commentaries, Ed. 1941) preserved. : and be filed (Gavitt and judge If the or acts in that the 665.9. court reason this rule is obvious § upon personal knowledge prem- validity rely upon the is entitled to the court ises, requires upon perception which and the facts of his own sense statement the is must be entered on no evidence to corroborate order founded extraneous court, and is knowledge. the records of the or filed But where the court such keeps position his preserved upon court in a own rely when the not record, truth, requires part shall be of the record. as criteria of but and senses others, only for the the evidence of not com- 665.10. When the offender is purpose determining whether mitted, par- the warrant must state the occurred, the disorder has but whether ticular and facts circumstances on which contu- causing the conduct disorder premises, the court acted the and macious, the the con- then it is rule that knowledge the in the whether same was tempt is indirect. by proved of the court or was witnesses. State, 242 Ind. In Brennan v. contempt vary among statutes the 312: N.E.2d jurisdictions states. But not ob- which have literated the distinction between the two constitute a direct criminal con- [T]o kinds contempt tempt, be committed alleged differentiate the two on act must presence knowledge the basis person- of whether the contumacy knowledge al out- distinguished must as from actions proof. usually presence hear of the court or outside former is called side contempt knowledge direct indirect the immediate court. the latter tempt. People The court said this in Thurston, Ariz. Ong Hing v. 499, 508-509, Howarth, 415 Ill. 114 N.E.2d 416,424: 416 P.2d 785, 790: important is that re- An consideration direct Where a is committed personal spondent did not knowl- open competent court is for the edge petitioner the restrain- that violated proceed upon personal knowledge alleged did ing order since the violation punish facts and to the offender place presence. At the take in his summarily entering any rule without upon hearing, respondent relied the testi- hearing any him and evi- mony documentary * * * evi- others dence. When file dence the case ascertain if an apparent not an its one and demonstra- * * * act had occurred. upon proof tion depends of facts of any contempt in this It follows that mat- notice, judicial has no petitioner was enti- ter was indirect requires process due citation in order e., procedural process, tled to due i. no- that defendant meet and refute charges against him and an tice of charges. (Italics added.) be heard. court stated Provenzale v. Proven zale, Tozer, Ill.App. 345, N.E.2d In Curtis S.W.2d 117: : (Mo.App.) frequently
It has direct that been held A one occurs Su- preme so Court of this of the court or near State where proceedings. If interrupt is within the view of its the court is of such certified that he saw or heard nature as disturb orderly processes procedure, constituting of court conduct *9 contempt pres- direct criminal, is and the that it was committed in the actual contempt may may proceed summarily court of a direct ence the necessity summarily. the taking punished of The evidence.
714 Ill. People punitive v. aspect contempt 403 The the
See also of Whitlow, 208; People power v. 357 86 N.E.2d Ill. is court as a addressed 222; Smith, only 191 McAdams v. through N.E. whole but is exercised 446; Ill.App.2d People 166 N.E.2d very any v. individuals. The nature of Ill.App. 726; Hagopian, contemptuous requires, 99 N.E.2d in- act in most State, stances, LaGrange v. 238 Ind. jurisdiction punish N.E. such Contempt contempt by 2d at 8. the individual § While C.J.S. possess judges each and all of the distinguish Modern commentators contempt power same as members of the contempt way. two kinds of in the same tribunal, power the exercise of such is Goldfarb, Power, Contempt This said is singular rather than unanimous. is a It (1963): and practical reasonable con- solution to clude that di- suggested contempt
It is are summary further that if statutes procedures continually particular rected to the applied judge are to di- of cases, application court instead contempt rect broader these situations added.) strictly (Italics word. should be limited to acts which physical, are direct geographical personal clearly Our statute reflects sense, upon that so courts can act infor- knowledge. evidentiary di- establishment — mation which through comes to them Blackstone, decisions, chotomy found perception. their own sensual and the commentators. Section 665.6 dif- Perkins, Law, And in (2d Criminal contempt pres- Ed. ferentiates in the view and 1969): officially coming ence of the court knowledge contempt. its from other Sec-
The procedure determinant is supplement insofar tions 665.8 665.9 each other contempt concerned is whether the formerly and were one The for- section. committed under such circumstances that requires proof contempt mer that the es- the judge has knowledge all given by facts tablished “evidence others” and hence need to hear evidence. writing; re- must be in the latter section (Italics added.) quires judge “personal that on acts knowledge” must the facts be entered Dangel, Contempt, 447, 449, See also §§ requires record. Section 665.10 (1939). warrant of recite wheth- commitment must contempt knowledge er the “was What about the contempt direct-indirect proved by the court or was witnesses.” distinction in the court? multiple-judge kinds Thus distinction between the two depends The answer judges on whether the contempt retained. together sit separately as a court or sit with exercising powers 665.6, each expression about What § Code, 1971, g., Apply- court. E. knowledge” officially 604.37. “or comes its ? ing the personal knowledge test of versus judge this mean a who has been Does evidentiary establishment, com- subject of a direct can inform presence mitted in the judges sitting to- con- judge another about it and make the gether aas constitutes direct tempt a direct one the second tempt. But a Obviously committed in judge? not. The second of a who “personal knowledge prem- sits alone is not a has no direct gets of another rely who He ises.” must evidence. proof words, from evidence indirect as to him. personally rather being officially knowledge,” than refer contemned. its “comes is brought Ong distinction out in notice Hing judicial to matters of which Thurston, 101 Ariz. neces- 416 P.2d taken and of which evidence is not Howarth, 422: sary People case. Cf.
715
785,
499,
purpose
showing
able time
509,
(con-
N.E.2d
790
for
114
415 Ill.
cause,
brought
judge
or be
before
to facts of
tempt is indirect as
brought
day
purpose,
or
knowledge
“judi-
or
for
be
personal
judge has
judge
forthwith—and a warrant
notice”).
failure
a witness to
before
cial
The
may
necessary.
his
Un-
response
(c)
issue if
665.7.
judge
appear before
§
contempt,
confesses the
example.
v. District
less
offender
subpoena is an
Coutts
heard,
County,
contempt is
of the
then
Poweshiek
evidence
in and
Court
evidence,
any.
contrary
The evi-
362.
Iowa
N.W.
preserved.
writing
must
dence
be
§
procedural steps must be tak-
II.What
665.8;
Aylesworth,
Lutz
?
contempt
in the two kinds of
en
transcript
notes and
(reporter’s
N.W.
sufficient),
judge holds the of-
(d) The
contempt
in direct
is sum-
procedure
The
contempt
quashes
fender
or
the rule to
already knows
mary.
judge,
The
who
(a)
cause, in
evi-
show
accordance with the
knowledge
personal
from
of the
(e)
judge
dence.
If
holds the offender
the offend-
notice, simply holds
judicial
contempt,
give
judge
must
him an
to show
without a rule
er
opportunity
explanation
to make written
Taylor
cause.
v. District Court
State
conduct under oath.
The
(f)
665.7.
§
If
187,
This
proceedings
holding
offender
(direct)
(whether
separate
direct
indirect)
punishment
and the infliction of
step
attempt
from a contemnee’s
show
to
came
one
Russell
sentence.
See
French,
he is
in contempt. Especially
in indi-
67 Iowa
24 N.W.
contempt proceedings,
rect
the contemnee
(“The
adjudged the defendant and
commonly
punishment,
evidence
speak,
introduces
to show that
inflicted
so to
in fact
contemptuous.
he
not been
breath.”).
But
The judge
rightly
same
could
if he is
unsuccessful and the
in contempt,
finds
hold
offender
since the
subject
him contempt
to
judge,
comes
occurred before the
but
punishment,
step
then
given
under consid-
offender
opportunity
un-
eration
right
is reached —the
der
to
a written
be-
contemnee’s
665.7 make
statement
§
“explanation
punishment.
make
conduct under
fore
Code, 1971,
665.7;
oath”.
Russell v.
right
Did
offender waive his
French,
interpreting and
is clear.
applying
tempt proceedings
pro-
comport
which
with
right
explanation
make a written
rule
requirements.
cedural
certiorari
expressly
or excuse is
and no
granted,
disposition.
Rules
permits such
Rule
conviction should be had until reasonable
the man-
(“prescribing
of Civil Procedure
alleged
has been
given to
party may proceed
either
fur-
ner in which
contemnor to exercise it. The common
ther”).
contrary;
law was to
and it is
statute,
however,
Now,
manifest
intent
exists.
situation
this
substantially
contempt proceedings
existed
Iowa in
its
were
The traffic
present
Consequently
proceedings
form
almost since
formation
concluded.
those
state,
contempts,
change
interrupted
the rule
order will not be
if the
formerly
remand,
harsh
at-
to avoid the
results
are referred
before
May
upon summary
contempts
proceedings
tendant
See
whom
occurred.
665.7,
Pennsylvania,
under
berry
these matters. Code Section
S.
U.S.
numbers,
its various
has been consistent-
ly this court in the before Clearly committed give the accused a and substantial real be referred to Judge Harrison should added.) right. (Italics could contin- judge. Judge third Harrison before hearing committed ue pro- Judge Thompson’s The wisdom of contempt was But Judge Brooks. since nouncement is evident This offender here. also, all Judge before Harrison committed just had Judge misbehaved before Brooks. a third ought to referred to of the cases brought When was soon in their judge. persevere If the offenders atmosphere undoubtedly them- they expose will misconduct charged. He called Fas- Judge Harrison a proceedings be- to direct selves cist, and in one in con- sentence was held judge. third fore the tempt very and was also meted out severe unique, punishment, Finally, contempt power is the maximum the law allows contempt power, be- especially the direct jail —six months and a fine of $500. charges, judges, pun- cause unruly
ishes. Boisterous individuals sorely try patience kindest extraordinary power But the
tempt gives pro- that the demands duly requirements
cedural observed to offenders, although they
the end that inflicted, punishment relish’ the
do not can complaint they
have no about the manner
came it.
All the writs should be sustained and the pro-
cases should be remanded for further
ceedings. BECKER, JJ., join
RAWLINGS
this dissent. KNOX, Plaintiff,
Charles Ray HARRISON, Judge,
Honorable Munici- pal Moines, City Court of the of Des Iowa, County, Polk Defendant.
No. 54601.
Supreme Court of Iowa.
April 9, 1971. Glenn, Moines,
Charles F. West Des plaintiff. King, County Atty., H. Asst.
John defendant.
STUART, Justice. This is the second matter granted which we Charles Knox
