James KNOWLES, Petitioner,
v.
STATE of Florida, Respondent.
Supreme Court of Florida.
*1056 Richard J. D'Amico, Special Assistant Public Defender, Bartow, FL, for Petitioner.
Charles J. Crist, Jr., Attorney General, Robert J. Krauss, ChiefAssistant Attorney General, Chief of Criminal Law, Tampa, and Katherine V. Blanco, Senior Assistant Attorney General, Tampa, FL, for Respondent.
PARIENTE, J.
We have for review the decision in Knowles v. State,
The pertinent facts are as follows. James Knowles shot and killed his ex-wife at her workplace. The grand jury indicted Knowles on charges of first-degree murder and aggravated assault. Knowles entered a plea to second-degree murder and aggravated battery. During the sentencing proceeding, Knowles presented the testimony of clinical psychologist Dr. Freid as to Knowles's state of mind prior to the homicide. The trial court imposed sentence. Later, Knowles sought and was granted postconviction relief on his claim that trial counsel rendered ineffective assistance in failing to properly advise Knowles prior to the plea on matters concerning the duration of his sentence. The trial court vacated the conviction and sentence, and reinstated Knowles's original plea of not guilty. Knowles went to trial on the original first-degree murder charge. See Knowles,
On appeal, the Second District concluded that the trial court erred in allowing the State to elicit testimony from the former defense witness, Dr. Freid. The Second District ruled that the trial court's determination that the plea resulted from ineffective assistance rendered both the plea and the waiver of the privilege of confidentiality as to Dr. Freid's examination of Knowles involuntary and therefore a nullity. See id. at 263. The district court also ruled that the constitutional privilege against self-incrimination protected Knowles from the unfair use of Dr. Freid's previous testimony. See id. at 264. However, the court concluded that the error was harmless under Goodwin:
Goodwin mandates that the analysis must focus on how the error affects the trier of fact. Id. at 541. It would be inappropriate to uphold the jury verdict of guilty in this case by concluding that the permissible evidence alone would support the verdict. Instead, the conceptual framework for reviewing the record in its entirety is provided by the answer to the following question: "Do I, the judge, think that the error substantially influenced the jury's decision?" Id. at 545 (quoting O'Neal v. McAninch,513 U.S. 432 , 437,115 S.Ct. 992 ,130 L.Ed.2d 947 (1995)).
*1057 A review of the record has convinced this court that the error did not substantially influence the jury's verdict and, therefore, upon the unique facts of this case, the error is harmless beyond a reasonable doubt.
Knowles,
In determining whether the Second District properly applied Goodwin, we briefly review our harmless error precedent beginning with State v. DiGuilio,
The test is not a sufficiency-of the-evidence, a correct result, a not clearly wrong, a substantial evidence, a more probable than not, a clear and convincing, or even an overwhelming evidence test. Harmless error is not a device for the appellate court to substitute itself for the trier-of-fact by simply weighing the evidence. The focus is on the effect of the error on the trier-of-fact. The question is whether there is a reasonable possibility that the error affected the verdict. The burden to show the error was harmless must remain on the state. If the appellate court cannot say beyond a reasonable doubt that the error did not affect the verdict, then the error is by definition harmful.
Id. at 1139. Two years later, this Court reaffirmed the vitality of this test, holding that "reversal is mandated under ... DiGuilio... when the state fails to demonstrate beyond a reasonable doubt that there is no reasonable possibility that the erroneous admission of collateral crime evidence affected the jury verdict." State v. Lee,
In Goodwin, the Court was called upon to determine whether section 924.051(7), Florida Statutes (Supp.1996), abrogated the DiGuilio harmless error test in cases involving nonconstitutional error. In answering a certified question, this Court held that the provision did not alter the obligation of the appellate courts to independently review both constitutional and nonconstitutional errors for harmlessness under the DiGuilio standard. See Goodwin,
Additionally, this Court in Goodwin emphasized the duty of a reviewing court to determine harmless error "regardless of any lack of argument on the issue by the state." Id. at 545. After pointing to passages in Heuss v. State,
These observations of our Court are consistent with those of the United States Supreme Court. As Justice Breyer recently observed in explaining *1058 why a burden of persuasion is ill-suited to the appellate process:
The case before us does not involve a judge who shifts a "burden" to help control the presentation of evidence at a trial, but rather involves a judge who applies a legal standard (harmlessness) to a record that the presentation of evidence is no longer likely to affect. In such a case, we think it conceptually clearer for the judge to ask directly, "Do I, the judge, think that the error substantially influenced the jury's decision?" than for the judge to try to put the same question in terms of proof burdens (e.g., "Do I believe the party has borne its burden of showing ...?")
O'Neal v. McAninch,
Review of the record to ascertain whether the error is harmless is an essential and critical appellate function. For this reason, we hold that to shift the burden to the defendant would not only be an abdication of judicial responsibility, but could lead to the unjust result of an affirmance of a conviction even though the appellate court was not convinced beyond a reasonable doubt that the error did not affect the defendant's conviction.
Id. at 546.
O'Neal v. McAninch,
Thus ... we conclude that once the defendant has satisfied the burden of demonstrating that error has occurred, the DiGuilio standard of harmless error remains the applicable analysis to be employed in determining whether the error requires a reversal on direct appeal.
Id. at 546.
With the exception of Knowles, the district courts have correctly enunciated and applied the DiGuilio standard since Goodwin. See, e.g., Stires v. State,
Because our use of the parenthetical quotation from O'Neal is the apparent source of the Second District's misapplication of Goodwin, we reaffirm that Goodwin did not alter the test of harmless error and that the DiGuilio standard remains the *1059 benchmark of harmless error analysis. "The question is whether there is a reasonable possibility that the error affected the verdict," DiGuilio,
The Second District's use of the incorrect "substantial influence" test leaves us uncertain whether the application of the DiGuilio test would have yielded a different result in the district court. Therefore, we quash the decision below and remand to the district court for reconsideration of whether the error is harmless in light of our reaffirmation in this case of the DiGuilio standard. Cf. Goodwin,
In remanding, we also reject Knowles's assertion that the erroneous admission of an expert witness's testimony bearing on intent is per se harmful error. Although the admission of testimony in violation of a defendant's attorney-client privilege and privilege against self-incrimination creates a high probability of harm, "[h]igh risk that an error will be harmful is not enough ... to justify categorizing the error as always harmful (per se)." DiGuilio,
Finally, we decline to address any additional issues raised by the parties that are beyond the scope of the conflict issue. See Asbell v. State,
It is so ordered.
ANSTEAD, C.J., and LEWIS, QUINCE, and CANTERO, JJ., concur.
BELL, J., concurs in part and dissents in part with an opinion.
WELLS, J., dissents with an opinion.
BELL, J., concurring in part and dissenting in part.
If the harmless error question must be reached, I concur that this question must be remanded for reconsideration, applying the standard announced in Goodwin v. State,
WELLS, J., dissenting.
My first preference would be to discharge jurisdiction. I have considerable doubt as to the constitutional underpinning of this Court's "misapplication jurisdiction." I do not find that concept or those words in article V, section 3(b), Florida Constitution.
Since the majority has taken this case, I again state my disagreement with the majority's decision in Goodwin v. State,
Moreover, I would affirm the decision of the district court on the basis set out in the opinion of Judge Green.
