Knoeffler v. Town of MamakatingKnoeffler v. Town of Mamakating
OPINION AND ORDER
Plaintiff Paul Knoeffler moves for reasonable attorneys’ fees and costs against defendant Town of Mamakating (the “Town”) in the amount of $35,785.12 pursuant to 42 U.S.C. § 1988. On March 15, 2000, this Court granted in part plaintiffs summary judgment motion declaring that Chapter 44 of the Mamakating Town Code (the “Code”) and both the original and amended versions of § 199-45 of the Code were unconstitutional.
See Knoeffler v. Town of Mamakating,
DISCUSSION
I. Section 1988
In a § 1983 case, “the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.” 42 U.S.C. § 1988(b). The Supreme Court has stated that the prevailing party should recover attorneys’ fees “unless special circumstances would render such an award unjust.”
Hensley v. Eekerhart,
A. Prevailing Party
A party is considered “prevailing,” if he “obtains at least some relief on the merits.”
Farrar v. Hobby,
In this case, plaintiff is clearly a prevailing party. On March 15, 2000, this Court declared that Chapter 44 of the Code and both the original and amended versions of § 199-45 of the Code were unconstitutional.
See Knoeffler,
B. Reasonable Fee
In determining reasonable attorneys’ fees, the district court must consider the “lodestar figure based upon the number of hours reasonably expended by counsel on the litigation multiplied by a reasonable hourly rate.”
Luciano v. Olsten Corp.,
1. Reasonable Hourly Rates
A reasonable hourly rate is one “in line with those prevailing in the community for similar services by lawyers of reasonable comparable skill, experience, and reputation.”
Blum v. Stenson,
a. Michael Sussman
Michael Sussman, a seasoned attorney with 22 years of experience litigating Federal Civil Rights cases for the U.S. Department of Justice, the NAACP and in private practice (Sussman Affin. ¶ 4) seeks payment for 18.5 hours at a rate of $325 per hour, for a total of $6,012.50. He has argued over 100 cases in the U.S. Courts of Appeals, conducted more than sixty civil rights trials and won awards for outstanding service during his tenure at the U.S. Department of Justice. (Id. ¶ 5).
Sussman admits that he currently charges his clients $300 per hour (PI. Mem. Supp. Atty. Fees at 5), but requests the Court to increase the same to $325. Although the Court is not bound by the rate the attorney charges his clients, but may look at the complexity of the legal issues and other relevant factors, we do not find any reason to raise Sussman’s rates by $25.
Courts have consistently found that $300 for a lead attorney is well within reason.
See Versace v. Versace,
No. 98 Civ. 0123,
b. Stephen Bergstein
Stephen Bergstein, a seventh-year associate, requests payment for 147.9 hours of work, at a rate of $200 per hour, totaling $29,580. 1 As a senior associate, Bergstein submits that over the past seven years, he has: practiced civil rights litigation; either briefed or argued over 100 cases in both the state and federal courts; and drafted petitions and amicus briefs that have been submitted to the United States Supreme Court. (Bergstein Affm. ¶ 13.)
In order to establish the reasonable hourly rates of associates, the party seeking the award may provide the court with affidavits from similarly situated attorneys.
See Cruz,
Although this Court does not find Bergstein and Wotorson to be similarly situated because the latter owns his own law practice, we do find that $200 per hour is a reasonable hourly rate for a civil rights attorney with seven years experience.
See Marisol A. ex rel Forbes v. Giuliani,
i. Office Location
The relevant community for a fee determination is the judicial district in which the court sits, namely, the Southern District of New York.
See In re Agent Orange Prod. Liab. Litig.,
2. Reasonable Amount of Time Spent
Defendant attacks the reasonableness of the hours expended by plaintiffs counsel on several grounds: (1) excessiveness in comparison to defense counsel’s time; (2) fee padding; (3) failure to settle; and (4) unreasonableness of time expended for specific tasks. Before addressing these arguments, the Court will first consider whether counsel will be awarded the fully hourly rate for travel time.
a. Travel Time
Bergstein requests his full hourly rate'for the time spent traveling to court, 15.25 hours, and his adversary’s office, 1.5 hours, even though he has been denied full reimbursement for such travel in the past.
See, e.g., Ward,
Defendant’s response, completely devoid of citations of legal basis in opposition to plaintiffs application, overlooked our prior decisions in which we reduced attorneys’ fees for travel time by 50% because of the lack of productivity that results when an attorney drives himself to appointments.
See, e.g., Lilly,
b. Comparison to Defendant’s Time Expenditures
Defendant argues that plaintiffs fee request for over 150 hours is unreasonable because Richard Stoloff, counsel for defendant in the liability phase of the underlying civil action, expended less than 60 hours. 2 Defendant has drawn this conclusion from its review of legal bills submitted by Stoloff (Newberg Affm. ¶ 14), but fails to submit those records in support of its present contention. Plaintiff argues that Stoloff, unlike plaintiffs counsel, did not: represent defendant for the damages portion of the case or prepare the fee application, together totaling over 22 hours of plaintiffs counsel’s time; move for a restraining order and a preliminary injunction; file two motions for summary judgment and the corresponding reply briefs; or file a Supplemental Complaint. (Pl. Reply Mem. Supp. Atty. Fees at 5, 6.)
The Court’s inspection of the record finds that Stoloff did file answers to both the original and the Supplemental Complaint as well as file a brief in response to the motion for summary judgment for liability. However, because Stoloffs legal bills have not been submitted to this Court and we have no other evidence supporting defendant’s contention, we must disregard this argument. Furthermore, the time expended by one party is not necessarily indicative of the time that the other should have spent. For example, in the instant fee application, defendant did not refer to any legal authority in opposition to the fee application, even though such authority does exist. It made relatively perfunctory attempts to argue against the propositions advanced by plaintiff’s attorney whereas Sussman and Bergstein strongly advocated these propositions. In sum, the fees will not be reduced in view of Stoloffs assert-edly lesser time expenditures.
c. Plaintiff’s Failure to Settle
This Court ordered that “[i]f plaintiff can prove he received actual injuries as a result of the enforcement of those ordinances against him he may seek dam
Federal Rule of Civil Procedure 68 states that:
[a]t any time more than 10 days before the trial begins, a party defending against a claim may serve upon the adverse party an offer to allow judgment to be taken against the defending party for the money or property or to the effect specified in the offer, with costs then accrued .... If the judgment finally obtained by the offeree is not more favorable than the offer, the offeree must pay the costs incurred after the making of the offer.
The word “costs” in Rule 68 includes “all costs properly awardable under the relevant substantive statute or other authority.”
Marek v. Chesny,
In
Cooper v. State of Utah,
Similarly, in this case, the record does not show that an offer of judgment pursuant to Rule 68 was made. Rule 68 requires that the defendant’s offer be “served” upon the adverse party. Although it does not specifically require a written offer, some courts have used this language as a basis for its requirement.
See Grosvenor v. Brienen,
d. Fee Padding
At the conclusion of the damages hearing held on July 5, 2000, plaintiffs counsel requested permission to submit post-hearing letter briefs. The Court ruled that the “amount of damages is not sufficient to justify a posttrial briefing;” for this reason the Court rendered its decision orally. (Damages Tr. at 48.) Defendant argues that the offer to submit a post-hearing letter brief evidenced an intent by plaintiffs counsel to pad their fees. On the contrary, plaintiffs counsel showed an intent to expedite the process by sub
e. Excessive Hours
i. Supplemental Complaint and Motion for Summary Judgment
Defendant argues that 35.3 hours expended by Bergstein in conjunction with the Supplemental Complaint and moving and reply in support of the second summary judgment motion was excessive. The Court disagrees.
Plaintiff amended the original Complaint to include allegations challenging the constitutionality of the Town’s revised sign law as well as Chapter 44 of the Code. The Supplemental Complaint adds an introductory paragraph as well as nine one-to-two sentence paragraphs describing the newly challenged provisions. (Supp.Complt.Intr., ¶¶ 26-24.) Plaintiff did not merely reiterate the laws but selected sections as to which there was an “arguable basis” for attack under the First Amendment. (PI. Reply Mem. Supp. Atty. Fees at 8.) The summary judgment briefs in question contain numerous arguments in opposition to the Town’s laws, including: allegations of standing; various constitutional arguments against the constitutionality of three of the Town’s laws; the attempt to impose individual liability upon Grifo and recover damages against him; and claims for damages against the Town. Upon review of the papers in question, the Court finds that 35.3 hours is a reasonable amount of time to spend researching the new law and arguments in opposition thereto, as well as drafting and editing the papers.
The motion practice in the underlying civil action was expedited as a result of the decision to convert the preliminary injunction motion into a summary judgment motion. See supra, n. 3. Defendant questions whether spending such large amounts of time on the summary judgment motion was reasonable or necessary given its expedited nature. However, the mere fact that the motion practice is expedited, does not mean that the underlying issues are of any less importance. Attorneys are expected to advocate their positions vigorously in all of the proceedings, regardless of their expedited nature.
ii. Compilation of fees
Defendant concedes that the attorney may bill his client for the time expended in compiling the list of hours expended on the case. However, defendant contends that 2.5 hours to compile this list is excessive when this should have been done in the regular course of business. Furthermore, defendant argues that plaintiffs claim for 4.75 hours for preparing the motion for attorneys’ fees is excessive.
It is well-settled law that a prevailing party is entitled to reimbursement for the time expended in the preparation of the fee application.
See Gagne,
Moreover, the Court will not decrease the amount of attorneys’ fees based upon the fact Bergstein’s expenditure of a total of 4.75 hours in preparing the motion for attorneys’ fees. The fee log was not the only exhibit included within the application for attorneys’ fees. Bergstein submitted affirmations written by himself and Suss-man and memoranda of law in support of the fee application. Furthermore, Suss-man did not submit a bill for any time he expended on his affirmation or compilation of hours in connection with the fee application.
iii. Review of Intake File
Defendant objects to the 1.25 hours billed by Sussman on March 18, 1998, for “Review of letters and materials from client re: sign ordinance” (Sussman Affm., Ex. A) as well as the 3.15 hours billed by Bergstein on April 16, 1998 for the initial “review of intake file.” (Berg-stein Affm., Ex. A.) Defendant argues that Knoeffler was a “prolific letter writer” and wrote letters concerning subjects other than the sign ordinance including complaints of the reassessment practices in the Town and various public officials. (New-berg Affm. ¶ 15.) Defendant does not dispute that plaintiffs counsel read all of the letters provided by plaintiff, but argues that most of the time expended by plaintiffs attorney in this initial stage was unrelated to the underlying case. According to defendant, it should not be required to pay for time expended on immaterial issues raised by plaintiff. {Id.)
However, the Court finds that the time spent by Bergstein and Sussman to assess the claim and underlying facts was reasonable. Even if plaintiff was a “prolific letter writer” as defendant describes him, his attorneys had to read all of his letters completely in order to determine if they contained material relevant to the case.
iv. Filing the Temporary Restraining Order
In this case, the fee log shows that on September 22, 1998, Bergstein spent two hours filing the Temporary Restraining Order (“TRO”). (Bergstein Affm., Ex. A.) Plaintiffs counsel contends that this included waiting for the clerk to stamp, review and process the paperwork as well as determine if a judge was available to grant the TRO. (Bergstein Reply Affm. ¶ 10.)
The courts in this district are in agreement that “[fliling, delivery, service of papers and other similar administrative tasks are not usually considered recoverable expenditures of time for attorneys’ fees.”
Broome,
II. Reduction of Lodestar
Although there is a ‘“strong presumption’ that the lodestar represents the ‘reasonable fee,’ ” the consideration of other factors may be lead to an increase or decrease of such figure.
City of Burlington v. Dague,
A. Unsuccessful claims
In the underlying civil action, plaintiffs claims against the Building Supervisor were dismissed because “[n]o reasonable trier of fact could find that Grifo acted objectively unreasonably” and assuming they could, he was “entitled to qualified immunity.”
Knoeffler,
Presumably defendant is referring to the analysis established in
Hensley
that is to be followed when a party is considered prevailing, even though he did not succeed on all of those claims asserted in the underlying civil action. Whether the fee can be adjusted upward or downward depends upon a two-part inquiry. First, the issue is whether the plaintiffs unsuccessful claims were related to those on which she prevailed. Second, the Court must ask “whether the plaintiff achieve[d] a level of success that makes the hours reasonably expended a satisfactory basis for making a fee award [].”
1. Failure to Prevail on Claims Unrelated to the Successful Claims
The issue is whether the claims against the individual defendants and the municipality are related. Because the Supreme Court treats unrelated claims as if they should have been brought in a separate and distinct lawsuit, no fees may be awarded for services expended on unsuccessful, unrelated claims.
See id.
at 434-35,
Defendant does not even attempt to explain how the claims against the individual defendants were distinct either factually or legally from the constitutional claims asserted against the Town. In any event, the Court finds that the claims asserted by plaintiff in this case were related. They were grounded on common facts and related legal theories, namely plaintiffs erection of signs on his property and the infringement of his First Amendment right to free speech. The mere fact that plain
“Where a plaintiff has obtained excellent results, his attorney should recover a fully compensatory fee.”
Id.
at 435,
2. Limited Success
Even where the claims are interrelated, if the plaintiff achieved a limited success, the lodestar amount may be considered excessive.
Hensley,
a. Proportionality
Defendant argues that the fee award should be decreased because the Court awarded plaintiff only $4,308 in damages. However, there is no proportionality requirement under § 1988; the amount of attorneys’ fees do not have to relate to the amount of damages recovered by plaintiff.
See Riverside v. Riviera,
However, the Supreme Court has warned that if the award is “technical” or “de minimus” the prevailing party should be denied attorney’s fees.
Farrar,
b. No Reduction in Fee for Lack of Success on Claim Asserted Against Grifo
As stated above, the unsuccessful claim asserted against Grifo was not completely unrelated to the successful claims asserted against the Town. The Court also finds that plaintiff did achieve substantial success when we declared that all of the Town’s relevant laws were unconstitutional. In addition, plaintiffs counsel did not expend a vast amount of time on the claims asserted against the individual defendants. The only reference to Grifo in the Complaint concerned several paragraphs which: described him as the one who served plaintiff with a subpoena regarding the violation of the Town’s zoning ordinance; alleged that he was being sued in this individual capacity for enforcement of the subpoena; and anticipated a qualified immunity defense. (Supp.Complt. ¶¶ 5, 14, 25, 39.) Plaintiffs motion for summary judgment included only a small section in reference to this claim in plaintiffs reply memorandum. (PI. Reply Mem. Supp. Summ. J. at 9-11.) Therefore, no reduction in the lodestar is warranted.
B. Other Factors that Should Decrease the Lodestar Figure
Defendant contends that its lack of maliciousness should mitigate any award and cites this Court’s Opinion and Order on liability where we stated that “Defendants’ laudable efforts to preserve the attractiveness of the town’s residential areas, enhance the homeowners’ enjoyment of their property, attract new residents and maintain property values deserve all the support the courts can properly give.”
Knoeffler,
Good faith on the part of a losing defendant does not qualify as a circumstance which would free the defendant from § 1988 liability.
4
See generally 2
MARTIN A. SCHWARTZ & JOHN E. KIRKLIN, SECTION 1983 LITIGATION: STATUTORY ATTORNEY’S FEES § 3.12 (3d ed.1991) (recognizing that although this argument is usually raised by a defendant enforcement official sued in his official capacity, lower courts are recognizing that a defendant’s good faith will not insure against the payment of attorneys’ fees). The purpose behind § 1988 was to “ensure ‘effective access to the judicial process.’ ”
Hensley,
(1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill requisite to perform the legal service properly; (4) the preclusion of employment by the attorney due to acceptance of the case; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or the circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the “undesirability” of the case; (11) the nature and length of the professional relationship with the client; and (12) awards in similar cases.
Hensley,
Defendant reminds this Court that the requested legal fees would constitute a hardship on the taxpayers of the Town. (Newberg Affm. ¶ 4.) It fails, however, to cite any law exempting municipalities from § 1988 or recognize that this Court has awarded attorney fees in successful actions asserted against municipalities.
See, e.g., Lenihan,
III. Costs
Pursuant to § 1988, in addition to compensation for his attorneys’ fees, plaintiff is also allowed to recover his attorneys’ expenses.
See Carrero,
CONCLUSION
For the foregoing reasons, we conclude that plaintiff is entitled to $33,155 in attorneys’ fees plus $192.62 in costs, for a total amount of $33,347.62.
SO ORDERED.
Notes
. Initially, Bergstein sought payment for the 139.60 hours worked, but thereafter requested an additional 9.95 hours for the time expended on the reply memorandum of law. However, he did recognize 1.65 hours spent traveling and drafting a press release was either excessive or unnecessary towards the litigation. (PL Reply Mem. Supp. Atty. Fees at 8, 10.) In sum, Bergstein requests payment for 139.60 + 9.95—1.67 = 147.9 hours.
. On July 19, 2000, Marvin Newberg was substituted for Stoloff, as attorney for defendant Town, to represent it in the damages hearing as well as the instant fee application.
. Plaintiff commenced the action by applying for injunctive relief of the enforcement of the original Code. In support thereof, plaintiff submitted memoranda of law arguing against the Code's constitutionality. On November 5, 1998, after the Court ruled on the application for injunctive relief, plaintiff moved for summary judgment. The memorandum of law in support of injunctive relief was submitted in support of the summary judgment motion. Thereafter, the Town revised the Code. At a conference held before this Court on October 2, 1999, plaintiff was granted permission to file a Supplemental Complaint and a new motion for summary judgment to include additional constitutional claims with respect to the revised Code as well as those claims relative to Chapter 44 of the Code. Accordingly, the first motion for summary judgment was withdrawn by plaintiffs counsel as moot.
. Bad faith on the part of the plaintiff will support the award of attorneys’ fees to a prevailing defendant under § 1988. However, even in that situation the critical factor is whether the plaintiff's claim was “clearly meritless.”
Rounseville v. Zahl,