KNICKERBOCKER ICE COMPANY v. STEWART
No. 543
SUPREME COURT OF THE UNITED STATES
Argued December 16, 1919.—Decided May 17, 1920.
253 U.S. 149
ERROR TO THE SUPREME COURT, APPELLATE DIVISION, THIRD JUDICIAL DEPARTMENT, OF THE STATE OF NEW YORK.
KNICKERBOCKER ICE COMPANY v. STEWART.
ERROR TO THE SUPREME COURT, APPELLATE DIVISION, THIRD JUDICIAL DEPARTMENT, OF THE STATE OF NEW YORK.
No. 543. Argued December 16, 1919.—Decided May 17, 1920.
The
It took from the States all power, by legislation or judicial decision, to contravene the essential purposes of, or work material injury to, characteristic features of that law, or to interfere with its proper harmony and uniformity in its international and interstate relations. Id.
To preserve adequate harmony and appropriate uniform rules relating to maritime matters and bring them within the control of the Federal Government, was the fundamental purpose; and to such definite end Congress was empowered to legislate within that sphere. Id.
There is a distinction between the situation created by the Constitution relative to maritime affairs and the one resulting from the mere grant of power to regulate commerce without more. P. 161.
That clause of the provision granting otherwise exclusive admiralty and maritime jurisdiction to the federal courts (
The usual function of a saving clause is to preserve something from immediate interference—not to create. P. 162.
The legislature does not alter the law by expressing an erroneous opinion of it. Id.
Read with the explanatory report in the Senate and with the light of attendant circumstances, the Act of October 6, 1917, c. 97, 40 Stat. 395, which purports to amend
The attempted amendment is unconstitutional, as being a delegation of the legislative power of Congress and as defeating the purpose of the Constitution respecting the harmony and uniformity of the maritime law. P. 164. The Hamilton, 207 U.S. 398, distinguished. P. 166.
226 N. Y. 302, reversed.
THE case is stated in the opinion.
Mr. Frank R. Savidge, with whom Mr. Frederick M. Thompson was on the briefs, for plaintiff in error:
Congress has power to amend or create the maritime law which shall prevail throughout the country (Butler v. Boston & Savannah S. S. Co., 130 U.S. 527; In re Garnett, 141 U.S. 1, 14), but that is the limit of its power. It cannot delegate this power to the States, nor authorize the enactment of laws that will destroy the uniformity of the maritime law. The Lottawanna, 21 Wall. 558; Sudden & Christenson v. Industrial Accident Comm., 188 Pac. Rep. 803.
From what was said in Southern Pacific Co. v. Jensen, 244 U.S. 205, it follows that if the new and revolutionary principle of compensation, involving the creation of a liability without fault, hitherto unknown in any system of law, is to be extended to maritime employments, this must be done by a law enacted by Congress establishing a uniform system throughout the country.
And, as stated in the opinion, “the absence of any law of Congress on the subject is equivalent to its declaration that commerce in that matter shall be free.”
The New York workmen‘s compensation law, as applied to maritime employments, is also unconstitutional in that an essential part of the law bars rights of action in
The whole scheme of the law fails in maritime employments. Compensation is only given by the law if other remedies are barred. If they cannot be barred in admiralty, an anomalous situation exists. The law would be not only enforced but enlarged far beyond the point that any state legislature has attempted to carry the compensation principle. It is not the intent, nor is it the effect of the New York law to give compensation in cases where other liability exists. To hold that the law is constitutional in maritime cases, amends the New York law. It is impossible to enforce it in maritime matters as it stands.
Another view is that expressed in The Howell, 257 Fed. Rep. 578, that the remedy is not interfered with, but the underlying cause of action is eliminated, and the remedy becomes inoperative. In view of the great weight of authority the other way, we do not believe that this court will adopt that view.
But one or the other position must eventually be taken. Either the State of New York, and all other States, must be allowed to make this inroad upon the maritime law, or their compensation acts must be held not to apply to maritime employments and to that extent to be invalid and unconstitutional.
That a middle course should be adopted by a construction which would amend the New York law by allowing compensation where the law itself does not give it, namely, in cases where other remedies are not barred, is unthinkable.
The Constitution is in effect a mere form or skeleton of government, or a body not instinct with life until made so by congressional legislation. McCulloch v. Maryland, 4 Wheat. 316, 407; Rhode Island v. Massachusetts, 12 Pet. 657, 721. That this is true of the admiralty jurisdiction appears from the manner in which it has expanded in this country from what it was in England before and at the time of the Revolution, and from the opinions of this court touching the power of Congress over it. New Jersey Steam Nav. Co. v. Merchants’ Bank, 6 How. 344; The Thomas Jefferson, 10 Wheat. 428; The Orleans v. Phœbus, 11 Pet. 175; The Genesee Chief, 12 How. 443; Southern Pacific Co. v. Jensen, 244 U.S. 205 (dissenting opinion); Chelentis v. Luckenbach S. S. Co., 247 U.S. 372; Martin v. Hunter‘s Lessee, 1 Wheat. 326; United States v. Bevans, 3 Wheat. 336.
That Congress has authority to define and limit jurisdiction in admiralty cases would seem to follow from its power with reference to other cases.
Even before the amendment to the section of the Judicial Code, this court in the Jensen Case pointed out the difficulty, if not impossibility, of defining “with exactness just how far the general maritime law may be changed, modified or affected by state legislation. That this may be done to some extent cannot be denied.” It then refers to enforcement of liens upon vessels for repairs and the right given by state statutes to recover in death cases.
So as to harbor improvements, County of Mobile v. Kimball, 102 U.S. 691, 697; improvements and obstructions to navigation, Huse v. Glover, 119 U.S. 543, 548; Leovy v. United States, 177 U.S. 621, 625; Cummings v. Chicago, 188 U.S. 410, 427; inspection and quarantine laws, Gibbons v. Ogden, 9 Wheat. 1, 203; wharfage charges, Packet Co. v. Keokuk, 95 U.S. 80; Packet Co. v. Catlettsburg, 105 U.S. 559, 563; Transportation Co. v. Parkersburg, 107 U.S. 691, 702; Ouachita Packet Co. v. Aiken, 121 U.S. 444, 447; tolls for the use of an improved waterway, Sands v. Manistee River Imp. Co., 123 U.S. 288, 295.
So of provisions fixing the tolls for transportation upon an interstate ferry, Port Richmond Ferry Co. v. Hudson County, 234 U.S. 317, 331; or upon vessels plying between two ports located within the same State, Wilmington Transportation Co. v. California Railroad Commission, 236 U.S. 151, 156. See Clark Distilling Co. v. Western Maryland Ry. Co., 242 U.S. 311.
It has been held by this court that the exception
Rights of action as well as remedies have been created by the different States involving maritime torts which the admiralty law has adopted, and enforcement thereof has been had either in admiralty or the state courts, e. g., a right of action for death. Dougan v. Champlain Transportation Co., 56 N. Y. 1; Steamboat Co. v. Chase, 16 Wall. 522; Sherlock v. Alling, 93 U.S. 99; The Hamilton, 207 U.S. 398.
It appears to be settled, therefore, that the State may create a right and remedy in addition to a common-law or admiralty remedy, which may be pursued in the courts of the State. The State of New York has created a right and remedy by means of workmen‘s compensation, which were not known to the common law or the law of admiralty and cannot be enforced in either of those courts.
We suggest that if Congress had the power to save the right to proceed at common law under the Federal Government, it had also the right to allow procedure under some other form of remedy. That did not take away the jurisdiction of the admiralty courts or impair their jurisdiction, but allowed another remedy to be used in case one was not efficacious. We can see no difference between the power of Congress to save a common-law remedy and one for compensation.
All that was necessary to decide in the Lottawanna Case was whether there was an implied lien for necessaries furnished to a vessel in the home port, where no such lien was recognized by the municipal law of the State, and as to whether on that issue the case of The General Smith, 4 Wheat. 438, should be overruled. While paragraphs may
However, with reference to the uniformity of admiralty and maritime law, there is really no question here. Congress is not attempting to disturb it. Whenever a case is brought in an admiralty court, the admiralty law will be enforced, the same in one State as in another; but wherever there is another remedy by way of workmen‘s compensation or a common-law remedy, such remedies will be asserted and enforced in their respective jurisdictions according to the law there prevailing. So far as the common-law remedy is concerned, it cannot be claimed that that is the same the country over.
We may assume that there is more nearly a uniformity under the compensation laws which have now been passed by forty-two States than there would be under the common-law procedure.
Mr. Mark Ash, by leave of court, filed a brief as amicus curiae.
Mr. Warren H. Pillsbury, by leave of court, filed a brief as amicus curiae.
MR. JUSTICE MCREYNOLDS delivered the opinion of the court.
While employed by Knickerbocker Ice Company as bargeman and doing work of a maritime nature, William M. Stewart fell into the Hudson River and drowned—August 3, 1918. His widow, defendant in error, claimed under the Workmen‘s Compensation Law of New York; the Industrial Commission granted an award against the Company for her and the minor children; and both Ap-
The provision of
We also pointed out that the saving clause taken from the original Judiciary Act had no application, since, at most, it only specified common-law remedies, whereas the remedy prescribed by the compensation law was unknown to the common law and incapable of enforcement by the ordinary processes of any court. Moreover, if applied to maritime affairs, the statute would obstruct the policy of Congress to encourage investments in ships.
In Chelentis v. Luckenbach S. S. Co. (June, 1918), 247 U.S. 372, an action at law seeking full indemnity for injuries received by a sailor while on shipboard, we said: “Under the doctrine approved in Southern Pacific Co. v. Jensen, no State has power to abolish the well recognized maritime rule concerning measure of recovery and substitute therefor the full indemnity rule of the common law. Such substitution would distinctly and definitely
In Union Fish Co. v. Erickson, 248 U.S. 308, an admiralty cause, a master sought to recover damages for breach of an oral contract with the owner of a vessel for services to be performed principally upon the sea. The latter claimed invalidity of the contract under a statute of California, where made, because not in writing and not to be performed within a year. We ruled: “The Circuit Court of Appeals correctly held that this contract was maritime in its nature and an action in admiralty thereon for its breach could not be defeated by the statute of
As the plain result of these recent opinions and the earlier cases upon which they are based, we accept the following doctrine: The Constitution itself adopted and established, as part of the laws of the United States, approved rules of the general maritime law and empowered Congress to legislate in respect of them and other matters within the admiralty and maritime jurisdiction. Moreover, it took from the States all power, by legislation or judicial decision, to contravene the essential purposes of, or to work material injury to, characteristic features of such law or to interfere with its proper harmony and uniformity in its international and interstate relations. To preserve adequate harmony and appropriate uniform rules relating to maritime matters and bring them within control of the Federal Government was the fundamental purpose; and to such definite end Congress was empowered to legislate within that sphere.
Since the beginning, federal courts have recognized and applied the rules and principles of maritime law as something distinct from laws of the several States—not derived from or dependent on their will. The foundation of the right to do this, the purpose for which it was granted, and the nature of the system so administered, were distinctly pointed out long ago. “That we have a maritime law of our own, operative throughout the United States, cannot
The distinction between the indicated situation created by the Constitution relative to maritime affairs and the one resulting from the mere grant of power to regulate commerce without more, should not be forgotten. Also, it should be noted that federal laws are constantly applied in state courts—unless inhibited their duty so requires.
When considered with former decisions of this court, a satisfactory interpretation of the
Moreover, the act only undertook to add certain specified rights and remedies to a saving clause within a code section conferring jurisdiction. We have held that before the amendment and irrespective of that section, such rights and remedies did not apply to maritime torts because they were inconsistent with paramount federal law—within that field they had no existence. Were the added words therefore wholly ineffective? The usual function of a saving clause is to preserve something from immediate interference—not to create; and the rule is that expression by the legislature of an erroneous opinion concerning the law does not alter it. Endlich, Interpretation of Statutes, § 372.
Neither branch of Congress devoted much debate to the act under consideration—altogether, less than two pages of the Record (65th Cong., pp. 7605, 7843). The Judiciary Committee of the House made no report; but a brief one by the Senate Judiciary Committee, copied below,1
Having regard to all these things, we conclude that Congress undertook to permit application of Workmen‘s Compensation Laws of the several States to injuries within the admiralty and maritime jurisdiction; and to save such statutes from the objections pointed out by Southern Pacific Co. v. Jensen. It sought to authorize and sanction action by the States in prescribing and enforcing, as to all parties concerned, rights, obligations, liabilities
And so construed, we think the enactment is beyond the power of Congress. Its power to legislate concerning rights and liabilities within the maritime jurisdiction and remedies for their enforcement, arises from the Constitution, as above indicated. The definite object of the grant was to commit direct control to the Federal Government; to relieve maritime commerce from unnecessary burdens and disadvantages incident to discordant legislation; and to establish, so far as practicable, harmonious and uniform rules applicable throughout every part of the Union.
Considering the fundamental purpose in view and the definite end for which such rules were accepted, we must conclude that in their characteristic features and essential international and interstate relations, the latter may not be repealed, amended or changed except by legislation which embodies both the will and deliberate judgment of Congress. The subject was intrusted to it to be dealt with according to its discretion—not for delegation to others. To say that because Congress could have enacted a compensation act applicable to maritime injuries, it could authorize the States to do so as they might desire, is false reasoning. Moreover, such an authorization would inevitably destroy the harmony and uniformity which the Constitution not only contemplated but actually established—it would defeat the very purpose of the grant. See Sudden & Christenson v. Industrial Accident Commission, 188 Pac. Rep. 803.
Congress cannot transfer its legislative power to the States—by nature this is non-delegable. In re Rahrer; 140 U.S. 545, 560; Field v. Clark, 143 U.S. 649, 692; Buttfield v. Stranahan, 192 U.S. 470, 496; Butte City Water Co. v. Baker, 196 U.S. 119, 126; Interstate Commerce Commission v. Goodrich Transit Co., 224 U.S. 194, 214.
In Clark Distilling Co. v. Western Md. Ry. Co., 242 U.
The reasoning of that opinion proceeded upon the postulate that because of the peculiar nature of intoxicants which gives enlarged power concerning them, Congress might go so far as entirely to prohibit their transportation in interstate commerce. The statute did less. “We can see no reason for saying that although Congress in view of the nature and character of intoxicants had a power to forbid their movement in interstate commerce, it had not the authority to so deal with the subject as to establish a regulation (which is what was done by the Webb-Kenyon Law) making it impossible for one State to violate the prohibitions of the laws of another through the channels of interstate commerce. Indeed, we can see no escape from the conclusion that if we accepted the proposition urged, we would be obliged to announce the contradiction in terms that because Congress had exerted a regulation lesser in power than it was authorized to exert, therefore its action was void for excess of power.” See Delamater v. South Dakota, 205 U.S. 93, 97.
Here, we are concerned with a wholly different constitutional provision—one which, for the purpose of securing harmony and uniformity, prescribes a set of rules, empowers Congress to legislate to that end, and prohibits material interference by the States. Obviously, if every State may freely declare the rights and liabilities incident to maritime employment, there will at once arise the confusion and uncertainty which framers of the Constitution both foresaw and undertook to prevent.
In The Hamilton, 207 U.S. 398, an admiralty proceeding, effect was given, as against a ship registered in Delaware, to a statute of that State which permitted recovery by an ordinary action for fatal injuries, and the power of a State to supplement the maritime law to that extent was recognized. But here the state enactment prescribes exclusive rights and liabilities, undertakes to secure their observance by heavy penalties and onerous conditions, and provides novel remedies incapable of enforcement by an admiralty court. See New York Central R. R. Co. v. White, 243 U.S. 188; New York Central R. R. Co. v. Winfield, 244 U.S. 147; Southern Pacific Co. v. Jensen, supra. The doctrine of The Hamilton may not be extended to such a situation.
The judgment of the court below must be reversed and the cause remanded with directions to take further proceedings not inconsistent with this opinion.
Reversed and remanded.
MR. JUSTICE HOLMES, dissenting.
In Southern Pacific Co. v. Jensen, 244 U.S. 205, the question was whether there was anything in the Constitution or laws of the United States to prevent a State from imposing upon an employer a limited but absolute liability for the death of an employee upon a gang-plank between a vessel and a wharf, which the State unques-
I do not suppose that anyone would say that the words, “The judicial power shall extend . . . to all cases of admiralty and maritime jurisdiction,”
But if Congress can legislate it has done so. It has adopted statutes that were in force when the Act of October 6, 1917, was passed, and to that extent has acted as definitely as if it had repeated the words used by the
I thought that Clark Distilling Co. v. Western Maryland Ry. Co., 242 U.S. 311, went pretty far in justifying the adoption of state legislation in advance, as I cannot for a moment believe that apart from the Eighteenth Amendment special constitutional principles exist against strong drink. The fathers of the Constitution so far as I know approved it. But I can see no constitutional objection to such an adoption in this case if the act of Congress be given that effect. I assume that Congress could not delegate to state legislatures the simple power to decide what the law of the United States should be in that district. But when institutions are established for ends within the power of the States and not for any purpose of affecting the law of the United States, I take it to be an admitted power of Congress to provide that the law of the United States shall conform as nearly as may be to what for the time being exists. A familiar example is the law directing the common-law practice, &c., in the District Courts to “conform, as near as may be, to the practice,” &c., “existing at the time” in the State Courts.
MR. JUSTICE PITNEY, MR. JUSTICE BRANDEIS and MR. JUSTICE CLARKE concur in this opinion.
Notes
Sec. 9. That the district courts shall have, exclusively of the courts of the several States . . . exclusive original cognizance of all civil causes of admiralty and maritime jurisdiction, including all seizures under laws of impost, navigation or trade of the United States, where the seizures are made, on waters which are navigable from the sea by vessels of ten or more tons burthen, within their respective districts as well as upon the high seas; saving to suitors, in all cases, the right of a common-law remedy, where the common law is competent to give it; . . .
Eighth. Of all civil causes of admiralty and maritime jurisdiction; saving to suitors in all cases the right of a common-law remedy, where the common law is competent to give it; and of all seizures on land and
on waters not within admiralty and maritime jurisdiction. And such jurisdiction shall be exclusive, except in the particular cases where jurisdiction of such causes and seizures is given to the circuit courts. And shall have original and exclusive cognizance of all prizes brought into the United States, except as provided in paragraph six of section six hundred and twenty-nine.
Third. Of all civil causes of admiralty and maritime jurisdiction; saving to suitors, in all cases, the right of a common-law remedy, where the common law is competent to give it.
The Judicial Code—
Third. Of all civil causes of admiralty and maritime jurisdiction, saving to suitors in all cases the right of a common-law remedy where the common law is competent to give it; . . .
Third. Of all civil causes of admiralty and maritime jurisdiction; saving to suitors, in all cases, the right of a common-law remedy; where the common law is competent to give it.
That clause three of section twenty-four of the Judicial Code is hereby amended to read as follows:
“Third. Of all civil causes of admiralty and maritime jurisdiction, saving to suitors in all cases the right of a common-law remedy where the common law is competent to give it, and to claimants the rights and remedies under the workmen‘s compensation law of any State; of all seizures on land or waters not within admiralty and maritime jurisdic-
tion; of all prizes brought into the United States; and of all proceedings for the condemnation of property taken as prize.”
Sec. 2. That clause three of section two hundred and fifty-six of the Judicial Code is hereby amended to read as follows:
“Third. Of all civil causes of admiralty and maritime jurisdiction, saving to suitors in all cases the right of a common-law remedy where the common law is competent to give it, and to claimants the rights and remedies under the workmen‘s compensation law of any State.”
65th Cong.; 1st sess. Senate Report No. 139. Amending the Judicial Code. October 2, 1917.—Ordered to be printed. Mr. Ashurst, from the Committee on the Judiciary, submitted the following Report. [To accompany S. 2916.]
The Committee on the Judiciary, to which was referred the bill (S. 2916) to amend sections 24 and 256 of the Judicial Code, relating to the jurisdiction of the district courts, so as to save to claimants
the rights and remedies under the workmen‘s compensation law of any State, having considered the same, recommend its passage without amendment.
The Judicial Code, by sections 24 and 256, confers exclusive jurisdiction on the district courts of the United States of all civil cases of admiralty and maritime jurisdiction, “saving to suitors in all cases the right of a common-law remedy where the common law is competent to give it.” It was declared by the Supreme Court of the United States in the case of Southern Pacific Co. v. Jensen that “the remedy which the compensation statute attempts to give is of a character wholly unknown to the common law, incapable of enforcement by the ordinary processes of any court and is not saved to suitors from the grant of exclusive jurisdiction.” The bill (S. 2916) proposes only to amend the Judicial Code by so enlarging the saving clause as to include the rights and remedies under the compensation law of any State. Inasmuch as not only the remedy but sometimes the right under the compensation plan is unknown to the common law, both rights and remedies are included in the bill. The bill if enacted will not disrupt the admiralty jurisdiction of the Federal courts. The most that can be said of it will be that it is a recognition by Congress that a concurrent jurisdiction, State and Federal, should exist over certain matters. Actions that were formerly triable in admiralty courts will still be triable there. Where the cases were formerly triable only in such courts it will now be possible for the State, through its compensation plan, to determine the rights of the parties concerned. In other words, there being concurrent jurisdiction, the injured party, or his dependents, may bring an action in admiralty or submit a claim under the compensation plan.
