405 So. 2d 336 | La. Ct. App. | 1981
Lead Opinion
Pursuant to a joint petition, on April 25, 1978 Rachel Williams Kieinpeter along with her niece and nephew
The trial judge sustained the plea of es-toppel, filed on behalf of defendants-in-rule
Context Facts
Stella Lea Williams, whose husband predeceased her, died intestate at her domicile in Shreveport on March 7, 1978. The decedent was survived by two children, Rachel Williams Kleinpeter of Baton Rouge and Milton Williams of Shreveport.
With the approval of his sister, Williams retained a Shreveport attorney, who had represented Williams for many years, to settle the succession of their deceased mother. On March 14, 1978 this attorney filed on behalf of the two heirs a petition to have a Notary Public appointed to search for a testament. Attached to the petition were an affidavit of heirship and an affidavit executed by the heirs attesting to the correctness of the factual allegations of the pleading. In the meantime Williams expressed to the attorney a desire, for tax purposes, to have his inheritance by-pass his estate and vest directly in his two children. After researching the issue, the attorney advised Williams that his goal could be accomplished by the renunciation of his mother’s succession and the subsequent filing of a joint petition by his sister and his two children requesting that they be sent into possession of the succession in the proportion of an undivided one-half interest in the sister and an undivided one-fourth interest in each of the children.
On April 17,1978 the Shreveport attorney mailed to Mrs. Kleinpeter in Baton Rouge the following documents for signing:
(1) A detailed descriptive list, the preamble to which recited that Mrs. Kleinpeter, her niece and nephew were the joint petitioners for possession, that the factual allegations of the joint petition were correct, and that they accepted the succession unconditionally. Milton Williams was not listed as a joint petitioner.
(2) A state inheritance tax return, showing the heirs as Mrs. Kleinpeter, her niece and nephew, with the taxes computed on the basis that Mrs. Kleinpeter was receiving V2 of the estate and the Williams children Vi each. Milton Williams was not listed as an heir.
(3)A cash deed under the terms of which immovable property belonging to the Williams estate was conveyed to Alan G. Pierce. Named as vendors were Mrs. Kleinpeter, the Williams children and Milton Williams (who along with his sister already owned an interest in this property by inheritance from their deceased father).2
It was disputed whether, along with these described papers, the Shreveport attorney also mailed a copy of the joint petition and the judgment of possession. Be that as it may, it was established that Mrs. Kleinpeter returned to Baton Rouge from a Houston trip on April 22, 1978 and signed the documents on April 24, 1978. Where a Notary Public was required that official was Mrs. Kleinpeter’s husband, a veteran Baton Rouge attorney.
On April 18, 1978, Milton Williams executed an instrument in authentic form, prepared by the Shreveport attorney, under which he renounced his interest in his mother’s succession. Mrs. Kleinpeter did not learn of this until later.
Since the loan closing for the transaction involving the property described in the cash deed (residence formerly occupied by the decedent) was scheduled for April 25, 1978, Mrs. Kleinpeter and her husband traveled to Shreveport that morning, bringing to the office of the attorney handling the succession the papers signed by Mrs. Kleinpeter. The attorney was in conference, but his secretary handed to the Kleinpeters copies of all the succession pleadings, including a copy of the act of renunciation executed by Milton Williams.
The Kleinpeters then went to the office of Milton Williams where Kleinpeter expressed concern over title complications
The Shreveport attorney apparently did not share Kleinpeter’s concern since he immediately proceeded to file the joint petition, with accompanying papers, and to procure the signing of the judgment of possession.
On the afternoon of April 25, 1978 the Kleinpeters, Milton Williams and his daughter (who had a power of attorney from her brother) met with the vendee of the succession property in the office of another Shreveport attorney for the loan closing. The necessary papers were signed. At no time during this meeting did the Kleinpet-ers express any reservations about the manner in which the succession was handled or the possibility of title complications. The attorney handling the loan closing explained to the vendors that the loan proceeds would be distributed later. However, by letter dated April 26, 1978 Kleinpeter advised the attorney that his wife would not accept any of the proceeds from the sale, and the check remitted to her was later returned.
We now proceed to a discussion of the significant legal issues posed by this appeal.
Effect of Act of Renunciation
Pertinent to a discussion of this issue are the following articles of the Louisiana Civil Code:
Art. 1022: The portion of the heir renouncing the succession, goes to his coheirs of the same degree; if he has no coheirs of the same degree, it goes to those in the next degree. . ..
Art. 1023: The accretion operates of full right independently of the will of the person for whose benefit it is, and whether he be ignorant or not of the renunciation which gave rise to it.
Art. 1024: He in whose favor the right of accretion exists, can not refuse the portion of the heir who has renounced, and keep that part which has fallen to him in his own right, because he is bound to accept or renounce for the whole.
Applying the explicit provisions of these articles to the facts of this case, we find that upon his execution of the act of renunciation on April 18, 1978, Williams’ interest in his mother’s succession devolved upon his only coheir of the same degree, Mrs. Klein-peter. However, in the joint petition for possession Mrs. Kleinpeter purported to accept only that portion of the estate which had fallen to her in her own right, impliedly refusing the portion which her brother had renounced. This clearly is proscribed by Article 1024.
We also note that in the joint petition for possession the Williams children professed to appear “by representation of their father” who, of course, was still living. La. CC. Art. 899 provides: “Persons deceased can only be represented; persons alive cannot.” Consequently, the Williams children were prevented by law from representing their father in his mother’s succession.
Defendants and intervenor argue that heirs may agree to distribute an estate in a manner other than that provided by law, citing in support of this proposition La. C.C. Art. 2291 (which deals with judicial confessions) and numerous cases, including Succession of Rufin, 143 La. 828, 79 So. 421 (1918); Succession of Carter, 149 La. 189, 88 So. 788 (1921); and Alexander v. Hall, 45 So.2d 916 (La.App.2d Cir. 1950).
Discussing Article 2291, the court in Cheatham v. City of New Orleans, 378 So.2d 369 (La.1979) stated:
“The jurisprudence interpreting this statute is well settled to the effect that an admission made in a pleading is within the purview of this statute. It is also well settled that a judicial confession is a*339 party’s explicit admission of an adverse factual (emphasis added) element and that it has the effect of waiving evidence as to the subject of the admission, of withdrawing the subject matter of the confession from issue.”
In examining the cases relied upon by the defendants and intervenor, we note a common thread running through them — in the contested pleadings the plaintiffs alleged adverse facts resulting in a different method of distribution under the law than if the facts had been correctly stated. In the case at bar the facts were correctly stated but petitioners were not placed in possession according to the law as applied to those facts. This was not merely an error or misapplication of the law by virtue of which an estate was distributed in a manner other than that provided by law, but an attempt to proceed in a manner expressly prohibited by law, i. e., by Mrs. Kleinpeter to accept only a portion of a succession and by the Williams children to represent a live parent.
To summarize with reference to this issue, upon the renunciation of his mother’s succession the interest of Milton Williams went to his sister, his only coheir, by operation of law. In order to vest the Williams children with the ownership of an undivided one-fourth interest each in the succession, it would have been necessary for Mrs. Klein-peter to accept the entire succession and then donate the specified interests to her niece and nephew. Rather than doing this, she attempted to accept only a part of the succession, which is prohibited by law. In the joint petition she did not allege any facts which constituted a judicial confession under Article 2291. Since Milton Williams did not appear as a party to the joint petition, his renunciation could not be construed as an acceptance of the succession and a donation of his interest to his children. Under the circumstances his children had no legal right to appear as parties to the joint petition since they had not inherited any portion of their grandmother’s estate. Their aunt was the sole heir to the succession and had not donated an interest to them.
For these reasons, we find the judgment of possession dated April 25, 1978 to be null and void and it is set aside.
Defense of Estoppel
Having decided that the judgment of possession must be set aside, we next consider whether Mrs. Kleinpeter is estopped in this proceeding to accept the succession of her mother as sole heir after the renunciation of her only coheir.
Equitable estoppel is defined in American Bank & Trust Co. v. Trinity Universal Ins. Co., 205 So.2d 35 (La.1967) as:
“.. . (t)he effect of the voluntary conduct of a party whereby he is precluded from asserting rights against another who has justifiably relied upon such conduct and changed his position so that he will suffer injury if the former is allowed to repudiate the conduct. Founded upon good faith, the doctrine is designed to prevent injustice by barring a party, under special circumstances, from taking a position contrary to his prior acts, admissions, representations, or silence.”
Thus, the party invoking the doctrine of estoppel must establish the following three elements through proof of facts: (1) a representation by word, action or inaction; (2) justifiable reliance on the representation; and (3) a change in position to one’s detriment because of the reliance. See Wilkinson v. Wilkinson, 323 So.2d 120 (La.1975); Duthu v. Allements Roberson Machine Works, 393 So.2d 184 (La.App. 1st Cir. 1980).
Adverting to the facts established in this case to determine if the parties who pleaded estoppel discharged their burden of proof, we find:
(1) That prior to the filing of the joint petition for possession Mrs. Kleinpeter was fully aware of her brother’s renunciation of their mother’s succession, of the legal effect of that renunciation, and of her right to accept the entire succession. Her attorney
(2) There is no question but that Milton Williams relied upon the representations of his sister by having the joint petition and accompanying papers filed and the judgment of possession signed.
(3) As it developed, by relying upon his sister’s representations, Milton Williams acted to his detriment. Williams’ position consistently was that he desired his children to inherit in his place. At no time did he express a desire that Mrs. Kleinpeter inherit his portion of his mother’s succession. It is clear that had his sister indicated that she planned to claim the entire succession by virtue of the renunciation, Williams would have exercised his right under La. C.C. Art. 1031
We find, therefore, that Mrs. Kleinpeter is equitably estopped to accept the succession of her deceased mother in these proceedings.
Conclusion
For the reasons set forth, we reverse the judgment of the district court and set aside the judgment of possession dated April 25, 1978, but find that the appellant is estopped to accept the succession of Stella Lea Williams until Milton Williams has a reasonable opportunity to revoke his act of renunciation. Acting pursuant to the authority granted us by La. C.C.P. 2164
Costs of this appeal are assessed one-half to appellant and one-half to appellees.
. These were the children of Milton Williams, brother and only coheir of Mrs. Kieinpeter, who had allegedly renounced his mother’s succession.
. There was some dispute as to whether Williams’ name was inserted in the deed as a vendor before or after his sister executed the instrument. We agree with the trial judge that this was irrelevant.
. Although Mrs. Kleinpeter did not pray for this relief, La. C.C.P. Art. 862 authorizes its granting as long as the party is entitled to it under the pleadings.
. This article provides in part: “So long as the prescription of the right of accepting is not acquired against the heirs who have renounced, they have the faculty still to accept the succession, if it has not been accepted by other heirs.... ”
. “The appellate court shall render any judgment which is just, legal, and proper upon the record on appeal. ... ”
Rehearing
ON REHEARING
We granted appellees’ application for rehearing to consider whether our opinion reversing the trial court and finding the petition for possession null and void is correct. For the following reasons, we set aside our original opinion and reinstate the judgment of the trial court.
The facts and issues are clearly set forth in our original opinion and for brevity they will not be restated herein. We also continue to adhere to the findings of fact made in the original opinion enumerated as (1), (2), and (3) on pages 339 and 340 thereof.
La. C.C. Art. 2291 provides:
The judicial confession is the declaration which the party, or his special attorney in fact, makes in a judicial proceeding.
It amounts to full proof against him who has made it.
It can not be divided against him.
It can not be revoked, unless it be proved to have been made through an error in fact.
It can not be revoked on a pretense of an error in law.
Our original opinion primarily relied on Cheatham v. City of New Orleans, 378 So.2d 369 (La. 1979) for the proposition that a judicial confession applies only to allegations of fact in a judicial proceeding. The Cheatham case was concerned only with a confessed adverse factual allegation in the defendant’s answer. Therefore, that decision cannot be said to be authority for the proposition that a judicial confession applies only to factual admissions and La. C.C. Art. 2291 should not be so restrictively interpreted.
We further held that the petition for possession violated La. C.C. Art. 1024 because Mrs. Kleinpeter accepted only half of the succession due her by permitting her brother’s portion (which she is entitled to as provided for in La. C.C. Art. 1022) to devolve upon his children. Further La. C.C. Art. 899’s prohibition against a child representing a living parent was violated because the Williams children were listed in the petition as co-heirs of decedent.
It is apparent that the manner in which the estate was distributed violated La. C.C. Arts. 1024 and 899. However, we believe that this constituted an error of law (see La. C.C. Art. 1822) under which a judicial confession cannot be revoked. The parties were clearly apprised of all the pertinent facts when the petition was filed. However, they erred in believing that the Williams children could represent their father and in allowing Mrs. Kleinpeter to accept only part of the succession she was entitled to. As the following cases illustrate, heirs in a succession proceeding may not revoke their acquiescence to a petition for possession based upon an error of law.
In Alexander v. Hall, 45 So.2d 916 (La. App.2d Cir. 1950), the daughter and her stepmother filed a joint petition for possession of the daughter’s father’s (stepmother’s husband) estate. Since all of the property belonged to the community of the father and his first wife, the stepmother was not legally entitled to any of it. The daughter later appeared and attempted to claim all of the property. The court held she was judicially estopped from doing so.
In Succession of Williams, 168 La. 1, 121 So. 171 (La. 1929), the parties entered into a petition for possession whereby the second wife received a usufruct over the property of the children not her own. Since La. C.C. Art. 916 grants a parent a usufruct over only the property of her own children, the children complained of this illegal burden. The court said that an error of law would not bar a plea of estoppel under La. C.C. Art. 2291.
Finally, in Succession of Rufin, 143 La. 828, 79 So. 421 (La. 1918), all of the descendant heirs approved a petition for possession. After the judgment of possession was entered, it was discovered that one of the heirs was illegitimate, and therefore not
In the instant case, Mrs. Kleinpeter, by her participation in the petition for possession, solemnly acknowledged in a judicial proceeding that she was a co-heir with the Williams children in Stella Lea Williams’ succession. She represented that she was entitled to only one-half of the succession property. All parties who had an interest in this succession were represented. There is nothing contrary to public order in the manner in which the estate was distributed. She agreed to this distribution and she cannot now come forth and complain that the petition for possession is null and void as a matter of law.
For the assigned reasons, we set aside our original opinion and reinstate the judgment of the trial court.
Dissenting Opinion
dissenting.
The thrust of this majority opinion on rehearing seems to be that Mrs. Kleinpeter is barred from attacking the judgment of possession because of her “judicial confession” of an erroneous legal proposition. It is further asserted that we erred in the original opinion by construing Cheatham v. City of New Orleans, 378 So.2d 369 (La. 1979) to stand for the legal rule that a judicial confession applies only to allegations of fact in a judicial proceeding.
The court in Cheatham unequivocally stated:
“[I]t is also well settled that a judicial confession is a party’s explicit admission of an adverse factual (emphasis added) element and that it has the effect of waiving evidence as to the subject of the admission...”
The majority then proceeds to find that the “parties were clearly apprised of all the pertinent facts (emphasis added) when the petition was filed,” but erroneously applied the law to those facts, “under which a judicial confession cannot be revoked.”
What the majority appears to be saying is that Mrs. Kleinpeter did not confess facts but embraced an erroneous understanding of the law which she cannot now disavow. This reasoning is not consistent with the function of “judicial confession” as enunciated in Article 2291. For example, why should the last sentence of that article provide that the judicial confession “can not be revoked on a pretense of an error in law” if what is being “confessed,” as asserted by the majority, is in itself an erroneous legal conclusion?
To compound the confusion, the majority opinion then proceeds to cite cases dealing primarily with estoppel to support its position on judicial confessions. Even if apposite, those cases essentially involved allegations of facts adverse to plaintiffs which resulted in a different method of distribution of property under the law then if the facts had been correctly stated.
Remaining convinced that the original opinion of this court correctly disposes of the issues presented by this appeal, I respectfully dissent.
