*2
NEWMAN,
Before MACK and
GALLAGHER,
Judges,
Associate
Judge.
Senior
MACK,
Judge:
Associate
motion,
appellant’s
On
and with the
government’s agreement that it would be
appropriate, a division of this court has
prior
remanding
recalled its
mandate
trial court for a new trial on
appellant’s insanity defense,
hearing
and a
government
on claims that
withheld
Brady1 materials2 from him. See Klein
(Kleinbart II),
bart v. United States
(1981).
division,
A.2d 343
This
while con
nonfinality
cerned with the
of a cause of
action which has moved back and forth
Brady Maryland,
court.
resolved
The trial court
(1963).
I
Appellant
July
was indicted on
II
first-degree
armed,
first-
murder while
supra,
Kentucky,
v.
murder,
degree
pistol
and carrying a
with-
Griffith
involving
application
the retroactive
Appellant’s
out a license.
ended
first trial
conviction
to a state
the Batson4 decision
charges,
in a mistrial on the murder
and his
review,
Supreme
pending on direct
charge
weapons
conviction of the
was re-
sweeping
in
and all-inclusive
Court held
versed because his
to a
the conduct
language
“a
rule for
that
new
public
abridged.
trial had been
Kleinbart
applied
prosecutions
of criminal
is to be
(Kleinbart
I),
v. United States
388 A.2d
federal,
cases, state or
retroactively to all
(D.C.1978).
trial, ap-
In a second
final,
yet
or not
pending on direct review
pellant appeared pro se,
by
assisted
court-
exception
no
in which
with
for cases
appointed stand-by counsel,
upon being
rule
‘clear break’
constitutes a
guilty
first-degree
found
murder while
supra,
Kentucky,
past.”
armed,
prison
was
term of
sentenced to a
716;
States
107 S.Ct. at
see
twenty
also
appeal,
to life. On a second
2579, 73
Johnson,
537, 102 S.Ct.
II,
argued,
Kleinbart
(1982).
among
things,
L.Ed.2d
other
he had been de-
Griffith,
argued in the instant case
nied the
to
defense
conduct his own
se,
retroactivity
constitution
part
addressing
re-
pro
because the trial court
an
rules,
rule
inapplicable
him
to the
participate
fused
allow
al
Robinson,
bench,
dire conferences
in our
case.
conducted at
nounced
Robinson
only
preferring stand-by
present
itself
says
government,
to be
concerned
violation,
more
in his stеad.
narrow
procedural
We answered the
with a
rule
noting
over,
his de
argument by
judge
“appellant’s ability
the trial
to conduct
im
gave
during jury
conducted the
dire and
entire voir
fense
selection
reject
We
stand-by
prospec-
by
counsel time
relate the
exclusion.”
paired
his brief
that the vio
jurors’
appellant.
tive
answers
We ex-
We conclude
this contention.
43(a)
of consti
pressly rejected most
other issues on
in this case is
of the
lation of Rule
hearing on
appeal,
magnitude,
but remanded for a
Boone v. United
tutional
43(a)
Equal
Superior
provides
Amendment
3.
Criminal Rule
violative of the Fourteenth
part:
REQUIRED. The
government’s
in relevant
“PRESENCE
Clause based on the
Protection
arraignment,
shall be
defendant
at the
challenges
to strike members
use of
plea,
every stage
time
of the trial
at the
including
venire,
jury
race
of the defendant’s
(em-
impaneling
the
original).
of the
..."
showing,
a defendant had made this
that when
phasis in
supply
prosecution to
burden shifted to the
explanation
peremptory chal-
a neutral
for the
Kentucky,
Batson v.
96-98,
lenges.’ Id.
part of the accused that it threatens the
appeal,
II,
ond
direct
Kleinbart
heritage
endurance of the
itself.
Illinois
346-60, including
A.2d at
a claim that he
Allen,
337, 348-50,
was denied his constitutional
1057, 1063-64,
(Brennan, J.,
pro
his own defense
se. One facet
(1970).8
concurring)
appellant,
Here
com of this latter claim was the
court’s
plying
court,
with the rules of the
asked to
refusal to
him participate
allow
in bench
dire;
at voir
of this
denial
during
conferences
questioning
voir dire
request constituted
error.
reversible
veniremen,
judge
a role the trial
rele-
REVERSED AND REMANDED.
gated
standby
counsel. This court decid-
ed
unduly
was not
restricted
GALLAGHER,
Judge,
Senior
in conducting voir dire with the assistance
dissenting:
(which
standby
appel-
assistance
I
agree
do not
required
that we are
throughout trial).
lant solicited
The court
*6
grant appellant
case,
a new trial in this
deprived
that he was not
“conclude[d]
based on this record.
right
pro
his
to act
se.”
[constitutional]
II, supra,
Kleinbart
consider defense. rule cases II, Kleinbart Id. at 361. nal.” remand, On the trial court found that the if this case involves a “constitution- Even appellant’s rights it is adjudication, violated un- al in constitutional rule” der Brady by withholding quite thing say information and that the Su- a different him, Griffith, requiring preme materials but that this violation Court decision prejudicial require was not so to him as to application of constitution- retroactive new However, pro- cases, a trial. still new there are applied al should be rules to nonfinal ceedings рending ap- in the court on trial is to this case—which now before us ante, pellant’s insanity time, defense. See note the fifth all remand issues where insanity question been re- except the have him, against would be solved so that there date, years At late seven after re- this no trial on the unless so or- new merits mand, this court now returns this case to here, oc- dered and where his conviction trial,” “a trial court for some years ago, long curred some thirteen be- years appellant’s first twelve after fore of the rule our first announcement charged and some thirteen after the requirement relating jury selection took occurred, after these оffenses all vari- supra. in Robinson v. United place prior appeals procedural ous motions says have The majority been decided. this (to here The involved Kentucky, required under prospective Griffith during dire of bench U.S. L.Ed.2d 649 S.Ct. told, jurors) is a we are know we (1987). I do so. not think knowledge as a of common in the matter courthouse, rarely because that is invoked involved a case on direct review the bench inhi- presence defendant’s of a where the was wheth- conviction issue eliciting pro- from the bits candid answers apply retroactively er the court should a exercising spective jurors.2 Consequently, recently rule on the declared сonstitutional right (a) may viz., selection, preju- “constitutional” Batson v. matter of personal dicial to the defendant’s interest Kentucky, (b) may public inter- (1986).1 harmful Supreme The L.Ed.2d presence est since defendant’s apply newly decided that the “failure impartial thought impair declared rule to criminal selection of constitutional Supreme explained pending on direct review violates jury. cases Court has adjudica- juror process selection is basic norms “[t]he ” simply Griffith, supra, tion. importance, at 713 itself a matter of but the criminal to the (emphasis added). The adversaries Court went on to ” justice system. Press-Enterprise that, matter, Co. point prаctical out “[a]s *7 pending Superior California, course, Court of we cannot hear each case 501, 819, 505, 821, apply on direct review and the rule. added). Thus, (1984) right responsibility by (emphasis
But
this
judicial
we fulfill our
instructing
apply
personal
the
the
a mixture of the
interest
lower courts to
involves
jurors,
you get
Kentucky, supra,
less
candid
is a case where the
than
answers
Batson
from
prosecutor
challenges
peremptory
they
used
the
try
this is man
sit
because
the
have
and
purpose
preventing
sitting
of
black
from
citizens
judgment
And I do
like the
in
on.
not
defend-
jury,
on
of the Fourteenth Amend-
a
violation
accompany me on
conferences
ant to
bench
ment.
throughout
of
the
the course
the
and
purely
personal pref-
for that is
one of
reason
case,
appellant
experienced
In
counsel for
this
erence, personal selection.
argument
perceptions
told the court
oral
added.)
(Emphasis
See also United States v.
right
present
be
about the
of the defendant
Washington,
U.S.App.D.C.
F.2d
during
jurors:
prospective
the
voir dire of
bench
(1983) (where the
observed that
court
my policy,
my personal practice
It's
...
exercised”).
"infrequently
is
jurisdic-
I’ve tried over 300 cases in this
long ago,
life
As Justice Holmes observed
I do
like the defendant
to accom-
tion ...
experience.
is
We have
the law
here
pany
jurors
me to voir dire with the
because
present
experience on
issue.
is
this
[at
bench]
when the defendant
public
of a defendant
interest.
89 L.Ed.2d
(1986).
why
43(a)
This
one
reason
Rule
(extends further)
as
viewed
“broader”
than
determining
In
whether the denial of a
present. See,
the constitutional
to be
request
criminal defendant’s
to be
e.g.,
v.Welch United
466 A.2d
conferences to hear and
bench
observe
(D.C.1983) (protective
839 n. 7
scope of
questioning
prospective jurors
dire
voir
43(a)
Rule
far-reaching
“more
than the
doubt,
beyond
was harmless
a reasonable
rights
presence protected
by the Consti-
factors,
this court has considered various
tution”); Washington, supra,
U.S.App.
(1)
including
appellant’s
the extent of
exclu
D.C. at 192-93 n.
705 F.2d at
n. 5
(2)
497-98
jury
process,
sion from the
selection
(“protective scope
43(a)
prospective
of rule
is broader
jurors questioned by
number of
than
rights
ultimately
jury
the constitutional
in voir dire who
served on the
embodied
rule”).
panel,
whether the defendant had
exhausted all of his
strikes.
sending
In
this case back for a new trial
835;
Gary, supra,
Young
See
499 A.2d at
after
many years,
all these
it stands to
v. United
290-91
that,
reason
probability, may
all
it
not be
(D.C.1984).
case,
In
per
this
court
“[t]he
susceptible
proof
reality
a matter of
itself,
questioning
formed the [voir dire]
witnesses,
(missing
problems, etc.)
memory
gave [standby
and then
time to
counsel]
prosecution may
and the
have to
dis-
appellant
prospective
relate to
juror’s
missed.
if
problems
Even
these
do not
answers ...
there
no
[Furthermore]
eventuate,
appellant, ironically
counsel for
[placed]
appellant”
restrictions
inhibit
enough, has in effect told this court in oral
ing his exercise of the defense strikes.
argument
that in all likelihood he would
added.)
fact,
(Emphasis
decid
appellant against
advise
appearing at the
remaining
ed that the
one
perempto
use of
during
bench
voir dire for the reasons he
ry challenge
necessary.
was not
Klein
gave
Yet,
supra
court. Sеe
note 2.
II, supra,
Only
bart
also
be found
be harmless
reason-
193,
(limited portion
F.2d at
of
at
705
498
doubt.
able
bench,
jurors ques-
voir dire at
and the two
evaluation,
Notwithstanding
this
this
actually
at the bench
served on
tioned
who
may
predictably
utilized for the
be
questioned
the
were
defense
before
prisoner
that a
who shows that
proposition
requested
presence
counsel
at
defendant’s
deprived
of the same
is enti-
he was
bench).4
the
by collateral attack.
If af-
tled to release
case,
In the trial of this
there
sever-
years
appeals
thirteen
ter
these
eyewitnesses
appellant shoot
al
who saw
procedural motions this defendant is to ob-
kill his victim
of 8th and
at the corner
appear
there
to
a new
would
tain
II, supra,
Streets,
M
426
N.W. Kleinbart
distinguish in the future
little reason to
346,
“smoking gun”
A.2d at
352.
It is a
fact,
appeal
re-
direct
and collateral
appellant
In
contended
between
case.
never
5
Rather,
that he did
commit the crime.
view;
change
nor to consider
the
when
accident,
the
self-
he asserted
defenses of
his trial and
occurred
relation to
law
defense, or,
Id.
alternative, insanity.
in the
a
the issue here involves
“well-
whether
Yet,
are
at 349-52.
thirteen
later we
See Yates v.
process
spring
principle.”
due
requiring
though
there is no
new trial
Aiken,
211,
534, 538,
108 S.Ct.
Con-
miscarriage
justice.
indication of
Francis v.
(quoting
L.Ed.2d 546
circumstances,
sidering
including
all
the
Franklin,
326-27,
307,
105 S.Ct.
the fact that witnesses observed
(1985) (reaffirm-
victim,
and kill his
must сon-
shoot
‘we
Montana, ing rule of Sandstrom v.
possibility
there
clude that
is no reasonable
L.Ed.2d 39
99 S.Ct.
U.S.
way
any
the error
contributed
”
(1979)),
in the
presumptions
held that
Gary, supra, conviction.’
the
Amend-
criminal law violate
Fourteenth
(quoting Young,
at 835
A.2d
prove
requirement
State
ment’s
291).
strength of
Comparing
A.2d at
beyond
every
a criminal offense
element of
government’s
procedural
case with the
doubt).
here,
error
error should
which occurred
a reasonable
guishing
demonstrated
exercised all
the bulk of voir dire was conducted at
bench,
of criminal convictions.
1376-77
Cf.
widely.
plish
involving
for
through
ever,
ing
fense
burdensome
explicit
new trials
however,
collateral attaсk
may
The distinction
Griffith, supra,
dire at
appropriately
Beard v.
treating
half
be more severe
its
recency
(D.C.1988) (error
direct
*9
“5-year
more remote in
purpose
the criminal
Thus,
difficulties
speed
relationship
that no
reversals on
would
peremptory challenges).
like
actual
appeals
if
bench,
rule” for
with which
problems
habeas cases
the Court is
far more
may
tend to be somewhat
recent
cases
between
Justice
one
presented
jury panel questioned
crime;
when
justice
from collateral
bear some
rules
direct
alike,
and defense
would
Justice White
time,
vintage.
not harmless when
example.
precisely
created
White,
direct review and
thus,
no means
system
only
truly
it could accom-
cases
by
it
appeal.
than in cases
underlying
argue
may
to the extent
a new trial
relationship
to conduct
concerned
I
by
by apply-
progress
assume,
be that
dissent,
review
stated:
direct,
distin-
How-
more
vary
of-
by
Allen v.
for the
dissenting)
L.Ed.2d
relevant distinction between
collateral
cases
tucky
Griffith, supra,
aggregate
dissenting).
ure to
retroactive.
letter "S” than
between cases on direct
give
token,
isiana, supra,
announces
ing
not countenance the latter
defendants whose
[Boston]
[1065]
Of
raising
does not
logic
collateral
course,
it full retroactive
Hardy, 478 U.S.
majority
it would
identify any truly
review).
when
(emphasis
retroactively
(1986) (holding
equally
collateral
it will
Justice
The
sylvania Finley, persuasivе I do not see a case here for 1990, [1993, 95 L.Ed.2d ordering a new trial. I would conclude the 537] *10 belatedly discovered error was harmless
beyond a reasonable doubt. & TRANSFER GREENWOOD’S CO., INC.,
STORAGE Petitioner, DEPART- OF COLUMBIA DISTRICT MENT OF EMPLOYMENT SERVICES, Respondent. No. 87-1349. Appeals. District of Columbia Court of Jr., F.G., Appellant. In the Matter Jan. 1989. Submitted No. 85-1265. Feb. Decided of Appeals. District of Columbia
Feb. Judge, ROGERS,
Before Chief *,
MACK, *, FERREN NEWMAN *,
BELSON, TERRY, STEADMAN **, Judges. Associate
SCHWELB
ORDER
PER CURIAM. appearing above-entitled case It that the * argued on rehear-
was before the division
ing, and that the en banc court subse- voted,
quently this sponte, sua rehear banc, it is
case en opinion judg-
ORDERED that herein filed on November
ment vacated, hereby and it is
are ORDERED that Clerk
FURTHER argument this for be-
shall schedule sitting court en banc soon as
fore the are permits. Counsel directed
the calendar copies ten the briefs hereto- provide before filed to the Clerk or Febru- fore on Evans, A. Dorsey with whom David Nes- 27, 1989. ary D.C., telbaum, Washington, on the
brief, petitioner. for n McDonald, Counsel, Corp. Susan S. Asst. Jr., Cooke, Corp. with whom Frederick D. Reischel, Deputy Corp. L. Counsel, Charles Counsel, Prager, Lutz Alexander Asst. Counsel, Washington, D.C., Deputy Corp. brief, respondent. ** Judge case. has recused himself Schwelb Associate
