James L. KISOR, Claimant-Appellant v. David J. SHULKIN, Secretary of Veterans Affairs, Respondent-Appellee
2016-1929
United States Court of Appeals, Federal Circuit.
Decided: September 7, 2017
869 F.3d 1360
I respectfully dissent from judgment of the majority to: (1) affirm the district court‘s grant of summary judgment of obviousness and (2) not address the court‘s claim construction error.
Before
James L. Kisor, a veteran, appeals the January 27, 2016 decision of the United States Court of Appeals for Veterans Claims (“Veterans Court“) in Kisor v. McDonald, No. 14-2811, 2016 WL 337517 (Vet. App. Jan. 27, 2016). In that decision, the Veterans Court affirmed the April 29, 2014 decision of the Board of Veterans’ Appeals (“Board“) denying Mr. Kisor entitlement to an effective date earlier than June 5, 2006, for the grant of service connection for his post-traumatic stress disorder (“PTSD“). Kisor, 2016 WL 337517, at *1. We affirm.
Background
I.
The pertinent facts are as follows: Mr. Kisor served on active duty in the Marine Corps from 1962 to 1966. Id. In December of 1982, he filed an initial claim for disability compensation benefits for PTSD with the Department of Veterans Affairs (“VA“) Regional Office (“RO“) in Portland, Oregon. Id. Subsequently, in connection with that claim, the RO received a February 1983 letter from David E. Collier, a counselor at the Portland Vet Center. J.A. 17. In his letter, Mr. Collier stated: “[I]nvolvement in group and individual counseling identified ... concerns that Mr. Kisor had towards depression, suicidal thoughts, and social withdraw[a]l. This symptomatic pattern has been associated with the diagnosis of Post-Traumatic Stress Disorder (DSM III 309.81).” Id.
In March of 1983, the RO obtained a psychiatric examination for Mr. Kisor. In his report, the examiner noted that Mr. Kisor had served in Vietnam; that he had participated in “Operation Harvest Moon”1; that he was on a search operation when his company came under attack; that he reported several contacts with snipers and occasional mortar rounds fired into his base of operation; and that he “was involved in one major ambush which resulted in 13 deaths in a large company.” J.A. 19-20. The examiner did not diagnose Mr. Kisor as suffering from PTSD, however. Rather, it was the examiner‘s “distinct impression” that Mr. Kisor suffered from “a personality disorder as opposed to PTSD.” J.A. 21. The examiner diagnosed Mr. Kisor with intermittent explosive disorder and atypical personality disorder. Id. Such conditions cannot be a basis for service connection. See
II.
On June 5, 2006, Mr. Kisor submitted a request to reopen his previously denied claim for service connection for PTSD. J.A. 25. While his request was pending, he presented evidence to the RO. This evidence included a July 20, 2007 report of a psychiatric evaluation diagnosing PTSD. See J.A. 100-11. It also included a copy of Mr. Kisor‘s Department of Defense Form 214, a Combat History, Expeditions, and Awards Record documenting his participation in Operation Harvest Moon, and a copy of the February 1983 letter from the Portland Vet Center. See J.A. 16-17, 27-28. In September of 2007, a VA examiner diagnosed Mr. Kisor with PTSD. J.A. 115. The RO subsequently made a Formal Finding of Information Required to Document the Claimed Stressor based on Mr. Kisor‘s statements, his service medical records (which verified his service in Vietnam with the 2nd Battalion, 7th Marines), and a daily log from his unit, which detailed the combat events Mr. Kisor had described in connection with his claim. J.A. 30.
In due course, the RO issued a rating decision reopening Mr. Kisor‘s previously denied claim. The decision granted Mr. Kisor service connection for PTSD and assigned a 50 percent disability rating, effective June 5, 2006.3 Kisor, 2016 WL 337517, at *1. According to the decision, the rating was based upon evidence that included the July 2007 psychiatric evaluation report diagnosing PTSD, the September 2007 VA examination, and the Formal Finding of Information Required to Document the Claimed Stressor. J.A. 32-33. The RO explained that service connection was warranted because the VA examination showed that Mr. Kisor was diagnosed with PTSD due to experiences that occurred in Vietnam and because the record showed that he was “a combat veteran (Combat Action Ribbon recipient).” J.A. 33.
In November of 2007, Mr. Kisor filed a Notice of Disagreement. In it, he challenged both the 50 percent disability rating and the effective date assigned by the RO. Kisor, 2016 WL 337517, at *1. Subsequently, in March of 2009, the RO issued a decision increasing Mr. Kisor‘s schedular rating to 70 percent. In addition, the RO granted a 100 percent rating on an extraschedular basis, effective June 5, 2006.4 J.A.
III.
Mr. Kisor appealed to the Board. Before the Board, he contended that he was entitled to an effective date earlier than June 5, 2006 for the grant of service connection for PTSD. Specifically, he argued that the proper effective date for his claim was the date of his initial claim for disability compensation that was denied in May of 1983. See J.A. 47-48. In support, Mr. Kisor alleged clear and unmistakable error (CUE) in the May 1983 rating decision; he also alleged various duty-to-assist failures on the part of the VA. See J.A. 47-48, 84-87.
The Board rejected these arguments. It ruled that the duty to assist had not been violated, that Mr. Kisor had failed to establish CUE, and that the RO‘s May 1983 rating decision became final when Mr. Kisor failed to perfect his appeal of the decision. See J.A. 85-88. The Board found no reason to upset the finality of the May 1983 decision because “[t]he remedy available to the Veteran was to appeal,” but he did not do so. J.A. 86.
The Board, however, raised “another way to challenge the May 1983 rating decision” that had not been advanced by Mr. Kisor. J.A. 88. That way turned on whether Mr. Kisor was eligible for an earlier effective date for his service connection under the regulation set forth at
Subsection 3.156(c) includes two parts relevant to this appeal. First, paragraph (c)(1) defines the circumstances under which the VA must reconsider a veteran‘s claim for benefits based on newly-associated service department records:
[A]t any time after VA issues a decision on a claim, if VA receives or associates with the claims file relevant official service department records that existed and had not been associated with the claims file when VA first decided the claim, VA will reconsider the claim....
An award made based all or in part on the records identified by paragraph (c)(1) of this section is effective on the date entitlement arose or the date the VA received the previously decided claim, whichever is later,....
Section 3.156(c) thus provides for an effective date for claims that are reconsidered that is different from the effective date for claims that are reopened. As we pointed out in Blubaugh v. McDonald, “[i]n contrast to the general rule,
Applying the regulation, the Board considered whether the material Mr. Kisor submitted in connection with his June 2006 request to reopen warranted reconsideration of his claim.5 If it did, then Mr. Kisor would have been eligible for an effective date of December 1982 for his disability benefits, “the date the VA received the previously decided claim.”
After reviewing the evidence, the Board denied Mr. Kisor entitlement to an effective date earlier than June 5, 2006. J.A. 91. The Board found that the VA did receive service department records documenting Mr. Kisor‘s participation in Operation Harvest Moon after the May 1983 rating decision. J.A. 89-90. The Board concluded, though, that the records were not “relevant” for purposes of
Mr. Kisor appealed the Board‘s decision to the Veterans Court. There, he argued that the Board had “failed to consider and apply the provisions of
Discussion
I.
Section 7292 of title 38 of the United States Code grants us jurisdiction over decisions of the Veterans Court. Section 7292 provides that we “‘shall decide all relevant questions of law’ arising from appeals from decisions of the Veterans Court, but, ‘[e]xcept to the extent that an appeal ... presents a constitutional issue, [we] may not review (A) a challenge to a factual determination, or (B) a challenge to a law or regulation as applied to the facts of a particular case.‘” Sneed v. McDonald, 819 F.3d 1347, 1350-51 (Fed. Cir. 2016) (quoting
As discussed more fully below, on appeal Mr. Kisor argues that the Veterans Court misinterpreted
We must set aside an interpretation of a regulation that we find to be:
- arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law;
- contrary to constitutional right, power, privilege, or immunity;
- in excess of statutory jurisdiction, authority, or limitations, or in violation of a statutory right; or
- without observance of procedure required by law.
II.
Mr. Kisor contends that, in affirming the decision of the Board, the Veterans Court erred in its interpretation of
The government responds that the Veterans Court and the Board did not misinterpret
Finally, the government urges us to reject Mr. Kisor‘s argument that the Veterans Court and the Board construed the regulation too narrowly because they interpreted relevance as “related only to records that countered the basis of the prior denial.” Id. at 18 (citing Appellant‘s Br. 5). The government contends that neither tribunal required that the evidence relate to the basis for the prior denial in all cases. Id. at 18-19. Rather, the evidence simply has to be “relevant.” The government concludes that “[i]t just so happened that in the present case, evidence related to the in-service stressor could not be relevant
III.
For the following reasons, we hold that the Veterans Court did not misinterpret
At the heart of this appeal is Mr. Kisor‘s challenge to the VA‘s interpretation of the term “relevant” in
We hold that
The varying, alternative definitions of the word “relevant” offered by the parties further underscore
The government, in contrast, collects various competing definitions from case law, legal dictionaries, and legal treatises. See Appellee‘s Br. 14-15 (defining “relevant” as, inter alia, “bearing upon or properly applying to the matter at hand,” and “[l]ogically connected and tending to prove or disprove a matter in issue” (emphasis added) (citing Forshey v. Principi, 284 F.3d 1335, 1351 (Fed. Cir. 2002) (en banc); Relevant, BLACK‘S LAW DICTIONARY (10th ed. 2014))). These definitions support the government‘s argument that, in this case, Mr. Kisor‘s personnel records were not “relevant” because they addressed the matter of an in-service stressor, which was not “in issue,” rather than the issue of whether he suffered from PTSD, which was “in issue.” Both parties insist that the plain regulatory language supports their case, and neither party‘s position strikes us as unreasonable. We thus conclude that the term “relevant” in
Because
In this case, the records Mr. Kisor submitted to the RO in 2006 detailing his participation in Operation Harvest Moon were superfluous to the information already existing in his file. Indeed, in 1983 the VA examiner expressly recounted how Mr. Kisor experienced “one major ambush which resulted in 13 deaths in a large company,” and that “[t]his occurred during Operation Harvest Moon.” J.A. 19-20 (emphasis added). In addition, Mr. Kisor‘s personnel records submitted in 2006 are not probative here because they do not purport to remedy the defects of his 1982 PTSD claim. The RO denied Mr. Kisor‘s PTSD claim because the requisite diagnosis of PTSD was lacking. J.A. 21-23; see
Finally, as noted, Mr. Kisor argues that the Board and Veterans Court construed
Conclusion
For the foregoing reasons, we see no error in the Board‘s interpretation of
AFFIRMED
Costs
No costs.
