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Kirschstein v. Haynes
788 P.2d 941
Okla.
1990
Check Treatment

*1 941 14, sоught 1987, is not at issue. The order Monday, December extended the parties reviewed was mailed to the on No- time filing appeal this to include the 23, thereafter, Twenty days ensuing vember 1987. next day, full business Tuesday day filing appeal 15, the final Okla.Const., 23, this was December 1987. art. 14, 1; Monday, 1.1, December 1987. Petition Rule of Appellate Rules Proce Tuesday, 15, dure, O.S.1981, 15, 2; was filed on December 1987. 12 app. ch. David v. Corporation, (Okla. Penwalt P.2d Appeals The Court of directed the 1979). why Petitioner to appeal show cause this This review timely per- untimely should not be dismissed as filed. filing fected of the Petition for responded Petitioner Friday, that on De 15, Review on 11, 1987, According- December 1987. Review, cember the Petition for ly, this jurisdiction Court has together fee, ap- over this appropriate filing with the peal. The Clerk of this Court is Tulsa, directed to deposited U.S. mail appeal docket, reinstate Oklahoma, this on the as- addressed to the Office of the signed to the Appeals, Court of Division Clerk of this Court and that the Clerk’s IV, for review. office should have received and filed the Monday, 14, Petition on December 1987. All

The Petitioner the Justices appeal asserts concur.

should upon be deemed commenced

mailing of the Petition necessary filing Appeals

fees. The Court of properly re

jected argument Petitioner’s under the au

thority of Turrell v. Continental Oil Com (Okla.1970).

pany, 466 P.2d 643 The Peti presented

tioner no evidence to establish timely commencement pro of this review KIRSCHSTEIN, Appellant, Naomi L. ceeding by filing the actual Tuesday, on 15, fact, December A appar 1987. critical HAYNES, ently Petitioner, Faye unknown to William M. Alice Kil which we Moore, notice, gore take and Michael that the Office of the E. Appellees. Clerk of this Court p.m. closed before 4:00 14, 1987, heavy on December due to sleet No. 67655. power and snow. This Court has the Supreme Court Oklahoma. duty inquire propriety into the of its jurisdiction. In re Matter Initiative Jan. 1990. 15, 1983, Petition Filed November Rehearing Denied March 1990. (Okla.1986). accord, P.2d 1353 In Baird v. Independent School District No. 3 of (Okla. County,

Woodward 622 P.2d 1072 1981); Chamblee, and City Tulsa v.

Okl. 106 P.2d origi In this proceeding,

nal this Court take

notice, sponte, sua necessary facts jurisdiction, particularly

determine its when capable ready

the fact is and accurate

determination. 12 O.S.Supp.1989

Because the day twentieth after

mailing appealed Sunday, order was 13, 1987, day

December the final for com appeal

mencement of this would have been

Monday, closing December 1987. The

of the Clerk’s office p.m. before 4:00 *4 Brown, Norman, appellant.

Elvin for J. Norman, Perrine, appellee Robert G. Kilgore. Faye Alice Margaret W. Calvin W. Hendrickson Owens, City, for Wil- appellee Oklahoma Haynes, liam M.D. M. Norman, Moore, appellee E.

Michael Michael E. Moore.

LAVENDER, Justice: presented in this Four central issues are 1) recog- They are: we case. whether will def- nize absolute to bar at- amation actions communications having some torneys, parties and witnesses preliminary to a relаtion to and made posed judicial quasi-judicial proceeding; 2) recognized if absolute action, does it bar not a defamation inten- premised but on the tort of a cause distress; 3) of emotional tional infliction Ap- were the trial court and Court affirming, peals granting correct summary judgment in favor respectively, 4) was the Court Appellees; ruling that it would not reach Appeals’ Appel- in relation to issues merits proper heirs cause lant’s determination preserve any primarily State authorities. failed because father, error in failure to claim of said raised Alvin her E. Salsman and in error. petition raise such her family approximately his since she was two time years old. About said Eva Mae was recognize will We have determined we at the institutionalized State mental health privilege for communications absolute facility Vinita, deposi- Oklahoma. In her proposed judicial Eva proceedings in favor of attor- tion Mae stated she remembered hav- quasi-judicial parties generally un- neys, (the eldest) and witnesses ing only child one and had forth at the Restate- der standards set mеmory having any gen- other children (Second) 586, 587 ment of Torts and 588 §§ (three number), erally attributed to her Further, comments thereto. including Kilgore. According to Moore’s only to privilege acts not bar def- absolute deposition father, Kilgore told him the Sals- actions, those for amation intentional man refused to discuss circumstances infliction of distress when based emotional her birth with her. allegations as on the same factual the def- Appellees, Kilgore Moore, an attor- privilege’s appli- claim. to the amation As Oklahoma, ney practice law in licensed to summary judg- cation in this case we hold *5 building worked in the same office in Nor- granted Appellees, to properly ment was man, Kilgore requested Oklahoma. Moore (attorney), Michael E. William M. Moore recording to assist her birth certificate (witness) Faye Kilgore Alice Haynes Department the with of Health Oklahoma Finally, (party). Ap- hold the Court of we (ODH). agreed. Moore did some Appel- Moore peals was correct its conclusion lant, preserve Naomi L. failed to research and a de- Kirschtein determined of еrror in to her layed claim determina- certificate birth could be obtained of heirs failure to include tion cause covering delayed from ODH. statute petition in her in error. such O.S.1981, birth certificates is found at 63 filing 1-313.1 1-313 Section allows appears genesis its This case to have delayed person born birth certificate Mae, communications from Eva the sister evidentiary in this State in accordance with Appellant, Kilgore to to the effect Eva of requirements established the Oklahoma Kilgore’s Mae did not she was believe Health to the facts State Board of establish apparently mother. These communications birth, including place of date and of inability birth Kilgore’s coincided with to find parentage.2 statutory provi- Another any record of certificate file with birth O.S.1981, evidentiary requirements regard- provides: 1. 63 2. The of ODH 1-313 ing filing delayed (a) birth are found of certificates person the When birth of a born in this (1977). registered, may has not at 16 1239-1240 Such rules state been certificate Okla.Gaz. regulations part Regulations be filed accordance with of the Gov- are of ODH’s Rules State Board Health. Such certificate shall erning Registration, of Okla.Gaz. Vital Statisics registered evidentiary subject such be to re- of Part II the rules concern quirements regulation as the Board shall including registration, delayed certif- birth birth alleged prescribe, to the of substantiate facts icates, persons are used for those who which birth. birthday. passed have tenth reached or his/her (b) registered year one Certificates of birth Although been in Part II there have revisions more after the date of occurrence shall be (the January date of the since rules) effective “delayed” their marked and show on face the pertinent inquiry our none of them to delayed registration. of the date concerning delayed evi- birth certificates. The (c) summary the A statement of evidence sub- dentiary requirements are at Part set forth delayed support registration mitted in the of II(5)(c) provides: which be the shall endorsed on certificate. registrant C. the who has reached For (d) applicant not When does submit the birthday, passed facts of birth his tenth the required reg- minimum in the documentation by presentation of the shall established delayed registration, thе ulations when Registrar: following proof to State finds State Commissioner of Health reason records, (3) presentation three each from of question validity adequacy of docu- independent To be ac- source. different evidence, mentary the Commissioner shall not ceptable proof must have been as the records register delayed and shall ad- certificate (5) years previous to or more applicant five vise the reasons for his ac- certificate, exception filing with the tion. name) 1-315, (Appellant’s given maiden had sion, provides for a ble Kilgore. Haynes stated further proceeding for an order establish- birth reading deposition parentage to one his he did remember ing a record (10) re- signing it and ten the affidavit has lived in Oklahoma for who (3) turning deposition it to Moore. Moore’s three continuous.3 years, last testimony appears contradictory to that of effort obtain information In an testimony, although His some- Haynes. delayed Moore con- cure a birth certificate got equivocal, was he the information what M.D., Haynes, M. Appellee, William tacted his for the affidavit from conversation it elderly in the where physician town Haynes. poten- Kilgore was born as a was believed Kilgore, circumstances of birth. Moore delivered the affidavit tial affiant published it or its deposition Haynes Moore who the record shows In his stated relatives, any including Ap- ask if he had contents various came to see him to deposi- pellant.4 he testified in her memory Kilgore’s birth. He testified Kilgore had a memory he her birth tion she conversation with told Moore had no her the or its records which cover which told affidavit and knew would however, Moore, were to find out wheth- published mailed an affi- contents the event. signature had to it in of her Haynes for his which er it truth view davit attempt Bram- the birth certificate. Haynes remembered Naomi obtain stated affidavit, may parentage. place He and must contain information of his birth and his registrant support facts about have the of such information entered record may affida- following applicant shown on the certificate. An manner: Such knowledge personal be used vit appear judge before a district court *6 one, one, only of of the three records county the he is a resident and file of which proof. the All records indicate three shall writing, petition petition verified in his which registrant, date of the the correct birth name place and shall state the time and of his birth age registrant, the of and at least two of or parentage as he his and such other facts reg- birthplace records reflect the of the shall pertinent; petition filed in deems the shall be Oklahoma, the istrant to be and one of given the office of court clerk and a num- the parentage the as records shall indicate thereof; probate thereupon ber in the files the by registrant. registrant claimed the The applicant produce all the evidence he shall sign affidavit on face of the shall the the possession, in his which consist of has Notary attesting a certificate before Public records, personal testimony, affidavits and or authenticity as set the of the information the State Com- shall include a statement from forth on the face of the certificate. Health, or similar official in the missioner of registrant un- In those instances where the is birth, applicant’s a state of to the effect that name, sign able to he shall make his mark his office; is not recorded in his birth certificate sign verifying two shall the and same, witnesses judge and if the of the district court shall be Notary all a Public. offered, proof satisfied he shall make with the deceased, registrant the In the event the is establishing and and enter the time an order to be affidavit on the face of the certificate is birth, age place parentage of the and the of by signed person attempting the to file the applicant, and which order shall be final of certificate. It shall be noted on the face adjudged, conclusive of all the facts therein registrant that the is deceased certificate (b) copy filed A certified of the order shall be attempting the certif- and individual to file of in the office of the State Commissioner relationship the de- icate shall state his Health, copy certified thereof shall a authority legal granted ceased or the him man- issued the Commissioner in the same represent the interest of deceased. ner as certificates of birth. deposition assisting 3. provides: Moore's indicates he was § 1-315 regard Kilgore in to a birth certificate (a) Any citizen of the United States who has (10) expressly does not indicate he was contem- in for not ten resided this state less than filing proceeding (3) plating the a court under of years, have the last three which must assisting Kilgore last that he was § been within ‍‌​‌‌‌​‌​​​​​‌​​‌‌​‌‌​​​​‌‌‌‌‌‌‌​‌‌‌​‌​​​‌‌‌​​​‌‌‍this state and the continuous (1) goal in must have continuous such mind. one which been county application, his the birth within Kilgore's alleged publications to rela- 4. Prior to by the State of whom has not been recorded Health, not indicate it was seen tives record does predecessor, Commissioner of may his Moore, anyone principals, other i.e. county than petition court in the district it) (and Haynes wife who notarized he order his which resides or born for an establishing Kilgore. public record time and attorney absolutely privi- ad- An at law either an is no record evidence There publish defamatory matter con- leged to 1-313 or a proceeding under ministrative cerning another in communications under 1-315 has ever proposed judicial to a by Kilgore. initiated been of, or dur- ceeding, or the institution initiated as a lawsuit was The instant of, part ing the course and as a publication of the affida- Kilgore’s result of participates which he it in the aforemen- and reference to vit counsel, if it has relation to the some discovery was After tioned conversations. proceeding. conducted, Appellees, of all on motion 587 and 588 contain substantial- Sections summary judgment in granted trial court language publica- ly the same Appellant’s case. their favor and dismissed witnesses, by parties and re- tions made it found the affidavit The order stated spectively.5 provides Comment a to privileged. publication its pertinent part as follows: argues pub- Appellant appealed. She privilege The stated this section privi- not lications of the affidavit were upon public policy securing based only privilege applied if it was leged and attorneys as of the court the officers one, subject to qualified not conditional freedom in their efforts to secure utmost summary judgment treatment in view justice for their clients. Therefore thе the trial court. She fur- the record before privilege protects is absolute. It the at- if did bar her argues ther even action torney liability in an from cause, in- theory her defamation based irrespective purpose his defamation emotional distress tentional infliction of matter, publishing defamatory heirs sur- request for determination of truth, even in its his his belief not summary judgment was vived because pub- knowledge falsity. itsof and, requested as to said claims specifically matter defamatory lication of thus, summary judgment improperly protected not when attorney is also granted as to her entire lawsuit. She proceed- in the institution apparently argues would litigation be- ings or in the conduct of event, assum- these claims even bar *7 tribunal, but in judicial a confer- fore ing her defamation claim was so barred. pre- other communications ences and above, The insti- Appeals proceeding. liminary As noted Court to the judicial proceeding includes doing trial court. In so it tution of a affirmed the (Second) necessary to pleadings and affidavits the Restatement of Torts all relied on machinery in motion. (1977) judicial set the to bar both her defamation 586 § dis- intentional infliction of emotional and provides 586 an d to Comment § Appellant failed claims. It also ruled tress proceedings judicial expansive definition regard the determi- preserve error to an officer proceedings include all before Although the result nation of heirs claim. exercising judicial func a or other tribunal cor- by Appeals the Court of reached seen, in the circumstances tion. As will be granted certiorari in this case be- rect we case, the determination of this we believe impression the matter is one of first cause (an agency) or an by ODH administrative general parameters and to outline (the Com officer thereof State executive privilege applied as to commu- the absolute delegate) made of Health or his missioner preliminary proposed a made nications filing of a concerning the under 1-313 § proceeding. judicial quasi-judicial or qua qualifies as a delayed birth certificate proceeding to which provides si-judicial 586 of the Restatement Section sets forth Finally, e applies.6 Comment as follows: by implica- Torts, argument, (Second) at least some 6. There is §§ Restatement 587-588 5. tion, appellate that Appellant's submissions 1-315, contemplated only proceeding § proceed- under a judicial qualify as a supra can note predecessor statute O.S. communications strued specific criteria for more grant a to utter- proceeding. It 1448.1 preliminary proposed to a § judicial proceedings made in or other provides: ances law.8 The situation here by authorized preliminary to a toAs communications expressly not fall within the statute’s does rule proceeding the proposed judicial ... in- protection because the communications only communication has applies when the pro- a were all made volved proceeding that is a some relation posed proceeding the record fails to dis- and under good faith We, thus, instituted. close has ever been possibili- The bare serious consideration. law, if the as em- must determine common might proceeding be institut- ty that Restatement, provides any bodied provide not as а cloak to ed is to be used privilege to the communications issue. possi- immunity for defamation when bility seriously considered. not if a first task is determine Our ceeding to file a privi- under 1-313 applied has an absolute This Court § quasi-judicial during vari- qualifies as a lege to communications birth certificate quasi- proceeding.9 our case law a In said cases we con- Under proceedings.7 ous Mathis, 1443.1(A)(1). Further, argues appli- 737 P.2d ing. Appellant § Hennessee that 3, 1987); Basnett, (Okla.Ct.App.Div. remedies un- White v. must exhaust administrative cant initiating 1985); proceeding prior (Okla.Ct.App.Div. un- See also der 1-313 700 P.2d 666 § Telephone Company, Joplin no exhaustion is der 1-315 because v. Southwestern Bell (10th Cir.1983) (statement this record could have made in shown F.2d 808 contemplating proceeding absolutely privileged under been filed with court affidavit pursuant 1443.1). with these 1-315. misses mark § arguments to § First, nothing bases. on at least two provides follows: 1443.1 person wishing either indicates statute privileged publication proceed under court must first A or communica- § 1-315 A. fact, request provisions relief. In ODH tion one made: geared type appli- any legislative proceed- toward а different In or each First. cant, although overlap may ing law; proceeding any exist. Section 1-313 authorized other Oklahoma, people pertains to those born in they currently proper discharge reside. Section of an offi- no matter where Second. In the applicant duty; requirement 1-315 contains no cial Oklahoma, only report any legis- By born certain time limits fair and true Third. residency Secondly, proceeding as will be autho- State. lative or other text, law, anything is with- shown in the said in the course rized thereof, opin- contemplation any expressions of Comment d to Re- and all thereon, thereto, to what falls within the definition and criticisms statement as ion in judicial proceeding. quasi-judicial any upon It is a the official of a and all criticisms officers, agency except public all before an administrative acts of concerning officer. where the matter stated of *8 done, officer, falsely act of official imputes Adams, Employers Co. v. 196 Okl. Ins. 7. Pacific so crime to officer criticized. 597, (Okla.1946) (physician’s 168 105 re P.2d publication No which under this section B. pleading port to filed State Indus attached punishable privileged be as would be shall 472, Bizzell, Court); Hughes v. Okl. 117 trial 189 libel. (Okla.1941) (statements 763 made hear P.2d ing Television, Inc., v. P.2d In Martin 549 85 Griffin University Regents of to deter before Board (Okla.1976) portions of our we held certain discharge employee- up if of be mine should statutory libel and slander laws unconsti- State 455, Hunter, held); v. 189 Hammett Okl. 117 legislative as the creation of tutional presumed insofar (Okla.1941) (testimony given during P.2d 511 O.S.1971, was 12 malice concerned. Howard, custody proceeding); v. child Sanford 1443.1, 1443, predecessor to (state 660, (Okla.1939) Okl. 95 P.2d 644 185 offending in Martin. deemed one of the statutes during University of Board ments made session same does not contain the of- Section 1443.1 Regents concerning purported immoral con fending language predecessor. as its Crozier, employee); 128 duct of Dickerson v. 162, (Okla.1927) (statements apply in the 9. The has been deemed to Okl. 261 P. 545 court); proceedings which are complaint city police of administrative filed with context made e.g. quasi-judicial Appeals nature. See Ascherman v. of the have also Two divisions Court 861, 656, Natanson, Cal.Rptr. Cal.App.3d complaints 23 100 held that statements made citizеn (1972) (hearing privi physician city staff police department, with a where filed hospital complaints, dis up leges board of directors procedures hear said has set to Farms, O.S.1981, Valley trict); privileged Dairies v. Raritan absolutely Rainer’s under 12

949 duty judicial proceed- function or has been described 309-323. In such a §§ follows, quasi-judicial duty little, is one ing there if any, question would be “[a] lying judgment in the or discretion of an proceedings are conducted in a officer other than a officer.”10 manner like those before a court. Al- Clearly, in our situation the State Commis- though specific rules of ODH concern- delegate acting in sioner of Health or his ing delayed appear birth certificates do not quasi-judicial manner when he decides contemplate proceeding individual presented based on the material to him hearing following requirements delayed whether a certificate will be general OAPA13 we believe the rules of rejected filed under 1-313 or because of would, invoked, properly ODH if provide an deficiencies in the evidence submitted. He opportunity proceeding for an individual judgment еxercises or discretion in his de- type governed by the OAPA.14 The delayed termination of whether to file the Practice, Depart- Rules of Oklahoma State present- birth certificate on the information ment of Health indicate that said rules are ed. given impartial a fair and construc- here, however, question A further arises provide tion.15 The rules also a mechanism specific relating because the ODH rule petition ODH for affirmative relief in delayed appear birth certificates does not requesting the form of an individual contemplate hearing an actual before the ceeding which shall contain a reference to Commissioner, only a but submission of involved, the statute giving the facts question documentation.11 The arises be- right to relief and a statement as to the considering cause courts the issue of what requested.16 relief provi- We believe these quasi-judicial proceeding constitutes a have enough sions of the ODH rules are broad partially hearing relied on the fact that a encompass request seeking one point proceed- was allowed at some delayed obtain a birth certificate such as ing give it sufficient likeness to a the situation involved here. applicability to invoke the privilege.12 absolute Although in the normal course of may events it be that the determination is typical generic The most administra simply present on the documentation proceeding falling tive under the umbrella (we ed assume in most cases that would be quasi-judicial would be one initiated and required all that for a pursuant requirements conducted to the determination certificate) an individual under the Okla issue the there be situa Act, homa Administrative Procedures 75 tions which would necessitate an individual 552, 889, (1955) (proceed qualify quasi-judicial proceeding, 19 N.J. 117 A.2d 894 as a nor did it ings industry); quasi-judicial before state director of milk exercise a function. 594, Morgan, Ramstead v. Or. P.2d 219 347 (1959) (attorney discipline proceedings); 599 13. In addition to the Rules of ODH on Dick, Knox v. Nev. P.2d birth certificates certain forms and the instruc- (1983) (county grievance personnel proceed concerning tions thereto such certificates do not ings). hearing, appear contemplate evidentiary required the submission of the docu- Commissioners, Gray County Copies mentation. of such forms and instruc- Board (Okla.1957). Appellant’s P.2d tions were attached to one of re- *9 sponsive pleadings request to Moore’s for sum- mary judgment. Regulations Governing 11. ODH Rules and Vital II(5)(c), Registration, supra Part Statistic note 2. Practice, Department 14. The Rules of Oklahoma pertinent of Health hereto are found at 19 Okla. Farms, Valley 12. Rainer’s Dairies v. Raritan (1980). 9; Gaz. 600-609 supra A.2d at note Ascherman v. Natan son, 659-660, Cal.Rptr. supra note 9. Cf. Practice, Department Bache, Engelmohr 15. Rules of Oklahoma 66 Wash.2d 401 P.2d Health, IV(A), (1980). 19 Okla.Gaz. 603 Engelmohr Part 347-348 held that a study group appointed by the Securities and 11(G) III(A), Exchange study Commission to make a 16. Id. at Parts General Method investigation governing Operation In Individual Pro- of the rules national se of ceedings, respectively. and Procedure exchanges curities did associations not under serious consider- good faith and was required as where the proceeding, such concerning de- of ODH documentation, rea- ation. The rule for whatever minimum a situa- allows for the sub- son, acquired. layed In such certificates cannot be birth would look from someone hav- little doubt ODH of one affidavit tion we have mission an indi- petition applicant’s to initiate Al- favorably knowledge on a birth. ing by governed those proceeding like questions vidual here as though there are Thus, not own rules. the OAPA and its any personal knowl- Haynes had whether only is the decision of Commissioner and whether the edge Kilgore’s birth regard to issuance of delegate his knowingly so false and Com- affidavit was under 1-313 delayed birth certificate § Restatement 586 of the ment a function, ex- potentiality quasi-judicial falsity of the defam- that the truth vides proceeding like that ists for an individual knowledge of its atory matter or even the by We believe contemplated the OAPA. privilege falsity irrelevant when the a conclusion such factors necessitate recognized actually apply. This Court does delayed quest birth part that a our matters in our irrelevancy of these qualifies as a under certificate Employers Ins. pronouncements Pacific and, thus, the sit- quasi-judicial Bizzel,20 Hughes v. v. Adams and Co. subject to a determination uation here is to communica- ruled where we applies privilege ‍‌​‌‌‌​‌​​​​​‌​​‌‌​‌‌​​​​‌‌‌‌‌‌‌​‌‌‌​‌​​​‌‌‌​​​‌‌‍whether absolute judicial or the context of tions made within this case.17 With the the circumstances of privilege ex- proceedings the quasi-judicial turn to issue behind us we quasi-judicial regardless of to communications tends by Appellant arguments other raised false. they are true or whether privilege.18 denial filing of the affidavit Whether the argues that the communication separate penal criminal provide for would parties privileged because cannot be of either Moore or whether the conduct ties filing knew it was false and because subject profes them to Haynes would misde- ODH is a false information with distinctly separate discipline are sional argument in said re- Appellant’s meanor.19 protect questions. privilege The does not privi- merit. As far as the gard is without sanctions, just privlege as the against such Haynes the facts lege concerns Moore and attorney from suffer conclusively protect not an by show would revealed the record un discipline because of ing professional the communi- perspective their that from Nor would Moore ethical conduct.21 cations betweеn them between party from the sanc pro- protect a witness Kilgore had some relation to false testi- perjury conviction for tion of posed proceeding that was express case as to We a view in this that even in those 18. do should further note 17.We adjudicative process agency individual must situations where a formal an whether final action of the Commissioner was not held necessity same trial like mech- contain the exact applicant or the Board of Health adverse to thought indispensable in valid anisms certificate, being quasi- seeking a cross-examination) decisionmaking (e.g. right of nature, would a final order constitute apply to statements for the absolute appealable O.S.1981, a state district court under of a matter to the institution assuming would not even it § 951 agency. an administrative O.S.1981, subject strictly appeal be under 75 provides: 318 of the OAPA. Section 951 among provides, other § 1-1701 19. 63 made, rendered, judgment or final order A any things, penalties misdemeanor for certain tribunal, exercising judi- board or officer filing with ODH. false information functions, jurisdiction cial and inferior court, reversеd, vacated or district 765, supra 117 P.2d at 20. P.2d at 107 and except the district court where modified appeal note provided by law. to some other court is simple formal fact that whether or not a *10 Burgess, actually Selby Ark. 712 S.W.2d ODH is 21. v. 289 is held individual hearing 898, (1986) clearly empowered (privilege in the does not immunize to hold 900 or not to discipline). matter and its decision of whether attorney professional from delayed quasi-judi- issue the birth certificate in nature. cial

951 swearing question A then central is wheth mony in a courtroom or false alleged defamatory er the statements and public policy Although the affidavit. an publication the circumstances were rele detain- by privilege the immunizes served proposed to a vant or had some relation action, damage does not it ers from proceeding, opposed to whether above protect against referenced statement is true or false. As to rele or sanctions. censure forms of vancy in ruling we have little trouble issue privilege public policy fostering the The proc that the affidavit was relevant to the by stated the Texas Court Civil was Clearly, gоing eeding.23 an affidavit extending it to communi- Appeals a ease parentage is relevant under ODH vital judicial pro- to a cations issuing delayed statistic rules for birth ceeding as follows: certificate. Such an affidavit is one doc attorneys that policy Public demands may given that ument be submitted and in their ef- granted Thus, the utmost freedom process. in the consideration grant To represent relevancy requirement their clients. is met.24 also forts We conclusively rule the record Moore immunity privilege of absolute shows short employed attorney by Kilgore was as an relating pending communications purpose assisting securing for the her subject thus proposed litigation, and obtaining certificate and defamation, attorney liability in furtherance of such affidavit was attorney’s might ef- tend lessen representation perspective from the his client. The con- forts on behalf of Haynes.25 Moore and in- litigation requires more than duct of attorney procedures. An must court if the One must also determine evidence, discovery interrogate seek surrounding circumstances the communica witnesses, and оften resort to potential publication alleged tion or defam evidence; ingenious methods to obtain to the atory statement had some relation thus, the fear he must be hobbled proposed proceeding. inquiry This nar reprisal by actions for defamation. scope privilege rows the much more privilege Yet this absolute must not be relevancy inquiry than the and turns to a attorney extended to an carte blanche. large determining to whom the extent applies The act to which pro A measure of publication was made.26 relationship thus, to a is, alleged must bear some vic tection afforded to an attorney is em- publication which to the tim of defamation large parties in furtherance of third uncon ployed, public and must be or to proposed proceeding.27 As representation.22 nected with the 865, Clark, (Tex. on how to secure the certifi- 22. 620 S.W.2d with advice Russell procuring cate and in the affidavit. Civ.App.1981). defamatory alleged statement 26. Whether relevancy 23. The of the communication is content) (i.e. proposed is relevant to a itself proceeding its сourt, by the as is the matter for determination question as whether is not the same question of whether the communication the occasion of utterance should be considered privileged character or or not reason of its privilege. determine the latter within the To which it was made. Walker v. the occasion on analysis question of the facts and a detailed 726, (Ala.1986). Majors, 496 So.2d surrounding publication, its circumstances publish- particularized inquiry it was to whom a rather liberal view in 24. Courts have taken Cards, required. Asay ed See v. Hallmark relevancy requirement and doubts to the (8th Cir.1979). Inc., 594 F.2d 697-698 730; relevancy. in favor of Id. at are resolved Board, County Personnel unnecessary Barnett v. Mobile may be lost 27. (Ala.1988). publication So.2d to one for whom unreasonable Thus, privileged. Id. at 698. occasion is not Although appears record to show Moore unnecessary publication news media to the assisting Kilgore pro essentially publica bono it is privilege, as well as result in loss of the attorney-client judi wholly from the record an rela- with the clear tionship unconnected tion to those Birmingham, process. existed bеtween the two relative to See Sullivan v. cial (Mass. Clearly, Mass.App. quest. Moore was act- 416 N.E.2d birth certificate attorney assisting App.1981). ing capacity of an *11 However, the conclusion published falsity. the the Haynes neither to Moore Kil- can from this record is that or its contents we reach alleged offending affidavit requesting assistance anyone proposed gore with the came to Moore to unassociated certificate, Moore, attorney, agreed prepared to obtain a that he proceeding. as affidavit, a Haynes, potential part as assistance the sent it to to assist her and that affiant, returned it to procured who he the affidavit use before witness for As gave Kilgore. ODH, it to not. Moore. Moore then he knew it was false or whether no dis- Appellees these two there was to simply There is no evidence in the record sphere the normal semination outside and the conclusive- rebut these facts record expected to be that would be involved those ly purpose of his endeavors shows the proceeding issue. prepаration in for the at procure the birth behalf of was Thus, up point inquiry the this pro- initiating her in certificate or assist Haynes fall within actions of Moore and ceeding so. to do privilege. the also Haynes As to the record argues the communica- further dealings in re shows that his with Moore privileged tions at issue cannot be because in gard to the affidavit were furtherance was not contem- proposed proceeding the contemplated the effort the birth obtain good under con- plated in faith and serious Although he may certificate. have been ar- support theory this she sideration. To negligent by to read his admitted failure or, least, good sub- gues faith is absent affidavit, the such conduct does not take dispute the affidavit’s con- ject to because privilege him the affi outside the because it is antithetical for one tents are false and executing it davit and his role were itself good contemplate faith conclusively shown to be furtherance relying the on a false while at same time contemplated proceeding to obtain a birth sought by the support affidavit to the relief Further, there certificate. is no evidence Secondly, Appellant proceeding. asserts published he the affidavit outside is a issue whether the there factual sphere pro connected of those consideration, ceeding was under serious signed it and posed proceeding. merely He fact primarily relying on the the record Moore, Kilgore’s attorney. returned it to contains evidence That affidavit itself was false Appellant’s argu- initiated. We believe purposes deter knowingly so merit, are as will ex- ments without mining privilege applies whether plained below. on the Haynes, relation to Moore and record, irrelevant, present is as we have There material factual issue is no ap genuine dispute28 previously noted. When the subject in this record knowing pro plies potentially it perspective protects from the of Moore that a long As as the ceeding seriously damaging under falsehoods. defamatory com pro speaker or writer of the 1-313 and that the affidavit was good subjective an actual potential subject use therein to municаtion has cured litigation seriously is con faith evidentiary requirements of ODH. belief True, templated conflicting attaches whether there is evidence as truth good not he faith belief of the affidavit were has whether contents re- It must be knowledge had of of communication.29 false and whether Moore distinguish Summary appropriate important the lack judgment when 1t is between 28. good bring publi- of a faith intention suit controversy there is no substantial as to good faith cations which are made without party appears material fact and it one is entitled truth, i.e., publications. belief their malicious judgment a matter of law. Sellers v. Okla- as latter, good anticipation when made faith Publishing Company, homa 687 P.2d price litigation, protected part (Okla.1984). affording litigants paid the utmost freedom policy This considera- to the courts. access Systems, See Satellite Fuhrman California advanced, however, person when the tion publishing Cal.App.3d Cal.Rptr. fn. 5 injurious is not serious- falsehood (1986). As in Fuhrman: stated case, litigation. ly considering In such *12 Court, this which were before sions before purpose of the that the membered cоurt, genuine show there is no the trial that otherwise would protect those is not to Kilgore dispute as to whether was serious- defamation, but to lessen for be liable good contemplating faith initiat- ly and to utilize those who seek chilling effect on delayed ing proceeding to obtain a a relief. Neces- process to seek Moore, deposi- throughout his certificate. provided for some remedy no sarily then tion, quest that the for the birth testified subject to the caused conduct injuries certificate, including procurement his privilege. absolute affidavit, purpose offending was the Haynes the sub to Moore and As Kilgore. Appellant’s relationship with his the test is met and jective component of Kilgore her deposition indicates told own not to by Appellant. This is unrebutted trying get a birth certificate. she was the circum objective evidence or say that by Appel- stands unrebutted This evidence particular case stances evident lant. a defen not able to overcome would be conclusively shows Kil- The evidence also testimony litigation was under dant’s step of the shelter of thе gore did not out However, in the serious consideration.30 privilege by the circumstances absolute is no such Haynes there case of Moore surrounding publication of the affidavit her Summary judg in the record. evidence it or The record indicates or its contents. thus, was, these two proper as to ment Kilgore revealed its contents were regard Appellant’s def Appellees if the contents were relatives to determine claim. amation publication Kil- true.31 In to such position as present gore record we also hold in much the same On the would be preparatory summary judgment. conducting Kilgore lawyer entitled to a who was necessary deposition Kilgore is con conferences to determine Although no Attor- prior bringing lawsuit.32 evidentiary submis- facts tained in the record testimony Appellant, logical deposition shows she rela- publication has no "connection or Kilgore in which Kil- not made "to achieve had a conversation tion” to an action and is public publications objects" any litigation.... gore were in an effort No told her the offending extending privilege persons the- policy supports the truthfulness of to determine , worthy attempt profit threats of of use in from hollow to see whether it was who affidavit omitted) (citation litigation, procure a birth contemplated rebutted this evi- Id. never certificate. anything on to that could be relied dence with attorney that an Where there is no indication Kilgore. judgment summary in favor of defeat judicial proceeding seriously contemplated pur- Kilgore’s Nothing in the record indicates faith, litigation good if the threatened Appellant, than de- pose rather was to defame engaged purportedly in cer- defamed individual potential termining the affidavit for the truth of privilege would the absolute tain future conduct Thus, proceeding. use Restaurants, Inc., apply. Smith Suburban Kilgore did con- submitted fact the motion of Mass. 373 N.E.2d consequence affidavit is of no tain a flawed Fuhrman, factu- supra note also determined supported parts of the record because other questions as to whether were left unresolved al summary judgment favor. ruling in her published good faith and serious letters were litigation they contemplаtion where were supra record set forth in note 25 32. As signal microwave television sent to thousands of acting pro essentially in a indicates Moore was alleged receiving signals recipients without to be advising Kilgore and in secur capacity in bono Rptr. paying Cal at 119. for them. Id. 231 As ing use before ODH. for her information ultimately summary would Kilgore’s was the one that for such she submitting motion 31. Attached necessary papers to ODH the judgment unsigned/unverified affidavit was her perceive We offending filing birth certificate. stating published she to the effect doing problem this case from question to relatives to affidavit or its contents investigation have herself. Courts validity concerning of the affidavit in some recognized them potential application at least the quest procure the birth preparation her litigant was himself who Appellant asserts her motion was certificate. interrogato seeking “witness information nullity because of and should have been denied potential letters to in the form of her motion. ries” sent in the affidavit attached to this flaw Cards, Inc., Asay v. Hallmark See argument merit. The witnesses. to be without We find this properly record, supra note 26. included the 594 F.2d reviewable which infliction of emotional many must conduct based on intentional neys parties times *13 distress, claim. as well as to defamation comply to in such manner themselves O.S.Supp.1988, the of 12 strictures considering the matter have Courts 2011, provides that part, in Section only privilege the determined the bars not party signature attorney an on the of action, a cause for inten defamation but judicial proceeding consti- submission in a of We tional infliction emotional distress.33 him that the contents tutes certificate the join jurisdictions that have held those grounded in fact it well thereof are claim inten privilege applies bar a for to inquiry to be made to requires a reasonable distress, as tional infliction of emotional any factual asser- determine whether such claim. For us well as the defamation grounded. is so In the circumstances tion effectively rule would emascu otherwise Kilgore pub- this the facts reveal of case privilege, primary late rationale or its contents to rela- lished affidavit holding given by privilege those courts might who have been able shed tives Thus, also claim. when bars distress light veracity of the affidavit some on the emo the claim for intentional infliction of worthy an determine if it was in effort to is factual tional distress based on same use in birth certificate of as for underpinnings a defamation claim contemplating ceeding seriously she was applies, a for which the claim perceive initiating. In such a situation we distress intentional infliction of emotional protection her than no reason to afford less of is the reach the absolute also barred Haynes attorney either or an who Moore privilege. in- might required a similar conduct is presented. One final issue Thus, vestigation. summary judgment in Appeals That of cor is whether Court granted. was properly favor of in preserve failed to rectly found petition regard in problem disposing little of her error issue in We have privi if a her of heirs claim. Examina Appellant’s argument that even declaration arguments presented tion in the lege apply to bar her defamation does claim, Appellant’s petition in petition her for of in error and cause intentional infliction for the deci emotional should survive because certiorari this Court show distress judgment Appeals sion the Court of was correct. specific request no was made of petition in regard Although spe argument The the certiorari in to said claim. allegation petition in that in the in error request appears cific the record for sum con mary regard claim it is that evidence “shows a substantial judgment to this necessitating a fact Appellant’s theory troversy that alternative of of material clear preserve issue of trial” sufficient to intentional infliction emotional distress properly court dis the exact same factual asser of whether trial was based on It is missed the action for determination tions her claim defamation. in allegation was equally reviewing from the record heirs. We believe such clear preserve in said Appellees summary claim error requesting that were sufficient more regard regard. allegation nothing The judgment in their favor not claim, “shotgun" type approach Appellant’s but in re than the same defamation this has is insufficiеnt gard to her alternative claim of intentional Court indicated 1.16(A), Ap Very preserve infliction sim error. Rule Rules of emotional distress. Cases, summary pellate 12 O.S. ply, judgment Procedure Civil motions 1.16(A) terms, 15, partial Supp.1988, App. re Ch. 2. Rule were not couched error, gen part, “[ajllegations quested judgment their favor as a mat states (conclusional) ‘shotgun’ privilege. law eral in nature ter of based on the absolute (all as: is, thus, encompassing) in effect such task to determine whether the Our ‘[djecision is contra to law and evidence’ absolute is also a bar to action Inc., 27; 355, Clark, Organization, 60 Cal.Rptr. v. Dean Witter 33. Ribas v. 38 Cal.3d 212 Lerette 592, (1985); Cal.Rptr. Cal.App.3d Sullivan v. Bir 131 P.2d 528, 533-534, mingham, supra N.E.2d note an issue for cross-examination Failure to raise not suffice.” will application phase The of late guaranteed. in error is fatal petition of error thus, We, subject appeal.34 registration of birth is not consideration its Appeals decision of the Court affirm the 1443.1.3 to not reach to its decision (Sec- majority cites the Restatement error con- arguments made as to merits of ond) I of Torts 588. would §§ of heirs cerning Appellant’s dеtermination (Second) suggest the Restatement *14 claim. dealing in Torts 586 Comment e with a § Appeals, the Court of opinion The of proceeding, I purely administrative which City is VACATED Oklahoma Divisions be, delayed registration of believe birth FROM PUBLICATION. WITHDRAWN argument: gist my of states is AF- judgment of the trial court The to communications to a As FIRMED. proceeding the rule proposed judicial ... applies only the communication has when C.J., OPALA, V.C.J., HARGRAVE, proceeding is some relation to a JJ., SUMMERS, concur. SIMMS and good faith and under HODGES, J., possibil- concurs result. consideration. The bare serious proceeding might be insti- ity that the KAUGER, J., part, concurs in dissents a cloak to tuted is not to be used as part. provide immunity defamation ' WILSON, JJ., ALMA DOOLIN seriously possibility when the is not considered, dissent. [emphasis supplied]. by taken No further action has been DOOLIN, Justice, with whom appeal. plaintiff to date of this WILSON, Justices, and ALMA KAUGER dissenting: joins; of the Restatement Comment a to § Second, by majority, provides: adopted today properly us is The matter before application If by majority. defined section is privilege stated this The delayed certificate of made to file a securing to upon publiс policy of based judicial 1-3131 is a under 63 O.S.1981 § attorneys as officers of the court proceeding autho- proceeding or “other” to secure freedom in their efforts utmost O.S.1981, used in 12 rized ‍‌​‌‌‌​‌​​​​​‌​​‌‌​‌‌​​​​‌‌‌‌‌‌‌​‌‌‌​‌​​​‌‌‌​​​‌‌‍law as Therefore the justice for their clients. 1443.1,2 that the ma- there is little doubt § protects the at- privilege is absolute. It proceeding jority correctly holds that the liability in an action torney from applies qua- under 12 1443.1 § irrespective purpose his defamation proceedings. judicial si matter, defamatory publishing truth, or even his in its his point, and to the I do not To be terse belief publi- The knowledge falsity_ its application judicial, the action or is believe at- defamatory matter cation au- proceeding other quasi-judicial, or when made torney protected is law, in 12 as that term is used thorized proceedings or institution application reg- Delayed 1443.1. O.S. § litigation in the conduct purely administrative istration of a birth tribunal, judicial hearing or ministerial in nature. No conferences prelimi- communications and other contem- proceedings under 1443.1 are The institution bar, proceedings. nary to the In plated guaranteed. the case plead- all proceeding includes had, necessary judicial of a hearing no evidence no necessary to set the ings and affidavits given, opportunity proceeding to a majority opinion exam- cites Company, 7 of the Royal 3. Footnote Globe Insurance 34. Timmons (Okla.1982). quasi proceeding, ples 653 P.2d properly granted. where nature majority opinion. 1 of the 1. See footnote majority opinion. 8 of the 2. See footnote attempt to gloss The over the failure of

judicial machinery in motion. [Em- conducting proceeding as contained in the supplied.] phasis majority opinion hasn’t convinced me. requires no ethical The above Comment attorney. It consideration on behalf of legion require an adver- Cases are which says in essence: is contra to his oath4 and hearing establish an sarial untrue, may know the statement is “You evidentiary fact. The instant case should under 1443.1 and unethical —but hearing require such a be- false protected.” go absolutely ahead. It lawyer doctor and tween the establish meeting. of their In the thrust truth legislature by enactment of 12 O.S. the case of v. Great Atlantic McCorkle abrogate 1443.1, power has no Co., (Okl.1981), 637 P.2d we Ins. granted by VII powers Articles IV and opined: to the Su- the Oklahoma Constitution making, conflicting preme rule “... and if there is evidence Developing, Court. *15 maintaining attorneys fostering may from which different inferences be and and law, regarding ideals drawn the of engaged practice high of reasonableness conduct, integrity of the function of this insurer then what is reasonable sole always question the of a to be Court. Nor should recommendation determined the of the Restatement Committee be allowed trier fact.” integrity of the Bar of Okla- undermine the There remains material fact in the deter- homa and this Court. posi- mination the the of truthfulness of of lawyer. tions the doctor and theory majority or of the Another vice opinion, regardless acceptance of the the of opinion majority points The out no that argument re- proceeding, administrative O.S.1981, application of 1-313 and mains. in a proceeding 1-315 has been made or hearing Department before the Oklahoma Haynes The of Dr. and the law- evidence majority of Health. The further states yer appears opposite Moore stand speaking 1443.1 and the poles. prepared by The law- affidavit the that “The instant case ... situation here yer, meeting the narrative of the between protection does not fall within the statute’s lawyer, plainly the out doctor and set because the communications involved were challenge majority. We do it. not proposed pro- all made to a radically. I conclusion would draw differs ceedings the record fails to disclose has missing is fact de- The hiatus or lacuna [Emphasis Sup- ever been instituted.” given termination taken from evidence and fact plied]. I conclude the undenied that hearing during or in def- applied no certificate of birth has been majority me miss- amation. The states a important, deciding becomes if not criteri- ing says: factor when it on. here, however, question A further arises (Okla. precedential specific Dept, opinion

because No on the issue ODH Health) Court; however, relating presented cer- exists this rule from contemplate 4th appeаr tificates not 23 ALR 932 there is collected an does hearing annotation from Federal and Courts actual Commis- State sioner, subject. docu- commences but submission of The discussion statement, [emphasis general supplied], mentation. with the usual to-wit: same; person solemnly support, pro- delay 4. do swear that I will to the I will for lucre or "I malice, tect and of the United attorney defend Constitution will act in the office of States, and of Okla- the Constitution of State learning according my this court best homa, falsehood, / will do no or con- that discretion, good fidelity with all as well court, any may be and if I sent that done client, my help See court as to so me God.” also any give knowledge judges know of I will preamble Creating of the Rules Control- court, them, some it or one of Association, ling the Oklahoma Bar 5 O.S.A.Ch. wittingly, willingly not I will reformed: I, App. p. 1 and 2 95 and Art. Sec. of 5 sued, knowingly promote, procure sue to be 1, App. such O.S.A. Ch. 1 of Rules. suit, give aid or consent false unlawful judicial proceedings are not “Where

pending, application WALKER, comment e limits the Appellant, William Marion to communications hav- judicial ing relаtionship proposed OF BOARD COUNTY COMMISSIONERS proceedings which are seri- COUNTY, Oklahoma, OF MUSKOGEE good e ously and in faith. Comment Muskogee County Clerk, Na- Court privilege does states that the absolute Harnage, Appellees. dine apply where institution proceedings seriously is not considered.” No. 68800. However, it this observation: follows with Supreme Court of Oklahoma. scope some courts have limited the “... defamatory state- Feb. 1990. attorney after the

ments uttered Rehearing April Denied judicial pro- commencement of formal ceedings, extraju- held that the have prior

dicial statements of counsel to the litigation are not within the

institution

scope privilege relating to state- ments ‍‌​‌‌‌​‌​​​​​‌​​‌‌​‌‌​​​​‌‌‌‌‌‌‌​‌‌‌​‌​​​‌‌‌​​​‌‌‍uttered in the course of (§ infra).”

proceedings 3[b], *16 support the ... “state-

Cases view attorneys published in

ments of the course judicial proceedings apply to the did not

statements of counsel which were uttered judi-

before the formal commencement of proceedings, prepara-

cial in the course of thereto, investigation per-

tion or related party’s other than the defamed

sons

agents.” lawyer hardly are doctor

plaintiff/Kirschstein’s agents.

Admittedly “pat horse” case can be cases, pro

found this annotation. These con, private concerned with news

conferences, request letters of for stat-

ments, letters, demand letters to escrow witnesses,

agents, and letters to etc. majority disposition

I concur with the

the claim of Kirschstein to determine heirs. deny privilege

I would and remand for fur- proceedings.

ther 861, Bennett, 355, (1972); App.3d Cal.Rptr. Lerette v. 100 656 5. Pro: Timmis v. 352 Mich. 89 Inc., (1958); Cal.App.3d Organization, Kenney Cleary, App. 60 N.W.2d 748 v. 47 Dean Witter 531, 573, (1976); (1975); Cal.Rptr. Larmour v. Cam Rosen v. 131 592 Div.2d 363 N.Y.S.2d 606 566, Brandes, Cal.Rptr. Cal.App.3d 143 panale, 105 Misc.2d 432 N.Y.S.2d 597 (1979); (ap (1980); Cartwright, F.2d v. Kent v. Connecticut Bank & Trust Com Johnson law) (1966); (Fla.1980), ‍‌​‌‌‌​‌​​​​​‌​​‌‌​‌‌​​​​‌‌‌‌‌‌‌​‌‌‌​‌​​​‌‌‌​​​‌‌‍Sriberg Raymond, pany, plying 386 So.2d 902 and Green Acres Iowa (1976) London, and oth 345 N.E.2d 882 Trust v. 141 Ariz. 688 P.2d 617 370 Mass. Natanson, Cal. A.L.R. 4th Con: Ascherman v. ers. See 23

Case Details

Case Name: Kirschstein v. Haynes
Court Name: Supreme Court of Oklahoma
Date Published: Jan 30, 1990
Citation: 788 P.2d 941
Docket Number: 67655
Court Abbreviation: Okla.
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