Kirk, Tory Levon

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Tory Levon KIRK, Appellant v. The STATE of Texas

NO. PD-1197-13

Court of Criminal Appeals of Texas.

January 28, 2015

Rehearing Denied March 25, 2015

454 S.W.3d 511

included offense of injury to a child by omission.

Matthew J. Kita, Dallas, Tory Levon Kirk, for Appellant.

Martin L. Peterson, Assistant District Attorney, Dallas, for the State.

Keller, P.J., delivered the opinion of the unanimous Court. Alcala, J., filed a concurring opinion.

In a prior decision, we suggested that there was a time limit on the trial court‘s power to rescind the granting of a new trial. We now conclude that there is no specific time limit on the trial court‘s power to do so.¹ Consequently, we reverse the judgment of the court of appeals.

I. BACKGROUND

A. Trial Proceedings

The trial court revoked appellant‘s deferred-adjudication probation, adjudicated him guilty of aggravated robbery, and sentenced him to eight years’ imprisonment. Appellant‘s sentence was imposed in open court on March 7, 2013. On March 20, appellant filed a “Motion for Commutation of Sentence,” in which he requested a “time cut” and a new sentence of zero years. On March 25, appellant filed a notice of appeal. On May 17, the trial court entered an order granting a new trial on punishment. On May 20, the State filed a motion to rescind that order and requested that the trial court rule on the State‘s motion no later than May 21. The trial court signed an order rescinding its order granting a motion for new trial on punishment on May 22, seventy-six days after the imposition of sentence.

B. Appeal

Appellant subsequently filed a motion to dismiss his appeal on the ground that the trial court‘s latest order (rescinding the previous order granting the motion for new trial on punishment) was untimely. Relying upon our decision in Awadelkariem v. State, 974 S.W.2d 721 (Tex.Crim.App.1998),² the court of appeals agreed, holding that the trial court lacked jurisdiction to rescind the order granting a new trial on punishment because the rescinding order was entered more than seventy-five days after the judgment of conviction had been imposed.³ The court of appeals held that the granting of the new trial on punishment was never rescinded and the case was therefore restored to its position after the defendant was found guilty.⁴ As a result, the court of appeals concluded, no final, appealable judgment remains over which the court of appeals could have jurisdiction.⁵

II. ANALYSIS

In its third ground for review, the State seeks to overturn our prior pronouncement in Awadelkariem that a trial court‘s ability to rescind an order granting a motion for new trial is limited to seventy-five days after the trial court‘s judgment.⁶ The issue in Awadelkariem was not how much time a trial court had to rescind an order granting a motion for new trial; it was about whether the trial court could rescind such an order at all.⁷ We partially overruled a line of cases, beginning with Matthews v. State,⁸ that held that the trial court lacked the power to rescind such an order.⁹ Matthews had concluded that such an order “ought to be regarded as final.”¹⁰

In Awadelkariem, we disagreed. Noting that a trial court has seventy-five days in which to rule on a motion for new trial, we held that a trial court may rescind its order granting or denying a motion for new trial, as long as the rescinding order was made within that seventy-five-day window.¹¹ Part of our reason for disagreeing with Matthews was that the Matthews rule “creates a split between criminal and civil jurisprudence without a good reason for doing so.”¹² In holding that a trial court could rescind an order granting a new trial, and in articulating the outer boundary for doing so (seventy-five days), we relied heavily upon caselaw from the Texas Supreme Court.¹³

The Supreme Court has since overruled prior caselaw to the extent that it imposed the seventy-five-day time limit.¹⁴ The Supreme Court referred to the rule imposing a seventy-five-day time limit as “unique”¹⁵ and observed, “Nowhere but Texas can one find a single appellate opinion discussing when a court can ‘ungrant’ a motion.”¹⁶ Further, the Supreme Court found that the seventy-five-day rule stemmed from a provision that had long since been amended and that the rule was inconsistent with general rules of plenary power.¹⁷ When a new trial is granted, the Supreme Court observed, the case stands “the same as though no trial was had,” and accordingly, the trial court should have the power to set aside a new trial order “any time before a final judgment is entered.”¹⁸ The Supreme Court concluded, “There is no sound reason why the court may not reconsider its ruling granting a new trial at any time.”¹⁹

Other state supreme courts have agreed with this conclusion in the context of criminal trials.²⁰ The California Supreme Court observed the non-final nature of an order granting a new trial:

An order granting a new trial is not final in the sense of being a final resolution of the case or a final determination of the defendant‘s guilt or innocence. On the contrary, an order granting a new trial does not finally dispose of the matter. In a criminal case, the granting of a new trial places the parties in the same position as if no trial had been had. Thus, an order granting a new trial is an interim order in the sense that it requires further proceedings before the case may be resolved and judgment may be pronounced.²¹

The California Supreme Court further found practical reasons for allowing a trial court to rescind an order granting a new trial in criminal cases:

Because new trials substantially prolong criminal proceedings, allowing trial courts some authority to reconsider and to vacate orders granting new trials may lead to earlier resolution of the matter and thereby promote the interests underlying judicial finality rules.... If, as here, the trial court after reconsideration concludes that it erred in granting a new trial, and it reinstates the jury verdicts, then reconsideration avoids repetitive litigation of the charges and permits an earlier resolution of the case in the trial court by pronouncement of judgment. In this way, reconsideration of an erroneously granted new trial promotes confidence in the judicial system, conserves judicial resources, and spares the parties from the inconvenience and expense of a second trial.²²

We find the rationales articulated by our sister court and courts from other states to be persuasive. Our rules of appellate procedure do not expressly prescribe a time limit for when a trial court can rescind an order granting a new trial in a criminal case. Rule 21.8 simply provides that a trial court “must rule on a motion for new trial within 75 days after imposing or suspending sentence in open court” and that any motion “not timely ruled on by written order will be deemed denied” after expiration of the seventy-five-day period.²³ Although the rule clearly requires a trial court to either grant or deny a motion for new trial within a specific time period, it says nothing explicitly about how long a trial court would have, after granting such a motion, to withdraw or set aside its ruling granting a new trial.²⁴ In fact, as we observed in Awadelkariem, the current procedural rules do not even “purport[] to address the trial court‘s authority or lack of authority to rescind an order granting a new trial,” let alone impose a time limit on that authority.²⁵

We followed the Supreme Court‘s lead in inferring a time limit to rescind the granting of a new trial from the rule that gives the trial court only seventy-five days to grant a motion for new trial.²⁶ But in overruling its prior cases, the Supreme Court recognized that its rule regarding motions for new trial imposes a time limit only on the granting of a new trial.²⁷ Because the same is true with respect to the counterpart appellate rule that applies in criminal cases, and for the reasons discussed above, we are now persuaded that we should abandon the time limit previously imposed in Awadelkariem. We continue to adhere to the holding in Awadelkariem that a trial court has the power to rescind an order granting a new trial, but we overrule Awadelkariem to the extent it held that this power was subject to a seventy-five-day time limit.

The Supreme Court noted that the seventy-five-day time limit for rescinding an order granting a new trial may have been designed to prevent the late reinstatement of a judgment from depriving a party of the ability to appeal, but the Court observed that this concern was adequately addressed by rules that allowed the appellate timetables to be reset.²⁸ We share this concern and hold that rescinding an order granting a new trial outside the seventy-five-day time limit results in recalculating appellate timetables. In that situation, the rescinding order shall be treated as an “appealable order” under Texas Rule of Appellate Procedure 26.2, and appellate timetables will be calculated from the date of that order.²⁹ If the defendant previously filed a notice of appeal with respect to the trial court‘s judgment of conviction, that notice shall be treated as a prematurely filed notice of appeal with respect to the rescinding order,³⁰ and the defendant will be entitled to appeal, not only the trial court‘s decision to rescind the order granting a new trial, but also any issue that he could have appealed if the motion for new trial had never been granted.

We reverse the judgment of the court of appeals and remand the case to that court for further proceedings consistent with our opinion.

CONCURRING OPINION

Alcala, J., filed a concurring opinion.

I join the majority opinion. I write separately to explain why I believe the Court‘s holding today signals the expansion of the State‘s avenues for challenging the propriety of an order granting a new trial. Until today, the State‘s primary avenue for challenging a new-trial order in a criminal matter has been through an interlocutory appeal. See TEX.CODE CRIM. PROC. art. 44.01(a)(3). The majority opinion‘s holding makes clear that the State may also obtain relief from an order granting a new trial through a second avenue—by filing a motion directly in the trial court in an effort to persuade the trial judge that his ruling was erroneous. And, as explained further below, the State‘s decision to pursue one avenue over the other may carry with it significant implications for the trial court‘s authority to rescind or modify its new-trial order going forward in the case.

With respect to the first avenue, the Texas Code of Criminal Procedure provides that the State is authorized to appeal the trial court‘s order granting a new trial in a criminal matter within twenty days. See TEX.CODE CRIM. PROC. art. 44.01(a)(3), (d).¹ This is in contrast to an order granting a new trial in a civil matter, which generally cannot be appealed. See In re Columbia Med. Ctr. of Las Colinas, 290 S.W.3d 204, 208 (Tex.2009) (observing that decisions of the Texas Supreme Court “preclude, for the most part, appellate review of orders granting new trials” in civil cases). Pursuant to the provisions in Article 44.01(a), after the trial court grants a motion for new trial in a criminal case, the State may file an appeal within twenty days. TEX.CODE CRIM. PROC. art. 44.01(d). As a practical consequence, the filing of such an appeal would necessarily limit the trial court‘s authority to take any subsequent action on its order granting a new trial because (1) the trial court would lose jurisdiction during pendency of the appeal, and (2) after resolution of the merits of the appeal, the trial court would be bound by the appellate court‘s ruling.

Article 44.01 provides that the State “is entitled to a stay in the proceedings [in the trial court] pending the disposition” of an appeal of a new-trial order. See TEX.CODE CRIM. PROC. art. 44.01(e). In light of that provision, once the State seeks to exercise its right to appeal an order granting a new trial, the trial court would be deprived of jurisdiction over the case during the pendency of such an appeal, and the court would be unable to modify or alter its ruling on the new-trial motion during that period. See id.; see also TEX.R.APP. P. 25.2(g) (providing that, once record has been filed in appellate court, “all further proceedings in the trial court ... will be suspended until the trial court receives the appellate-court mandate“).

Furthermore, it appears that after an appellate court rules on the merits of an appeal by the State, the trial court would be bound to follow the appellate court‘s ruling as to whether the granting of a new trial was proper because such a ruling would constitute the law of the case. See, e.g., State v. Swearingen, 424 S.W.3d 32, 36 (Tex.Crim.App.2014) (observing that, under law of the case doctrine, appellate court‘s resolution of questions of law in a previous appeal are binding in subsequent appeals concerning the same issue; “when the facts and legal issues are virtually identical, they should be controlled by an appellate court‘s previous resolution“).² For example, if a court of appeals were to uphold the trial court‘s order granting a new trial, then, on remand, the trial court would lack authority to disregard the appellate court‘s ruling as to the validity of that order because that ruling would constitute the law of the case and would be binding on the parties, barring some substantial change in the relevant law or facts. See Janecka v. State, 937 S.W.2d 456, 466 (Tex.Crim.App.1996) (explaining that law of the case doctrine applies unless there are “changes of pertinent law or facts“).

In any event, once the State chooses to pursue the avenue of appellate review, that action will have the effect of limiting the trial court‘s authority to rescind or modify its new-trial order going forward, either as a result of the loss of jurisdiction during the pendency of the appeal or as a result of being bound by the appellate court‘s subsequent ruling on the merits of the appeal.

As the Court‘s majority opinion makes clear, in addition to the option of pursuing an interlocutory appeal, the State may opt to seek relief directly in the trial court by requesting that the court reconsider its order granting a new trial. And, as the majority opinion holds today, in the absence of any appeal of a new-trial order by the State, the trial court retains plenary power over the case as it would over any other pending matter, and it may rescind its order at any point during the pendency of the case. Unlike the option of an interlocutory appeal, this avenue is subject to no precise time limit, nor is it subject to the limitations that necessarily flow from the appellate court‘s exercise of jurisdiction over a case. But this avenue may be subject to other legal limitations ordinarily applicable to criminal cases. For example, after the trial court grants a motion for new trial, the case would proceed in an ordinary fashion and a jury may be selected and sworn. While hearing evidence on retrial, it is possible that some event could occur that would motivate the trial judge to reconsider his earlier decision to grant a new trial, thereby causing him to rescind the new-trial order and reinstate the original judgment. On appeal, an appellant might then argue that the original judgment could not be reinstated after the point at which jeopardy had attached in the second trial. See Ex parte Garza, 337 S.W.3d 903, 914 (Tex.Crim.App.2011) (discussing that jeopardy attaches prior to point in time when trial court erroneously declares a mistrial after jury has been sworn). In light of these considerations, I conclude that it remains an open question whether, at the point that jeopardy has attached in the retrial, a trial court could rescind its new-trial order and reinstate the original judgment. Because that question is not presented by the facts of this case, the majority opinion correctly reserves judgment as to that matter for another day.

Although I join this Court‘s majority opinion‘s holding that a trial court generally has continuing authority to rescind its order granting a new trial, I observe that a trial court must always proceed cautiously when either granting or denying a motion for new trial because there are limitations to the grounds upon which a trial court may properly grant a new trial. Recently, in State v. Thomas, this Court reaffirmed the principle that “[t]here must be some legal basis underpinning the grant of a new trial,” and a trial court may not grant a new trial for a “non-legal or a legally invalid reason.” See State v. Thomas, 428 S.W.3d 99, 104, 105, 107 (Tex.Crim.App.2014) (holding that “motion for a new trial, whether for guilt or punishment, requires a valid legal claim“; a court cannot grant a new trial “unless the defendant shows that he is entitled to one under the law“) (citations omitted); see also TEX.R.APP. P. 21.3 (identifying list of grounds upon which trial court “must” grant a new trial). In deciding whether to rescind its new-trial order, I believe that the trial court should determine whether its granting of a new trial was in accordance with the principle that there must be some valid legal basis underpinning that action and, if it was not, then the trial court must rescind its order.

With these comments, I join the majority opinion.

Notes

1

We do not address whether the trial court‘s ability to rescind an order granting a new trial could be affected by events occurring after the grant of a new trial, such as a State‘s appeal of the order granting a new trial or the start of the new trial. We need not address, for example, whether a State‘s appeal would temporarily prevent the trial court from rescinding an order granting a new trial by depriving the trial court of jurisdiction of the case while the appeal is pending. Nor, for example, do we need to address whether a defendant‘s double-jeopardy rights would affect a trial court‘s ability to rescind an order granting a new trial after the new trial has begun. In relevant part, Texas Code of Criminal Procedure Article 44.01 provides, “(a) The state is entitled to appeal an order of a court in a criminal case if the order: ... (3) grants a new trial[.]” TEX.CODE CRIM. PROC. art. 44.01(a)(3). That section further provides that “[t]he prosecuting attorney may not make an appeal [of a new-trial order] later than the 20th day after the date on which the order, ruling, or sentence to be appealed is entered by the court.” Id. art. 44.01(d).

2

974 S.W.2d 721 (Tex.Crim.App.1998). See also Satterwhite v. State, 858 S.W.2d 412, 430 (Tex.Crim.App.1993) (applying law of the case doctrine in context of ruling on motion to suppress when none of facts surrounding search as analyzed during first appeal had changed); Ex parte Granger, 850 S.W.2d 513, 516 (Tex.Crim.App.1993); Ex parte Schuessler, 846 S.W.2d 850, 852 n.7 (Tex.Crim.App.1993) (“The ‘law of the case’ doctrine provides that once a question of law in a particular case has been finally resolved, that question will not be reconsidered in subsequent proceedings of the same case.“).

3

Kirk v. State, No. 11-13-00130-CR, 2013 WL 3701979, *1-2, 2013 Tex.App. LEXIS 8466, *2-6 (Tex.App.-Eastland July 11, 2013) (not designated for publication).

4

Id. at *2, 2013 Tex.App. LEXIS 8466 at *5.

5

Id. The court of appeals later issued an opinion denying the State‘s motion for rehearing. Kirk v. State, No. 11-13-00130-CR, 2013 WL 4052472, 2013 Tex.App. LEXIS 9880 (Tex.App.-Eastland August 8, 2013) (not designated for publication).

6

See Awadelkariem, 974 S.W.2d at 726.

7

Id. at 722.

8

40 Tex. Crim. 316, 50 S.W. 368 (1899).

9

Awadelkariem, 974 S.W.2d at 725-28.

10

40 Tex.Crim. at 318, 50 S.W. at 369. In English v. State, we distinguished Matthews by holding that the rule of that case would apply only to situations involving judicial error and would not apply when a trial court had erroneously granted a new trial as a result of clerical error. 592 S.W.2d 949 (Tex.Crim.App.1980). Under Matthews as modified by English, the prevailing rule, prior to Awadelkariem, was that a trial court was barred from rescinding an order granting a new trial “absent clerical errors.” Ex parte Drewery, 677 S.W.2d 533, 536 (Tex.Crim.App.1984).

11

974 S.W.2d at 728.

12

Id. at 726.

13

See id. at 726-27 (citing Fruehauf Corp. v. Carrillo, 848 S.W.2d 83, 84 (Tex.1993) and concluding that the case “carries persuasive weight concerning the issue at hand“).

14

In re Baylor Med. Ctr. at Garland, 280 S.W.3d 227, 229-32 (Tex.2008).

15

Id. at 229.

16

Id.

17

Id. at 230.

18

Id. at 230-31.

19

Id. at 232 (quoting 6A JAMES WM. MOORE, MOORE‘S FEDERAL PRACTICE P 59.13[1], at 59-277 (2d ed.1996)) (brackets and internal quotations marks omitted).

20

People v. DeLouize, 32 Cal.4th 1223, 13 Cal.Rptr.3d 302, 89 P.3d 733, 738 (2004); People v. Mink, 141 Ill.2d 163, 152 Ill.Dec. 293, 565 N.E.2d 975, 978-79 (1990) (upholding trial court‘s reconsideration and withdrawal of new-trial order and observing that “[a] court in a criminal case has inherent power to reconsider and correct its own rulings, even in the absence of a statute or rule granting it such authority“); Ussery v. State, 758 P.2d 319, 321 (Okla.Crim.App.1988) (“A trial court may, at any time prior to the time final judgment is entered in a criminal prosecution, exercise its sound discretion and reconsider its interlocutory order granting or denying a motion for a new trial.“); People v. Weller, 679 P.2d 1077, 1081 (Colo.1984) (“[I]t would make little sense to hold that if a judge responsible for the final judgment perceived that a motion for a new trial had been granted erroneously, he nonetheless could not reconsider his order before final judgment is entered or a notice of appeal filed. It also would make little sense for us to require the expense and burdens of a new trial if the judge who originally ordered the trial believes that he erred in granting the new trial motion.... We agree that in some cases a district court might abuse its discretion by revoking its previous order granting a new trial, but here there was no abuse of discretion where the motion for reconsideration was filed nineteen days after the new trial was ordered and before it commenced.“).

21

DeLouize, 13 Cal.Rptr.3d 302, 89 P.3d at 738 (quotations and citations omitted).

22

Id., 13 Cal.Rptr.3d 302, 89 P.3d at 738-39.

23

TEX.R.APP. P. 21.8(a), (c). See also Stokes v. State, 277 S.W.3d 20, 21 (Tex.Crim.App.2009).

24

See TEX.R.APP. P. 21.8.

25

974 S.W.2d at 724 (quoting Rodriguez v. State, 852 S.W.2d 516, 519 n.4 (Tex.Crim.App.1993)).

26

Id. at 726, 728.

27

Baylor Med. Ctr., 280 S.W.3d at 230.

28

Baylor Med. Ctr., 280 S.W.3d at 231.

29

See TEX.R.APP. P. 26.2(a)(1).

30

See TEX.R.APP. P. 27.1(b).

Case Details

Case Name: Kirk, Tory Levon

Court Name: Court of Criminal Appeals of Texas

Date Published: Jan 28, 2015

Citation: 454 S.W.3d 511

Docket Number: NO. PD-1197-13

Court Abbreviation: Tex. Crim. App.