Kinney v. StateKinney v. State
- Reporters:
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- Before:
- Katz
Opinion
The plaintiff, Joan A. Kinney, administratrix of the estate of her husband, the Honorable Frank J. Kinney, Jr. (decedent), a Superior Court judge, appeals
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from the summary judgment rendered in favor of the defendant, the state of Connecticut, on her claim alleging negligence in connection with the decedent’s death. The plaintiff claims that the trial court improperly concluded that the special act under which the legislature had extended the time limitation under
The record discloses the following undisputed facts and procedural history. On September 28, 1986, the decedent collapsed at home and died of an apparent heart attack. On December 16, 1986, the plaintiff initiated a workers’ compensation claim, essentially asserting that the decedent’s death was causally related
to work induced stress. On July 30, 1987, during the course of the workers’ compensation proceedings, but prior to the expiration of the time limitation under
Over the next few years following this decision, the plaintiff pursued numerous legal avenues in an attempt to obtain additional benefits from the state. First, she returned to the review division, which ruled against her, and then she filed an appeal from that decision to the Appellate Court, which also ruled against her in an unpublished decision. The plaintiff then filed a petition for certification to appeal to
On or about July 29, 1994, nearly eight years after the decedent’s death, the plaintiff filed a claim with the claims commissioner seeking permission to sue the state for negligence. The claim alleged that the plaintiff had been authorized to file the otherwise untimely claim pursuant to S.A. 94-13, § 1, which had been approved by the legislature on June 7, 1994, and which provided: “(a) Notwithstanding the failure to file a proper notice of a claim against the state with the clerk of the office of the claims commissioner, as required by section 4-
147 of the general statutes, within the time limitations specified by subsection (a) of
“(b) The general assembly finds: That [the plaintiff] is the widow of [the decedent]; that [the decedent] was a judge of the superior court who died from a heart attack on September 28, 1987;
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that [the decedent], at the time of his death, in addition to his judicial responsibilities was the presiding criminal and administrative judge for the judicial district of New Haven, the chief administrative judge of the criminal division of the superior court and the chairman of the Commission to Study Alternate Sentences; that [the plaintiff] filed a workers’ compensation claim against the state alleging that the decedent’s fatal heart condition was causally related to work-induced stress; that the workers’ compensation commissioner for the third district decided that the decedent’s death arose out of and in the course of his employment and awarded [the plaintiff] the maximum allowable spousal survivorship benefits; that the state appealed the decision to the compensation review division; that the state appealed not on the issue of causation but on whether a judge is an employee for workers’ compensation purposes; that the compensation review division reserved the questions of law for the advice of
the appellate court; that the supreme court transferred the reservation to itself; that the supreme court on November 28, 1989, in
Kinney
v.
State,
“(c) The state shall be barred from setting up the failure to comply with the provisions of sections 4-147 and 4-148 of the general statutes, from denying that notice of the claim was properly and timely given pursuant to said sections 4-147 and 4-148 and from setting up the fact that the claim had once been considered by the claims commissioner, by the general assembly or in a judicial proceeding as defenses to such claim.” 6
On December 6,2000, after the parties filed briefs and a hearing was held, the claims commissioner rendered a decision on the merits denying the plaintiff permission to bring an action against the state. The legislature subsequently rejected the claims commissioner’s recommendation and authorized the plaintiff to institute an action for damages against the state. See Substitute House Joint Resolution No. 41, File No. 540 (May 1, 2001).
On or about October 1, 2001, the plaintiff filed a single count complaint alleging that the state had been negligent by assigning the decedent an extraordinary amount of work, which resulted in excessive stress and, ultimately, his death. On November 29, 2001, the state moved to dismiss the action for lack of subject matter jurisdiction on the grounds that the plaintiffs action was not timely under
Thereafter, on November 10, 2004, the state moved for summary judgment. The state’s principal contention was that S.A. 94-13 violates the prohibition against “exclusive public emoluments or privileges from the community” under article first of the state constitution and, consequently, the claims commissioner lacked authority to entertain the plaintiffs untimely request for permission to sue the state.
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Kinney
v.
State,
Superior Court, judicial district of New Haven, Docket No. DNCV01-0456273S (August 18, 2006) (41 Conn. L. Rptr. 856, 858). The trial court,
Robaina, J.,
concluded that S.A. 94-13 did not serve a valid public purpose and, therefore, ran afoul of article first, § 1. Id., 859. Accordingly, the court concluded that S.A. 94-13 could not extend the time in which the plaintiffs claim against the state, alleging negligence in connection with her decedent’s death, could be presented under
On appeal, the plaintiff claims that the trial court’s grant of the state’s motion for summary judgment was improper because S.A. 94-13 served a public puipose “by encouraging a work ethic of a judge, indeed, any employee of the [s]tate of Connecticut.” We conclude that, although well intentioned, S.A. 94-13 benefits no member of the public other than the plaintiff and remedies a procedural default arising from the plaintiffs failure to file a claim with the claims commissioner within three years “from the date of the act or event
complained of’;
As a preliminary matter, we set forth the applicable standard of review and governing legal principles. “
The parties do not challenge in this appeal that, absent S.A. 94-13, the plaintiffs claim was untimely as a matter of law. Cf.
Lagassey
v.
State,
268 Conn. 723, 731, 846 A.2d 831 (2004). Nor do they contest that compliance with the time limitation under
“The scope of our review as to whether an enactment serves a public purpose is limited. [W]hat constitutes a public purpose is primarily a question for the legislature, and its determination should not be reversed by the court unless it is manifestly and palpably incorrect.” 9 (Internal quotation marks omitted.) Id., 259. In determining whether a special act serves a public purpose, a court must uphold it “unless there is no reasonable ground upon which it can be sustained. . . . Thus, if there be the least possibility that making the gift will be promotive in any degree of the public welfare . . . we are bound to uphold it against a constitutional challenge predicated on article first, § 1 [of the state constitution].” (Citations omitted; internal quotation marks omitted.) Id.
“In this regard, although a special act passed under
“By contrast, we have consistently held that legislation seeking to remedy a procedural default for which the state is not responsible does not serve a public purpose and, accordingly, runs afoul of article first, § 1, of the state constitution. See, e.g.,
Merly
v.
State,
[211 Conn. 199, 212-13, 558 A.2d 977 (1989)] .... Thus, legislation cannot survive a constitutional challenge under article first, § 1, if it excuses a party’s failure to comply with a statutory notice requirement simply because the noncompliance precludes consideration of the merits of the party’s claim.” (Citations omitted.)
Chotkowski
v.
State,
supra, 240 Conn. 260 n.18. Similarly, “where a special act has allowed a person named therein to bring a suit
The plaintiff has argued on appeal, as she did in the trial court, that, even though S.A. 94-13 conferred a direct benefit upon her, and indeed only her, it nevertheless can be sustained because it furthered a public purpose and was enacted with that end in view. The public purpose advanced, according to the plaintiff, is the legis lature’s interest in encouraging and promoting productivity and in rewarding diligent government workers.
The state contends in response that the special act’s waiver of the time limitation set forth in
The legislature cannot “by mere fiat or finding, make ‘public’ a truly ‘private’ purpose .... Its findings and statements about what is or is not ‘public’ cannot be binding upon the court.
Lyman
v.
Adorno,
133 Conn. 511, 517, 52 A.2d 702 [1947].”
Wilson
v.
Connecticut Product Development Corp.,
167 Conn. 111, 116 n.2, 355 A.2d 72 (1974). The court also has recognized that “
As this court has recognized, “where a special act has allowed a person named therein to bring a suit based upon a statutory cause of action that would otherwise be barred for failure to comply with a time limit specified in the statute, we have ordinarily been unable to discern any public purpose sufficient to sustain the enactment.
Vecchio
v.
Sewer Authority,
176 Conn. 497, 503-507, 408 A.2d 254 (1979) (special act validating an appeal from a sewer assessment commenced after expiration of the time for taking such an appeal held unconstitutional);
Hillier
v.
East Hartford,
[167 Conn. 100, 107-109, 355 A.2d 1 (1974)] (special act validating notice of sidewalk defect given to municipality after time allowed held unconstitutional).”
Merly
v.
State,
supra, 211 Conn. 213. Indeed, “[n]o enactment creating a preference can withstand constitutional attack if the sole objective of the General Assembly is to grant personal gain or advantage to an individual.”
State ex rel. Higgins
v.
Civil Service Commission,
139 Conn. 102, 106, 90 A.2d 862 (1952). The special act in question in the present case, S.A. 94-13, granted to the plaintiff alone a personal light not generally available to others similarly situated, and, in accordance with our case law, we
The plaintiff contends that, despite the fact that S.A. 94-13 was for her personal benefit and unavailable to others similarly situated, it nevertheless was based on the public purpose of encouraging a work ethic by sending a message “to all government employees ... to work above and beyond the norm . . . and you will be taken care of.” We disagree. Although “[t]he legislative enactment need not contain a specific statement of the public purpose sought to be achieved by it . . . [legislative findings . . . purporting to establish the existence of a public purpose should be considered when the text of the act itself incorporates these findings . . . .” (Citation omitted; internal quotation marks omitted.) Wilson v. Connecticut Product Development Corp., supra, 167 Conn. 116 n.2. Those findings reflect no such intent. Even looking beyond the express statement of the public purpose in S.A. 94-13, 10 however, we are hard pressed to conclude that there is a legitimate public purpose when the beneficial effect of the special act applies to no member of the public other than the plaintiff in this case for whom it grants a personal privilege. Special Act 94-13 neither excuses other persons similarly situated from complying with the statutory limitations nor provides circumstances under which such persons may be excused.
Finally, the plaintiff suggests that such a special act may be sustained when equitable grounds can be found to justify the enactment of the special legislation. We are mindful that, in Sanger v. Bridgeport, 124 Conn. 183, 190, 198 A. 746 (1938), this court upheld the constitutionality of a special act validating a defective notice to the defendant municipality of an injury caused by a defective sidewalk, citing in part certain equitable considerations. In Sanger, however, the plaintiff had filed a timely notice that was deficient in form, which had been prepared by a city employee upon whom the plaintiff had relied. Id., 185. Sanger since has been limited to the circumstances discussed therein; Hillier v. East Hartford, supra, 167 Conn. 110; and this court has restricted these equitable considerations to cases wherein the passage of a special act is based upon the state’s recognition of some role played by a government official in causing, or contributing to, the default. Chot-kowski v. State, supra, 240 Conn. 262 (“the challenged special act seeks to remedy an inequity that the legislature rationally concluded had resulted from the plaintiffs reasonable reliance on the misleading conduct of a state official”). This is not the situation in the present case.
We recognize that, when a special act authorizing a suit has been declared unconstitutional, the invalidity of the act often defeats jurisdiction to entertain the
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
The plaintiff appealed from the trial court’s judgment to the Appellate Court, and we transferred the appeal to this court pursuant to
“(b) The General Assembly may, by special act, authorize a person to present a claim to the Claims Commissioner after the time limitations set forth in subsection (a) of this section have expired if it deems such authorization to be just and equitable and makes an express finding that such authorization is supported by compelling equitable circumstances and would serve a public purpose. Such finding shall not be subject to review by the Superior Court.
“(c) No claim cognizable by the Claims Commissioner shall be presented against the state except under the provisions of this chapter. Except as provided in section 4-156, no claim once considered by the Claims Commissioner, by the General Assembly or in a judicial proceeding shall again be presented against the state in any manner.”
The full text of S.A. 94-13 is set forth later in the text of this opinion.
The compensation review division was changed to the compensation review board in 1991. See Public Acts 1991, No. 91-339, § 32.
In enacting S.A. 94-13, the legislature inaccurately stated that the decedent had died on September 28, 1987. In fact, he had died one year earlier, on September 28, 1986.
Sections 2 and 3 of S.A. 94-13 deemed actions filed against the state by two other individuals to be timely and barred the state from asserting statutory time limitations as a defense. One of these actions also related to a claim that was required to be presented to the claims commissioner.
Article first, § 1, of the constitution of Connecticut provides: “All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emolumente or privileges from the community.”
The state also claimed that it owed no duty to the decedent as a matter of law. Because of the trial court’s decision in favor of the state on its primary claim, the court did not address the other ground asserted.
Although subsection (b) of
As with any statute, we are bound to construe S.A. 94-13 in accordance with “
Indeed, to the extent that the legislature considered it a proper public purpose to forgive a person who mistakenly, and without reliance on a government actor, determines that he or she should exhaust his or her administrative and judicial remedies before filing a claim against the state with the claims commissioner; see S.A. 94-13, § 1 (b) (“authorization would serve a public purpose by not penalizing a person who exhausts his or her administrative and judicial remedies”); we consistently have determined that legislation seeking to remedy a procedural default for which the state is not responsible does not serve a public purpose and, accordingly, runs afoul of article first, § 1, of the state constitution. See, e.g., Merly v. State, supra, 211 Conn. 214; Vecchio v. Sewer Authority, supra, 176 Conn. 506-507; Hillier v. East Hartford, supra, 167 Conn. 108-109.