253 Conn. 429 | Conn. | 2000
The appellant, the city of New Britain (city), appeals from the trial court’s denial of the city’s motion to intervene in this action between the plaintiff-appellee, Norman King, and the defendant, Robert Sultar. We must consider whether the trial court properly denied an employer, which has paid benefits to a claimant pursuant to General Statutes § 7-433C,
The record reveals the following relevant facts and procedural history. On January 4, 1996, the plaintiff, then a firefighter employed by the city, suffered an acute myocardial infarction. Subsequently, the plaintiff filed for benefits pursuant to § 7-433c. Based on the nature of his injury and his status as a firefighter, the workers’ compensation commissioner awarded the plaintiff § 7-433c benefits. Subsequently, the plaintiffs attorney, pursuant to § 52-190a, filed a certificate of good faith stating that he had a good faith belief that grounds existed for an action against the defendant, his treating physician.
The plaintiff then filed a one count complaint against the defendant, alleging that the defendant’s negligence
I
“A threshold inquiry of this court upon every appeal presented to it is the question of appellate jurisdiction.” Kulmacz v. Kulmacz, 177 Conn. 410, 412, 418 A.2d 76 (1979). “It is well established that the subject matter jurisdiction of the Appellate Court and of this court is governed by [General Statutes] § 52-263,
We consider the aggrievement prong first. “The fundamental test for establishing classical aggrievement is well settled: [FJirst, the party claiming aggrievement must successfully demonstrate a specific personal and
We next consider whether the trial court’s denial of the city’s motion to intervene, although interlocutory, is a final judgment for purposes of this appeal. This issue is controlled by Winslow v. Lewis-Shepard, Inc., 216 Conn. 533, 582 A.2d 1174 (1990), in which we stated: “The test for determining whether an order denying a motion to intervene constitutes a final judgment is whether the would-be intervenor can make a colorable claim to intervention as a matter of right. ... In this case, [the would-be inteivenor] has made a colorable claim to intervention as a matter of right because § 31-293 specifically grants an employer who has paid workers’ compensation benefits to an employee the right to join as a party plaintiff in the employee’s action against third party tortfeasors. . . . Accordingly, [the would-be intervenor] has appealed from a final judgment . . . .” (Citations omitted; internal quotation marks omitted.) Id., 536. Although, in this case, the city’s liability to the plaintiff arose under § 7-433c rather than directly under the provisions of the Workers’ Compensation Act, the city has made a colorable claim that § 7-433c incoiporates the § 31-293 (a) right to intervention in the plaintiffs civil action against the defendant. Therefore, we conclude that the city is appealing from a final judgment for purposes of this appeal.
Although, in State v. Salmon, 250 Conn. 147, 735 A.2d 333 (1999), we stated that “review by way of appeal pursuant to § 52-263 is available only to parties to an underlying action”; id., 152; we did not consider whether would-be intervenors, namely, litigants that are seeking to become parties, can have sufficient party status to bring an appeal. As “[i]t is the general rule that a case resolves only those issues explicitly decided in the case”; (internal quotation marks omitted) id., 161; we conclude that Salmon did not overrule our long line of earlier cases in which we considered the appeals of would-be intervenors. See, e.g., Hennessey v. Bristol Hospital, supra, 225 Conn. 704; Winslow v. Lewis-Shepard, Inc., supra, 216 Conn. 536. Therefore, we conclude that if a would-be intervenor has a “colorable claim to intervention as a matter of right”; (internal quotation marks omitted) Winslow v. Lewis-Shepard, Inc., supra, 536; both the final judgment and party status prongs of our test for appellate jurisdiction are satisfied. Accordingly, having concluded that we have appellate jurisdiction, we consider the city’s appeal on the merits.
II
We first consider whether the city, which has paid benefits to the plaintiff pursuant to § 7-433c, has the right to intervene, pursuant to § 31-293 (a), in an action
The city claims that the trial court improperly denied its motion to inteivene. Specifically, the city argues that § 31-293 (a) is incorporated by reference into § 7-433c. The city argues that, because it paid benefits to the plaintiff pursuant to § 7-433c, it has a right to inteivene, pursuant to § 31-293 (a), in a civil action brought by the plaintiff against the defendant. Finally, the city argues that the long-standing rule against double recovery in workers’ compensation cases would be violated if the city were denied the right to inteivene in the underlying case because the plaintiff would be allowed to recover twice for his disability. We agree with the city.
This issue requires us to construe § 7-433c and § 31-293 (a) and the relationship between the two provisions. “Statutory construction . . . presents a question of law over which our review is plenary. . . . According to our long-standing principles of statutoiy construction, our fundamental objective is to ascertain and give effect to the intent of the legislature. ... In determining the intent of a statute, we look to the words of the statute itself, to the legislative history and circum
We begin our analysis with the text of § 7-433c. General Statutes § 7-433c (a) provides that compensation paid thereunder shall be paid in “the same manner (emphasis added); as that paid under the Workers’ Compensation Act. In addition, General Statutes § 7-433c (a) provides that “[t]he benefits provided by this section shall be in lieu of any other benefits ... [a] fireman . . . may be entitled to receive from his municipal employer under the provisions of [the Workers’ Compensation Act] . . . except as provided by this section, as a result of any condition or impairment of health caused by hypertension or heart disease resulting in his death or his temporary or permanent, total or partial disability.” (Emphasis added.) This text suggests that the legislature considered benefits conferred under § 7-433c to be benefits that are functionally provided “under the provisions of [the Workers’ Compensation Act] . . . .” General Statutes § 7-433c (a).
Consistent with such language, we previously have concluded that an award pursuant to § 7-433c “is a workers’] compensation award in the sense that its benefits are payable and procedurally administered under the Workers’] Compensation Act . . . .” (Citation omitted; emphasis in original; internal quotation marks omitted.) Carriero v. Naugatuck, 243 Conn. 747, 759, 707 A.2d 706 (1998), quoting Middletown v. Local 1073, 1 Conn. App. 58, 65-66, 467 A.2d 1258 (1983), cert. dismissed, 192 Conn. 803, 471 A.2d 244 (1984). We also have noted that the essential difference between § 7-433c benefits and Workers’ Compensation Act benefits is that the receipt of § 7-433c benefits “requires
Next, we consider the text of General Statutes § 31-293 (a), which provides in relevant part: “When any injury for which compensation is payable under the provisions of [the Workers’ Compensation Act] has been sustained under circumstances creating in a person other than an employer ... a legal liability to pay damages for the injury, the injured employee . . . may proceed at law against such person to recover damages for the injury; and any employer . . . having paid, or having become obligated to pay, compensation under the provisions of [the Workers’ Compensation Act] may bring an action against such person to recover any amount that he has paid or has become obligated to pay as compensation to the injured employee. If the employee . . . brings an action against such person . . . the [employer] may join as [a party] plaintiff in the action . . . .” (Emphasis added.)
Thus, from the plain language of § 31-293 (a), intervention is allowed when an employer has “paid . . . compensation under the provisions of [the Workers’ Compensation Act] . . . .” General Statutes § 31-293 (a). We previously have concluded that benefits awarded to an employee pursuant to § 7-433c are “payable . . . under the Work[ers’] Compensation Act . . . .” (Citation omitted; emphasis added; internal quotation marks omitted.) Carriero v. Naugatuck, supra, 243 Conn. 759. Therefore, we conclude that an employer that has paid a claimant benefits pursuant to § 7~433c has paid such benefits under the Workers’ Compensa
Our conclusion is further strengthened by the legislative history and circumstances surrounding the enactment and amendment of § 7-433c.
“This provision, which was repealed and reenacted in 1961 . . . Public Acts 1961, No. 330, §§ 1, 2; was amended by the legislature in 1967 making it explicit that the statute applies whether the condition occurs
“In Ducharme v. Putnam, 161 Conn. 135, 285 A.2d 318 [1971], however, this court held . . . that the conclusive presumption prescribed ... in the adjudication of workers’] compensation cases was in contravention of the due process clauses of both the state and federal constitutions since it operated to completely bar an employer from attempting to prove the negative fact that in a contested case a heart ailment was not causally connected with the employment. [Id., 143], In obvious response to the suggestion in Ducharme that the objective of this legislation might be constitutionally attained by legislation requiring municipalities to provide special compensation or a bonus for policemen and firemen or supplemental or special risk insurance in the case of such occupations-, id., 144; the General Assembly thereafter enacted § 7-433c .... Upon a subsequent constitutional challenge, the validity of § 7-433c was sustained in 1975 in Grover v. Manchester, 168 Conn. 84, 357 A.2d 922, appeal dismissed, 423 U.S. 805, 96 S. Ct. 14, 46 L. Ed. 2d 26 [1975]. In Grover, we concluded that this statute, which simply [provides] special compensation, or even an outright bonus, to qualifying policemen and firemen, serves a proper public purpose and does not create a class preference which contravenes § 1 of article first ofthe Connecticut constitution. Id., 88-89 . . . .’’(Citation omitted; emphasis added; internal quotation marks
The legislative history of House Bill No. 9245, the bill eventually enacted as Public Acts 1971, No. 524, § 1, and codified at § 7-433c, clearly and unequivocally demonstrates that the legislature enacted § 7-433c in direct response to our decision in Ducharme. See 14 S. Proc., Pt. 6, 1971 Sess., pp. 2803-2804, remarks of Senator Wilbur Smith (“House Bill 9245, has been raised [in] response to the [Supreme Court’s] decision and has been drafted with the court’s suggestion. It provides a means of carrying out what has been the clear and consistent intent of this legislation since 1959.”).
In 1977, the legislature amended § 7-433c to provide that benefits conferred under the Heart and Hypertension Act are in lieu of any benefits that a policeman or fireman might be entitled to receive under other sections of the Workers’ Compensation Act. Public Acts 1977, No. 77-520, § 1 (P.A. 77-520). The legislative history of House Bill No. 8095, the bill eventually enacted as P.A. 77-520, § 1, which amended § 7-433c, “demonstrates that it was intended to place those policemen [or firemen] who die or are disabled as a result of heart disease or hypertension in the same position vis-a-vis compensation benefits as policemen [or firemen] who die or are disabled as a result of service related injuries.” (Internal quotation marks omitted.) Maciejewski v. West Hartford, 194 Conn. 139, 146, 480 A.2d 519 (1984); see 20 H.R. Proc., Pt. 5, 1977 Sess., p. 1817, remarks of Representative Samuel Gejdenson (“[w]hat this bill does is sees that [a person collecting benefits pursuant to § 7-433c] gets no more than if he [or she] was collecting benefits under workers’] compensation”).
Thus, from the legislative history and the circumstances surrounding the enactment of § 7-433c, the following can be concluded. First, prior to our decision
Finally, were the plaintiff to prevail against the defendant in the underlying action, he would receive a double recovery under his construction of § 7-433c and § 31-
The plaintiff claimed at oral argument that the public policy against this double recovery constitutes the “bonus” that the legislature intended by enacting § 7-433c. See, e.g., Grover v. Manchester, supra, 168 Conn. 88 (§ 7-433c benefits constitute “special compensation or even an outright bonus, to qualifying policemen and firemen” [emphasis added]). We have held, however, that “the ‘bonus’ aspect of § 7-433c benefits is that the claimant is not required to prove that his or her heart disease or hypertension is causally connected to his or her employment, proof that would be required for workers’ compensation benefits. Carriero v. Nauga-tuck, supra, 243 Conn. 754-55.” Gauger v. Frankl, 252 Conn. 708, 713, 752 A.2d 1077 (2000). There is no merit to the plaintiffs contention that the bonus referred to in Grover is the opportunity to receive a double recovery. Furthermore, we have held that § 7-433c should be con
By contrast, our construction of § 7-433c, which allows the city to recover the benefits that it has paid to the plaintiff should the plaintiff prevail in his lawsuit against the defendant, furthers the statute’s legislative purpose “to protect against a wage loss, not to give some firemen and policemen a double recovery for the same wage loss.” Middletown v. Local 1073, supra, 1 Conn. App. 63. Likewise, our construction of § 31-293 (a) promotes one of that statute’s primary purposes: preventing double recovery by an employee. See Nichols v. Lighthouse Restaurant, Inc., 246 Conn. 156, 164, 716 A.2d 71 (1998) (“the employer’s statutory right to subrogation of the proceeds of the employee’s claim against the tortfeasor implements the public policy of preventing double recovery by an injured employee”).
In reaching our conclusion, we distinguish a number of cases upon which the plaintiff relies. First, the plaintiff relies upon our decision in Plainville v. Travelers Indemnity Co., supra, 178 Conn. 673, for the proposition that § 7-433c benefits are not payable under any part of the Workers’ Compensation Act. We have, however, previously distinguished Plainville as being inapplicable in a case, such as the present case, in which
“The Plainville court overruled an earlier case, Pyne v. New Haven, 177 Conn. 456, 418 A.2d 899 (1979), to the extent that Pyne expressed a contrary view. That portion of Pyne which expresses the legislative purpose of ... § 7-433c is not disturbed. The intent of the legislation is to place qualifying firemen and policemen who die or are disabled as the result of hypertension or heart disease in the same compensation position as those who die or are disabled as the result of on-duty, service-related injuries. Its purpose is not to exalt those firemen and policemen who die of heart disease not work-related over those who die of the same disease during the course of or as a result of their on-duty services. Plainville v. Travelers Indemnity Co., supra, [178 Conn.] 670. . . .
“The holding of Plainville does not require a result in th[is] . . . case which would give the defendant a double, concurrent collection of benefits . . . .’’(Internal quotation marks omitted.) Middletown v. Local 1073, supra, 1 Conn. App. 61-62.
Morgan v. East Haven, 208 Conn. 576, 546 A.2d 243 (1988), upon which the plaintiff also relies, is similarly inapposite. In Morgan, the issue was “whether an award made pursuant to ... § 7-433c for a permanent partial disability [was] an asset of a deceased recipient’s estate.” Id., 577-78. Although we stated in dicta that “the substantive law of § 7-433c governs claims under that section . . . [and that the Workers’ Compensation Act] is used only for puiposes of computation”; id., 585 n. 12; it is clear that we merely were restating our earlier conclusion that the express language of § 7-433c, which limits benefits to the claimant “or his dependents, as the case may be”; (internal quotation marks omitted) id., 581; controlled the issue in Morgan. Furthermore, in Morgan, we also stated: “We previously have noted the sound reasoning of the Appellate Court in . . .
Ill
We next consider whether the trial court’s order denying intervention can be affirmed on the alternate ground that the city had failed to file a certificate of good faith pursuant to General Statutes § 52-190a. The plaintiff argues that each complaining party in a negligence action against a health care provider, including intervening parties, must file a certificate of good faith. The plaintiff claims that, because the city has failed to file such a certificate, it is barred from proceeding further.
The city argues that this claim is not ripe because the trial court did not decide this issue in its memorandum of decision addressing the propriety of the city’s motion to intervene, and because the city has not filed an intervening complaint. On the merits, the city argues that the purpose of § 52-190a was fulfilled when the plaintiff filed its certificate of good faith in the underlying action. The city further argues that, because it was not the original party filing the underlying action against the defendant, makes no new claims against the defendant, and merely seeks apportionment of any damages that the plaintiff may recover, it has no duty to file a certificate of good faith. We agree with the city on the merits.
We first consider whether this issue is ripe. First, although the trial court did not consider this issue, the
Second, we reject the city’s argument that, because the trial court denied the city’s motion to intervene, this claim is not ripe inasmuch as the city argues that it has not filed an intervening complaint. General Statutes § 52-190a provides, for those litigants subject to its requirements, that a certificate of good faith must be filed with the “complaint or initial pleading.” (Emphasis added.) The city has filed its initial pleading in this case, namely, a motion to intervene. Thus, the city’s failure to file a good faith certificate presents a live controversy as to whether its motion to intervene was legally deficient.
We begin our analysis with the text of General Statutes § 52-190a (a), which provides in relevant part: “No civil action shall be filed to recover damages resulting from personal injury or wrongful death occurring on or after October 1, 1987, whether in tort or in contract, in which it is alleged that such injury or death resulted from the negligence of a health care provider, unless the attorney or party filing the action has made a reasonable inquiry as permitted by the circumstances to determine that there are grounds for a good faith belief that there has been negligence in the care or treatment of the claimant. The complaint or initial pleading shall contain a certificate, on a form prescribed by the rules of the superior court, of the attorney or party filing the action that such reasonable inquiry gave rise to a good faith belief that grounds exist for an action against each named defendant. ...”
We note that the legislature used the terms “attorney,” “party,” “complaint,” “pleading” and “certificate” in the singular, suggesting an intent to require the filing of one certificate. The text of the statute suggests that its purpose is to prevent frivolous lawsuits against health care providers. See Bruttomesso v. Northeastern Connecticut Sexual Assault Crisis Services, Inc., 242 Conn. 1, 15, 698 A.2d 795 (1997) (“[t]he purpose of [§ 52-190a] is to inhibit a plaintiff from bringing an inadequately investigated cause of action, whether in tort or in contract, claiming negligence by a health care provider”); LeConche v. Elligers, 215 Conn. 701, 710, 579 A.2d 1 (1990) (“the general purpose of § 52-190a is to discourage the filing of baseless lawsuits against
The order denying the motion to intervene is reversed and the case is remanded with direction to grant the motion to intervene, and for further proceedings according to law.
In this opinion the other justices concurred.
General Statutes § 7-433c provides in relevant part: “(a) Notwithstanding any provision of [the Workers’ Compensation Act] or any other general statute, charter, special act or ordinance to the contrary, in the event a uniformed member of a paid municipal fire department or a regular member of a paid municipal police department who successfully passed a physical examination on entry into such service, which examination failed to reveal any evidence of hypertension or heart disease, suffers either off duty or on duty any condition or impairment of health caused by hypertension or heart disease resulting in his death or his temporary or permanent, total or partial disability, he or his dependents, as the case may be, shall receive from his municipal employer compensation and medical care in the same amount and the same manner as that provided under [the Workers’ Compensation Act] if such death or disability was caused by a personal injury which arose out of and in the course of his employment and was suffered in the line of duty and within the scope of his employment .... The benefits provided by this section shall be in lieu of any other benefits which such policeman or fireman or his dependents may be entitled to receive from his municipal employer under the provisions of [the Workers’ Compensation Act] or the municipal or state retirement system under which he is covered, except as provided by this section, as a result of any condition or impairment of health caused by hypertension or heart disease resulting in his death or his temporary or permanent, total or partial disability. . . .”
The legislature made amendments to § 7-433c in 1996 that are not relevant to this appeal. See Public Acts 1996, Nos. 96-230 and 96-231. For convenience, we refer to the current revision of § 7-433c throughout this opinion.
General Statutes § 31-293 (a) provides in relevant part: “When any injury for which compensation is payable under the provisions of this chapter has been sustained under circumstances creating in a person other than an employer who has complied with the requirements of subsection (b) of section 31-284, a legal liability to pay damages for the injury, the injured employee may claim compensation under the provisions of this chapter, but the payment or award of compensation shall not affect the claim or right of action of the injured employee against such person, but the injured
The legislature made technical amendments to § 31-293 (a) in 1996 that are not relevant to this appeal. Public Acts 1996, No. 96-65. For convenience, we refer to the current revision of § 31-293 (a) throughout this opinion.
General Statutes § 52-190a provides in relevant part: “(a) No civil action shall be filed to recover damages resulting from personal injury or wrongful death occurring on or after October 1, 1987, whether in tort or in contract, in which it is alleged that such injury or death resulted from the negligence of a health care provider, unless the attorney or party filing the action has made a reasonable inquiry as permitted by the circumstances to determine that there are grounds for a good faith belief that there has been negligence in the care or treatment of the claimant. The complaint or iniüal pleading shall contain a certificate, on a form prescribed by the rules of the superior court, of the attorney or party filing the action that such reasonable inquiry gave rise to a good faith belief that grounds exist for an action against each named defendant. . . .”
General Statutes § 52-263 provides in relevant part: “Upon the trial of all matters of fact in any cause or action in the Superior Court, whether to the court or jury, or before any judge thereof when the jurisdiction of any action or proceeding is vested in him, if either party is aggrieved by the decision of the court or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, he may appeal to the court having jurisdiction from the final judgment of the court or of sucb judge, or from the decision of the court granting a motion to set aside a verdict . . . .”
We note that the original version of § 31-293 (a) was enacted long before 1971, when § 7-433c originally was enacted as Public Acts 1971, No. 524, § 1. See Doucette v. Pomes, 247 Conn. 442, 469, 724 A.2d 481 (1999) (“[t]he [relevant] language of the 1917 act is virtually identical to that of the current § 31-293 (a)” [internal quotation marks omitted]). Thus, the legislative history of § 31-293 (a) does not reveal the legislature’s intent with regard to the issue presented in this appeal.
At oral argument, the plaintiff argued for the first time that, if § 7-433c benefits are subject to the collateral source rule; see General Statutes § 52-225b; he would not receive a double recovery. “Because this [argument] was not briefed by either party, we decline to consider it.” Shew v. Freedom of Information Commission, 245 Conn. 149, 166 n.20, 714 A.2d 664 (1998).
Our construction of § 31-293 (a) also promotes one of the statute’s other purposes, which is to protect “an employer by allowing the employer to obtain reimbursement for workers’ compensation benefits from a third party tortfeasor . . . by becoming an intervening plaintiff in the employee’s cause of action . . . .” Nichols v. Lighthouse Restaurant, Inc., supra, 246 Conn. 164.
To follow the produce analogy, the plaintiffs claim is ripe; it simply was not picked by the trial court.
A motion to strike is the proper method of challenging a party’s failure to include such a good faith certificate. See LeConche v. Elligers, 215 Conn. 701, 711, 579 A.2d 1 (1990). In this case, however, the plaintiff filed an objection in the trial court to the city’s motion to intervene based on the city’s failure to include such a certificate. “As with any pleading made by a party without prior court approval, the party subjected to the pleading can seek court intervention by filing either an objection, to the pleading, or a motion to dismiss or a, motion to strike." (Emphasis added.) Hallenbeck
Although the plaintiff attaches great significance to the fact that the statute provides that, prior to the filing of a “complaint or initial pleading"-, (emphasis added) General Statutes § 52-190a; a certificate must be filed, there is nothing in the text of the statute to suggest that the legislature intended that the term initial pleading refer to a would-be intervenor’s motion to intervene. On the contrary, a more reasonable reading of the statute requires a plaintiff to file a good faith certificate with the initial pleading when, for example, the plaintiff files a complaint and then later seeks to amend the complaint to include a count of health care provider negligence. In such a situation, the amended complaint constitutes the initial pleading with respect to that portion of the plaintiffs action dealing with health care provider negligence.