*1 impose rize a court to a new sentence
under the act after a
par-
defendant has
Tommy
KING,
Defendant/Appellant,
L.
tially
Depart-
served his sentence in the
ment
Bowling,
of Correction.
Tennessee,
STATE of
at 364. The trial court had
authority
Plaintiff/Appellee.
original
commence execution of the
entered,
judgment
originally
as it was
but
Tennessee,
Supreme Court of
it did not
authority
have the
to increase
at Nashville.
original
the defendant’s
sentence. See
June
§§
Ann.
TenmCode
40-35-310 & 40-35-
311(d); Bowling,
Therefore, the maximum sentence avail-
able to the court years was six in the penitentiary.
state Accordingly, judgment
amended of conviction of the
trial court should be modified to reflect an six-year
effective sentence.
CONCLUSION
While appellant’s we find that the sen- expired
tences had not prior to the institu-
tion of the revocation proceedings, the ten-
year sentence imposed upon revocation of sentencing alternative was improper. proper years sentence is six in the
Department of Correction. We affirm the
trial judgment court’s as modified. The
cause is remanded to the trial court for
correction of improper judgment
case 14075 and the reinstatement of the
six-year sentence.
Costs are assessed to the of Ten-
nessee.
ANDERSON, C.J, DROWOTA,
BIRCH, HOLDER, JJ., concur. *2 petition post-conviction of the
dismissal affirmed.
BACKGROUND defendant, Tommy King, and Lee The co-defendant, Davis, entered Ronald his May The defendant of 1982. tavern the air and ordered a shot into the fired down on patrons and owner to lie tavern’s pa- the defendant robbed the floor. The trons, cash through rifled the tavern’s keys. car the owner’s register, took defendant then without Apparently, the owner, tavern who shot the provocation on floor. The shot entered lying was followed a downward the victim’s neck and spinal trajectory through victim’s approxi- The tavern owner died cord. of the later as result mately one week wound. gunshot in- robbery, During the defendant tavern’s patrons formed one of the anyhow.” then ought you to Mil He “we stated, all.” “Let’s kill them The defen- apparently co-defendant dissuaded dant’s killing everyone inside the defendant from told, patrons tavern. The were then Runde, Daniel J. Assistant Public De- If head inch. your up even raise an “Don’t fender, PulasM, Massey, Robert D. Co- just ... I blow brains you your do will Counsel, PulasM, Appellant. for tavern, the defen- leaving out.” When a woman who was or- Walkup, Attorney Knox General dant encountered John ground. to lie on the Reporter, Cauley, gunpoint P. Assistant dered at John Nashville, General, in the tavern owner’s Attorney Appellee. for The defendant fled
car. OPINION The record indicates the defendant thirty at the years old approximately was HOLDER, J. shooting. robbery and time of the fatal case, criminal record capital we He had substantial post-conviction In this felony determine five convictions. previous whether included granted appeal Mdnapping felony felony included reliance on an invalid His convictions jury’s attempted The defendant was murder circumstance probation, and history violating review, hold had a Upon error. we harmless while were committed present invalid the offenses jury’s consideration of the de- probation. was on the defendant responsibility accepted never fendant harmless reasonable was killing justify attempted actions and strength due to re- by stating that the victim relative the victim aggravating circumstances and the jeans and other pay him for blue cir- fused to mitigating absence of weakness alleged shoot- Ap- He also merchandise. cumstances. The Court Criminal testified Witnesses affirming ing court’s was accidental. peals’ decision trial contrary to assertions, the defendant’s involving the use of personal or threat of character testimony indicated that the de- Also, violence. presented state reputation fendant’s for truth and veracity proof that appellant great created poor. risk of death to persons two or more *3 other than the victim during the course
The State submitted three aggravating
of the homicide.
proof
The
supporting
circumstances for
jury’s
consideration:
these two
factors is
(1)
over-
the defendant
had a
conviction for
whelming. Very little evidence of miti-
felony;
violent
the defendant know-
gation was
During
prose-
offered.
ingly
great
created a
risk of death to two
closing
cutor’s
argument at sentencing,
persons
more
other than the victim
emphasis
little
placed
on
(B)
the invalid
murdered;
the murder occurred
aggravator. Furthermore, no additional
during the commission
felony.1
of a
evidence was introduced to support the
presence
found the
of all three aggra-
invalid aggravating
circumstance....
vating circumstances and sentenced the
We conclude that
the sentence would
defendant to death. Both the defendant’s
have been the
jury given
same had the
conviction and the defendant’s sentence of
weight
no
felony
the invalid
death
murder
were affirmed
this Court on di-
aggravating factor.
appeal.
rect
King,
State,
88-221-III,
No.
[King] prior felony 13—204(i)(7) had two § convictions Code Ann. and failed to 39— 39-2-203(i)(2), (3), 204(i)(2), § (3), (7)(1997) See Tenn.Code Ann. ]. (7)(1982)[now § Tenn.Code Ann. 39-13-
949 Walker, v. following State death-eligible cases: defen- narrow class of denied, (Tenn.1995), cert. application We held that S.W.2d 381 dants. L.Ed.2d circumstance to felony U.S. State, (1996), 896 S.W.2d mur- and Hartman penalty the death impose (Tenn.1995). Eighth violated both the Amendment der art. States Constitution and to the United
1, § of the Tennessee Constitution. OF REVIEW STANDARD Middlebrooks, at 846. In applied has been Middlebrooks that a held Middle- Court raised properly retroactively and subject to a harmless error brooks error Barber v. post-conviction case. See *4 evaluating Middle- analysis. When State, at 187. Middlebrooks 889 S.W.2d analysis, error under a Howell we brooks upon Tennessee errors the premised are the “completely examine record shall the addressing Decisions Constitution. potentially presence of factors which the that harmful effect of a constitutional ultimately im- influence the sentence are of fact and law question is a mixed Howell, at 260-61. posed.” 868 S.W.2d of presumption afforded a generally not number and The factors include “the Evatt, See, e.g., 500 Yates v. correctness. strength remaining aggravating 1894, 391, 1884, 114 405, 111 S.Ct. U.S. stances, prosecutor’s argument the at sen- our re Accordingly, L.Ed.2d 432 the to tencing, evidence admitted establish the when upon view is novo record de nature, aggravator, invalid and the er assessing effect of Middlebrooks quality, strength mitigating and evi- State, 799, v. 958 ror. See Harries S.W.2d dence.” Id. to (Tenn.Crim.App.1997), perm, 802-803 (Tenn.1997). may
A Middlebrooks error be appeal deemed denied if “beyond harmless we And reasonable that the sentence would have been REMAINING AGGRAVATING given had no jury weight
the same
CIRCUMSTANCES
fac-
Felony
Prior Violent
Convictions
Howell,
tor.”
868 S.W.2d
261. We
that
have held
errors to
harm-
admits
he has been
King
Middlebrooks
felo
upheld
previously
and have
death
convicted
two violent
less
sentence
nies,
Boyd,
and
following
kidnapping
attempted
cases. State v.
959
Hines, He,
(Tenn.1998);
however,
argues
v.
the substance
S.W.2d 557
State
denied,
(Tenn.1995),
convictions
persuasiveness
cert.
and
these
Upon we have not re air. patrons gun- He ordered the weighed have, the proof. We point consistent to lie down on the floor. He shot Hoivell, with owner, considered the evidence that and killed the tavern lying who was was before the at the imposed time it on Upon the floor. leaving, the defendant probation ceived attempt- greater nine months on resulting and the conduct in the con robbery ed conviction. egregious. viction was more Smith, See (Tenn. 1994); 893 S.W.2d Indeed, examples the dissent cites of cases Cazes, (Tenn. prior in which the number of convictions 1994). supporting circumstance was EVIDENCE MITIGATING another woman outside encountered he gunpoint her at to tavern. He ordered mitigating proof no find little or It fortunate ground. on the was down record. careful examination upon neither killed nor wound- that others were candi- extremely poor is an The defendant two during this as at least ed con- He has been rehabilitation. date for fired the confines of shots were within He has felonies. victed of five tavern. crowded pres- and his history violating probation, he was the de- committed while unpersuaded by are ent crimes were Again, we little no re- sup- He showed probation. that the evidence on argument fendant’s accept responsibility lacking sub- and refused to porting aggravator morse attempted he to and should actions. stance or for his his actions. See given weight. less Those the victim for somehow be blame (“Very floor little was King, to he on the tavern at 944 persons ordered S.W.2d ought mitigating circumstances by way the defendant threaten: “We heard offered kill insistence that just you anyhow” kill and “Let’s than the [defendant’s] to other “[Djon’t told, justified in his actions be- morally were even them all” and he was pay him you an inch. If do ... had refused your up victim] raise head cause [the that the At least and his insistence just your I will brains out.” for merchandise blow accidental.”). discharged by shooting two shots were the defen- was no addi- dant a crowded tavern. While indicate that the defen- The record does shot, were the threat tional victims at the time thirty-two years old dant was very again their real. We lives married, trial, previously had been of his ag- clude that this second *6 The defen- three-year-old child. and had gravating clearly sup- circumstance is an insur- worked as previously dant had ported by objectively proof. reliable salesman, cook, bricklayer. and a ance however, These, circumstances, little offer AND ARGUMENT EVIDENCE mitigation. in The defendant lists several instances mentioned the which the State CONCLUSION argument sentencing phase at the during defendant, According of the trial. to the aggrava- find two We emphasis placed this that undue was shows mitigat- and either no ting circumstances felony aggravating on the invalid murder circum- mitigating ing circumstances disagree with the de- circumstance. We find that weight. of nominal stances fendant’s assessment. empha- did not prosecutor’s argument the aggravating circumstance size the invalid carefully reviewed the State’s We have introduced and no additional evidence not introduce argument. The State did Ac- the invalid circumstance. support any support evidence in of the additional the of Criminal cordingly, we affirm Court felony murder beyond a and hold that Appeals judgment hearing. during sentencing stance im- jury would have reasonable doubt whole, argument did Taken as a the State’s consider- of death absent posed a sentence felony aggrava- murder emphasize not felony murder the invalid ation of argument ting circumstance. State’s It appearing circumstance. of the facts simply reminded this the costs of indigent, is defendant offense, case, the circumstances of the State, which to the for are taxed appeal events, and of the the defendant’s version necessary. if may issue execution veracity of impeaching the the evidence that the We hold the defendant’s version. J.J., BARKER, on the DROWOTA place emphasis not undue
State did
concurring.
felony
murder
ANDERSON, C.J.,
separate
insignificant
they may,
See
tant and
Constitution,
Concuiring/Dissenting Opinion in
sistent with the Federal
be
which
harmless_”
22,
BIRCH, J.,
deemed
Id. at
87 S.Ct.
concurs.
at 827.
ANDERSON,
Justice,
RILEY
Chief
recognized
The Court
that “harmless-
concurring
dissenting.
error
very
rules can work
unfair and mis-
I agree
majority
with the
jury’s
when,
example,
chievous
highly
results
reliance on the
evidence,
important
persuasive
or ar-
I,
this case violated article
forbidden,
gument, though legally
finds its
§ 16 of the Tennessee Constitution and way
question
into a trial which the
that a
analysis
harmless error
must be
guilt or innocence is a close one.” Id. The
applied under
our decision State v. How- Court therefore held that before a consti-
ell,
(Tenn.1993).
In State v. this Court said that a 24, 87 (citing Fahy S.Ct. v. Connect- constitutional harmless icut, U.S. L.Ed.2d applied to a capital sentencing proceeding (1963)). appellate completely court “to examine presence the record for the Chap The Supreme applied Court first potentially factors which influence[d] the capital sentencing proceeding man to a ultimately imposed,” including sentence Texas, Satterwhite v. sum, nature, strength, qualitative sub- 1792, 100 (holding L.Ed.2d 284 stance and remain- testimony expert admission of ing aggravating circumstances. Id. at about the defendant’s risk for future dan view, my 261-62. fails to Amendment). gerousness violated Sixth properly apply thorough analysis. In holding that the error was not harmless Moreover, resentencing necessary be- Chapman, emphasized under the Court *7 prove beyond cause the State has failed to question legal that the is “not whether the a reasonable doubt the sentence ly sup admitted to evidence was sufficient would have been the same had the rather, port the death sentence ... but given no consideration to the unconstitu- proved ‘beyond whether the has a tional I there- com reasonable doubt the error fore dissent. plained of did not contribute to the verdict ” 258-59, at obtained.’ Id. at 108 S.Ct. 24, (quoting Chapman, 1798 386 U.S at 87
CONSTITUTIONAL HARMLESS
828).
at
S.Ct.
ERROR ANALYSIS
years
capital
To understand Howell’s rationale and
Two
later
another
sen-
case,
underpinnings,
helpful
tencing
Mississippi,
it is
to
the
Clemons v.
494
review
738,
1441,
history of constitutional
error
110 S.Ct. at
...
held
California,
we
Chapman
In
v.
Black,
222,
er-
constitutional
Stringer
In
that before a federal
(1992),
harmless,
reviewing
[W]hen
conclusion.
Clemons
decision,
weigh
example,
an invalid factor
its
we did not hesitate
pi,... for
reviewing
explana-
not assume it
court
remand a case for “a detañed
made no
would have
on the record” when
tion based
difference if
thumb had been removed
death’s
an ex-
court faded to undertake
lower
from
weighing
“cryptic,”
side
the scale.
its
plicit analysis supporting
When
skewed,
er-
only
has been
of harmless
process
one-sentence conclusion
itself
stitutional harmless-error
ror.
level
reweighing
appellate
at the trial or
(O’Connor, J.,
at 2123
Id. at
guarantee
defendant
suffices
added)
(citations
(emphasis
concurring)
sentence.
received an individualized
omitted).
principle emerges
This clear
not from
long
...
from our
any single case
but
*8
ANALYSIS
HOWELL
authority
forth the dual
setting
line of
Supreme
in these
principles evident
The
in-
precise
criteria of
and
constitutional
a constitutional
Court cases—that
sentencing.
dividualized
beyond a reasonable
be harmless
must
(emphasis
Id. at
In
we
analysis
factor
in our harmless-error
case
contrast,
majority
this
In
the
aggra-
nature of each
qualitative
was the
ag-
of
“reweigh” the evidence
to
declines
after
that remained
vating circumstance
circumstances,
only that
stating
gravating
aggravator was removed
the invalid
and finds
the record
it has “considered”
sentencing equation. This
from the
“ob-
aggravating circumstances
the valid
to the
an intention to look
Court stated
“amply supported
jectively reliable” and
remaining circum-
the
substance
dis-
does not
by
proof.”
of
persuasiveness,
their
as
stances and
nature, sub-
strength, qualitative
cuss the
quantum proof support-
to the
well as
stance,
of the
quantum
persuasiveness,
of
objective reliability of a
ing them. The
cir-
aggravating
proof
the valid
supporting
remaining aggravating circumstance
require-
despite
express
cumstances
in this evalua-
particular importance
of
Thus,
majority fails
in Howell.
ment
tion.
and also fails to
apply
to
Howell
properly
of individualized
preserve
requirement
added).
(emphasis
Id. at 103
sentencing.1
Walker,
In
[Walker] 203(i)(2) (1982) (now codified TenmCode voluntary guilty and found (1997 39-13-204(i)(2) Supp. is, § & Ann. manslaughter. as in- While 1998)), upon the defen- relied conviction judge, structed the trial kidnapping way prior convictions felony we have no of dant’s a violent wit, rob- felony, attempt to commit speculate and cannot whether knowing bery.2 the death imposed have would the use or threat majority appears felonies ... which involve to consider legally Ann. only person.” the evidence was Tenn.Code whether violence to the suffi- contrast, establish an present cient to § 39-2-203 substance, persua- strength, and not (i)(2) finding "[t]he form of establishing proof siveness of one previously convicted defendant was stance. statutory elements ... whose or more felonies person.” violence to the the use of involve (i)(2) time of in effect at the 2. The version 39-13-204(i)(2)(1997 & § Ann. Tenn.Code *10 finding that defen- "[t]he a this case Supp.1998). previously of one or more dant was convicted
956 this factor in analyzing strength, supporting
In and victions other substance view, persuasiveness my of this cases. In all of these factors Howell, by required stance we observe should be into consideration-in con- taken “marginal” by that it was described as analysis ducting the harmless error under appeal. King, Court on direct State v. 694 Howell. (Tenn.1985). 941,
S.W.2d 944 The fact only a King suspended received sen- Remaining Aggravating Circumstances probation kidnapping for the of
tence and
imprisonment
nine months
for
wife and
Risk of Death
Great
attempted robbery necessarily
is rele-
now
the Howell harmless er-
apply
We
strength,
per-
vant to the
and
seriousness
ror
to the second
crimes.
suasiveness of those
by
circumstance found
crimes did
fact that
not involve
jury.
“knowing-
It was that the defendant
a victim is
relevant.
actual harm to
also
(2)
death to
ly
great
created a
risk of
two
concurring opinion
in the
pointed
As
out
more
than the victim
persons,
other
in the
Judge Wade
Court of Criminal murdered,
of
during his act
murder.”
illustration,3
Appeals
by way of
and
39-2-203(i)(3) (1982)
§
Ann.
Tenn.Code
substance,
persuasiveness
strength,
(now
§Ann.
39-13-
codified at Tenn.Code
King’s
are
than in
prior convictions weaker
204(i)(3) (1997 Supp.1998)).
&
prior
of our
cases which the error
This
held that this
Howell,
previously
Court has
has
harmless.
In
deemed
been
“contemplates
prior
had
convictions for
defendant
or threats to sev
multiple
either
murders
murder and armed
868 S.W.2d
shortly prior
at
In
eral
to or short
Boyd,
persons
262.
defendant had
at or
prior
for
murder.
degree
ly
upon
conviction
second
after an act of murder
which the
Nichols,
Cone,
969
In
defen-
561.
v.
prosecution
S.W.2d
State
665
is based.”
multiple
aggravat-
denied,
dant
convictions
87,
(Tenn.),
had
for
cert.
467
S.W.2d
95
ed
at 738. In
v.
rape.
1210,
2400,
877 S.W.2d
State
Accordingly,
(defendant
engaged
L.Ed.2d 155
King’s prior
convic-
would conclude
officer,
killing one
police,
shoot-out
tions marginally established this
with
third);
second,
missing a
convictions, wounding
(Tenn.),
Johnson,
however,
strength,
lacked
substance
882, 103
denied,
cert.
egregious
Indeed,
thorough
undertaking a
review.
Although agree
I
with the
assertion
purpose
examining
precedent for the
require
comparative
our
does not
that Howell
cases,
measuring
of an error
a case
also
the effect
I would
observe
review
being
component
appel-
comparison
reviewed is a
preclude such a
basic
Howell does not
purpose
late review.
illustration
other cases for
*11
prosecution
to which the
(1982) (three
the extent
and
and
people shot
L.Ed.2d
felony murder factor
on the invalid
shot and
relied
people
and two
injured
store
fled).
in the
penalty
for the death
arguing
as defendant
parking
in the
lot
killed
The State’s
hand,
has held
of the trial.
sentencing phase
this Court
the other
On
to the
applicable where
with references
replete
this factor was not
is
argument
factor,
three
the fact
shot and threatened
well as to
the defendant
as
felony murder
robbery.
a
but
fleeing
during
while
from
persons
killing
occurred
follow
until the
argu-
kill the two victims
opening
did not
prosecutor’s
A
of the
review
Cone,
(1985);
(Fla.1979). King’s agree I with the committed while the murder was And legally support sufficient to actions were in commit- engaged the Defendant I how- disagree, factor. in the com- accomplice an ting, or was ever, majority’s that Howell with the view commit, of, attempting to or was mission only a determination whether at- committing, or fleeing after or was supported by “objectively reli- the factor is degree first to commit tempting Instead, reviewing proof. able” arson, robbery, burglary, murder, rape, strength, substance and piracy, or aircraft larceny, kidnapping, I note that this case sub- aggravator, discharg- throwing, placing, unlawful multiple gun- stantially differs from the bomb. He device or ing of a destructive marked and random shoot-outs that shots in the course this murder committed Workman, Johnson, such cases as an armed indi- although several McKay. there was no random present,
viduals were victim only
exchange gunfire believe, accountable, I there- at and killed. stop was shot this man Hold fore, circumstances must that all of these him under activity, put reign of criminal applying consideration him taken into forbid sentence that will the kind of analysis. seeking harmless error constitutional again roam the streets to once him activity, that forbid will criminal Sentencing Argument at Prosecutor’s come on a choosing to again once from kill County to Maury factor tour of the third Howell next turn to murder. harmless error —whether *12 958 following
The additional necessary references to the ner is in order to steal and felony murder aggravating appear there, factor rob from I people then cannot in prosecution’s final closing any mitigating remarks: see circumstances when goes he there and kills man. Maury County
[The comes to defendant] good for no reason says other than he he It is evident from the foregoing that the has goods some stolen his car that he felony State’s reliance on the invalid mur- sell, wants to goes place into a of der aggravating factor was substantial and Maury County business in to a man that strongly emphasized seeking the death know, says he he doesn’t even and with penalty. was told on purpose, big pistol, with his with the that, by several occasions virtue of its the, purpose to rob and the pre-con- verdict, guilty already it had found this ceived notion if that he will kill he has proven. circumstance to have been Ac- to, and rob and kill the decent citizens of cordingly, disagree I with majority’s community. whole, conclusion that taken as a argument emphasize
State’s did not felony murder your We have listed for consideration no Mitigating Evidence mitigating less than three [sic] you stances. already One of which have The fourth enumerated factor Howell determined, is that this murder reviewing court to look at the was committed during the course of an nature, quality, and strength mitigating of armed jury. evidence that was before Miti
gating any aspect evidence include record, background, the defendant’s char acter, circumstances about the That has determined in [been] order may mitigate against offense that guilty find that this man was penalty. Teague, death murder, by you so that has been found (Tenn.1995); S.W.2d see also already beyond a reasonable doubt. Ohio, 586, 604, Lockett v. 438 U.S. 98 S.Ct.
2954, 2964,
ell, at 262 (emphasis
As O’Connor Sochor emphasized Justice Florida, “this is stan- justifiably high
