Lead Opinion
COLE, J., dеlivered the opinion of the court, in which BOYCE F. MARTIN, C.J., MERRITT, SILER, DAUGHTREY, MOORE, CLAY, and GILMAN, JJ., joined. RYAN, J. (p. 358), delivered a separate concurring opinion. BOGGS, J. (pp. 358-59), delivered a separate opinion concurring in part and dissenting in part. ALAN E. NORRIS, J. (p. 359), delivered a separate dissenting opinion, in which SUHRHEINRICH and BATCHELDER, JJ., joined.
OPINION
Plaintiffs-Appellants Charles Kincaid and Capri Coffer appeal the district court’s grant of summary judgment upholding Defendants-Appellees’ confiscation and ban on distribution of a college yearbook edited by Coffer. Upon en banc review, we determine that the KSU officials violated the First Amendment rights of Kincaid and Coffer. Accordingly, we REVERSE the order of the district court and REMAND the case with instructions to enter judgment in favor of Kincaid and Coffer and to determine the relief to which they are entitled. See, e.g., Leila Hosp. and Health Ctr. v. Bowen,
I. BACKGROUND
A. Factual Background
At the times relevant to this case, both Kincaid and Coffer were registered students at Kentucky State University (“KSU”), a public, state-funded university. Betty Gibson was KSU’s Vice President for Student Affairs. KSU funded production and distribution of The Thorobred, the student yearbook.
Coffer served as the editor of the yearbook during the 1993-94 аcademic year. Although a student-photographer and at least one other student assisted her at one point, Coffer organized and put together the yearbook herself after her staff members lost interest in the project. Coffer endeavored to “do something different” with the yearbook in order to “bring Kentucky State University into the nineties”; she also sought to “present a yearbook to the student population that was what they [had] never seen before.” To these ends, Coffer created a purple cover using a material known as “rain shower foil stamp,” and, for the first time, gave the yearbook a theme. The theme, “destination unknown,” described the atmosphere of “uncertainty” that Coffer believed characterized the time; Coffer found evidence of this uncertainty in students wondering “where are we going in our lives,” in high unemployment rates, and in a current controversy regarding whether KSU was going to become a community college. Coffer included pictures in the yearbook depicting events at KSU and in its surrounding community, and political and current events in thе nation and world at large. The yearbook covered both the 1992-93 and 1993-94 academic years because the students working on the 1992-93 yearbook had fallen behind schedule. Although the yearbook was originally projected to contain 224 pages, Coffer testified that the final product contained only 128 pages, because she did not have enough pictures to fill 224 pages and because the university administration took no interest in the publication. Coffer completed the yearbook several thousand dollars under budget, and sent the yearbook to the printer in May or June of 1994.
When the yearbook came back from the printer in November 1994, Gibson objected to several aspects of it, finding the publication to be of poor quality and “inappropriate.” In particular, Gibson objected to the yearbook’s purple cover (KSU’s school colors are green and gold), its “destination unknown” theme, the lack of captions under many of the photos, and the inclusion of current events ostensibly unrelated to KSU. After consulting with KSU President Mary Smith and other unnamеd university officials, Gibson and Smith decided to confiscate the yearbooks and to withhold them from the KSU community. Gibson contacted Leslie Thomas, KSU’s Director of Student Life, and instructed her to secure the yearbooks so that they would not be distributed. Thomas contacted KSU’s director for service management, who ensured that the yearbooks were secured. Although Gibson’s intention was “perhaps [to] discard [the yearbooks],” Gibson’s counsel indicated at oral argument that the yearbooks remain hidden away on KSU’s campus.
B. Procedural Background
In November 1995, Kincaid and Coffer sued Gibson, Smith, and individual members of the KSU Board of Regents under 42 U.S.C. § 1983, alleging that the university’s confiscation of and failure to distribute the 1992-94 KSU student yearbook violated their rights under the First and Fourteenth Amendments to the United States Constitution.
Both parties moved for summary judgment on the yearbook claim. The district court applied a forum analysis to the students’ First Amendment claim, and found that the KSU yearbook was a nonpublic forum. See Perry Educ. Ass’n v. Perry Local Educators’ Ass’n,
A divided panel of this court affirmed the district court’s opinion. See Kincaid v. Gibson,
II. STANDARD OF REVIEW
We review the district court’s grant of summary judgment de novo. See Greer v. United States,
III. DISCUSSION
The issue before us is whether the university officials violated the First Amendment rights of Kincaid and Coffer by confiscating and failing to distribute the KSU student yearbook. For the reasons that follow, we apply a forum analysis to the question and hold that the KSU yearbook constitutes a limited (or “designated”) public forum. Accordingly, we analyze the actions taken by the university officials with respect to the yearbook under strict scrutiny, and conclude that the officials’ confiscation of the yearbooks violated Kin-caid’s and Coffer’s First Amendment rights.
A. Application of Public Forum Doctrine
We begin with the fundamental principle that there can be “no doubt that the First Amendment rights of speech and association extend to the campuses of state universities.” Widmar v. Vincent,
Although Kincaid and Coffer argue their case under the forum doctrine, they argue in the alternative that forum analysis does not apply to the KSU yearbooks because “forum analysis is only appropriate when the issue concerns the access sought by the proposed speaker,” and that access is not at issue in this case. Appellants’ Supp. Br. at 11-12. We disagree. It is true that “a speaker must seek access to public property or to private property dedicated to public use to evoke First Amendment concerns.” See Cornelius v. NAACP Legal Defense and Educ. Fund, Inc.,
B. Type of Forum
There is no real dispute in this case that the forum in question is The Thorobred itself. The parties dispute strenuously, however, the appropriate characterization оf The Thorobred under forum analysis. Kincaid and Coffer contend that the yearbook is a limited public forum, subject only to reasonable time, place, and manner regulations, and to only those content-based regulations that are narrowly crafted to serve a compelling state interest. See Perry,
The Supreme Court has recognized three types of fora. The first type is a traditional public forum. A traditional public forum is a place “which by long tradition or by government fiat ha[s] been devoted to assembly and debate,” such as a street or park. See id. at 45,
The parties agree that The Thorobred is not a traditional public forum. To determine whether the yearbook is a limited public forum, the touchstone of our analysis is whether the government
1. Policy
KSU’s written policy toward The Thoro-bred is found in a section of the student handbook entitled “Student Publications.”
First and foremost, the policy places editorial control of the yearbook in the hands of a student editor or editors. Although the policy provides for the establishment of minimum qualifications for student editors,
In order to meet the responsible standards of journalism, an advisor may require changes in the form of materials submitted by students, but such changes must deal only with the form or the time and manner of expressions rather than alteration of content.
See App. I (emphasis added). This language is revealing: not only does it direct the university’s chosen advisor to refrain from editing the content of the yearbook, it also tracks the Supreme Court’s description of the limitations on government regulation of expressive activity in a limited public forum. See Perry,
The KSU officials argue that the handbook policy shows the university’s intent to retain, rather than relinquish, control over the yearbook’s content. They point in particular to the fact that the policy requires a disclaimer to be placed on the student newspaper — but not on the yearbook — as evidence of the university’s intent to retain control over the content of the yearbook.
2. Practice
In addition to еxamining KSU’s stated policy, we must examine the university’s actual practice to determine whether it truly intended to create a limited public forum in The Thorobred. Indeed, we have noted that “ ‘actual practice speaks louder than words’ ” in determining whether the government intended to create a limited public forum. See UFCWU,
3. Nature of the Property and Compatibility with Expressive Activity
In addition to the university’s policy and practice, an examination of the nature of the forum at issue and its compatibility with expressive activity further indicates that KSU intended to open The Thorobred to the student editors as a limited public forum. The KSU yearbook is a student publication that, by its very nature, exists for the purpose of expressive activity. There can be no serious argument about the fact that, in its most basic form, the yearbook serves as a forum in which student editors present pictures, captions, and other written material, and that these materials constitute expression for purposes of the First Amendment. As a creative publication, the yearbook is easily distinguished from other government fora whose natures are not so compatible with free expression. See, e.g., Cornelius,
4. Context
We аre also persuaded that the context within which this case arises indicates that The Thorobred constitutes a limited public forum. The university is a special place for purposes of First Amendment jurisprudence. The danger of “chilling ... individual thought and expression ... is especially real in the University setting, where the State acts against a background and tradition of thought and experiment that is at the center of our intellectual and philosophic tradition.” Rosenberger,
5. KSU Officials’ Arguments
The KSU officials dispute this substantial evidence of the university’s intent to create a limited public forum in the student yearbook. They argue that a limited public forum cannot exist unless the government has opened the forum at issue for “indiscriminate use by the general public.” The district court agreed, concluding that the yearbook was a nonpublic forum by reasoning that Kincaid and Coffer had “put forth no evidence that The Thorobred was intended to reach or communicate with anybody but KSU students.” This reasoning badly distorts a basic tenet of public forum law. It is true that one of the ways in which the government may create or designate a public forum is by opening the forum “for indiscriminate use by the general public.” See Perry,
The KSU officials further argue that only select individuals had access to The Thorobred, and that “[a] designated public forum is not created when the government allows selective access for individual speakers rather than general access for a class of speakers.” See Forbes,
C. Constitutionality of University Officials’ Actions
As discussed, supra, the government may impose only reasonable time, place, and manner regulations, and content-based regulations that are narrowly drawn to effectuate a compelling state interest, on expressive activity in a limited public forum. See Perry,
Upon their return from the printer, the 1992-94 yearbooks were delivered to the office of Laura Cullen, the student publications advisor. Before they could be distributed to Kincaid and other KSU students, Gibson ordered Leslie Thomas to have them secured; Thomas complied, and, without any notification or explanation to Cullen, the yearbooks were spirited away. To this day — nearly six years after the yearbooks returned from the printer— the university refuses to distribute them. This is not a reasonable time, place, or manner regulation of expressive activity. See Perry,
The KSU officials argue that withholding the yearbooks is excusable because they were regulating the style and form of the yearbooks rather than their content. At oral argument, counsel for the officials argued that the record contains no evidence that the officials withheld distribution of the yearbooks based on content, or that they altered the content of the yearbooks. This argument is simply not credible. First, the record makes clear that Gibson sought to regulate the content of the 1992-94 yearbook: in addition to complaining about the yearbook’s color, lack of captions, and overall quality, Gibson withheld the yearbooks because she found the yearbook theme of “destination unknown” inappropriate. Gibson also disapproved of
The officials’ argument also fails because they have, in effect, altered The Thorn-bred. Confiscation ranks with forced government speech as amongst the purest forms of content alteration. There is little if any difference between hiding from public view the words and pictures students use to portray their college experience, and forcing students to publish a state-sponsored script. In either case, the government alters student expression by obliterating it. We will not sanction a reading of the First Amendment that permits government officials to censor еxpression in a limited public forum in order to coerce speech that pleases the government. The KSU officials present no compelling reason to nullify Coffer’s expression or to shield it from Kincaid’s view and, accordingly, the officials’ actions violate the Constitution. See Perry,
Even were we to assume, as the KSU officials argue, that the yearbook was a nonpublic forum, confiscation of the yearbook would still violate Kincaid’s and Coffer’s free speech rights. Although the government may act to preserve a nonpublie forum for its intended purposes, its regulation of speech must nonetheless be reasonable, and it must not attempt to suppress expression based on the speaker’s viewpoint. See Perry,
In arguing that their confiscation of the yearbook was reasonable to preserve the forum’s purpose, see id., the officials adopt a portion of Coffer’s testimony as a statement of the yearbook’s purpose: “It’s something that the university provides as a record fоr that year, a pictorial record for that year.”
More important, the KSU officials’ actions were not reasonable because they were arbitrary and conflicted with the university’s own stated policy. The university’s publications policy states that “the Thorobred yearbook shall be under the management of the Student Publications
We note that KSU’s suppression of the yearbook smacks of viewpoint discrimination as well. The university officials based their confiscation of the yearbook in part upon the particular theme chosen by Coffer, “destination unknown.” Coffer characterized that theme, which she described in the yearbook itself, as “my opinion as a student regarding the ... overall student population.” Coffer’s choice of theme is a classic illustration of what we mean when we refer to a speaker’s “viewpoint.” The university officials also based their confiscation of the yearbooks on the fact that the some of its pictures captured particular, well-known individuals whom they deemed to be out of place in a student yearbook. Kincaid summarized the basic premise of First Amendment viewpoint jurisprudence when he testified, “[a] picture that may be relеvant to me may be something that would be garbage to you.” We might add that in a traditional, limited, or nonpublic forum, state officials may not expunge even “garbage” if it represents a speaker’s viewpoint. See Perry,
IV. CONCLUSION
The district court erred by granting summary judgment to the university officials and denying it to Kincaid and Coffer because the record clearly shows KSU’s intent to dеsignate The Thorobred as a limited public forum. Specifically, the district court erred in concluding that the yearbook was a nonpublic forum on the basis that Kincaid and Coffer “put forth no evidence that The Thorobred was intended to reach or communicate with anybody but KSU students.” This reasoning simply misapplies well-established public forum law. The district court further erred in concluding that “the yearbook was not intended to be a journal of expression and communication in a public forum sense, but instead to be a journal of the ‘goings on’ in [a] particular year at KSU.” Given KSU’s stated policy and practice with re
In light of the clearly established contours of the public forum doctrine and the substantially developеd factual record in this case, the district court should have denied the KSU officials’ motion for summary judgment and granted Kincaid’s and Coffer’s summary judgment motion. Accordingly, we REVERSE the judgment of the district court and REMAND the case with instructions to enter judgment in favor of Kincaid and Coffer, and to determine the relief to which they are entitled.
ATTACHMENT
Appendix I.
Student Publications
The Board of Regents respects the integrity of student publications and the press, and the rights to exist in an atmosphere of free and responsible discussion and of intellectual exploration. The Board expects student editors and faculty advis-ors to adhere to high standards of journalistic ethics and the highest level of good taste and maturity in the integrity, tone and content of student publications.
Student Publications Board
The Thorobred News (Student Newspaper) and the Thorobred yearbook shall be under the management of the Student Publications Board. Though both publications are subsidized by the University, it is the intent that both shall be as free of censorship as prevailing law dictates.
The Student Publications Board membership shall consist of two members of the faculty, one of whom shall serve as
сhairperson; the editor of the Thorobred News, the editor of the Thorobred Yearbook, two student staff members (other than the editors of the yearbook and the newspaper), and the following exofficio [sic] members — Vice President for Student Affairs, Director of Student Life, President of Student Government Association, and the Student Publications Advisor. Except for those who are exofficio [sic], all members and the chairperson are appointed by the President of the University for a term of one (1) year. Appointments are made during the spring semester for the succeeding year.
The Student Publications Board shall:
1. Approve the written publications policy of each student publication, including such items as purpose, size, quantity controls, and time, place and manner of distribution;
2. Set qualifications for and (upon nomination by the Student Publications Advisor), appoint the editor of each publication who shall serve for a one-year term, unless reappointed or removed by the Board for cause;
3. Set qualifications for and appoint staff members for each publication upon nоmination of its editor with concurrence of the Student Publications Advisor, also, remove any of these staff members for cause;
4. Arrange seminars for student publications personnel with skilled publications experts for discussion of reporting, editing, and other journalistic techniques;
5. Provide the Thorobred News and Thorobred yearbook staffs with counsel, and encourage them to maintain [sic] for fiscal, news and editorial responsibilities.
In subsidizing the Thorobred News through the Student Publications Board, the University expects the newspaper to maintain at least these two standards of quality control:
*358 1. Report accurately and fairly newsworthy campus events; and
2. Pursue important news events to make sure they are reported and commented upon on the editorial pages with comprehension and full understanding of the facts.
Since the Thorobred News is not an “official” organ of the University, the Student Publication^] Board shall cause to be inserted in the masthead a standing and distinct disclaimer indicating that the views expressed are not necessarily those of the University, but rather are those of the named student author, editor or board of editors. In setting qualifications for the editors of the newspaper and yearbook, the Board shall include a sufficiently high academic average or the successful completion of a basic journalism course, or both. To assure that the newspaper and yearbook is [sic] not overwhelmed by ineptitude and inexperience, the Board shall require the use of an experienced advisor. In order to meet responsible standards of journalism, an advisor may require changes in the form of materials submitted by students, but such changes must deal only with the form or the time and manner of expressions rather than alteration of its content.
It is the responsibility of the editor to verify the accuracy of all printed matter, and to recognize that he/she will be subject to the legal exigencies that may arise from improper reporting of news.
Notes
. Both Kincaid and Coffer assert that they, along with all other KSU students, paid a mandatory eighty-dollar student activity fee at the beginning of the 1993-94 school year which covered the costs of supplying each KSU student with a copy of The Thorobred. In her deposition, Gibson stated that the student activity fee did not fund the yearbook, but rather that the yearbook was funded by general revenue. This difference of opinion is not materially related to the dispute at hand. Because the parties agree that the yearbook was funded by the university, and because the university is a state-funded institution, Kin-caid and Coffer have First Amendment rights under a forum analysis as detailed infra.
. Kincaid and Coffer raised several other claims, which are not before us on appeal. See Kincaid v. Gibson,
. In Hazelwood, the Court held that a newspaper published by a public high school journalism class was a nonpublic forum,
. See Hazelwood,
. The parties essentially agree that Hazelwood applies only marginally to this case. Kincaid and Coffer argue that Hazelwood is factually inapposite to the case at hand; the KSU officials argue that the district court relied upon Hazelwood only for guidance in applying forum analysis to student publications. Because we find that a forum analysis requires that the yearbook be analyzed as a limited public forum-rather than a nonpublic forum — we agree with the parties that Hazelwood has little application to this case. Cf. Student Government Ass’n v. Board of Trustees of the Univ. of Massachusetts,
. Our decision to apply the forum doctrine to the student yearbook at issue in this case has no bearing on the question of whether and the extent to which a public university may alter the content of a student newspaper. See, e.g., Stanley v. Magrath,
. The Student Publications policy, which is reproduced in its entirety at Appendix I of this opinion, also covers the Thorobred News, KSU's student newspaper. The newspaper is not at issue before the en banc panel.
. The relevant portion of the Student Handbook states:
The Student Publications Board membership shall consist of two members of the faculty, one of whom shall serve as chairperson; the editor of the Thorobred News, the editor of the Thorobred Yearbook, two student staff members (other than the editors of the yearbook and the newspaper), and the following exofficio [sic] members — • Vice President for Student Affairs, Director of Student Life, President of Student Government Association, and the Student Publications Advisor. Except for those who are exofficio [sic], all members and the chairperson áre appointed by the President of the University for a term of one (1) year. Appointments are made during the spring semester for the succeeding year.
.The handbook states:
The Student Publications Board shall ... [s]et qualifications for and (upon nomination by the Student Publications Advisor), appoint the editor of each publication who shall serve for a one-year term, unless reappointed or removed by the Board for cause.... In setting qualifications for the editors of the newspaper and yearbook, the Board shall include a sufficiently high academic average or the successful completion of a basiс journalism course, or both.
. At the time of the events giving rise to the instant case, there was no publications policy written specifically for the yearbook. Although the parties included a draft of such a policy in the Joint Appendix, they agree that the draft has no relevance to this case because it was produced after the events at issue.
. The relevant portion of the handbook reads:
Since the Thorobred News is not an "official" organ of the University, the Student Publication^] Board shall cause to be inserted in the masthead a standing and distinct disclaimer indicating that the views expressed are not necessarily those of the University, but rather are those of the named student author, editor or board of editors.
(quotation marks in original).
.The handbook states:
In subsidizing the Thorobred News through the Student Publications Board, the University expects the newspaper to maintain at least these two standards of quality control:
1. Report accurately and fairly newsworthy campus events; and
2. Pursue important news events to make sure they are reported and commented upon on the editorial pages with com*351 prehension and full understanding of the facts.
. Cullen’s tenure as publications advisor to the yeаrbook included the entire period at issue in this case (from January 1992 to November 1994). Cullen resigned from KSU in July 1995. See Cullen v. Gibson, No. 96-6116,
. The handbook further states that although the yearbook is "subsidized by the University, it is the intent that [it] shall be free of censorship as prevailing law dictates.” Although we acknowledge that this freedom from censorship begs the question of what, precisely, prevailing law dictates, we find it hard to fathom that KSU would have included such language in its student publications policy if it contemplated confiscating and withholding distribution of publications with which it disagreed.
. We note that the class in this case turned out to include at most three students — Coffer and the two yearbook staff members who briefly assisted her — and perhaps includes as few as one (Coffer). The small number of students who ended up working on the yearbook has no bearing on our finding that the yearbook constitutes a limited public forum. Our focus is on whether the university intended to create a limited public forum in the yearbook. The particular events in this case — including the facts that a small number of students joined the yearbook staff and that two students left it — transpired long after the university expressed its intent to create a limited public forum for the student yearbook editors, whomever they might turn out to be. We further note that although Kincaid is not part of the class of student speakers who worked on the yearbook, the First Amendment protects his right to read The Thorobred. once the university has opened it up as a forum for speech. See Virginia State Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc.,
. Coffer immediately clarified her statement: "Well, the students provide [the yearbook] through the university.” (emphasis added).
. Coffer testified that she included pictures of current events and celebrities because "those were some of the major people and ... major events that were happening during that time.”
. Cullen also indicated that the 1992-94 yearbook was not materially different in quality from other yearbooks: "the things that were said about the [1992-94] yearbook, this particular book that was confiscated, is [sic] nothing new or unique to any other yearbook. They all have problems.”
Concurrence in Part
concurring in part and dissenting in part.
From my reading of the record in this case, there is substantiаl, but not conclusive, evidence that the Kentucky State University administration was displeased with the content of the proposed yearbook. There is also substantial, but not conclusive, evidence that the yearbook was of poor quality. Finally, there is substantial evidence on both sides of the question of which of these matters actually motivated the administration. Under these circumstances, I would reverse for a trial of these genuine issues of material fact. I therefore concur in the judgment of the court reversing the ruling of the district court, but dissent from our judgment ordering that judgment be entered for the student appellants.
In brief summary, I agree that a student yearbook publication of the type at issue here could be a limited public forum. But even such a forum can be subject to reasonable time, place and manner rules. I believe some minimum standards of competence could be a reasonable “manner” restriction. After all, if the students were to have chosen to have a “yearbook” consisting of a sack of condoms, or 98% white space, or a reproduction of the more obscure portions of “Finnegan’s Wake,” the court’s decision that the administration had relinquished all control over even the form of the material in the yearbook would be much less compelling. Just where the actual content deficiencies lie on such a scale is, I believe, a disputed issue of material fact.
At the same time, the evidence that the administration’s claims are pretextual is also significant. There was evidence that administrators were disturbed by the viewpoint that they perceived as being expressed. I am therefore not prepared to say that there may not have been view
Thus, under either legal analysis, I believe that factual issues remain, and there should be a trial, rather than our court ordering judgment for the plaintiffs.
Concurrence Opinion
concurring.
In the initial decision of this case by a panel of which I was a member, I concurred in the opinion for affirmance. I thought then, for the reasons expressed in Judge Norris’s opinion for the panel, that the plaintiffs had suffered no deрrivation of free speech rights under the First Amendment. I now think that in so concluding, I was in error.
I am now persuaded, for the reasons detailed in Judge Cole’s excellent opinion for the court, en banc, that the district court’s judgment in favor of the defendants must be reversed.
Dissenting Opinion
dissenting.
While I agree with the majority’s discussion of the underlying precepts of the First Amendment, I continue to believe that the record supports a conclusion that the university did not create a limited public forum for the reasons outlined in the prior panel’s vacated opinion. Kincaid v. Gibson,
[i]t is no doubt reasonable that KSU should seek to maintain its image to potential students, alumni, and the general public. In light of the undisputedly poor quality of the yearbook, it is also reasonable that KSU might cut its losses by refusing to distribute a university publication that might tarnish, rather than enhance, that image.
Id. at 729 (footnote omitted). Although with the benefit of hindsight it might be said that the university could have dealt with this situation more effectively, “regulation of speech in a nonpublie forum need only be reasonable; it need not be the most reasonable or the' only reasonable limitation.” Id. (citing International Society for Krishna Consciousness v. Lee,
Accordingly, I respectfully dissent.
