*1 subdistricts, majority-minority see id. at 144. FAY, Circuit Judge, concurring Senior fact, Teme testified that would have specially: been for him difficult to have drawn subdis- I, IIA, tricts for the Second I throiigh Circuit Leon Coun- concur in sections ty without creating Courts least two ma- opinion for court. It seems me jority-minority districts. See id. at 146. simply unnecessary Section IIB is belying Absent some evidence Terrie’s char- disagree with therefore dicta which I but find process, of his design acterization Chiles no need to discuss. do concur footnote rely solely cannot criticism Terrie’s proposed motivations block Davis’s reme- dy. testimony, togethér Given Terrie’s unchallenged pro- adherence Davis’s
posed plan to traditional redistricting crite-
ria, we conclude the district court com- finding error
mitted clear that Davis’s
proposed remedy gerry- constitutes a racial Thus,
mander. we hold both that the dis- misinterpreted
trict court the law regarding assessing permissible role race in KIMEL, Jr., Ralph Dougherty, J. Daniel C. remedies for violations of Two Section Altman, Beard, Burton H. Robert W. incorrectly the district court assessed Brock, al., Plaintiffs-Ap Valdall K. et played the role that race drawing pellees, proposed Davis’s subdistricts. Baker, al., Plaintiffs, et Doris C.
III. CONCLUSION case, presented persua- Davis has racially sive polarized voting evidence STATE FLORIDA OF BOARD OF judgeships
elections for on the Second Cir- REGENTS, cuit County Nonetheless, and Leon Courts. Defendant- Davis propose permissible Appellant. has failed to cross-examination, example, 24. On Terrie ond Judicial Circuit and within also Leon discussed the issue: County itself. Terrie, Q: you please, briefly, Dr. would de- Q: you possible Did conclude that it was you scribe what were asked to do in this case? draw such districts with traditional redistrict- A: Yes. was asked to see whether it was ing criteria? possible, utilizing redistricting traditional crite- Yes, A: I did. ria, plan to draw would include at least R16 at 104. majority-minority one district within the Sec- *2 DICKSON, Wellington a.k.a. N. Plaintiff-Appellee,
Duke, OF COR-
FLORIDA DEPARTMENT County,
RECTIONS, Jackson
Defendant-Appellant, Institution, Fol- Jim
Jackson Correctional Childs, som, a.k.a. Edward and James Major, Childs, Defendants.
J.E. MACPHERSON, Marvin
Roderick Plaintiffs-Appellants,
Narz, MONTEVALLO,
UNIVERSITY OF
Defendant-Appellee, Lawyers Employment
National Amicus,
Association, America,
United States
Intervenor-Appellant.
Nos. 96-6947. Appeals, States Court
United
Eleventh Circuit.
April Fleitman, Affairs, S. Dept, Legal
Peter *3 Morris, Wendy S. Regents, Florida Bd. of Resources, FL, Tallahassee, Office Human Regents. for Florida ofBd. Chanin, Collins, Robert H. Jeremiah A. Hacker, Kaiser, Jonathan Bredhoff & Wash- DC, ington, Plaintiffs-Appellees for in 96- 2788." Galanter, Div., M. Rights
Seth Civ. Justice, DC, Dept, of Washington, for United States. Butterworth, Gen., Atty. Lynn
Robert G. Beisner, Franklin and Attys. Amelia L. Asst. Gen., Tallahassee, FL, Dept, for Florida Corrections. Houlihan, Partners,
Gerald J. Houlihan & P.A., Miami, FL, for Dickson. Arendall, Birmingham, AL, David R. for Plaintiffs-Appellants in 96-6947. Hedin, Douglas Glidden, A. Elizabeth A. MN, Minneapolis, for amicus curiae National Employment Lawyers Ass’n. Gardner, Cabaniss,
William F. Johnston & Gardner, AL, Birmingham for University of Montevallo. HATCHETT, Judge,
Before
Chief
COX,
EDMONDSON and
Circuit Judges.
EDMONDSON,
Judge:1
Circuit
presenting
Three cases
the same or similar
issues of Eleventh Amendment
immunity
were consolidated and are addressed in this
cases,
appeal.
In all
States,'
three
agencies,
their
submitted motions to dismiss
based
Eleventh Amendment
appeal
The issues in this
are whether Con-
Judge
judgment
Edmondson announces the
Hatchett concurs in the
Judge
result
Part II of
Judge
the Court in this case.
result in Part I of
Cox
concurs
opinion
Edmondson's
but also writes separately
Judge
opinion
Edmondson's
Judge
issue.
on the
Cox
dissents
Part II of the
but decides the issue on a
Chief
different basis.
opinion.
Judge
Hatchett dissents in Part I. Chief
Cir.1994),
aff’d, 517 U.S.
Amend-
abrogated
Eleventh
gress
States’
Dis-
Age
L.Ed.2d 252
for suits under
ment
(“ADEA”)
Employment
Act
crimination
Disabilities
the Americans with
states:
and under
Eleventh Amendment
(“ADA”).2
Act
The Judicial
United States
courts,
District
Two
the Northern
district
suit
shall not be construed
extend
Division,
Florida, Tallahassee
in State
equity
prosecuted
commenced or
law or
(“Ki
Florida,
Regents v. Kimel
Board of
against one
United
Citi-
States
”)
Florida,
District of
mel
and the Northern
State,
zens of another
Citizens or
Division,
City
Depart
in Florida
Panama
Subjects
any Foreign
State.
(“Dickson ”),
v. Dickson
Corrections
Const,
provision
XI. This
amend.
effectively abrogated
held that
*4
only prohibits
against States in federal
suits
sovereign immunity with its enact
States’
States,
by
court
of other
but also
citizens
(and
ment
the ADEA
for Dickson the
brought
prohibits
against a State in
suits
ADA) and denied the motions to dismiss.
Hans
by
court
its own citizens.
v.
federal
But,
Northern District of
Alabama
Louisiana,
504, 33
134 U.S.
S.Ct.
L.Ed.
MacPherson,
University
v.
Montev
Narz
(1890).4
(“MacPherson ”) granted
mo
the State’s
allo
Amendment
tion
dismiss on Eleventh
to
Florida,
In
v.
Seminole Tribe
Florida
Northern
grounds.
agree
We
with the
Dis
44,
1114,
Discussion when nity the Eleventh Amendment under pursuant to the Commerce acted denying or A court’s order district Clause; power abrogate only exists complaint granting a motion dismiss 5 of Fourteenth Amend- under Section the Eleventh against a State based on addition, pre- out ment.5 In the Court set grant sovereign immunity Amendment’s cisely Congress must do to what by court de See Semi reviewed this novo. Florida, the States’ v. nole Tribe Florida 96-3773, only prohibits Dep’t suits 4. Amendment Only The Eleventh
2.
number
Florida
case
Dickson,
unconsenting
presents
parties against
v.
the Eleventh
private
Corrections
States
Thiboutot,
1,
Amendment issue for ADA.
U.S.
court. See Maine
federal
7,
n.
teenth
Section
enforcement
gate
unmistakably
found in
clear state-
Seminole,
powers.
language
of the statute —necessi-
*5
116
at 1127-28.7
clarity
high
by Congress.
a
tates
level of
But,
observed,
Supreme
as the
Court has
Age
I.
in Employment
Discrimination
Act
requirement
Congress
such a
of
is not too
of
high
important
considering
when
the
inter-
Although
good
believe
reason exists
by
protected
ests
Eleventh
the
.Amendment.
(or
to doubt that the ADEA was
could have
recognizes
The Eleventh Amendment
that
properly)
pursuant
been
the
enacted
to
Four
States,
law,
as a matter of constitutional
are
Amendment,
teenth
I will not decide that
special
possessing
entities —still
attributes of
question today;8 questions of constitutional
sovereignty. The
strikes a
Amendment
bal-
only
should be decided
as a last resort.
government
ance between the federal
Instead, I focus on the ADEA’s words and
balance, Congress
the States. To alter that
my
unmistakably
rest
on
lack
decision
the
of
unmistakably
must be
clear
its intent. See
legislative
clear
intent.
Muth,
v.
Dellmuth
searching
an
the ADEA for
un
equivocal
abrogate,
unequivocal expression
of intent
No
of
statement
to
an intent to
only
courts
to the language
abrogate immunity
unmistakably
look
of the stat-
is
clear in
me, "unmistakably" strongly
added);
6. For
powers.”) (emphasis
intensifies
Commerce Clause
"clear;”
implications
(2)
message
together
and take that
where two statutes are enacted
bill,
to heart.
the same
like the
and the Fair
Labor
(“FLSA”),
Standards Act
it seems reasonable
Congress
abrogat-
portions
7. The Eleventh Amendment can
be
enacted
bill.—all
also
by
pursuant
ed
authority.
a
waiver—actual
State’s
consent—but no
to the same
See 120
it—
(1974) (FLSA
Cong.
one
a waiver
pur-
claims that
occurred in these cases.
Rec. 7337
enacted
Congress's
power,
to
suant
Commerce Clause
especially
suggested by
considering
variety
This doubt is
that the FLSA [like
a
consid-
few;
erations,
(1)
briefly
initially only
private
applied
employ-
ADEA]
where
to
to state
ers,
Supreme
subjects
Congress
proper
held that
enacted a
who are not the
of Four-
has
enforcement); (3)
pursuant
powers,
statute
to its Commerce Clause
teenth Amendment
when ad-
characteristic,
deciding
dressing
we
age,
must be cautious about
that Con-
as
is not
gress
race,
pursuant
could have acted
a to
different
the kind of immutable characteristic as
power.
zens,
League
gender,
origin,
questionable
United Latin Amer. Citi-
or national
it is
Clements,
lawfully
acting
Council No. 4434 v.
could
to
be
enforce the
(5th Cir.1993) ("Although
there was
Fourteenth Amendment. See Massachusetts Bd.
307, 310,
argument
some
pursuant
Murgia,
acted
to
Retirement v.
2562, 2566,
powers
(Age
enforcement
under the Fourteenth
L.Ed.2d
ADEA,
passing
[Supreme]
suspect
Amendment in
quasi-
does not rise to the
level of
Gregoryf
ultimately
suspect
stage
through
Court in
conclud-
class: it is a
of life
Ashcroft]
which
only pursuant
persons go.).
ed that
had acted
to its
all
language
sufficient to
the Eleventh
reference
the Eleventh
ADEA. No
Seminole,
sovereign
Amendment.” See
or to States’
Amendment
there,
(citing
place,
In one
U.S.C.
agree,
employers to
In a
courts seemed to
include States.
defines
626(b),
section,
adding
ADEA in
amendments
which
different
1974—
States,,
agencies,
political
employers
less men-
their
subdivi-
never mentions
much
defendants,
“employer” (along
sepa-
the ADEA
sions
the definition
tions States
pro-
original
the ADEA
rately
portions
means of with
provides for enforcement
viding
may be
equitable relief in
that the statute
enforced
legal or
courts
suits for
statutory
competent jurisdiction)
represents
competent jurisdiction. This
struc-
courts of
unmistakably
clarity
legislative
clear
statement
provide
ture does
needed
right
required
to sover-
Eleventh Amend-
States’ constitutional
(which
opposed
view
abrogation
For
to be unmis- ment. This
eign
Dickson)
clear,
necessary
clash with
first
seems to
takably
it should not
precedents.
together
fit
of the statute
Court’s
various sections
expression
from which one
to create
Employees
Dep’t
Health
Public
of
Missouri,
abrogate. Although
might infer an intent to
Welfare
*6
it, the
we make no definite rule about
need
(1973), the
Su
another, by
very
construe one section with
Fair
Stan
preme
held that the
Labor
Court
nature,
or
hints that no unmistakable
un-
(“FLSA”)
provide
did
a suffi
Act
dards
present.
im-
equivocal declaration is
More
ciently
of intent to
clear statement
the
portant, when we do construe
various
initially
As
en
the Eleventh Amendment.
together, abrogation
ADEA sections
never
(like
ADEA)
acted,
FLSA
the
did not
the
becomes “as clear
is the summer’s sun.”10
at
the
apply
all
States.
FLSA
agen
in
to include
“A
was amended
certain State
general authorization
suit
federal
in
This
unequivocal statutory
employer.
of
definition of
court is not the kind
cies
the
imposed by
presents
be
a
of the Act is a civil fine that can
9. The ADEA
different
situation
Thus,
Seminole,
by
the
created
the Act.
the
the one in
where
Court held that
the Commission
expressed
Congress clearly
only
entity
its intent to
to an
other than the
suits available
said, among
when
are
Indian tribes. And
Commission
available to
things,
jurisdiction
only
“[t]he
was vested in
Unit-
the
under the
entities that
tribes
sue
of
ed
district courts ... over
cause
States
of
Act are States: no other means
enforcement
arising
a
...
from the failure of State to
action
are established.
negotiations
conduct
enter into
...
single-mindedness
the Act adds much
The
negotiations
Gaming
good
ADEA,
faith....”
Indian
clarity
the other
to its words.
Act,
(em-
2710(d)(7)(A)(I)
Regulatory
25 U.S.C.
hand,
general propo-
complicated.
a
is more
As
section,
added).
along
phasis
re-
This
sition,
against
doubtlessly permits
suits
wide
scheme available to a tribe that files suit
medial
private)
range
employers (public
and for
"as
under section
leaves no doubt
equitable)
(legal
remedies
various
identity
in an
under [this
defendant
action
courts).
(state
But
different forums
and federal
Seminole,
at
section].”
light
question
fact
little
on the narrow
sheds
against
by
States in federal
of suits
individuals
ADEA,
court.
Gaming Regula-
Unlike the
Indian
tory
Act at issue in Seminole creates
scheme
, Shakespeare,
background, see
gambling.
For
William
regulation
Indian-tribe
federal
(speech
King Henry the
act
sc. 2
against
Fifth
States for
Other than
suits authorized
outlining Henry’s
Canterbury
good
negotiations
claim
their
faith
for Tribal-
lack
throne).
provision
compacts,
only
enforcement
French
held,
amendment,
provide
the Court
did not
employers
To include the States as
statement of intent
ADEA,
the clear
FLSA,
under the
as in the
does not
intent,
.despite-
provisions allowing
immunity,
show an
that the
States be sued
“competent jurisdiction”
in courts
suits
private
citizens
federal court —the kind of
who violated the
against employers
FLSA.
prohibited
suit
under the Eleventh Amendm
history
1617. “The
Id. at
ent.12
is enforceable
the Eleventh
and tradition of
Amendment
States, despite
sovereign immunity,
by reason of that
indicate that
barrier a
through forms of relief other than direct
competent
federal court
is not
to render
suits
citizens
federal court.13 Congress
judgment against
noneonsenting
State.” may have had these other forms of enforce
ADEA,
Id.
dispute
Like the
there was no
ment in mind when it amended the statute to
applied
agencies
the FLSA
to the State
employers. Thus,
include
gen
States as
FLSA;
dispute
set out in the
was
application
eral
of the law to the
does
States
about what kinds of enforcement were avail-
requisite
not make the
clear statement
dealing
able when
with States as defendant- Congress also intended the ADEA to abro
employers.11
gate the
specifically.
Eleventh Amendment
decision,
Muth,
In a later
Dellmuth v.
dispute
provisions
do not
that some
Supreme Court held that
the Education of
the ADEA make'
possible
States look like
(EHA)
Handicapped
Act
did not abro-
alleging
defendants
suits
violations of the
gate
immunity despite
Eleventh Amendment
accept
ADEA. I
provisions
that these
could
provisions allowing
suit
federal district
support an “inference
States were
many provisions
court and
referring to the
subject
intended to
damages
actions for
parties
States as
in suits of enforcement.
Dellmuth,
violations of the
Dellmuth,
[ADEA].”
But,
U.S. at
HATCHETT,
223, 228,
2397,
Judge, concurring in
109
Chief
S.Ct.
dissenting
part:
in
181
If
judgment
part,
in
L.Ed.2d
the court
clearly expressed
that Congress
finds
its in
Congress effectively
I would hold that
ab-
to abrogate
immunity,
tent
the states’
rogated
sovereign immunity
the states’
under
inquiry
next
is whether
enacted the
Amendment
the United
Eleventh
legislation
“pursuant
question
to a consti
Age
in both the
Constitution
Discrimi-
States
provision
power
tutional
granting [it] the
to
(ADEA),
Act
Employment
nation in
Tribe,
abrogate[.]” Seminole
§§
and the Americans with
U.S.C.
1435
out,
sively pointed
simply
subject
are
to
statute
[t]he
the statute
'violate
ers who
dispute
29
no room to
whether states and
equitable relief. See
leaves
liability
legal
for
(1994) (“In
626(b)
among
agencies are included
the class
action state
chapter
potential
court
when sued under the
the
of
defendants
brought
to enforce this
jurisdiction
legal
‘employers.’”
or ADEA for their actions as
grant
to
have
shall
Blanciak,
695;
may
to
77 F.3d at
see also
appropriate
be
Seminole
equitable relief
Tribe,
57,
1124,
chapter....”);
517
116
134
purposes of this
S.Ct.
the
effectuate
(1994).
626(c)(1)
the
(relying
on
references
29 U.S.C.
in the
the
in
to the “State”
text of
statute
parties in Kimel—includ
agree
I
with the
to
question
conclude that such references
Regents
Board of
with
ing the Florida
—and
Congress
it
that
intend-
indubitable
“[made]
that has ad
virtually every other court
through
abrogate
Act to
ed
the
the States’
including all
dis
question,
three
dressed
suit”).5
sovereign immunity cases,
underlying
that
courts in the
trict
my colleague’s
I
issue with
“unmistakably
an
clear”
take
reliance
made
facts
to the
abrogate
intent
the states’
that
reference
Eleventh
“[n]o
of its
statement
sovereign immunity
immunity in
ADEA.
Hurd Amendment or to States’
sovereign
See
ADEA,]”
there,
Univ.,
1540,
is
in
Pittsburg
F.3d
1544
included
[in
“[n]or
109
v.
State
(10th Cir.1997);
Allegheny
place, plain, declaratory
Lud
statement that
Blanciak v.
one
(3d Cir.1996);
can
sued
77 F.3d
695
individuals
federal
Corp.,
lum
States
690,
Edmondson, J.,
Athough
v. Board
court.”
Davidson
Governors
of
of
Univ.,
920 F.2d
Edmondson states that we do
Colleges &
W. Ill.
Univs. for
(7th Cir.1990).
441,
require Congress
any “magic
words”
“Unless
use
443
effectively
sovereign
many
abrogate
abro
the states’
said
so
words that was
had
immunity,
sovereign immunity
age
and that
“unmistak-
gating the states’
immunity
degree
ably signal abrogation
of ex
of
in a vari-
cases—and that
discrimination
ety
ways,”
opinion,
have
of
I
that his
required
is not
could not
believe
plicitness
—it
essence,
exactly
requiring
sover
that.
made its desire to override
states’
Davidson,
J.,
Edmondson,
If Congress
at 1420 n.
eign immunity clearer.”
920
F.2d
(internal
omitted);
sufficiently
expressed
also
has not
intent
citations
see
(“I
Edmondson, J.,
immunity through in-
say
abrogate
21 n.
do not
that
the states’
cluding
“employ-
in the
of
magic
be used to abro
“States”
definition
certain
words must
in,the ADEA,
decision,
Congress could
after this
I cannot
accept
that
er”
gate
“variety
.ways”
immunity
imagine
in what other
Con-
unmistakably signal abrogation
variety ways,
gress
signal
abrogation
can
the states’
general
we write no
immunity,
through
today.”).
persua-
other than
the use
rules
As
Third Circuit
Hurd,
3;
(with
ty”);
exceptions,
‘employee’
F.3d at
n. Reich v. New
term
"[t]he
some
York,
(2d Cir.1993) (stating
employed
any employ-
3 F.3d
means
individual
er....").
“Congress
[the FLSA]
that
amended
with
political
that
subdivisions
intent
states
their
Employees
Dep't
subject
suit
disagree
Public
would thereafter be
in federal
that
FLSA[,]”
finding
Department
&
v.
Health
court
violations
Health
Public
Welfare
abrogate
Welfare,
"Congress
has made its intent to
&
(1973),
sovereign immunity abundantly
concluding
clear
the states’
L.Ed.2d 251
FLSA,
language
clearly express
abrogate
as amended in 1974
did not
its intent
denied,
1985"),
immunity
enacting
the 1966 amend-
cert.
states'
(1994),
(FLSA),
other
overruled on
ments to the Fair Labor Standards Act
York,
(2d
grounds,
question
v. New
125 F.3d
into
intent to
Close
calls
Cir.1997) (“[W]e
longer justify congres
no
the states’
ADEA.
.
abrogation
Congress specifically
to ad-
under the Interstate Commerce
amended
FLSA
sional
Clause,
permits such
Employees
and to
and to the extent that Reich
dress the concerns of
good
abrogation,
law.’’);
longer
we hold Reich is no
authorize
the states in federal
lawsuits
(1st
Arizona,
Maine,
Hale
court.
Cir.1997)
Mills
Cir.) (era
)
clearly
(stating
(stating
agree
banc
“we
sovereign
appeals
intended
the states'
immu
courts of
that have examined the FLSA’s
FLSA),
nity
cert.
provisions
con-
in the 1974 amendments
and have concluded
the Act
denied,
necessary
congres-
tains the
clear statement of
sovereign
sional
state
immuni-
intent
*10
equity)
words.”
Seminole
are available for such a
“magic
violation to
any
require
Congress
that
use
Tribe did not
the same extent as such remedies are
express
its intent to
language
talismanic
available for
a violation in an action
easily have done so. As
abrogate,
against any public
private
and could
entity
requires
that Seminole Tribe
not believe
do
than a State.
any particular
to ex-
to use
words
Congress
(1994).
Accordingly,
U.S.C.
effectively
abrogate
its intent
press
Congress “unequivocally expressed”
find that
immunity, and because I believe that
states’
abrogate
sovereign
its intent
the states’
language
is clear
Congress’s intent
immunity in section 12202 of the ADA See
ADEA,
I conclude
the first criterion
AFSCME,
3139,
v.
Autio
Local
No. 97-3145
Tribe is satisfied. See EEOC v.
Seminole
(8th
9, 1998);
Apr.
Coolbaugh
Cir.
v. Louisi
226,
18,
Wyoming,
243 n.
460 U.S.
ana,
Cir.1998)
(finding
(1983)
75 .
1064 n.
L.Ed.2d 18
Congress’s
abrogate
intent to
im
states’
(“[T]here
what
is no doubt
intent
clear”);
munity
“patently
the ADA
Congress
application
was:
to extend
of Clark,
A
shall
not be immune under the
Court held that
eleventh amendment to the
exceeded
Constitution
authority
its Section 5
in enacting
the United States from an
the Reli
action
[a]
gious
(RFRA),
competent juris-
Federal or
Freedom Restoration Act
State court of
2000bb-4,
§§
diction for a
chapter.
through
violation of this
2000bb to
action
sought
previ
State for violation of which
to reinstate a
ous,
requirements
chapter,
stringent
remedies
more
standard of review for
(including remedies both at
religion
law and
free exercise of
claims.7 The Court
however,
-
emphasize,
6.
compelling governmental
I must
that I do not con-
interest.”
clude,
at -,
imply,
required
to use
138 L.Ed.2d at
RFRA,
any “magic
express effectively
seeking
words”
its in-
then enacted the
compelling
tent to
"to
states'
I con-
restore the
interest
test as set
[,]
guarantee
ap-
clude
forth in Sherbert
...
intent under the
and to
ADA
plication in all
is clear.
cases where free exercise of reli-
burdened_"
gion
substantially
42 U.S.C.
Division,
Employment
Dep’t
Human Re
2000bb(b)(1) (1994). Thus,
pro
RFRA
"[the]
Smith,
872, 883-87,
sources
‘government’
‘substantially
hibit[ed]
dening]’
bur
1595, 1602-04,
(1990),
the Su
person’s
religion
exercise of
even if
preme
apply
balancing
Court declined to
test
general
resulted]
the burden
applicability
from a rule of
analyzing
free exercise claims set forth in
government
unless
dem
[could]
Verner,
Sherbert v.
‘(1)
onstrate the burden
[was] in furtherance of a
(1963),
"neutral,
interest;
(2)[was]
and held that
compelling governmental
generally applicable
applied
laws
to reli
furthering
the least
restrictive means
”
gious practices
Boerne,-
supported by
governmental
even when
compelling
interest.’
*11
problem arbitrary
Congress
enforcing rights
pervasive
was
discrimination
not
found that
Amendment,
it
protection
which
under the Fourteenth
older workers. Such
is at
do,
power
but was
undeniably has the
the core of the Fourteenth Amendment’s
rights
the
attempting to
Constitu
create
protection
guarantee
equal
the law.
under
guarantee. See
U.S.
tion
not
did
Congress arguably
gone
though
Even
has
at -,
138 L.Ed.2d
in proscribing government employ-
further
words,
imper-
had
646. In other
practices
that discriminate on the basis
legislation.
missibly
“substantive”
enacted
age
in adjudicating
than have the courts
Vot
Judge
states that ‘Boerne
the
Cox
Amendment,
the Fourteenth
claims under
[o]nly
ing Rights
[that]
Act eases teach us
merely
differing
reflects the
roles of
interpretations of
respecting Supreme Court
the
courts.
Amendment can
the Fourteenth
interpreting the Amend
impermissibly
avoid
enacted the ADEA to “en-
Cox, J.,
interpret
at 1445.1
his
ment itself.”
rights
Equal
under the
Protec-
force”
manner,
limit,
analysis
unallowable
tion
the
Clause
Fourteenth Amend-
thus, disagree.
power
the
ment.
Boerne, Congress
legislated a constitu
A.
ADEA
judiciary.
tional standard of review for the
ADEA was not
Judge Cox asserts
the
Contrary
assertions,
I do
Cox’s
not
Section 5
proper
exercise
find this to be the case under the ADEA. In
analysis for two
under the Boerne
Equal
pro
general,
the
Protection Clause
First,
alleges
he
main reasons.
similarly
treating
scribes states from
situated
rights
indi
statute confers more
extensive
jurisdictions
persons
differently
within their
Equal
than does the
Protection
viduals
governments
and assures that
will differenti
Amendment.
Clause of
Fourteenth
only upon
ate between their
reason
citizens
essence, Judge
alleges that the ADEA
Cox
grounds
relationship
able
that have a
“mandatory
ages”
“man
puts
retirement
See,
Evans,
goals.
e.g., Romer v.
desired
datory
rigorous
more
age limits” to much
620, 630-32,
1620, 1627-28, 134
U.S.
Equal
test
than the
Clause re
Protection
(1996); Nordlinger
865-67
v.
Cox, J.,
addition, Judge
quires.
at 1447. In
Hahn,
1, 10,
2326, 2331,
“Congress
Cox
did
enact
asserts
(1992); City
Cleburne v.
response
proportional
ADEA as a
Inc.,
Ctr.,
Living
elderly’s
Cleburne
U.S.
constitu
widespread violation
because,
rights[,]”
among
tional
rea
(“The
sons,
rely
legislative history accompanying
on a classification
relationship
goal
1974 amendment
did
whose
to an asserted
so
or
vi
mention
Constitution
constitutional
as to
arbi
attenuated
render
distinction
Cox,
1444,1447.
irrational.”).
J., at
trary
Although
olations.
age
is not a
“suspect”
quasi-suspect
classification de
contrary,
many
To
like
other circuit
serving
judicial scrutiny
close
courts,
ADEA falls
I conclude
Clause,
Equal
Fourteenth
Protection
squarely
power that
within the enforcement
equal protection guarantees
Amendment’s
con-
Section 5 of
Fourteenth Amendment
solely
are not limited
to members of
few
Hurd,
Congress.
109 F.3d at
fers on
Cleburne,
See, e.g.,
protected groups.8
Serv.,
1545-46; Ramirez v. Puerto Rico Fire
(“[T]he
[dis
at 3258
(1st Cir.1983);
EEOC
699-700
abled],
others,
(7th Cir.1982);
have and retain their
like
Elrod,
608-09
674 F.2d
rights
Grisell,
in addition
substantive
Arritt
Cir.1977).
right
equally
to be treated
the ADEA to
Congress enacted
law.”).. Every person
prevent
right
what
found to be a
has
free
remedy and
at-,
passes
age if
S.Ct. at
138 L.Ed.2d at
viduals on the basis of
the action
2000bb-l).
test, i.e.,
rationally
it is
related
the rational basis
legitimate
Gregory,
government
to a
interest. See
Clause,
arbitrary
8. Under the
Protection
2405-06.
rights
state
of older indi
action
burden
empowers Congress
ap
on ar
*12
government classifications based
amendment
to enact
criteria,
propriate legislation establishing
bitrary
irrational
more exact
protection
ing requirements than those minimum
limited to “the
safe
power is not
amendment[,]”
guards provided in the
the Court to
as
found
deserve
those classes
”
long
carry
does so “to
out the
under the Constitution.’
‘special protection’
].”),
purpose of
Clark,
[the]
cert. de
at 1270-71. But
123 F.3d
Wil
amendment
cf.
nied,
917,
1850,
Caviness,
64
99
F.3d
210
son-Jones
(1980).
Cir.1996)
L.Ed.2d
Courts must accord Con
(stating that the court will not “re
gress
in determining
“wide latitude”
where
gard”
legislation
not affect a
does
pre
draw
line between measures that
“specially protected”
judicially-recognized
remedy
vent or
unconstitutional actions and
class,
“to
Equal
as an enactment
enforce the
changes
those that make
substantive
Congress explicitly
Protection Clause” unless
—
Boerne,
-,
governing law.
at
U.S.
clause),
enforcing that
stated that
it
117 S.Ct. at
L.Ed.2d at 638.
grounds, 107
amended on other
Thus,
it is clear that
does not
merely
stamp”
have to
the constitu
“rubber
Additionally, Congress
has
exceeded
tional
Supreme
violations that the
Court has
authority
Equal
its
to enforce the
Protection
exist;
already found to
nor does it have to
simply
Clause
because the ADEA
im
legislate
remedy only
that conduct that
liability involving
pose
distinctions
on
based
unconstitutional,
the Court would find
even
age that a court would not find to be “irra
though
yet
the Court
has
so ruled. See
undisputed
tional” under that clause.
It is
Murgia,
Massachusetts Bd. Retirement v.
Congress’s power
rights
to enforce the
307, 314,
2562, 2567,
equal protection
of the law under Section 5
(1976) (stating
L.Ed.2d 520
dicta
is not unlimited.
cannot “decree
inquiry
rational-basis
the Court’s
“reflect[s]
the substance of the Fourteenth Amend
drawing
awareness that
of lines that
States[,]”
ment’s restrictions on the
or alter
peculiarly
create distinctions is
a legislative
—
Boerne,
right[s][are].”
“what the
U.S. at
one”).9
task
an
unavoidable
Such
-,
117 S.Ct. at
interpretation
essentially
would
render
established, however,
long
It has
been
meaningless Congress’s power to enforce the
“[l]egislation which deters and remedies con
Amendment,
Fourteenth
separate
which is
sweep
stitutional violations can fall within the
power
judiciary
and distinct from the
of the
Congress’
power
enforcement
even
inif
interpret
the Constitution. See Katzen
process
prohibits
conduct which
bach,
ing “despite
constitutionality
the facial
judicial
determination that the enforce-
tests under
Northampton County
Lassiter v.
precluded by
ment of the state law
Con-
Elections,
Bd.
gress violated the [Fourteenth] Amend-
(1959).” Boerne,
ment,
L.Ed.2d 1072
as a
sustaining
condition of
—,
637;
enactment,
138 L.Ed.2d at
congressional
depreciate
would
Anniston,
City
see also Scott v.
congressional
both
resourcefulness
(5th Cir.1979) (“The
congressional
fourteenth
responsibility
imple-
Murgia
constitutionality
9. At issue in
was the
lice officers. See 427 U.S. at
S.Ct
under the
Protection Clause of a state
mandating
age
po-
statute
a retirement
for state
ming,
It
con-
460 U.S. at
meriting
Amendment.
would
2596-99, 9911-13,
(citing
Cong.
Rec.
power in this context
legislative
fine
abrogating
thus directed
role of
insignificant
Secretary
(Secretary)
judicial
of Labor
con
laws that the
branch
those state
unconstitutional,
complete” study
age
a “full
adjudge
duct
prepared
was
employment.
judgment
Wyoming,
of discrimination in
merely informing
by particularizing
“ma- 460 U.S.
at 1057. The
judiciary
Secretary
report
year
about a
jestic generalities”
§of
1 of
Amend-
issued
*13
(1)
later, finding, among
things,
other
that
ment.
employment age
generally
discrimination was
648-49,
Katzenbach,
86
at
384 U.S. at
S.Ct.
unsupported stereotypes
on
based
and was
(footnote omitted).
I decline to read
1721-22
pretextual grounds;
often
on
defended
and
power into
Congress’s
a limitation of
empirical
the
evidence showed that arbi
decision,
any
find
the Boerne
and
assertion
age
overall,
trary
limits were
as
unfounded
practices
the ADEA
reach
that
workers,
average, performed
older
on
as well
simply to
are not themselves unconstitutional
Wyoming)
younger
workers.
460
at
wrong.
230-31,
Thereafter,
103
at
1057-58.
appropriate, propor-
2. The ADEA is an
committees in the Senate and the
House
to
tional
remedial measure
address Representatives
extensive
conducted
hear
age discrimination.
ings,
proposed legislation
on
prohibiting such
discrimination,
Secretary’s
legisla-
findings
In order for the courts to consider
and the
“remedial,”
substantive,
throughout
tion to be
and not
“were confirmed
extensive
nature,
factfinding
proportionality
“a
be-
undertaken
Executive
congruence and
Congress.” Wyoming,
Branch and
injury
prevented
to be
or remed-
tween
230-31, 103
at
adopted
must
at
1057-58.
and
means
to
end”
ied
at -,
exist.
In March
around
same
time that
reviewing
After
passed
considered and
amend-
history
legislative
the text
of the ADEA
and
extending
under
ments
Title VII's
Section
amendments,
its
I conclude that Con
and
application
government
and
state
local
em-
addressing arbitrary age
gress,
discrimi ployees,
Bentsen first
Senator
introduced
in employment,
require
satisfied this
nation
govern-
the ADEA to
legislation
extend
Wyoming,
generally
ment. See
Elrod,
employees.
F.2d
ment
at 604
229-33,
(discussing
(1972),
(citing
Cong.
Rec.
and
Elrod,
history);
F.2d
legislative
ADEA’s
Employment Opportunity
ofAct
Pub.L.
(same).
at 604-07
103).
92-261,
After
No.
86 Stat.
Senator
again presented
proposed
Bentsen
preamble
provides
to the
Con-
The
ADEA
May
arguing
that Title
amendment
gress’s findings regarding,
among principles
“directly ap-
underlying
were
VII’s
things, “arbitrary age
regardless
limits
ADEA,
plicable”
the Senate voted
job performance
has be-
potential for
[that]
unanimously
in favor of the
amend-
“arbitrary
practice,”
come
common
and
Elrod,
(citing
ment.
at 604-05
employment
because
discrimination
Cong. Rec.
pur-
age,” and states
one of
Act’s
however,,
amendment,
initially
pass
failed to
poses
prohibit
such discrimination.
committees. El-
House-Senate conference
(1994).
1950s, Congress
In the
rod,
Although
legisla-
little
It is
nature
review
discrimination.”).
legislation
ed from
Like
defended on the basis of
invidious
sional
Circuit,
authority
I find
for the idea
powers
under
of the Four- Ninth
no
Congress’
scrutiny
that
of a level of
that we be able
dis-
“the Court’s choice
teenth Amendment
judicial
purpose
purposes
review should be
legislative
cern some
.factual
legislative power
boundary
predicate
supports
the exercise
Clark,
however,
F.3d
mean,
power.
Amendment[.]”
That does
Fourteenth
anywhere
especially
1271. I
recite the
therefore
need
words
conclude—
history
the ADA
with disabilities continue to be a serious
congressional
light of the
Congress did not
below—that
pervasive
problem;
as discussed
social
authority
enacting
that statute
exceed
(3)
discrimination
individuals with
may impose liability
the ADA
simply because
persists
disabilities
in such
areas as
critical
find to
that the courts would not
in situations
employment,
public
housing,
accommoda-
Equal
under the
judicial standards
violate
education,
tions,
transportation, communi-
the ADA to be
Protection Clause.
consider
recreation,
institutionalization,
cation,
sweep
that falls within the
of Con-
legislation
services,
public
voting,
health
and access to
“prohibit[
con-
gress’
]
enforcement
services;
which is not
itself unconstitutional.”
duct
(4)
experi-
unlike individuals who have
at -,
S.Ct. at
race,
enced discrimination on the basis of
late and
individuals with disabili-
ties, and, despite
improvements,
dividuals with disabilities are to assure
some
forms of
equality
opportunity,
participation,
discrimination
individuals
full
independent living, and economic self-suffi-
enforcement
under Section of the
individuals;
ciency
Additionally,
and
Fourteenth
for such
Amendment.
be
dangers
cause the
that the Court
in
found
unfair
continuing
existence of
and
present
herent in the RFRA are not
prejudice
unnecessary discrimination and
distinguishable.
ADA,
ADEA
and the
find Boerne
opportu-
people with disabilities
denies
—
ne,
-,
U.S. at
nity
compete
equal
on an
basis and to
Boer
pursue
opportunities
(stating
for which our S.Ct. at
III. CONCLUSION Cir.1994), aff'd, reasons, foregoing For the I would hold (1996). effectively abrogated the sovereign immunity enacting states’ Therefore, as well the ADA. II. Discussion
would affirm the district courts’ decisions in (cid:127)A. Abrogation Dickson, Kimel and and would reverse the district court’s decision in MacPherson. Ac- judicial power of the United States cordingly, I concur judgment does not extend to suit in equity law or II Part opinion Edmondson’s prosecuted commenced or against one of the respectfully otherwise dissent. United States citizens of that or another Const, XI; state. See U.S. amend. Hans v. COX, Judge, concurring part Circuit Louisiana, 1, 14-15, dissenting part: L.Ed. 842 Congress lacks the authority the states’ if first it “un the states’ Eleventh Amendment equivocally expressed] its intent to immunity to suit in federal court on claims immunity,” “pursuant and second it acts Age under either the in Em- Discrimination to a power.” valid exercise of See Seminole ployment Act or the Americans -withDisabili- Florida, Tribe v. *18 reason, ties Act. For that I concur in Judge (1996) 134 L.Ed.2d 252 Edmondson’s conclusion that the states are Mansour, 64, 68, 106 Green v. S.Ct. immune to ADEA suits. I respectfully dis- 423, 426, 88 371 sent, however, from holding the that Congress provided has a clear statement of enjoy states do not immunity the same intent to ADA suits. the ADA. The Act provides that State shall “[a] not be immune Background I. the eleventh amendment....” 42 § plaintiffs Each of U.S.C. 12202. As Edmondson these three consol- out, appeals points idated sued a instrumentality, presents state the ADEA a harder asserting claims under the ADEA question. hand, or ADA. Congress On one identified
1445 (RFRA), plaintiffs Act 42 and Restoration- of employees potential as state potential prohibit- defendants. On The as 2000bb 2000bb-4. RFRA the states hand, the words Congress never uses governmental other entities from ed all “substan- “immunity.” See or “Eleventh Amendment” tially burdening” religion the exercise of un- Opinion, supra, at Judge Edmondson’s they compelling doing less had interest for words, Notwithstanding the omission these employed the “least so and had restrictive potential states explicit designation of as furthering that Id. means” interest. con has circuit courts to led four defendants (b). 2000bb-l(a), With the RFRA’s strin- cléarly intend to did clude rule, Congress gent sought to resurrect immunity the states’ rights First and Fourteenth Amendment Univ., Pittsburg v. State Hurd suits. Supreme had believed Court (10th Cir.1997); v. Blanciak F.3d extinguished Employment Division v. Corp., 77 Allegheny Ludlum F.3d Smith, U.S. S.Ct. Cir.1996) (3d (dictum); Davidson v. Board (1990). A L.Ed.2d 876 Roman Catholic Univs., 920 Colleges & Governors of Boerne, Texas, Act church invoked the (7th Cir.1990); v. Ramirez F.2d permit the town the church a when denied Serv., Puerto Rico Fire space. worship additional add (1st Cir.1983). Supreme has The Court at -, at 2160. The district S.Ct. agreed reasoning with other contexts. beyond held that the RFRA was Con- court Tribe, 56,116 S.Ct. See Seminole powers, Fourteenth Amendment gress’s (Indian Gaming designation Act’s at 1124 Supreme agreed. Court sufficient); parties Dellmuth states Muth, 223, 233,109 The Court rested this conclusion on a basic J., (Sealia, concur The ultimate principle: unique, Court is (“I join Jus ring) opinion [four authority scope on the of Fourteenth Amend Court, understanding of] tices at -, rights. See id. 117 S.Ct. preclude congres reasoning that its does Thus, may not define sovereign immunity in elimination of sional Rather, rights. these See id. Con- declare subjects statutory clearly text States only enforce Fourteenth gress monetary damages, though without suit for rights Supreme Amendment has Court immuni explicit sovereign reference to state -, recognized. See id. at Amendment.”); ty Fitz or the Eleventh creating 2164. Enforcement include Bitzer, patrick v. beyond clearly rights guaranteed those some (1976) (Title 2666, 2670, 49 VU’s L.Ed.2d 614 -, See id. at by the Constitution. parties enough). designation states as concluded, But, at 2163. the Court thorny Fortunately, of Con- issue rights proportion- must extensions of such here. gress’s intent not be resolved need injury al to an unconstitutional Congress clearly expressed Whether at -, seeking remedy. id. See intent, it lacks the suit in court states’ federal proportional The RFRA was.not The ADEA or the ADA. actions under the injury to response any con- only one Court has identified identified two circum- rights. Court § 5 Four- grant power, stitutional the RFRA to be “sub- that showed stances Amendment, under which teenth it, legislation, as the Court called stantive” Semi- may defeat the states’ - than enforcement Fourteenth rather- Tribe, nole First, Congress guarantees. recently has revisited 1125-28. (or findings without even the RFRA enacted power. the limits on that widespread vio- hearings) on the existence Abrogate: City B. Power to right constitutional' lations Boerne Flores *19 at -, recognized. Supreme Court has Id. Second, sim- at rather than Flores,- U.S. -, 117 S.Ct. City Boerne v. of 2157, violations, (1997), remedying any ply L.Ed.2d 624 117 S.Ct. 138 rights RFRA that far exceeded Religious Freedom the created struck down the Court 1446 violations, Supreme legislative Court has read First Amendment and the at -, provide. See id. 117 history primary pur
Amendment
indicates that the Act’s
Smith, generally appli
Under
S.Ct. at 2170.
pose was to vindicate the Fifteenth Amend
incidentally
burden reli
cable statutes
rights
voting
ment
that Southern
laws and
878-79,
see 494
at
gion
permissible,
U.S.
are
practices
defeating. Morgan,
were
1600; the RFRA could not be
at
Carolina,
648,
1722;
86 S.Ct. at
South
383
Fourteenth
any First and
Amend
enforcing
313,
811,
328,
U.S. at
818-19.
free from incidental burdens
right to be
Congress
remedy
took measures
tailored
Boerne,
religious practice. See
-
the constitutional violations:
the measures
Therefore,
U.S. at -,
at 2171.
Con
prohibiting patently
were limited to
unconsti
have
under the Four
gress
did
establishing policing
tutional conduct and
enact the statute.
teenth Amendment to
violations;
they ap
mechanisms for future
§
sets the RFRA outside
5’s
Boerne thus
only
plied
to states where
found
cases,
boundary.
earlier
both concern
Two
constitutional violations were the most com
ing
Voting Rights
exemplify
Act of
mon;
provi
the Act
contained “bailout”
§
proper
power.
exercise
jurisdictions
complied
sions to relieve
The first case is
Carolina v. Katzen
South
with the Constitution from the Act’s re
bach,
S.Ct
Boerne,
at -,
See
straints.
(1966),
rejected
which
a broad attack on
Voting
Rights
Act effect-
provi
geographically
most of the
restricted
guarantees.
uated established constitutional
Voting Rights Act.
sions of the
The second is
Voting Rights
Boerne and the
Act cases
Morgan,
Katzenbach v.
Only by
teach us these lessons:
respecting
(1966),
upheld
which
Supreme
interpretations
Court
of the Four
provision of the Act that
invalidated New
teenth Amendment can
im-
avoid
English-literaey
voter-qualification
York’s
permissibly interpreting the
it
Amendment
cases, Morgan appears
rule. Of the two
-
Boerne,
at ---,
self. See
powers
Congress,
attribute
broadest
1447
(policy required judges
at 2395
pro
ADEA as a
S.Ct.
not enact
Congress did
Vance,
93,
70);
at
widespread viola
retire at
440 U.S.
99 S.Ct.
any
response to
portional
rights.
(policy required foreign service offi-
at 939
elderly’s constitutional
tion of the
60); Murgia, 427
at
cers to retire at
U.S.
that the
right
The Fourteenth
307,
required police
(policy
at 2562
S.Ct.
pro-
equal
of
arguably guards is that
50).
case,
at
In each
officers
retire
gener-
Clause
Equal
The
Protection
tection.
perception
acuity
that mental
policymaker’s
treating similarly
ally prohibits states
physical
age
was
stamina decline
differently.
Romer v.
See
situated citizens
enough
support
rational
the line
basis
1620,
620, 621,
Evans,
116 S.Ct.
517 U.S.
age
between those .under the retirement
(1996).
1623,
But the de-
134 L.Ed.2d
472,
Gregory,
over it.
at
those
501 U.S.
according to the
gree
protection varies
of
2407; Vance,
98-109,
at
S.Ct.
U.S. at
against or the
person
discriminated
class
943-49;
315-16,
Murgia, 427
at
S.Ct. at
U.S.
compromises.
interest
that the classification
Thus,
it is clear that the
S.Ct.
2567-68.
Cleburne,
Living
v.
City
Tex. Cleburne
See
Supreme
arbitrary
not
all
Court does
deem
440-42,
3249,
Ctr.,
432,
105 S.Ct.
473 U.S.
treatment
offensive to the Fourteenth
(1985).
3254-55,
State action
87 L.Ed.2d
spry octogenarian,
To a
Amendment.
imposes
rights, or
dif-
that confers different
course, mandatory
age is
retirement
arbi-
duties,
persons belonging to non-
ferent
trary:
permit
it
an assessment of
does
if
action
permissible
suspect classes is
capacities.
his or her individual
To violate
govern-
legitimate
to a
has a rational relation
Clause, however,
Equal
Protection
630,
Romer,
interest.
517 U.S.
mental
See
arbitrary line
must have no rational
S.Ct.
itself
472,
Gregory, 501
basis. See
class,
suspect
elderly are not a
short,
Equal
at 2407. In
Protection
disadvantages them is con
state action that
permits
it has a ra-
Clause
state action —if
passes
if
this rational basis test.
stitutional
may look like arbitrariness.
basis—that
tional
470,
Ashcroft, 501
Gregory v.
(1991);
contrast,
2395, 2406, 115
By
ADEA was
L.Ed.2d 410
enacted
111 S.Ct.
arbitrariness,
Murgia,
unconstitutional or
Massachusetts Bd. Retirement
combat all
2562, 2567,
legislative history
96 S.Ct.
shows that Con-
not.
Its
(1976).
test,
deplored,
L.Ed.2d 520
Under
gress particularly
and wished
Supreme
ban,
will
overturn
state
arbitrary age
Court
that overlooked
limits
varying
“unless the
treatment
measure
some individuals’ abilities. See E.E.O.C.
groups
persons
is so unrelated
226, 231,
different
Wyoming, 460 U.S.
103 S.Ct.
legiti
combination
(1983);
the achievement
see also 29
75 L.Ed.2d
conclude that
purposes
621(a)(2) (statement
mate
that we
findings
[people’s]
Greg
irrational.”
(“the
actions were
arbitrary
purpose)
setting
age
limits
(quot
at 2406
ory, 501 U.S. at
job performance
regardless
potential
93, 97,
Bradley,
ing Vance v.
practice”).
a common
Not sur-
has become
(1979))
939, 942-43,
prisingly,
Supreme
Court has read the
(alterations
original).
And
state does
prohibit arbitrary line-drawing—
ADEA to
not violate the
Protection Clause
line-drawing
a rational basis.
even
that has
“merely because the classifications made
very
age
“It
essence of
discrimination
imperfect.”
are
Id. at
laws
employee
for an older
to be fired because
Murgia, 427 U.S. at
at 2407
productivity and com-
employer believes that
2568). Moreover,
challenging
“those
S.Ct. at
Paper
petence
age.”
with old
Hazen
decline
judgment must convince the
legislative
Biggins, 507
Co. v.
legislative
court that the
facts on which
“Thus
apparently
based could
classification
‘employers are to
the ADEA commands that
reasonably
to be true
be conceived
employees ... on their mer-
[older]
evaluate
decisionmaker.”, Vance, 440
governmental
employer
age.’
... The
its and not their
U.S. at
cants or
presumptions as to what a class of individuals do.”). Thus,
with disabilities can or cannot
Coolbaugh
people.
hibits discrimination
disabled
that kind
discrimination.
essentially
reasoning
go
enough;
and Autio courts make
the same mis-
See id. This
does not
far
J.,
(Smith,
Coolbaugh,
take.
