Case Information
*1 Before MURPHY, BYE, and COLLOTON, Circuit Judges.
____________
COLLOTON, Circuit Judge.
Kimber Edwards was convicted of first-degree murder and sentenced to death
in a Missouri trial court. The Supreme Court of Missouri affirmed the conviction and
sentence on direct appeal,
State v. Edwards
( ),
Edwards’s claims. Edwards appeals the denial of habeas relief on these two grounds, as well as the district court’s denial of his motion for funds to conduct a mental examination. We affirm.
I.
Edwards was prosecuted for first-degree murder in the murder-for-hire killing of his ex-wife, Kimberly Cantrell. Edwards and Cantrell divorced in 1990. Between March 1999 and March 2000, Edwards failed to pay child support for the couple’s daughter, and he was indicted for felony nonsupport. Days before a court appearance in the nonsupport case, family members found Cantrell’s dead body. She had been shot twice in the head.
Cantrell’s neighbor, Christopher Harrington, told police that he saw a man with a black backpack knocking on Cantrell’s door on the day before her body was discovered. Harrington later identified the man as Orthel Wilson, a tenant in one of Edwards’s rental properties. In Wilson’s apartment, officers found a backpack matching the one described by Harrington. Wilson was charged with first-degree murder, and he implicated Edwards in the crime. Wilson took police to a vacant building where he had hidden the murder weapon, and officers found a gun and ammunition.
Police interviewed Edwards, who confessed that he had agreed to pay an individual named “Michael” $1,600 to kill Cantrell. Edwards denied that “Michael” was actually Wilson, but stated that “Michael” may have involved Wilson in the crime. The State charged Edwards with first-degree murder.
*3
During jury selection at Edwards’s trial, the prosecution exercised peremptory
strikes against the three remaining black members of the venire: Ector Robinson,
Laverne Evans, and Ronald Burton. Edwards, who is black, objected to the strikes
based on
Batson v. Kentucky
,
In the guilt phase of his trial, Edwards testified that he had no involvement in Cantrell’s death and that his confessions to the contrary were false. The jury found Edwards guilty of first-degree murder.
Edwards chose not to testify again in the penalty phase of his trial, and he requested that the trial court give the jury a “no-adverse-inference” instruction. The court denied the request. In the penalty phase, the prosecution offered the testimony of Cantrell’s sister and brother regarding the impact of Cantrell’s death on her family. Edwards offered testimony from nine family members, friends, and coworkers, who testified regarding Edwards’s character and childhood and asked for mercy.
The jury found one statutory aggravating circumstance—that Edwards had hired Wilson and/or “Michael” to murder Cantrell—and recommended a sentence of death. The court sentenced Edwards to death.
On direct appeal, Edwards argued that the trial court erred in overruling his
challenges with respect to prospective jurors Evans and Burton. He also
argued that the court erred in denying his request for a no-adverse-inference
instruction and that the prosecutor improperly commented on his failure to testify in
the penalty phase. The Supreme Court of Missouri rejected Edwards’s claims and
affirmed the conviction and sentence. ,
In 2007, Edwards filed a petition for writ of habeas corpus under 28 U.S.C. § 2254. In his petition, Edwards alleged that the prosecution exercised peremptory strikes against Evans and Burton based on their race, in violation of the Equal Protection Clause of the Fourteenth Amendment. He also alleged that the trial court’s failure to give a no-adverse-inference instruction and the prosecutor’s penalty phase closing argument violated his rights under the Due Process Clause. The district court denied relief, but granted Edwards a certificate of appealability on these claims.
II.
We review petitions for writ of habeas corpus under the standards set forth in the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Because Edwards’s claims were “adjudicated on the merits in State court proceedings,” he is entitled to relief only if he shows that the adjudication “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” 28 U.S.C. § 2254(d)(1), or “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” Id. § 2254(d)(2).
III.
“[T]he Equal Protection Clause forbids the prosecutor to challenge potential
jurors solely on account of their race.”
Batson
,
First, a defendant must make a prima facie showing that a peremptory challenge has been exercised on the basis of race. Second, if that showing has been made, the prosecution must offer a race-neutral basis for striking the juror in question. Third, in light of the parties’ *5 submissions, the trial court must determine whether the defendant has shown purposeful discrimination.
Miller-El v. Cockrell
(
Miller-El I
),
A claim that the state courts misapplied the Batson framework is a legal question subject to the standard set forth in § 2254(d)(1). Stenhouse v. Hobbs , 631 F.3d 888, 891 (8th Cir. 2011). A contention that the state courts unreasonably determined that the prosecutor’s strikes were not motivated by race is a factual determination subject to the standard set forth in § 2254(d)(2). Id. “AEDPA further mandates that a state court’s factual determinations ‘shall be presumed to be correct,’ and that the petitioner has ‘the burden of rebutting the presumption of correctness by clear and convincing evidence.’” Id. (quoting 28 U.S.C. § 2254(e)(1)).
A.
We first consider Edwards’s claims regarding the peremptory strike of Evans. Edwards contends that the decision of the Supreme Court of Missouri rejecting a challenge to the strike of Evans was based on an unreasonable determination of the facts, and that it was contrary to, or involved an unreasonable application of, Batson and related decisions of the Supreme Court.
In response to Edwards’s objection, the prosecutor explained that he
struck Evans because she believed that her niece was a “victim of the system” and
had been treated unfairly by the police. Based on Evans’s responses during
voir dire
,
the prosecutor stated his belief that Evans had “some distrust of courts and
prosecutors.” Defense counsel responded by noting the prosecution’s failure to strike
a white juror, Kristin Tincu, who stated during
voir dire
that her nephew was in
prison for burglary. The prosecutor countered by arguing that Tincu did not believe
her nephew had been persecuted by the police, but rather thought “the system was too
*6
lenient” on the defendant in a manslaughter case in which Tincu was a witness. The
trial court agreed and overruled Edwards’s
Batson
objection. The Supreme Court of
Missouri affirmed, holding that the trial court did not clearly err in rejecting the
Batson
challenge.
Edwards I
,
Edwards contends that the state court’s decision is contrary to and involved an unreasonable application of Batson , because it rests on an “implicit finding” that a Batson objection fails unless an allegedly similarly situated white juror is “exactly identical” to the stricken juror. He also argues that the state supreme court’s determination that Evans and Tincu were not similarly situated was an unreasonable determination of the facts.
Striking a black panelist for reasons that apply “just as well to an otherwise-
similar nonblack who is permitted to serve” is evidence tending to prove purposeful
discrimination.
Miller-El v. Dretke
(
Miller-El II
),
In any event, the record does not establish that the state supreme court thought two jurors must be exactly identical before differential treatment may be considered in support of a claim. The state court, rather, reasonably upheld the trial *7 court’s finding that the prosecutor perceived a race-neutral distinction between the jurors.
During voir dire , Evans stated that her niece had been arrested and jailed for three months because her niece’s boyfriend was involved in a crime and her niece could not account for her whereabouts. After the boyfriend confessed to the crime, Evans explained, the police “just let [my niece] go” and “did not say anything else to my niece.” According to Evans, her niece was “traumatized” by the experience and had to see a psychologist. Although Tincu stated during voir dire that her nephew had been in prison for five years for burglary, she also explained that she was a witness in a vehicular manslaughter case in which the defendant was released after serving seven years in prison. Tincu stated that she was upset that her nephew was treated too harshly and the other individual too leniently, and that she was disturbed by the disparity in treatment given the relative seriousness of one of the offenses. After defense counsel proffered Tincu as similarly situated to Evans, the prosecutor argued that Tincu did not feel that her nephew was persecuted by the police, but that “the system was too lenient on somebody.”
The record supports the prosecutor’s explanation that Evans, in light of her
niece’s experience with the criminal justice system, had some distrust of courts and
prosecutors. When asked if she felt that her niece was treated unfairly, Evans stated
that her niece was “traumatized” by the experience and had to see a psychologist.
Tincu, on the other hand, expressed concern about a perceived disparity in
punishment between her nephew and another man charged with a different crime.
Unlike Evans, who complained about her niece’s arrest, jailing, and subsequent
unexplained release, Tincu’s responses did not clearly suggest a belief that her
nephew had been improperly arrested or jailed. Edwards stresses that Evans stated
that she could be fair to both sides, but “peremptory strikes need not meet the
standard of a strike for cause.”
Stenhouse
,
Edwards also argues that the Supreme Court of Missouri’s decision is contrary
to and an unreasonable application of
Batson
, because the court substituted reasons
to justify the strike that were not offered by the prosecution. After discussing the
voir
dire
responses of Evans and Tincu, and noting the prosecutor’s explanation that he
understood Tincu “not to be mad at the court system, . . . just unhappy with how her
nephew had been treated,” the court stated that, “[m]oreover,” the defense had tried
to strike Tincu for cause, because she said during
voir dire
that she might hold it
against Edwards if he did not testify. ,
These additional observations, Edwards argues, were contrary to the command
of federal law that reviewing courts must not interject race-neutral reasons that were
not expressed by the prosecutor. He relies again on
Miller-El II
, a case that was
decided two years after the state supreme court’s decision in this case, and thus not
clearly established law for purposes of this case. In
Miller-El II
, the Court said that
“[i]f the [prosecutor’s] stated reason does not hold up, its pretextual significance does
not fade because a trial judge, or an appeals court, can imagine a reason that might
not have shown up as false.”
B.
We next consider Edwards’s claims concerning the peremptory strike of prospective juror Burton. Edwards contends that the decision of the Supreme Court of Missouri upholding the strike was based on an unreasonable determination of the facts, and that it was contrary to, or involved an unreasonable application of, clearly established federal law.
In response to Edwards’s challenge, the prosecutor stated that he struck Burton because he was a postal worker. The prosecutor described the post office as “one of the biggest bureaucratic organizations in the world,” and noted that postal workers have to follow “so many rules and regulations.” The prosecutor stated that a postal worker might see jury service, particularly in a capital case, as a chance to “not follow the rules.” The prosecutor also pointed out that he struck “anything close to a postal worker,” including prospective jurors Robert Piazza, who worked for Federal Express, and Catherine Williams, whose spouse was a letter carrier. Defense counsel, attempting to show pretext, noted the prosecutor’s failure to strike two jurors with “bureaucratic” occupations: Daniel Meehan, who worked for the City of Clayton, and Thomas Schumacher, whom defense counsel mistakenly believed was a retired member of the military. After hearing the prosecutor’s response, the trial [2]
court overruled Edwards’s objection. The Supreme Court of Missouri affirmed,
*10
holding that the “trial court’s determination that the strike of Juror Burton was not
pretextual was not clearly erroneous.”
Edwards I
,
Edwards argues that the state court decision is contrary to and involves an
unreasonable application of
Batson
, because the court failed to consider statistical
evidence showing that 50% of postal workers in St. Louis County are black, as
compared to just 18% of St. Louis County residents. This evidence should have been
considered, Edwards contends, at the second step of the
Batson
analysis to determine
whether the prosecutor articulated a race-neutral reason for the strike. This statistical
evidence, however, was not “presented in the State court proceeding,” 28 U.S.C.
§ 2254(d)(2), and Edwards is not entitled to relief based on the state court’s failure
to consider evidence that was not before it.
See Cullen v. Pinholster
,
Edwards also contends the state supreme court made an unreasonable
determination of the facts when it stated that the “trial court found that the strike [of
Burton] was not pretextual and denied the challenge.” ,
Edwards argues that he is entitled to relief under 28 U.S.C. § 2254(d)(1) and
(d)(2) because the Supreme Court of Missouri “ignored the fact that the prosecution
could not explain how Burton’s occupation was related to the facts of the case.” In
response to the objection, the prosecutor stated that postal workers “are told
everyday that there are so many rules and regulations that they have to follow.” In
a capital case, the prosecutor explained, where there are “more rules and regulations
at the trial,” a postal worker might see it as an opportunity to “not follow the rules”
and to say, “I do that twenty-four hours a day, seven days a week, I’m not going to
do that.” The prosecutor also described his experience in a prior trial where, despite
“overwhelming” evidence of guilt, he felt that a postal worker juror delayed a guilty
verdict for eight hours. In light of this record, the state supreme court reasonably
found that “the prosecutor did not merely state that he struck [Burton] because he was
a postal worker.”
Edwards I
,
The Supreme Court of Missouri also found that the lack of pretext was
“buttressed” by the prosecution’s use of strikes against the two jurors “most similar”
to Burton: Piazza, a Federal Express worker, and Williams, who was married to a
letter carrier. ,
Edwards also suggests that he is entitled to relief because the state supreme court “overlooked and ignored” what he characterizes as “pattern and practice” evidence of racial discrimination by St. Louis County prosecutors. Edwards contends that “the vast majority of Batson reversals in the last twenty-five years from Missouri appellate courts arose from St. Louis County.” He cites seven decisions from Missouri appellate courts since 1988 finding that a violation occurred. He also points to a 1990 newspaper article regarding a former assistant St. Louis County prosecutor who claimed that other attorneys advised him to strike blacks from juries. While not going so far as to suggest that “St. Louis County had a ‘specific policy’ of excluding African-Americans from criminal juries,” Edwards claims that this evidence, coupled with the particular evidence in his case, shows that the prosecutor’s explanations for the strikes are “unworthy of belief.”
“Whether a peremptory strike was motivated by race is ultimately a question
of fact,”
Taylor
,
Finally, Edwards argues that the Supreme Court of Missouri unreasonably applied Batson because it failed to consider that the prosecution struck all three remaining black prospective jurors. Batson said that a “pattern” of strikes against [3]
black jurors might give rise to an inference of discrimination that would establish a
prima facie
case of discrimination at step one of the analysis. 476 U.S. at 97.
Edwards has not shown that the state supreme court failed to consider this fact. The
state court assumed that Edwards made a
prima facie
case and resolved the
Batson
challenges at step three of the analysis. A state court, moreover, “need not make
detailed findings addressing all the evidence before it.”
Miller-El I
,
IV.
We turn now to Edwards’s claim that his rights under the Self-Incrimination Clause of the Fifth Amendment, as incorporated by the Fourteenth, were violated by two “independent, but interrelated events.”
A.
Edwards argues that the prosecutor improperly commented on his failure to testify when, during the penalty phase summation, the prosecutor stated:
Ladies and gentlemen of the jury, we have just heard quite a bit about Kimber Edwards’[s] life both before the time of his arrest and after in terms of his contacts with his family and his friend.
What’s the one thing we haven’t heard about that Kimber Edwards has expressed to anyone, remorse. Any remorse, any sadness about the killing of Kimberly Cantrell and why haven’t you heard about it? Because he hasn’t obviously expressed it to anybody.
The Supreme Court of Missouri rejected Edwards’s claim, holding that the statement
was a reference to Edwards’s lack of remorse and therefore relevant to his character,
which was “an important issue in deciding punishment.” ,
Griffin
held that the Fifth Amendment forbids direct prosecutorial comment on
the accused’s failure to testify.
Citing
Lesko v. Lehman
,
B.
Edwards also claims that the trial court’s refusal to give a no-adverse-inference instruction during the penalty phase violated his rights under the Fifth and Fourteenth Amendments. At trial, Edwards’s proffered an instruction based on a Missouri model instruction, which provided: “Under the law, a defendant has the right not to testify. No presumption of guilt may be raised and no inference of any kind may be drawn from the fact that the defendant did not testify.” Edwards’s proposal modified this *16 instruction by removing the words “of guilt.” The trial court refused the instruction, reasoning that the words “of guilt” were “substantive” and indicated that the instruction “only applies to the guilt phase.”
On direct appeal, the Supreme Court of Missouri held that the trial court erred
in concluding that a defendant is entitled to a no-adverse-inference instruction only
in the guilt phase. ,
Edwards claims that the Supreme Court of Missouri unreasonably applied Chapman and unreasonably determined the facts, because the court failed to consider the impact of the prosecutor’s allegedly improper comment. Having already concluded that the state courts did not unreasonably apply federal law in rejecting Edwards’s claim based on the prosecutorial argument, we likewise conclude that Edwards is not entitled to relief based on the state court’s failure to consider the prosecutor’s statement in its harmless error analysis.
The Supreme Court of Missouri determined that the trial court’s failure to give
a no-adverse-inference instruction was harmless under
Chapman
. , 116
S.W.3d at 543. We will assume for the sake of analysis that the trial court’s decision
on the instruction was contrary to clearly established federal law.
Cf. Mitchell v.
United States
,
Essentially for the reasons given by the Supreme Court of Missouri, we
conclude that the alleged error was harmless. In
Carter
, the Supreme Court explained
that jurors “can be expected to notice a defendant’s failure to testify, and, without a
limiting instruction, to speculate about incriminating inferences from a defendant’s
silence.”
During the guilt phase, the State presented evidence of two statements Edwards made to police shortly after Cantrell’s death. In the first statement, Edwards confessed to hiring a man named “Mike” to kill Cantrell for $1,600. In the second, he provided additional details of Orthel Wilson’s role in the scheme. Edwards then took the stand in his defense and denied any involvement in Cantrell’s death. The jury rejected Edwards’s testimony when it found that he arranged Cantrell’s murder. Given the jury’s finding that Edwards hired a man to kill his ex-wife, and its implicit disbelief of Edwards’s denial on the witness stand, it is unlikely that the jury would expect Edwards to testify again in the penalty phase and that it would consider his failure to do so in reaching a decision.
The State made only a brief presentation during the penalty phase, calling two
of Cantrell’s siblings to testify about the impact of her death. Edwards countered
with testimony from nine of his friends, family members, and coworkers. This
context would not have led the jury to expect that Edwards would return to the stand.
We agree with the Supreme Court of Missouri that “there is little more he could have
said, except repeat a story the jury had already rejected and ask for mercy, and other
witnesses asked for mercy on his behalf.” ,
V.
Finally, Edwards appeals the district court’s denial of his motion for funds to conduct a mental examination. This order denied “a motion to enlarge the authority of appointed counsel,” Harbison v. Bell , 556 U.S. 180, 183 (2009), so we may consider it without a certificate of appealability.
In his habeas petition, Edwards claimed that he was incompetent to stand trial. Edwards’s counsel, citing “difficulties in effectively communicating” with Edwards, also argued that Edwards “remains incompetent” to proceed in his habeas proceedings. While Edwards’s petition was pending, his counsel sought funds under 18 U.S.C. § 3599(f) for Dr. William S. Logan to conduct a mental evaluation of Edwards to determine his competence to proceed with the habeas petition. The district court denied the motion, concluding that Edwards failed to show that funds for a mental examination were reasonably necessary.
A court may authorize defense counsel to obtain “investigative, expert, or other
services” upon a finding that the services are “reasonably necessary for the
representation of the defendant.” 18 U.S.C. § 3599(f). Upon such authorization, the
*19
court shall order the payment of fees and expenses for such services.
Id.
§ 3599(f), (g)(2). Edwards bears the burden of establishing that the mental
examination is reasonably necessary,
see United States v. Thurmon
,
In the motion, Edwards’s counsel stated that they had reason to believe that
Edwards’s mental condition had deteriorated in the five years since a prior evaluation.
Counsel explained that Edwards was continually involved in “petty feuds” with
prison officials, causing him to spend a majority of his time in solitary confinement.
Acknowledging that they are not “trained mental health professionals,” Edwards’s
counsel stated their “belief” that a mental evaluation was “reasonably necessary” to
determine Edwards’s competence. Aside from these assertions, Edwards cited the
“well-settled fact” that solitary confinement often causes a prisoner’s mental state to
deteriorate. As the district court noted, however, Edwards set forth no evidence
regarding the circumstances of his confinement or their effect on his mental health.
In the context of competency to stand trial, an attorney’s “express doubt” of his
client’s competence, though relevant, is not alone sufficient to raise “sufficient doubt”
to warrant a competency hearing.
Reynolds v. Norris
,
* * *
The judgment of the district court is affirmed. Edwards’s motion to hold the appeal in abeyance is denied.
______________________________
Notes
[1] The Honorable Carol E. Jackson, United States District Judge for the Eastern District of Missouri.
[2] The Supreme Court of Missouri noted defense counsel’s mistaken belief as to
Schumacher’s occupation, ,
[3] With respect to the third stricken juror, Robinson, the prosecutor explained that Robinson thought that the “police lied,” that his nephew was “persecuted,” and that the death penalty was “not applied equally in our society.” The trial court found that the prosecutor did not act with discriminatory purpose in striking Robinson, and Edwards did not appeal the trial court’s decision on that point.
