Lead Opinion
Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.
Dissenting opinion filed by Circuit Judge TATEL.
Rule 58 of the Federal Rules of Civil Procedure specifies that every “judgment shall be set forth on a separate document” and that “[a] judgment is effective only when so set forth.” The Advisory Committee’s Note to the 1968 Amendment adding the provision states that its purpose is to eliminate “uncertainties” that occur when a court has written “an opinion or memorandum containing some apparently directive or dispositive words.” See also United States v. Indrelunas,
In October 1990 a jury in the District of Columbia Superior Court awarded Patricia Kidd $300,000 in compensatory and punitive damages on charges that her supervisors at the District of Columbia’s Department of Administrative Services had engaged in discrimination and intentional infliction of emotional distress. Immediately after the trial, Kidd returned to work at the Department under the supervision of some of the defendants who had been found personally liable to her. (In fact the judgments were ultimately paid by the District.) Unsurprisingly, she found the work environment to be tense and hostile. And after the District denied her repeated requests for transfer and promotion, reassigned many of her job responsibilities to other employees, denied her requests for additional training, and gave her what she considered unfair performance evaluations, Kidd resigned from District employment on July 12, 1993.
Kidd complained to the EEOC. It found no evidence of retaliation but issued a right-to-sue letter in September 1992. She filed suit in December 1992. The district court made several attempts to appoint counsel for Kidd, but all failed. After instructing Kidd to proceed pro se, the court entertained the District’s motion to dismiss. It construed Kidd’s complaint as alleging retaliation and constructive discharge in violation of § 704(a) of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-3(a) (1994), discrimination in violation of the Equal Pay Act, 29 U.S.C. § 206(d), and 42 U.S.C. § 1981, and denial of her constitutional rights to equal protection and due process made actionable under 42 U.S.C. §§ 1983 and 1985. After examining each claim, the court dismissed all counts with prejudice except for the claims of retaliation and constructive discharge, which it instructed Kidd to replead with greater specificity. Kidd included these claims in amended complaints filed in September and October 1994 and filed a complaint in a second suit in March 1995, alleging violation of § 704 of the Rehabilitation Act of 1973, 29 U.S.C. § 794.
The district court consolidated the two actions and referred the case both to mediation and to a magistrate judge. In February 1998, the magistrate issued a report and recommendation in favor of the District’s summary judgment motion and against Kidd’s motion for partial summary judgment. Kidd filed an objection to the magistrate’s report, but the district court adopted the report and granted summary judgment in the District’s favor on March 19, 1998. As a consequence, no claim of Kidd’s survived.
Kidd appeals from the district court’s grant of summary judgment and the dismissal of her other claims. But the threshold problem is the District of Columbia’s challenge to our jurisdiction. The District argues that the district court’s
The time limits established by Rule 4(a) are “mandatory and jurisdictional.” Moore v. South Carolina Labor Bd.,
Kidd’s second theory is that the district court’s order failed to satisfy Rule 58’s “separate document” requirement, so that the time for appeal never started running. Before looking at the order, we should explain what a document setting forth judgment must be “separate” from. The Advisory Committee Notes to the 1963 amendment say that the “amended rule ... require[s] that there be a judgment set out on a separate document— distinct from any opinion or memorandum — which provides the basis for the entry of judgment.” Fed.R.Civ.P. 58, Advisory Committee’s Note to the 1968 amendment (emphasis added). They also say that Rule 58 was designed chiefly to distinguish an actual judgment from “an opinion or memorandum containing some apparently directive or dispositive words.” Id. The Rules insist in other spots on simplicity and brevity in judgments. See Fed.R.Civ.P. 54(a) (“ ‘Judgment’ as used in these rules includes a decree and any order from which an appeal lies. A judgment shall not contain a recital of pleadings, the report of a master, or the record of prior proceedings.”); id. app. Form 31 Advisory Committee’s Note 3 (“The Rules contemplate a simple judgment promptly entered.”). In light of all this, we’ve understood Rule 58 as requiring that “the inclusion of legal reasoning and authority” not go to the point of making “an order into a combined decision and order.” Diamond v. McKenzie,
In its entirety the order here reads as follows:
ORDER
Pending before the Court is Magistrate Judge Robinson’s Report and Recommendation addressing Plaintiffs Partial Motion for Summary Judgment (Docket No. 174) and Defendants’ Motion to Dismiss or in the Alternative for Summary Judgment (Docket No. 175). Plaintiff has filed an objection to this Report and Recommendation. (Docket No. 219). In her objection, Plaintiff still fails to raise any genuine issues of material fact in this recent filing and does not set forth any arguments that would cause the Court to reject Magistrate Judge Robinson’s Report and Recommendation. Therefore, it is hereby
ORDERED that Magistrate Judge Robinson’s Report and Recommendation*39 dated February 23, 1998 is AFFIRMED by the Court.
Consequently, it is
ORDERED that Defendant’s Motion to Dismiss is DENIED, and that Defendant’s alternative Motion for Summary Judgment (Docket No. 175) is GRANTED; and it is further
ORDERED that Plaintiff’s Partial Motion for Summary Judgment (Docket No. 174) is DENIED.
March 19th 1998
Thomas F. Hogan /a/
United States District Judge
The Supreme Court has said that Rule 58 is to be “mechanically” applied, Indrelunas,
Chief Judge Robinson also said that “orders combining the court’s directives with its statement of factual findings or legal conclusions plainly cannot pass muster as separate documents.” Id. But in context this statement cannot be read to preclude a single sentence of explanation because the entire panel, with Judge Robinson in full agreement, had already found some minimal amount of legal reasoning to be consistent with Rule 58. See id. at 230 n. 10. Although our single-citation, single-sentence standard for Rule 58 may well seem arbitrary, see Dissent at 3-5, we think it most proper to follow Diamond’s analysis.
Under Diamond, the order here is a Rule 58 judgment. Apart from a reference to the motions being decided, and one conclusory sentence of justification, it consists simply of ordering clauses. It is even free of the single citation to authority that Diamond allows.
In the wake of Shalala v. Schaefer,
We are uncertain how these decisions can be extracted from Schaefer. The case
We note that in fact, under Diamond, the Schaefer order might well not have satisfied Rule 58. (The text is printed in Newsome, 8 F.3d at 779 n. 19.) The Schaefer order contains three sentences of “reasoning,” couched in the form of a paraphrase of the magistrate’s order. This is almost certainly excessive under Diamond.
We also note that Chief Judge Robinson’s view — -treating an order as Rule 58-qualifying where it recites that a magistrate’s report is being adopted — rested on the Fifth Circuit’s decision in United States v. Perez,
Thus we see no reason to abandon Chief Judge Robinson’s view of the natural infer-
Accordingly the district court’s order qualifies as a judgment under Rule 58.
Notes
. On finding jurisdiction, our dissenting colleague understandably goes on to examine the merits. But even with an assumption of jurisdiction, defendants’ contentions as to Kidd's non-compliance with Local Rule 108(h) pose an obstacle to doing so. Both the district court and the magistrate judge informed Kidd of her obligation under Local Rule 108(h) to provide "a separate concise statement of genuine issues setting forth all material facts as to which it is contended there exists a genuine issue necessary to be litigated,” but the magistrate judge’s report concluded that Kidd had not complied with the rule. The rule expressly provides that in the event of non-compliance material facts identified by the opposing side may be deemed admitted. See Twist v. Meese,
. The Dissent notes that the judgment here was labeled "Order” rather than "Judgment.” Dissent at 37. While we agree that the better practice is to label judgments as such, we have previously said that "a document labeled ‘Order’ rather than 'Judgment' may satisfy Rule 58 sufficiently to start the appeal clock running, if the order is succinctly to the point, and does not have the characteristics of an elaborate opinion. See United States v. Perez,
Dissenting Opinion
dissenting:
Although the issue in this case — what precisely constitutes a judgment within the meaning of Rule 58 — seems technical, perhaps even formalistic, the stakes are actually quite high. For litigants, knowing with certainty whether a district court has entered a Rule 58 judgment is critically important. Not only does entry of a Rule 58 judgment start the clock for filing a notice of appeal, Fed. R.App. P. 4(a)(1), but a timely notice of appeal is jurisdictional; parties who fail to file a timely notice of appeal because they are unaware that Rule 58 judgments have been entered lose their right to appeal. See, e.g., Moore v. South Carolina Labor Bd.,
“Prior to 1963, there was considerable uncertainty over what actions of the District Court would constitute an entry of judgment, and occasional grief to the litigants as a result of this uncertainty.” United States v. Indrelunas,
The Supreme Court has recognized only one exception to the rule’s “mechanical” application. In Bankers Trust, the Court confronted the issue whether the absence of a conforming Rule 58 judgment rendered a notice of appeal premature, depriving the appeals court of jurisdiction even though the district court had clearly intended to enter final judgment. Because “[t]he rule should be interpreted to prevent loss of the right of appeal, not to facilitate loss,” the Court held that “[t]he need for certainty as to the timeliness of an appeal ... should not prevent the parties from waiving the separate judgment requirement where one has accidentally not been entered.” Bankers Trust,
Heeding the Supreme Court’s directive to apply Rule 58 strictly to protect appeal rights, we have held that “a combined decision and order” cannot serve as a “judgment” within the meaning of Rule 58. See Diamond v. McKenzie,
It is precisely this kind of uncertainty about whether the District Court intended to enter a final order that warrants the mechanical application of Rule 58. By mechanically applying this rule, as the Supreme Court has taught us to do, a court may avoid speculation as to whether an appellant should or should not have known that the time for appeal had begun to run.
Id. at 230 (footnote omitted). ,We concluded: “While we do not mean to suggest that the model form of judgment is the only means of complying with Rule 58, adherence to [that] format ... would be of considerable assistance in eliminating uncertainty as to the nature of the District Court’s action.” Id. at 229 n. 9.
Applying Diamond and Pack and taking account of Rule 58’s purpose, I believe that the district court’s order in this case represents a combined decision and order, not a Rule 58 judgment. As in Diamond, the order differs from Form 32 in two respects. See id. First, it is not labeled “Judgment.” Instead, as were fifty-nine other documents - issued by the district court and the magistrate judge in this case, some of which did no more than grant extensions of time, it was labeled “Order.” Were this the order’s only flaw, I would agree with the court that this
The only difference I can discern between this order and the order in Diamond, which we concluded was a combined decision and order, is that the Diamond order contained three sentences of reasoning, not one, together with several citations. In view of Rule 58’s purpose— providing certainty — and our obligation to interpret Rule 58 “to -prevent loss of the right of appeal, not to facilitate loss,” Bankers Trust,
This court also says that the order is a Rule 58 judgment because it lacks even the single citation it reads Diamond to permit. Although this “single citation” standard presumably means that the order would have passed as a Rule 58 judgment even if the district court had cited, for example, Anderson v. Liberty Lobby, Inc.,
The court quotes Chief Judge Robinson’s admonition that “trivial departures must be tolerated in the name of common sense.” See Maj. Op. at 39 (quoting Diamond,
Suggesting that Chief Judge Robinson could not possibly have meant what he said, my colleagues conclude that the sentence “cannot be read to preclude a single sentence of explanation because the entire panel, with Judge Robinson in full agreement, had already found some minimal amount of legal reasoning to be consistent with Rule 58.” Maj. Op. at 39. But listen again to Chief Judge Robinson’s words. “[S]tatement[s] of factual findings or legal conclusions,” he said, “plainly cannot pass muster as separate documents.” Diamond,
The standard my colleagues now adopt — an order is a Rule 58 judgment so long as it contains only “sparse” reasoning, Maj. Op. at 39 — will require this court, contrary to the Supreme Court’s warning against “case-by-case tailoring of the ‘separate document’ provision,” Indrelunas,
In my view, litigants, district courts, and this court would be better served by a bright line rule: Orders containing the district court’s reasoning, three sentences or one, several citations or none, are not judgments within the meaning of Rule 58. To comply with such a rule, the district court need only instruct its clerk to issue judgments that adhere to the essence of Model Forms 31 and 32. Such a procedure would provide the certainty Rule 58 demands, prevent accidental loss of appeal rights, and ensure that this court will never again have to address this issue.
Because I would hold that Kidd’s appeal is timely, I would reach the merits of her case and reverse. Even a cursory review of Kidd’s pro se filings should have demonstrated to the magistrate judge who disposed of Kidd’s case in three conclusory sentences that Kidd’s primary allegation— that she was denied a promotion by the very District of Columbia officials against whom she had just won a substantial verdict for intentional infliction of emotional distress stemming from sexual harassment and forced sodomy by her supervisor— presented a strong prima facie case of retaliatory failure to promote as well as sufficient evidence of pretext to survive summary judgment.
In response, my colleagues offer still another reason why this court cannot reach the merits of Kidd’s case. They point out that the magistrate judge found that Kidd had failed to comply with Local Rule 108(h); citing Twist v. Meese,
The D.C. Court of Appeals described the facts leading up to Kidd’s sexual harassment lawsuit as follows. Shortly after Kidd began working for the Department of Administrative Services, her immediate supervisor, one Melvin Carter, “began calling her at home and once asked her when she would make love to him.” King v. Kidd,
Kidd complained to Carter’s direct supervisor, Robert King, about “stress, harassment and mistreatment.” Id. Receiving no relief, Kidd filed suit in Superi- or Court against Carter, King, Raymond Lambert (the director of the Department of Administrative Services), and the District alleging sexual harassment and intentional infliction of emotional distress. A jury found Carter, King, and Lambert personally liable for intentional infliction of emotional distress and Carter liable for sexual harassment as well. The jury awarded Kidd $300,000 in compensatory and punitive damages.
Kidd then returned to work. Believing the environment of the Department to be hostile — King and Lambert, both of whom had been found personally liable to her, were still there — Kidd applied for a transfer. Her request was denied. Kidd also applied for a promotion to a level DS-12. This request also was denied, and record evidence suggests that Lambert, one of the defendants in the Superior Court lawsuit who at the time was personally liable to Kidd for $260,000, took part in the decision to deny the promotion.
To establish a prima facie case of retaliation, Kidd must show that she engaged in activity protected by Title VII, that the District took an adverse employment action against her, and that the adverse action was causally related to the exercise of her rights. See Cones v. Shalala,
The District also claimed that Kidd was unqualified for a promotion to the DS-12 level, but Kidd provided evidence that in her DS-11 position, she performed work normally assigned to DS-12 employees. In fact, the District does not dispute that after a restructuring of the Department, many of the tasks she had been performing were taken from her and reassigned to employees at the DS-12, 13, 14, and 15 levels.
I have no idea whether a jury would have returned a verdict in Kidd’s favor. But viewing the record in the light most favorable to Kidd and drawing all inferences in her favor, as we must at this stage of the case, I have no doubt the case should have gone to a jury.
In reaching this conclusion, I recognize the indications in the record that Kidd may have been a difficult plaintiff — the district court tried repeatedly to appoint counsel, and in each instance, counsel withdrew. I also recognize, as the magistrate judge found, that Kidd’s pro se opposition to defendants’ motion for summary judgment was neither succinct nor particularly successful at separating her legal arguments from her factual assertions. In contrast, we have had the benefit of amicus’s masterful appellate brief. But even without that brief, had the magistrate judge carefully reviewed Kidd’s pleadings, as she is required to do in pro se cases, see Haines v. Kemer,
I respectfully dissent.
