*2 WAGNER, Before SCHWELB and GALLAGHER, Judges, Associate Judge. Senior SCHWELB, Judge: Associate (Khiem) Appellant Tran Van was charged premeditated in 1986 mur- with parents. incompe- der of his He was found presently tent to stand and is detained (the Hospital hospital). Saint Elizabeths He appeals now from an order of the trial treated, directing that he be over his objection, psychotropic drugs. The with primary purpose of the treatment competent would be to render Khiem stand trial.
Khiem contends that the administration
drugs
of these
to him without his consent
abrogate
right
his common law
statutory
bodily integrity, as well as his
rights under the Health
Decisions Act
Care
competent
Following
sev-
(HCDA),
21-2201 et was
waive it.
D.C.Code
§
stan-
seq. (1989). He
claims that the
eral examinations
communications
also
hospi-
court,
procedures
hospital reported
utilized
that Khiem
dards and
ordering treat-
trial and that he
tal and
the trial
to stand
insanity
run
Due Process Clause
for an
defense.
qualify
ment
afoul
did not
*3
8,
the
We hold that
of the Fifth Amendment.
rescheduled for March
The trial was
trial
made
accommoda-
a reasonable
date.
began
1988 and
that
and
liberty
tion
between
Khiem
proceeded,
As the
conducted
trial
bringing
him
the
At
manner.2
the re-
himself in a bizarre
trial,
inapplicable, and
to
the
is
that
HCDA
counsel, Judge Ugast
halt-
quest
defense
below satisfied
procedures
that the
utilized
proceedings
a compe-
and ordered
ed
Ac-
applicable
standards.
constitutional
18, 1988,
tency screening. On March
after
cordingly,
affirm.
hearing testimony
examining psy-
from the
chiatrist,
judge
incompe-
found Khiem
I
judge
declared a
tent to stand trial.
hospi-
him to the
mistrial3 and recommitted
THE TRIAL COURT PROCEEDINGS
(1989)
24-301(a)
pursuant to D.C.Code
tal
§
1986,
July 24,
morning of
On the
The purpose
treatment.
for evaluation and
Mrs.
Chuong
of Mr. Tran Van
and
bodies
Khiem to
the commitment was to enable
elderly
Chuong,
couple
Nam Tran
an
who regain
competency.
his trial
prominent
were members
Vietnamese
13, 1988,
hospital reported
June
On
in their
in north-
family,1 were found
home
to
trial
Khiem was
stand
that
dis-
Washington,
Investigation
west
D.C.
regain
unlikely
that
to
his
he was
Chuongs
that both
had died
closed
in the foreseeable future.
competency
apparently
and that each had
asphyxiation
diagnosis
repeated on several oc-
This
was
July
severely beaten. On
been
years
following two
casions over
Khiem,
son, appellant
then
their
Tran Van
by the
court.
convened
proceedings
sixty
age,
was arrested
years
surety
A
bond
charged with the murders.
Khiem
psychiatrist
A
who had examined
$100,000
post
imposed.
to
was
Unable
suggested at a
prosecution
on behalf of the
amount,
at the
Khiem was detained
anti-psychotic medication
hearing that
An indictment
District of Columbia Jail.
potential
improving
for
could have some
charging
April
was returned
restoring
compe-
his
Khiem’s condition
of murder
Khiem with two counts
Shuker,
Judge
to
tency for
Robert
trial.
initially
was
sched-
degree.
first
His trial
reassigned,
had been
direct-
case
whom
July
uled for
explore
possibility.
hospital
ed the
court, however, by
hospital advised the
preliminary The
following
On June
18, 1989,
it had
September
Khiem
letter dated
proceedings which
indicated
psychotropic medication
insanity
decided that
propose to offer an
he did not
Khiem on an
should not be administered
defense,
Judge
Ugast
Fred
ordered
Chief
Dr.
It
view of
involuntary
hospital
basis.
was
be transferred
that Khiem
Medical Director of
Kelley, the
his mental condition.
John
examination of
an
Pavilion,
Khiem
un-
was
Howard
hospital
determine
John
He
directed
such medi-
positively to
likely
respond
competent to stand
Khiem
whether
was
prognosis,
his
with or with-
trial,
insanity
might be
cation and
an
defense
whether
medication,
poor.
so,
and,
Khiem out
him
whether
available to
person
Ngo
an
while he
daughters,
accused
Chuongs’
3.The
conviction
Madame
1. One of the
Nhu,
presi-
legally incompetent deprives him of his liber-
of the last
Dinh
sister-in-law
is
ty
process
dent of South Vietnam.
Pate v.
due
of law.
Robin-
836, 838,
375, 378,
son,
reported
paranoid
to suffer from
L.Ed.2d 815
conspiracies related
about world-wide
delusions
parents.
his
to him and
4, 1989,
medicine,
prosecution
practiced
On October
filed those who
forensic
require
might
involuntary
agree
hospital’s
motion to
with the
decision.
[Khiem’s]
responded
medication. The defense
awith
hospital’s
ruled that the
rec
motion to terminate Khiem’s commitment. ommendation “has been shown to be whol
September
Judge
On
Robert M.
ly
upon
reasonable and to have been based
Scott, to whom the case had been reas-
clinical determinations
are
well
signed,
provide
directed the
found,
medically.”
specifically
founded
He
updated report.
claims,
contrary
hospi
to Khiem’s
order,
response
judge’s
tal’s treatment decision had not
influ
been
per
hospital reported that Khiem
in- enced
a desire to accommodate the
remained
competent. Following
prosecu
ceived wishes of the court or the
an evaluation
*4
doctor,
judge
M.D.,
rejected,
strength
tion. The
on the
Rogers,
new
Kenneth
how-
ever,
210,
Washington
Harper,
of
v.
494
hospital
U.S.
now recommended that
1028,
(1990)
mendation was or Thereafter, evidentiary hearing at an SUBSTANTIVE LEGAL ISSUES—THE
began July judge received COMPETING INTERESTS testimony of one medical witness called on behalf of Khiem and of three medical A. In re A.C. Rogers, Kelley, witnesses—Dr. Dr. and Dr. Livingood4 prosecu-
John
Relying primarily on this court’s
—called
tion. The
witnesses testified
A.C.,
reference in
573 A.2d
In re
involuntary treatment
(D.C.1990) (en banc),
to “the tenet
medically
was
indicated
appropri-
and that
common to
medical treatment cases:
all5
safeguards
ate
would be taken to avert
right
any person
has the
to make an
possible
psychiatrist
choice,
so,
side-effects. The
competent
do
informed
to
to
disagreed
hospi-
treatment,”
called Khiem
accept
forego
recommendation,
acknowledged
judge’s
tal’s
but
order
Khiem contends
trial
minority
right
psychiatrists, especially unlawfully
that a
overrode his common law
Livingood
emphasis
4. Dr.
was added in
had reviewed the treatment rec-
5. The
to the word all
request
hospital’s
ommendation at
of the
Khiem's brief.
chief clinical officer.
bodily integrity.6
“every,”
He claims that before A.2d at
id.
1247. We
medication,
authorizing psychotropic
recently reiterated
States v. Al-
United
required
judge
trial
a determi-
(D.C.1990),
was
make
ston,
580 A.2d
n.
competent
nation
whether Khiem was
argument
predicated
this type
decide
such medication should be
whether
misconception of
nature
and uses
Khiem
main-
administered
him.
further
precedent,
judicial
and therefore makes far
judge
tains that if the
found him not
too
too much out of
little:
competent
decision,
to make
then
(D.C.
Kraft,
165
accept
reject
Court,
through
speaking
medical treatment
is not
Chief Justice
view,
recently
We
our discus
ini-
Rehnquist,
absolute.
commented that
reiterated its
pa
sion
a
tially
ago,
circumstances in which
more
century
articulated
than a
overridden,
wishes
even in
tient’s
us,
before
the context of the case then
sacred,
held
right is
more
or is more
[n]o
invasion,”
“major
a
presupposed
bodily
law,
carefully guarded, by the common
explicitly
declined to draw the line be
right
every
to the
than the
individual
major
surgery.
and minor
tween
Id. at
possession
person,
and control of his own
unnecessary
n. 10. We found it
1246 &
free
all restraint or
from
interference
decide,
C., supra,
see A.
573
at 1246 &
A.2d
others,
unquestiona-
clear
unless
11,
States,
Hughes
n.
whether
v. United
authority
ble
of law.
(D.C.1981)
by major surgery requiring general
anes
nonconsenting per
tion of medication into a
Our
thetic.
discussion in the A. C.
represents
body
son’s
inter
substantial
necessarily
of those cases
recognized that
*6
person’s liberty.”
ference with that
Id. at
enforcement
might
impli
law
interests
be
229,
1041; accord,
at
Riggins
110 S.Ct.
v.
cases,
in other
cated
but we
refrained
—
1810,
Nevada,
U.S.-,-,
112 S.Ct.
questions
the mer
unrelated to
1815,
out
[committed
su-
appropriateness. Riggins,
and medical
to refuse treatment.” He claims
dants]
at-,
pra,
112
at 1815.
S.Ct.
re-
provision,
under that
courts
that
made,
showing
has
how-
Once such
been
decisions
view treatment
ever,
due
enjoys
Khiem
common law or
made
only to “make sure
it has
process protection
from an unreason-
reasonable decision in view
permissible and
invol-
arbitrary
able or
determination
information and within a
of the relevant
See
untary
appropriate.
Tribby
range
See
v.
discretion.”
broad
supra,
221,
Harper,
at
110
494 U.S.
Cameron,
U.S.App.D.C.
1036; Charters, supra,
F.2d at 305.
at
104,
(1967). Khiem responds
Prosser
remarked in a different
Dean
has
derogation
the common law
a statute
related context that
‘medical
but
with
“[a]s
construed,
com-
strictly
be
and that
must
sover-
paternalism/
the notion
remain in
unless
rights
mon law
effect
Page
eignty can be carried too far.” W.
expressly repealed or modified. See Unit-
Keeton,
Keeton
the Law of
PROSSer and
Jackson,
ed States
A.2d
(5th
1984).
n. 60
ed.
at 190
Torts,
§
States,
(D.C.1987);
O’Connor
United
interest,
like his due
Khiem’s common law
view,
(D.C.1979).
A.2d
In our
protections,
weighed
must
process
however,
Khiem
provides
law
common
against
legitimate interests asserted
those
essentially
rights
the same
state,
supra,
at
Harper,
in Tribby,
but no
recognized by the
a reasoned
24-301(a), as
con-
heretofore
more. Section
must be
accommodation
made between
strued,
derogation
is thus
Id.
competing interests.
110 S.Ct.
common law.
at 1044.8
Moreover,
having
lawfully
been
Khiem contends that
Finally,
hospital,
of his
committed
the extent
required
prove
its
prosecution is
rights must be assessed
the context
objec
medicating
him
his
over
Id. confinement.
compelling
so
no reasonable
tion is
1037; Charters, supra,
ing Khiem to Trial.
government
recovery
in the bullet
cases. As the
Court noted in
Having
liberty
assessed Khiem’s
in
—
at-,
Riggins, supra,
U.S.
terest,
competing
we turn
now the
inter
quoting
after
the Allen concur-
est asserted
the United States. As Jus
emphasize
government’s
rence to
that the
concurring opin
tice Brennan wrote in his
Allen,
337, 347, opportunity
bring
ion in
Illinois v.
accused to
U.S.
1057, 1063,
(1970),
D. When
Interests Collide:
institutionalization”
which Charters’
yield.
terest must
Id. at 305-06.11
Medi-
Involuntary Administration of
cation to Restore a
Com-
Law,
supra,
Defendant’s
State v.
petency.
rejected
Court of
Carolina
a conten-
South
tion very
similar to that
made
appear
Although the issue does not
here:
squarely
juris
have been
decided in this
appellant apparently
Counsel for
diction, most of the courts which have been
position
that
takes
under no circum-
involuntary
upheld the
asked to do so have
can medication
stances
be administered a
re
psychotropic drugs to
administration of
his
They
defendant without
consent.
competency
a defendant’s
store maintain
that such would
contend
be violative of
for trial.
bodily integrity.
We do not feel that
right
such
It is our
an absolute
exists.
holding
hospital may
treat
may
adminis-
view that medication
be
Khiem with
medication without his
such
tered without the consent of a defendant
consent,
judge relied
only
the trial
not
circumstances,
compelling
under
includ-
Harper but also on Charters.
In Char-
ing
is neces-
those where medication
ters, the
Appeals
United States Court of
competent
sary to render a defendant
Circuit, sitting
banc,
for the Fourth
en
af-
to stand trial.
authorizing
firmed a
order
trial court
674,
(emphasis
244
270
S.E.2d at 307
S.C.
involuntary
psychotropic
treatment with
added).12 Accord,
State, 103
Ybarra v.
mentally
medication of
ill
defendant who
(1987)
(“the
Nev.
P.2d
356
allegedly threatening
had been
for
indicted
considered the
majority of courts
have
the President of the United States. Char-
competency
issue
held that
have
ters had been
com-
found
through
[involuntary]
attained
use
prison
to a
health facility
mitted
mental
medication”);
Lover, 41
v.
Wash.
State
psychiatric examination and treatment.
(1985)
App. 685, 689,
P.2d
although
The court
held
individual
adminis
(psychotropic medication
thereby stripped
so
committed was
tered
the consent of a defendant
without
interests,
of his liberty
all
those interests
trial)
competent
render him or her
to stand
protection
retained
afforded
were
(citing Law,
supra,
S.C. at
against
capricious
arbitrary and
state
307);
N.H.
Hayes,
S.E.2d at
State
action,
adequately
secured
were
(1978) (“the
trial
389 A.2d
professional judgment
exercise
to be un
may compel
court
the defendant
personnel.
prison facility’s
prior to
der
at least four weeks
medication
recognized
304-05. The court
[appropriately] instructed
jury
trial if the
maintaining
”);
Hardesty, 139
People
...
see also
pretrial detainee in a
condition
Mich.App.
362 N.W.2d
(1985).13
“legitimate
to stand trial
incident of
Law,
11.Although
had been
have focused in this
12. In
trial,
restoring
prior
the law enforcement
to the defendant
administered
competence,
part,
there was
evidence
objection
also
and he
apparently
on his
support
which would
before
finding
challenge
convic-
until after
did
raise his
legitimate
however,
his order served other
text,
tion. As reflected
purposes.
Kelley
testified
Khiem’s con-
Dr.
present-
ultimately
here
reached the issue
deteriorated,
had
that his
were
dition
delusions
ed.
*9
(Dr.
expanding,
Kelley)
con-
and that he
was
that,
treatment,
psychotropic
cerned
Hardesty,
in
stated
13. As the court
(who
already allegedly killed his
Khiem
had
[tjhe
bringing
in
substantial interest
state’s
might
against
parents)
See
strike out
others.
good
and on
accused in
faith
trial defendants
223-26,
Harper, supra,
his interest in all competing court state interests. As the the Khiem’s contention Bee, explained in court’s order contravenes the HCDA need jail long. contends that it was entitled to not us That has no detain statute in
inject forcibly Bee with or- bearing present thorazine on the case. competent der keep him for trial. As begins following HCDA The with initially, however, we noted the state statement: hearing Daniel found after “that purpose chapter of this is to affirm mentally compe- H. ill Bee is not and is right competent of all adults to con- Rec., I, tent to stand trial.” at 132 vol. relating trol decisions to their own health added). (emphasis Given this determina- rights care and to have their and inten- tion, asserted in state’s interest respected tions in health care matters keeping Bee trial is stand implemented by they and others be- case; in implicated not therefore it incapable making or communi- come cannot serve to override Bee’s interest in cating decisions for themselves. avoiding forcible medication anti- 21-2201(a) (1989). It D.C.Code creates a § psychotic drugs. 21-2203, capacity, presumption of id. and § (emphasis original Id. at 1395 in as to alia, provides, inter for certification of in- competent, words is added remain- as to 21-2204; capacity, powers id. for durable § der). The issue raised here Khiem was 21-2205; attorney care, for id. health § thus not the court in before See.14 and for the mechanics of substituted con- relies on Boyd, supra, also sent, 21-2210. id. The recitation these § applied which this court the “substituted provisions itself discloses that the HCDA judgment” principle pa- designed address situations which tient civilly who had been committed and doctors, members, family courts objected religious grounds who to the may required to make treatment deci- administration of sions who has unable for become however, allegation, to her. There was no such matters himself or her- to decide for Boyd that Ms. had committed serious self. crimes and it necessary bring that was That this was the Council’s concern be-
her governmental to trial. The apparent comes from an examination of the controlling we find here was legislative history. “background Act’s presented Boyd case. legislation were and need” de- scribed as follows: persuaded by reasoning
We are
Charters, Law,
regarding
and other
autho-
The law
decisions about
decisions
general
rizing psychotropic
life-sustaining
treatment without
treatment
decision-making
is not clear
accused’s consent
cases such as this.
health-care
Many
Accordingly,
reject
application.
in its
Khiem’s common
or uniform
held to
protracted proceedings
claim.
deter-
law
intrusive,
trial,
brought
outweigh
although highly
generally
might
could ever
will
(Footnotes
bodily integrity.
omit-
result in irreversible effects.
individual’s
ted.) Winick, Psychotropic
Medication
at 1395.
the merits of such
744 F.2d
Whatever
Trial,
Competence to Stand
American
speculation
time Bee was
have been at the
Bar Foundation Research Journal
812-
decided,
issue is now
foreclosed
Harper,
Supreme Court’s decision in
(internal quotation marks
mine the of decisions to in the we reiterated that “it life-sustaining have forgo treatment of mature is one the surest indexes of a publicity, been attended considerable developed jurisprudence and not to make ” already compounding tragic situations dictionary. out the Id. fortress of Further, ap- it for families involved. Markham, (quoting 123516 148 Cabell pears get to court if that often cases (2d Cir.) added), (emphasis 739 if the disagreement, there is tremendous 90 L.Ed. aff'd liability, physicians are concerned about Khiem’s contention that the if the and/or family’s physician’s or and here can presented issue be resolved hospital's analysis moral differ. resort to the use of the word Council’s Judiciary Report of the Committee on the “all” exalts literalism to un out-of-context the of Columbia 2 Council of District pre-eminence. preemptive deserved As 6, 1988) added). (July (emphasis Council- in Judge Hand went to note Learned Nathanson, man who introduced Cabell, supra, F.2d at must courts HCDA, explained legislation was some always “remember that statutes have regard- intended to accommodate concerns object accomplish, or purpose whose ing authority family members sympathetic imaginative discovery is and incompetent make treatment decisions for meaning.” to their Ac guide the surest in light relatives of the recent enactment of cord, Son District Co J. Parreco & guardianship law. Id. at 6. Comm’n, A.2d lumbia Rental Hous. Cabell). kind problem (D.C. 1989) which the HCDA (quoting Ac designed is was to address similar to that cordingly, identify the mischief we must A.C., supra. estab- presented cure, in The Act designed to legislation a regime lished under which a “mak[ing] plain out of rather than fetish followed, patient’s wishes are while “wallowpng] in literalism” to meaning,” or incompetent patient, of an a “substi- case Parreco, legislative intent. su defeat made; judgment” judgment tuted pra, 567 A.2d at must be an estimate of based on informed Alvey for the As Chief stated Justice if he would have desired what century ago parte in Ex almost competent. she had There is not been (1894), Redmond, 3 App.D.C. slightest in or in indication the statute literally, with- legislative history [tjaking language and its the Council was addressing, regard- pur- or entertained view occasion and out reference to the disputes certainly ing, statute, the resolution of an between it would pose of the asserting an pretrial detainee enough embrace comprehensive bodily integrity prose- and a But question. here proposed appeal govern- cutor who countered with the has be construed every must statute bring- ment’s law enforcement interest original intent and reference ing the accused to trial. makers, intent and which meaning of the from the collected meaning may As in his our decision discussion enactment, and necessity of cause or A.C., on the of the word Khiem focuses use accomplished to be objects intended se Quoting 21-2201. somewhat “all” § pur- objects known by it. With the lectively from Nat’l Bank v. District Riggs view, lan- general (D.C. poses of statute Columbia, A.2d restricted should be guage may and 1990), interpreting argues “[i]n objects and of such statute, accomplishment clear and if the words are ... be made to embrace unambiguous, give purposes, effect to must [a court] authors contemplated by the objects plain meaning.” Two later its sentences [a that "it is to have ellipses quotation replace added useful 16. We farther 15. The in Khiem's dictionary] Id. words “we are mindful the maxim.” around.” six words tends to convert an omission of these statutory aid to allusion to a maxim which interpretation supposedly ironclad rule. into a *11 of the statute. This is an provide old and well Khiem with an adversarial hear- settled canon construction. ing; (3) that it was error for the court to changed,
Times have but the canon sur- vives; order the psychotropic administration of passage might well have been drugs objection written over Khiem’s present with the ab- case in mind. expert sence testimony to a reason- Finally, interpret were degree certainty able of medical that the proposes, HCDA as Khiem that statute probably medication would render Khiem effecting partial implicit would be repeal competent trial; to stand and 24-301(a). Under the terms of the § (4) hospital’s that the decision to medi- statute, earlier a committed arbitrary cate and capricious, was and Khiem’s protected only circumstances is approved by should not have been arbitrary capricious and treatment de court. hospital officials, cisions of and does not
have the kind of unfettered decision-mak We address each of these contentions in ing authority over his treatment contem turn. plated by B, the HCDA. See Part II su B. The Trial Court’s Standard Re-
pra. Repeals by implication are not fa view. vored, and this canon must be taken seri Khiem’s claim judge that the trial ously; lip mere service to it would leave should not hospital’s have deferred to the legislators in perpetual state of uncer judgment under the circumstances of this tainty about possibility every new case raises the most proce difficult of the enactment have unintended conse dural presented issues which have been quences. Speyer Barry, 588 A.2d substantia] Although our review. evidence (D.C.1991); 1165-66 see also United States presented support was finding Hansen, 249 U.S.App.D.C. administration of (1985) (Scalia, J.), cert. de to Khiem was warranted even aside from nied, government’s interest, law enforcement L.Ed.2d 571 11, supra, sequence see n. of events IV this record demonstrates that the treat precipitated ment incompe PROCEDURAL DUE PROCESS ISSUES tency percep the court’s reasonable A. Khiem’s Contentions. steps tion that all reasonable should be taken to Finally, render him stand claims that the trial. and the trial court procedural denied him
protections guaranteed by the Due Process Psychiatrists experts in determining are Clause of the Fifth Amendment. He main- desirability of a course of tains that law enforce- achieving given treatment as a means for ment interest in attempting to restore his objective, in identifying medical competency is support insufficient to appraising the medical risks that such a order; judge’s rejected we have course of treatment entail.17 Their contention in Part II of this and do not, however, expertise does extend to de- not revisit it here. Khiem also contends termining, weight giv- much how should be (1) that the trial erred in defer- en to the needs of law enforcement authori- ring hospital’s to the psychiatric judg- bring incompetent pa- ties who seek to principal question ment when the before tient to trial and who ask the court legal him was a one rather than a medi- liberty bodily override his interest in his one; cal integrity. The reasons for the court
(2)
hospital’s
procedures
apply
were
a deferential standard of review are
fatally
they
defective
patient’s
because
did not
their zenith when
antipsychotic
professionals.” Harper,
17. "The risks associated with
assessed medical
su-
ones,
drugs
part
pra,
are for the most
best
making calculus.
Charters,
judgment
an informed medical
Nevertheless,
it has been held
that
proposed
of
on the benefits and risks
the
of
measure
to psychi-
substantial
deference
weighing
to the
and
treatment
central
where,
judgments is appropriate
atric
even
interests,
competing
of the
accommodation
here, governmental
of
as
interests
a non-
reasoning
Harper
and
of the courts in
the
weighed
medical
are being
against
nature
in full
applies
and
measure.19
Charters
patient’s
Harper, supra,
the
interests.
conclude, contrary
if were to
to
Even we
at
S.Ct.
the
passages
Harper
the
from
and
quoted
Supreme
analyzed the issue
fol-
as
Charters,
impli-
legal
that the “societal and
lows:
judge
of the issue before the trial
cations”
Notwithstanding the risks that are in-
hospital’s
less
to
warranted
deference
the
volved,
conclude
an
in-
we
that
inmate’s
it,
judge
recommendation than the
accorded
adequately protected,
terests
and
are
any
prejudicial
error would not be
perhaps
served, by allowing
better
the
recog-
obviously
The
Khiem.
trial
by
decision medicate
made
to be
medi-
importance
the
of
nized
professionals
cal
than a judge.
rather
interest;
indeed,
law
it was
enforcement
The Due Process
has never
Clause
been
allusion to that
Judge Shuker’s
thought
require
the neutral and
in motion the events which culmi-
that set
detached trier of fact
law trained or a
be
Judge
entry by
of the
nated
Scott
(Cita-
judicial or
officer.
administrative
Moreover, if the
appeal.20
order now on
quotation
tion and internal
marks omit-
weight
to the
to be accorded to
decision as
ted.) Though it cannot be doubted that
one,
sug-
as
legal
that interest is a
Khiem
the decision to
has societal
medicate
gests,
ultimately
then it is
one which this
implications,
and
legal
Constitu-
Realistically, we have
court must make.21
prohibit
tion
the State
does not
from
it,
made
for we have held
this
already
permitting
personnel
make
govern-
record the
this
procedural
under
decision
fair
outweighs
ment’s law enforcement
mechanisms.
bodily
espe-
integrity,
interest in
added.)
(Emphasis
added
it
The Court
safeguards for which
cially
light
“ignore
requiring
the fact that
could
provides.
court’s
order
hearings
scarce
judicial
prison
will divert
but,
case
time,
asks us to remand the
resources,
money
Khiem
the staff’s
both
and
circumstances, a remand would
mentally
ill under these
care and treatment
232,110
1042;
recently
As
purpose.
inmates.”
see
serve no useful
Id.
Charters;
Charters,
Harper
pointed
inconsistency
in-
between
18. As the court
out
deed,
leaving
point
phy-
us in the same
decisions to
the two decisions
alternative
base-line
judicial
subject
sicians
ness,
review for reasonable-
direction.
problems:
its own
has
found,
Judge
subsequently
we have
20.
Scott
regime
proposed
install the federal
would
noted,
pres-
hospital’s
that the
officials were
procedural
providers
courts
as the base-line
prosecution
the court or
sured
process, collapsing
normal review
due
their
judgment.
professional
their
abandon
this
function. With
function into
threshold
witnesses,
judge
and we are satisfied
heard
cumbersomeness,
go
all
ex-
finding.
ample support
for his
that there
delay
judicial
pense,
proceed-
incident to
involuntary
ings every
time
supra,
Harper,
n.
decision had to be made for
inmate.
that in the
1043 n.
the Court noted
at 309.
cases, judges
overwhelming majority
and oth-
Indeed,
have concurred
implicitly acknowledges
er
decisionmakers
outside
pa-
treating physician’s
treat a
decision to
position
brief
his
cannot
reconciled
Charters,
involuntarily,
practical
effect
suggests
but
has
tient
Charters
initially by
requiring
effectively
the decision to made
overruled
been
Harper.
judge
thus be '‘chimerical.’’
We discern no
Court's later decision
banc,
had occasion to observe en
re-
profes-
Patient Advocate is a mental health
“[t]o
simply
purpose
mand the case
for the
sional
pa-
who
trained to advocate the
requiring
prescribed
to make the
tient’s interest. The Advocate meets with
finding
symbolic
now would be a
rather
patient,
informs him the
nature of
act,
practical
treatment,
than a
which we view as
and advises him of
*13
unnecessary
incompatible
good
and as
procedural rights.
It is also the Advo-
judicial husbandry.” Melton, supra, 597
responsibility
convey
cate’s
patient’s
(citations
A.2d at 908
quota-
and internal
hospital’s
concerns to the
Medical Director.
omitted).
tion marks
Policy provides
The CMHS
two levels of
independent
administrative review
Hospital’s
C. The
Procedures.
treating physician’s recommendation. The
proce
Khiem contends that
first level
by
of review is conducted
by
dures
hospital
utilized
in this case Medical Director of the Division where the
fail
applicable
to meet
constitutional re
patient is housed. The
by
second review is
quirements.
agree.
We do not
the Chief Clinical Officer. Neither of these
reviewing officials is a
pa-
member of the
procedures
The
involuntary
for the
ad-
tient’s treatment
team.
governed
ministration of medication
by
are
Policy
CMHS22
(April
50000.430 2A
regime
The
hospital
at the
is similar in
1990). This
nine-page single-
detailed
respects
approved
most
by
the Su-
spaced
provides
document
pertinent part
preme
in Harper, supra,
Court
494 U.S. at
be administered to a 228-35,
true,
tarily administer
(1979),
medication has been
with notice of the
involuntary Parham, explicitly held that no adversarial
treatment, and
assures that the
hearing
constitutionally required.24
We
rights
advised of his
pursuant to it. The
reach the same
in this
conclusion
case.25
practices
sis,
diagnosis,
22. CMHS is an
progno-
abbreviation for the Commission
treatment and
on Mental Health Services.
with the aid of such technical tools and
techniques
appropriate
consultative
as are
Stevens,
joined
23. Justice
who was
in dissent
profession.
Id. at 607-08
S.Ct. at
[99
Marshall,
Justices Brennan and
characterized
2507],
hearing
as a "mock
Charters,
trial before an institu-
supra,
Khiem contends
because, according
arbitrary
decision was
Khiem also contends that the hos
testified,
him,
to a reason
doctor has
no
pital’s treatment decision must fail the test
certainty,
degree
able
of medical
rationality
lack
arbitrariness be
probably
will
render
proposed treatment
cause the
hospital’s
decision
medical
competent to
trial. He
Mr. Khiem
stand
personnel
exclusively
was not made
this contention on Jack
apparently bases
patient’s
Harper,
interest.
Indiana,
son
*14
however,
it
beyond
court made
clear
(1972).
receive such treatment.
receiving or
raised
interest therefore renders
issue
own interests
determine one's
ment
by
irrelevant,
medication,
and
do not reach it.
cer-
refusing
difference "must
however,
note,
complexity
subtlety
tainly
found
and
that Khiem was
be one of such
We
trial.
there
to stand
While
perception
the most skilled
to tax
being incompe-
theory
between
be a difference
ROGERS,
Before:
Washington Harper,
v.
Judge,
Chief
and
221-
FERREN, TERRY, STEADMAN,
1028, 1036,
ORDER
(D.C.1990) (en banc).
Further-
PER
more,
that,
CURIAM.
given
we had stressed
the con-
stake,
rights
stitutional
government
On consideration of appellant’s petition
lawfully
person’s
cannot
override a
objec-
banc,
rehearing
en
the motion for leave
tion
“compel-
to forced medication absent a
supplement
to file
petition,
lodged
ling state interest.”
Boyd,
In re
403 A.2d
supplement,
Legal
the motion of
Counsel
A.C.,
(D.C.1979);
see In re
Elderly
curiae,
for the
appear
as amicus
(“truly
A.2d at 1247
extraordinary or com-
lodged
curiae,
brief of amicus
re-
Law,
reasons”);
see also
pelling
State
sponse,
thereto,
opposition,
reply
it is
(1978)
S.C.
S.E.2d
granted
ORDERED that the motions are
(“compelling
required
state
jus-
interest”
and the Clerk is
lodged
directed to file the
Lover,
medication);
tify
forced
State
*15
supplement
petition
lodged
to the
and the
685, 690,
Wash.App.
1351,
707 P.2d
1353-
curiae;
brief of amicus
appearing
and it
(1985) (same).
majority
judges
of the
of this court
However, in this
deny
petition
has voted to
case—without even dis
rehearing
for
banc,
cussing
“compelling
en
it is
state interest”
court,
test —a
of this
adopting
division
FURTHER ORDERED
petition
approach,
trial court’s
govern
held that the
rehearing
for
en banc is denied.
may
incompetent
ment
force-medicate an
pretrial
in
ROGERS, C.J.,
detainee
an effort
to restore
FERREN, J.,
voted
grant
competency
rehearing
when the state’s interest
en banc.
doing merely
so
meets a test of “reason
FERREN,
Judge,
Associate
with whom
ableness,”
Harper,
II.
in
outweighed Riggins’ interest
concerns
antipsychotic
from unwanted
freedom
competent
criminal defen-
Riggins,
—
at-,
drugs.”
S.Ct. at
Id.
U.S.
suspend
moved to
the administration
dant
short,
added). In
Mellaril,
(third emphasis
drug,
af- 1815-16
until
antipsychotic
of an
on the absence
things)
the case
trial, arguing (among other
Court resolved
ter
already
drugs
antipsychotic
overriding
have
assumes
the District have an
state
1. Nor does
force-medicating every
per
incom-
for medical
se
to the detainee
been administered
reasons,
murder;
charged
petent pretrial
with
detainee
administration "was
and that such
—
balancing
requires
of the
a careful
each case
Riggins,
medically appropriate.”
U.S.
competing
and the state’s
interests.
Court, therefore,
individual’s
-,
and,
[2]
considering less intrusive alter-
type
here
be for the
prescribed may natives,
gins’
own
[3]
safety
essential for the sake of
or the
safety
others.
Rig-
the defendant’s own
very purpose
imposing constraints on
will,
and for that rea-
Similarly,
legitimacy
put
grave
the State
might have been able
son its
doubt.”
—
justify medically
-,
appropriate,
involun-
It Harper Riggins, Riggins in as in to the as well both majority referred and Charters (on relies), “finding safety for considera- division need compelling concerns premised analysis out- courts their as much or tions other patient’s own medical interest as on weighed Riggins’ interest in freedom from on — contrast, In state’s interest. this antipsychotic drugs,” unwanted U.S. at added), -, finding no 112 case there no trial court (emphasis S.Ct. at 1816 —and Kennedy ruling by this and that referred to the court —that Justice ” showing “extraordinary proposal be- force-medicate Khiem was need an id. independent can his medical permitted, fore force-medication — at-, compe- (empha- making state’s own interest him U.S. S.Ct. at 1817 Indeed, added). much like the tent to stand trial.6 there is very sis This sounds forced finding interest” test even a “compelling state and in A. C.4—and likely competence. Nor adopted Boyd3 has restore courts, any findings, there as there were in the state cited the division in are Charters, Khiem, considering Harper and in Khiem is adopted have when Law, forced medication. See dangerous and that such medication is nec- 270 S.C. at protect (“compelling essary State others.7 There is also S.E.2d question findings as to forced medi- serious whether required justify interest” Lover, Riggins, cation); effects sufficient under Wash.App. side are (same).5 surely insuffi- findings and these would be P.2d 1353-1354 (D.C.1979). "com- Boyd, In re A.2d Nevada court’s failure indicate whether 3. 403 that, situation, outweighed Boyd nonemergency Riggins’ pelling in a in- held concerns [state] compel involuntarily hos- antipsychotic the state could not an terest in from unwanted freedom — person -, pitalized, mentally ill and drugs,” at 1816— S.Ct. objections psycho- religious who to take voiced virtually compelling announces that state will, tropic drugs against her which was to be at-, applies. test See id. ascertained, necessary, using substituted J., (Thomas, dissenting). at 1826 There is judgment analysis. principled way, Riggins, after the trial no Harper's "reason- court on remand can revert (en A.C., (D.C.1990) In re 573 A.2d ableness” test. banc). A.C., we reviewed a court-authorized dying on a woman "caesarean section hospital’s treat- The trial court found that life of her child.” Id. effort save the unborn Khiem was ment decision to force-medicate virtually "in all cases the at 1237. We held that clinical considerations and based reasonable question is to be done is to be decided of what bias, was not or institutional patient pregnant "influenced by the woman —on behalf —the any perceived comply desire to wishes fetus. If is incom- of herself and the give government petent an informed in this matter.” or otherwise unable to the Court physi- goes say course of medical treat- consent to a than to But this no further *18 ment, her decision must be ascertained then cians made a decision force-medicate medical through procedure as substituted professional judg- known compromising their judgment,” means that "the ment; id. at finding that had a it is court, surrogate incompetent, for the receiving with- interest in medical indi- it can what choice that determine as best regard out to his trial. vidual, A.2d competent, would make.” 573 omitted). (quotation It is not at all clear court and the division of this The trial court 7. incom- trial court has ruled that a detainee the charged may with that a man have assumed give incompetent petent is also to stand trial murdering dangerous parents others— treat- consent for invasive informed particular al- may true —but that and that ment. leged may not indicate more homicide warranting generalized dangerousness medi- majority Riggins specifically es- 5. The Court finding on issue. Foot- — There is no cation. scrutiny, adopting chews a standard of strict opinion originally and note 11 the division at-, not because the — U.S. evidence, rehearing merely to record on refers majority disagrees but with such standard — findings, concerning Khiem’s not to court finally majority has because the "no occasion — rely danger. on potential This court should prescribe U.S. such substantive standards.” fact-finding opin- its at-, appellate buttress reasoning court at 1815. The Court’s e.g., language, its focus on the ion. however— Kennedy’s cient Justice state-compelled injections body view.8 of mind and controlling drugs into an hu- fact, earlier, supra as indicated see being. man Riggins makes clear that this 2, in major note the instant case is a there judicial case is on the frontier of law-mak- factual difference Riggins and from ing affecting exceptionally important other cases on which the division relies. liberty Only interest. judges three out of Here, Khiem has psychotropic never taken formally nine have ruled in this case. medication; effects, the side if any, for him — judges, a third of When the active are Compare unknown. Riggins, U.S. lot, this, drawn sits on a case such as at-, (“administration is, definition, minority the decision presumed of Mellaril” “medically appropri- ruling recognizes if one sug- ate” because defense en banc counsel never gested responsibility court has a “medically improp- excep- treatment was to hear all er”); Law, tionally important D.C.App.R. S.C. at 244 S.E.2d at cases. See (“psychotropic 40(e). positive medications had We should rehear this case en banc effects”); Lover, Wash.App. court, 707 to determine whether the full after (medication P.2d at 1354 possible” “made it immersing itself the briefs and record— “appearf for defendant at trial and and argument focusing Rig- ] after oral witnesses”). This makes it all confront[ ] gins agrees with the division’s result and — important the more for the trial court to reasoning. very specifically address question
whether, any absent medical track record Khiem, forced medication “medically appropriate.” Riggins,
at-,
The division rehearing, there-
fore, despite honoring Riggins important
respects, require fails to the kind of trial WATSON, Jr., Appellant, Leonard findings L. essential under Riggins to
protect liberty interest. STATES, Appellee. UNITED
III. No. sum, 89-CF-457. opinion, division on rehear- ing, fails grips to come to as a matter of Appeals. District of Columbia Court of law—and as a matter of fact on this findings required, light record—with the Argued April Riggins, before a court order 12, Decided June pretrial forced-medication of a I detainee.
am deeply troubled that this court is either busy
too or too unconcerned to sit as a full important
court to hear this issue about here, findings 8. There are appropriate steps as there in Har- were shall be taken Hos- clinical Charters, per and in that Khiem will be ade- pital Mr. Khiem shall suffer staff in the event quately protected against possible dangerous effects, including side termination of such side effects from the medication. treatment, medications if nec- Hospital’s procedures trial court found that "the essary being of the defendant." for the well *19 patients require for treatment of medi- who findings fall short of assurances “that These cation constitute careful scheme which assure significant risk that the medication there is no possible that all effects of the medi- way impair material will or alter cations will be taken in to before consideration capacity willingness defendant’s react undertaken, possible treatment is and that risks trial," testimony side and “that the effects against pos- of such treatment will be balanced or dimin the defendant's reactions will not alter sible benefits of such treatment.” The court Rig capacity ish his to assist counsel.” [or her] carefully ordered "that Mr. Khiem shall be mon- -, gins, 112 S.Ct. at Hospital potential itored staff for harm- treatment, J., (Kennedy, concurring). ful side effects of the said and that
