202 F. 377 | 9th Cir. | 1913
The plaintiffs in error were indicted under four indictments — Nos. 777, 779, 780, and 782 — all charging them with violations of section 5209 of the Revised Statutes ,(U. Si Comp'. St. 1901," p. 3497). " They entered a plea of “not guilty” to each indictment, and thereafter, upon their motion for the consolidation of the indictments, an order was made consolidating the same for trial. The jury returned a verdict of guilty on counts 1, 2, 4, 5, and 6 of in.dictment 780, and returned a verdict of not guilty on the other indictments and on count 3 of 780.
“Where an act is clone by the procurement of a person, it is Ms act in effect, even where it is made a crime.”
What the court" said in that case is in line with an expression in the opinion of this court in the case of Peters v. United States, 94 Fed. 127, 36 C. C. A. 105, in which Judge Hawley, speaking for the court, answering the objection of counsel to the indictment that the cashier was charged in one count with directing and procuring false entrieé to be' made by the bookkeeper, said:
“He is as guilty if he directed false entries to he made by the clerk or bookkeeper as if he made the entry in person.”
But in the Richardson Case the court went on to say that the aiding and abetting referred to in the statute “applies to those not connected with the bank who instigate, counsel, or incite those who are.” This was an expression of opinion unnecessary to the decision of the case. The question was whether the defendant in that case could properly be charged as a principal. The court held correctly, we think, that he could be. Kettenbach in this case might properly have been charged as a principal. He cannot complain that he is charged as aiding and abetting. By the express language of section 5209 the offense described, whether committed by the direct act of the accused, or by his aiding and abetting another to commit it, is a misdemeanor, and both offenses are of the same grade, and are subject to the same penalty, and those who commit both are in fact principals. Said the court in United States v. Gooding, 12 Wheat. 475, 6 L. Ed. 693:
“In cases of misdemeanor, all those who arc concerned in aiding or abetting, as well as in perpetrating the act, are principals.”
And this doctrine has been expressly applied to cases of prosecution under section 5209. Gallot v. United States, 87 Fed. 446, 31 C. C. A. 44; United States v. Hillegass (D. C.) 176 Fed. 445. See, also, Bliss v. United States, 105 Fed. 508, 44 C. C. A. 324. There was no error, therefore, in ’overruling the demurrer to the indictment
“That each and all of the charges against these defendants or either thereof grew out of one and the same transaction, to wit, the violation of the national banking laws of the United States, and under the law can be tried at one and the same time, and save great expense and many hardships in requiring these defendants to prepare for trial. * * * Wherefore these defendants, and each thereof, respectfully pray that a severance be had as to these two defendants, and that they be tried separately from the other defendants, that each and all the indictments involving these defendants or either thereof be consolidated and be tried at the same time.”
The application was supported by the affidavit of counsel for the plaintiffs in error, in which it was stated that the motion was made in
“These defendants also waive their right to more than 10 peremptory challenges in case an order is made trying these said indictments at one and the same time, and a severance is granted as to the defendant Clarence W. Robnett, and a severance is granted as to the defendant Frank W. Ketten bach.”
That application was verified by the affidavit of the plaintiff in error William E. Kettenbach. Irrespective of the written waiver of the plaintiffs in error of more than 10 peremptory challenges, the consolidation of the indictment under section 1024 grouped, together all the counts in all the indictments so consolidated as if they were separate counts in a single indictment. McElroy v. United States, 164 U. S. 76, 17 Sup. Ct. 31, 41 L. Ed. 355; Porter v. United States, 91 Fed. 494, 33 C. C. A. 652; Turner v. United States, 66 Fed. 280, 13 C. C. A. 436. And, the consolidated indictments having thus become in legal effect separate counts in one indictment, the plaintiff in error could exercise only the number of peremptory, challenges provided by law for a trial under a single indictment. Krause v. United States, 147 Fed. 442, 78 C. C. A. 642; Kharas v. United States, 192 Fed. 503, 113 C. C. A. 109.
“It appears that the indictment in the case at bar, involving charges of false entries, specifically refers to the entries which are alleged to be false, and it is thought that the defendants by the indictment itself 'are sufficiently advised of the nature and the details of the charges to enable them intelligently to prepare their defense.”
Where the charges of an indictment are so general that they do not' fully advise the accused of the specific acts with which he is charged, the court may order that a bill of particulars be furnished him so that he may properly prepare his defense. But the allowance or refusal of the order rests in the sound discretion of the court. In Rosen v. United States, 161 U. S. 29-35, 16 Sup. Ct. 434, 436 (40 L. Ed. 606), the court said that the accused could “have applied for a bill of particulars, which the court, in the exercise of a sound legal discretion, might have granted or refused, as the needs of justice required.” Said the court in Breese v. United States, 106 Fed. 680-682, 45 C. C. A. 535, 537:
“The motion was addressed to the discretion of the court, and its refusal was a proper exercise of this discretion.”
“When it is once made, it concludes tlie rights of all parties who are to be affected by it, and he who has furnished a bill of particulars under it must be confined to the particulars he has specified as closely and effectually as if they constituted essential allegations in a special declaration.”
In United States v. Adams Exp. Co. (D. C.) 119 Fed. 240, it was said:
“The office of a bill of particulars is to advise the court, or more particularly the defendant, of what facts, more or less in detail he will be required to meet, and the court will limit the government in its evidence to those facts set forth in the bill of particulars.”
The application for a bill of particulars which was presented in the case at bar covers seven pages of the printed record. It went into great detail as to all the matters charged, and called for the production of practically all of the evidence of the government to sustain them. It called largely for items from the books of the bank. No affidavit was offered in support of it, and no showing was made that the plaintiffs in error could not have access to the books or obtain' therefrom all evidence contained therein as to the matters which formed the substance of the charge against them. The allegations of the indictment were not' indefinite or vague, nor does it appear that the plaintiffs in error were entitled as a matter of right to the disclosures of the nature of the oral testimony which the government intended to produce. There was no abuse of discretion, therefore, in the ruling of the trial court.
“The question was one of fraudulent intent or not; and upon questions of that sort, where the intent of the party is matter in issue, it has always been deemed allowable, as well in criminal as in civil cases, to introduce evidence of other acts and doings'of the party of a kindred character, in order to illustrate or establish his intent or motive in the particular act directly in Judgment. Indeed, in no other way would it be practicable in many cases to establish such intent or motive.”
That doctrine has been applied in numerous cases, among which may be cited Coffin v. United States, 162 U. S. 664, 16 Sup. Ct. 943, 40 L. Ed. 1109; Allis v. United States, 155 U. S. 117, 15 Sup. Ct. 36, 39 L. Ed. 91; Williamson v. United States, 207 U. S. 425, 28 Sup. Ct. 163, 52 L. Ed. 278; Dow v. United States, 82 Fed. 904, 27 C. C. A. 140; Bacon v. United States, 97 Fed. 35, 38 C. C. A. 37; Wolfson v. United States, 101 Fed. 430, 41 C. C. A. 422; Spurr v. United States, 87 Fed. 701, 31 C. C. A. 202; United States v. Breese (D. C.) 131 Fed. 915; Brown v. United States, 142 Fed. 1, 73 C. C. A. 187. The objection that the testimony so admitted was too remote in point of time is not tenable.
“The period of time within which the matter offered to establish the guilty purpose must have occurred to permit of their admission is largely discretionary with the court.”
In Walsh v. United States, 174 Fed 615, 98 C. C. A. 461, the court permitted the introduction of evidence of similar offenses committed during the 12 years prior to the transaction which formed the basis of the indictment. In Williamson v. United States, the Supreme Court said:
“The modern tendency, both of legislation and of the decision of court's, is to give as wide a scope as possible to the investigation of facts. Courts of error are especially unwilling to reverse cases because unimportant and possibly irrelevant testimony may have crept in, unless there is reason to think that practical injustice has been thereby caused.”
There are several assignments of error, upon which are presented the contention that the court below during the progress of the trial, and in the presence of the jury, manifested bias and prejudice against the plaintiffs in error, and made remarks which were prejudicial to them. We have given careful consideration to this contention, and we find it wholly without justification. The remarks of the court, in the half a dozen instances which are referred to, were not inappropriate to the matter in hand, and were not such as to indicate or express bias or prejudice.
“The report shows none.”
Counsel for the plaintiffs in error objected to that statement, and remarked: '
“The statement might show blank in a certain place.”
The court then said:
“The report shows blank, and that is reporting nothing as s matter of fact.”
That was not an improper remark. It was the duty of the court to state what was the legal effect in a report to a Comptroller of the Currency of leaving a blank unfilled under a heading which called for an answer, and to instruct the jury that to do so was to report that the bank had nothing under that heading.
It is contended that the court erred in permitting counsel for the government on the cross-examination of the plaintiffs in error, who appeared as witnesses in their own behalf, to interrogate them as to matters which were not brought out on their direct examination. This contention is not sustained by the bill of exceptions. The plaintiff in error Kettenbach on his direct examination denied his guilt as to each offense charged against him in the indictments, and testified as to his relation to the bank and the other defendants, and to many matters that had been put in evidence by the government, and he was interrogated as to the alleged similar offenses or similar transactions which had been testified to by various witnesses, and he testified that he made none of the entries in the reports to the Comptroller of the Currency, that he made no request that Robnett, Chapman, or 'Kester make any entries in those reports,
“Once or twice the reports were made up on a blank iorm in pencil ancl banded to me, and I copied them and looked over the general totals, but X never went to the physical assets of the bank and worked out or made a report to the Comptroller of the Currency during the time I was in the bank.!’
His cross-examination was confined to matters connected with the evidence he had adduced on his direct examination. Nothing is pointed out that goes beyond that. The same is true of the cross-examination of the plaintiff in error Kester. He had given a detailed history of his connection with the bank. He denied that he was guilty of the offenses charged. He was interrogated as to his version of the transactions testified to by Robnett, and as to all the principal items in the evidence adduced against him by the government. His attention was called to the evidence of similar prior transactions, and his counsel said:
“I will ask you to explain them briefly to the jury.”
His cross-examination was confined within the lines of the matters he had testified to upon the direct examination. The testimony admitted on cross-examination to which exception has been taken was testimony brought out in answer to the inquiry whether he made out the reports to the Comptroller of the Currency, whether there was anybody else who had authority to make them out, and how he made out those of the reports which were exclusively in his own handwriting. Whether as an officer of the bank he had knowledge of certain overdrafts, and whether those overdrafts were reported in the schedule.
Error is assigned to certain rulings, whereby the court sustained objections to questions propounded by counsel for plaintiffs in error to the witness Robnett on cross-examination. Robnett had been clerk and bookkeeper of the bank. In two of the indictments he was jointly indicted with the plaintiffs in error. He was made a witness for the government, and on two of the indictments his testimony was the principal evidence for the government. On indictment 780, on which the plaintiffs in error were convicted, his testimony was corroborated by other witnesses. He testified to a conversation with Kester, in which Kester said that he and others were figuring on increasing the capitalization of the bank and that other men were coming in, and that it would be necessary to appoint a committee to check up the overdrafts and bills receivable, and that Kester remarked:
“And your indebtedness is quite large, and'it is best not to increase it any mofe, and, if there is any amounts, you have got to take care of in taking care of your deals, for the present we had better run it through the silent indebtedness and inactives.”
On cross-examination the witness was asked to state to whom he mentioned this conversation, and whether he had written out a memorandum of it, and he was asked:
“Was anything in that memorandum about Kester wanting you to go to Asotin to open up a bank there?”
“State whetlier or not you so testified?'
To which he answered:
“I did not. Q. Was -that evidence true or false?”
On objection the court ruled that it was wholly immaterial whether Robnett so testified or not, to which an exception was reserved. Robnett was also asked whether he had not testified that he had no connection with Kester in acquiring title to lands. The court ruled that the testimony was too remote, and said:
“I don’t see how it is inconsistent with any testimony he has given here on this trial.”
An exception was taken to the ruling. Robnett was asked other questions as to what he had testified to in that case with relation to his interest in the acquisition of title to timber lands, and his connection with transactions to acquire title thereto, and as to whether he had denied that he had entered into a conspiracy or combination with Kester, Kettenbach, and Dwyer to acquire title to government lands.
There are other assignments of error which we have considered and which we find it unnecessary to discuss. We find-no error under any of them.
The judgment of the court below is affirmed.