History
  • No items yet
midpage
Ketchup v. Howard
543 S.E.2d 371
Ga. Ct. App.
2001
Check Treatment

*1 29, 2000. Decided November Kleinrock, for appellant. B. Gerard Murder-Ashley, Greg- Maria Attorney, Tom District Morgan,

J. Lohmeier, Attorneys, appellee. District Assistant J. ory v. HOWARD. A00A0987. KETCHUP (543 SE2d Judge. Chief

Johnson, that phy- consent provides of informed The common law doctrine known of the patients to inform and dentists have sicians inform and to procedure treatment or risks of a proposed material except All of the states alternatives. of available doctrine.1 Since informed consent recognize now Georgia Yarn,2 has not Georgia recognized Young 1975 decision court’s their patients to advise professionals on the of medical any duty part nor procedure treatment or risks of a proposed of the known material alternative treat- availability of reasonable to advise of the any duty of informed the common law doctrine ments, implicitly rejecting thus decided, because physi- Yarn was Young wrongly Because consent. into of informed consent adopted dentists have the doctrine cians and standards, of develop- ethical and because their own professional decided, over- was we now law since v. Yarn Georgia ments it. Hence- cases which have followed decision and all the rule that states, will state, like that of the other the law of this forth doctrine of informed consent. the common law recognize told him that he Ketchup and Joseph Dr. A. J. Howard examined was sched- procedure a root canal on one of molars. The needed office on that returned to Dr. Howard’s Ketchup uled for a later date. inform- Howard, Dr. without ever for the root canal procedure. date alter- any or of risks involved with ing Ketchup treatments, then the root canal. performed native numb- canal, experienced continuous Ketchup Since his root root canal chin, on the side where the gum his lower lip, ness of have examined neurologist An endodontist and a performed. was is the result of den- concluded that the numbness and have Ketchup the root canal damage during to a nerve tal caused neuropathy, summary con Appendix provides law on the issue of informed The attached Georgia alone on this issue. and confirms that stands in each of the other 49 states sent injury apparently permanent. nerve Ketchup malpractice, alleging sued Dr. Howard for dental (1) negligently injected agents perform- Dr. Howard anesthetic while (2) improper perform canal; the root used materials the root (3) Ketchup damage canal; and failed to inform of the risk of nerve resulting summary judg- from the root canal. Dr. Howard moved for *2 granted ment, and the trial court his motion.

Ketchup appeals, contending granting the trial court erred in summary judgment portion upon on that of his claim based Dr. How- ard’s failure to inform him of the risks of the While we Young wrongly duty conclude that v. Yarn declared that there is no proposed inform treatment and must ognition of the known material risks of a course of Georgia’s overruled, we farther hold that rec- apply prospectively.

of the informed consent doctrine must summary We therefore are constrained to affirm the trial court’s judgment ruling based on the law as it existed at the time of that rul- ing. Young part

1. The court in v. Yarn construed that of the Georgia Medical Law, Consent Code 88-2906, now 31-9-6, OCGA provides: surgical A consent to or medical treatment which discloses general in terms the treatment or course of treatment in given duly connection with which it is and which is evi- writing signed by person in denced or or other persons pursuant authorized to consent to the terms of chapter conclusively presumed this shall be to be a valid misrepresentations consent the absence of fraudulent obtaining material facts the same. construing language, physician’s court found that a

duty general to inform the terms does not include a Thus, to disclose the risks of treatment. held, the court a cannot sustain an action on based doctor’s failure to warn of the risks of treatment.3 We conclude that wrongly erroneously applied the court decided the case because it statutory well-settled rules of construction, and it did not consider constitutionally protected liberty the ramifications of certain inter- ests. (a) precisely misapplied In order to understand how this court statutory important construction, rules of it is remember legal principles, “consent” the medical sense involves two distinct principle both derived from common law doctrine. The first involves Id. at 738-739 battery, meaning i.e., consent which avoids consent, “basic” sitting “touching.” while Cardozo observed As Justice to a the consent being “Every Appeals of adult York, human in New the Court of right done years what shall be to determine mind has and sound performs operation surgeon body; an without who and a with his own ] he assault, for which is liable an commits consentí “touching” damages.”4 consent is without words, a medical In other touching inten- consent: constitutes without like other battery an action will lie. for which tort of tional principle context in the medical of consent The second autonomy competent of a consent, which addresses “informed” patient he will allow or refuse. medical treatment to determine what Dept. Rehnquist Director, Mo. noted Cruzan v. Justice As opinion, the United States Health,5 later in this discussed right is held more as 1891 that “‘no as far back Court observed ” carefully guarded, by than an the common law’ sacred, or is more right possession free and control of his own individual’s require bodily integrity restraint, notion of embodied from generally required for medical treat consent is ment that informed essentially professional a medical involves ment. Informed fully informing *3 pro to the of the risks of and alternatives right posed dimin to decide is not treatment so that the by these two information. We must consider a lack of relevant ished principles considering Young this court in v.

of when what consent interpreting Georgia’s Law. in Medical Consent Yarn held interpret- judge’s eloquently in described the task Roscoe Pound object interpretation pointed out that the of is when he statute intended to establish or the the rule which the lawmaker to discover intent with say, That is to to dis- which the lawmaker made the rule. that lawmaker attached to the words so the sense which the cover meaning the lawmaker could derive from the words the same others judicial convey.6Ordinarily accomplishes this, in one the intended to meaning by looking used and the sense, at the literal of the words employed. in which the words are context By plain language portion looking of the 1971 Geor the of that to Young gia Yarn decision Law which the v. Medical Consent apparent statute, that the addressed,7 in the context of the whole it is legislature consent which avoids intended to address “basic” 93) 1914), (App. Society Hosp., York 211 N.Y. 125 NE v. New Schloendorff 3) 1957). overruled, (App. Bing Thunig, v. 2 N.Y.2d 656 NE2d 111 LE2d 497 U. S. SC Pound, Interpretation, Spurious L. Rev. Roscoe Colum. See 1971, pp. L. 438-441. Ga. battery action, and not “informed” consent.8 Parts of the statute by Young in the Yarn which were not even mentioned court legislation provide the context in which the is to be under- decision9 stood. These sections address matters such can to as who consent happens circumstances, what medical treatment when an under what emergency exists authorized and no available many necessary performed, per- allow the treatment how give context, are the needed consent. In this which sons sentence, it is looks to the entire statute rather than an isolated signed apparent providing that that a form in explained to a consents general which had been conclusively legislature plainly consent, terms is valid only basic consent. addressed concept of informed is not mentioned or addressed consent Certainly expressly does not statute. statute state or even

imply recognized Georgia. not In the informed plain language Young effect, absence of Yarn to that court beyond legislative concluding went an intent action based Georgia. lie in lack informed consent will not question correctly Furthermore, on the whether this court interpreted analysis Young statute, we Yarn find opinion published year Law a Mercer Review article10 less than a compelling. after v. Yarn decision relied heav decision ily Dictionary “treatment,” on Black’s Law definition rather than “disclosure,” on the terms “consent” and which are also in the used points analysis upon out, statute. As this article had the turned likely terms, definition of of those it either seems the court would recognized every have the doctrine of informed consent like other jurisdiction country. “One cannot consent that of which he is aware; it then follows that the cannot be held they surgery consented to the risks if are not informed of these risks.” journal correctly Moreover, a 1985 bar article12noted that OCGA § 31-9-6 no contains reference whatsoever to the common law doc- reading trine of informed “a consent and that literal of the statute student of tort law would lead one to conclude that *4 potential relates to basic consent in terms of actions for assault 8 Early Early, Jove, Ga. See 269 416 SE2d Hollowell v. 247 Ga. 430) (1981). 678, 681 SE2d 9 88-2901; 88-2902; 88-2903; 88-2904; especially Code §§ § 88-2905. 10 Hodge, Surgery Richard Consent Elective Valid Even If Doctor Didn’t of Warn Risk, 28 Rev. 377 Known Mercer L. 11 p. Id. at 12 Law, Gary Smith, J., Georgia’s pp. Medical 21 Ga. No. Consent St. Bar 58 provides lib- battery.” be itself the statute And while

and erally require per- would construed,13even liberal construction eliminating accepted an interpretation of had the effect mit an mention. did not even the statute doctrine that law common is indeed that this statute has held Furthermore, this court ordinary derogation rules of stat- Therefore, the law.14 of the common strictly require con- utory the statute construction statutory principle construction of that well-settled Had strued.15 applied would have been Yarn, the result correct been limit the breadth of of the law basic to a codification of the statute indicating leg- any language particularly in the absence consent, recognized”16 “universally abrogate doctrine intent to islative informed consent. (b) legislature the doctrine had intended to abolish if the Even likely by enacting that the 31-9-6, it seems OCGA impact its had declared unconstitutional would have been statute liberty constitutionally protected been interests discussed below Perhaps McA Prevatte,17 State Ga. v. Zant v. because considered. yet Dept. Director, had not been Mo. Health19 and Cruzan v.

fee,18 constitutionality question neither was decided, of the statute’s Young v. Yarn decision. nor addressed in the raised Supreme Young Yarn, the cases, decided after In two of these liberty pro- persons Georgia interest, held that all Court of regarding Georgia Constitution, decisions to make all tected long they legally competent.20This con- care, so as are their right liberty stitutionally protected to refuse all includes the interest necessary to save treatment, medical the even where the life.21 Supreme held that the Due Cruzan, Court the United States to the federal constitu- Clause the Fourteenth Amendment Process tion competent person liberty protects interest.22 A that identical refusing liberty unwanted Due Process Clause interest under the medical treatment.23 law doc- Cruzan, the common Court noted As in. constitutionally pro- corollary informed consent is a to this

trine of 13 (a). OCGA 31-9-6 293) (1982). Brown, Butler v. 162 Ga. SE2d 777) (2000). (1) (528 Cleveland, Albany Urology SE2d Clinic v. 16 Smith, p. 140. 21 Ga. St. Bar J. at 248 Ga. 832 Ga. 19 Cruzan, supra. Prevatte, McAfee, supra; supra. Prevatte, supra. McAfee, supra; See 22 Cruzan, supra. 23 Id. at 269-278.

59 constitutionally in interest and is reflected these liberty firmly tected in v. Yarn that this court observed protected rights.24 Though Young doctrine is courts have never decided whether this Georgia “[t]he state,”25 Georgi- this effectively in it nevertheless denied applicable It informed consent decision. ans benefit doctrine of its of that, in of the common law doctrine seems clear the absence consent, constitutionally liberty interests protected that individuals to make all decisions their medical enjoy regarding meaningless. is rendered

It v. credibly argued Young has been that court’s decision effectively right Yarn and real to make inappropriately placed A completely patient’s physician. physi- treatment decisions with could, or right example, encourage patient cian that induce undergo risky yet without unnecessary surgery making known or either attendant available alternatives. This would leave patient the uninformed even if remedy, procedure without a disfigurement, resulted death or unless the physician negligently performed surgery.26 Yarn, to the Contrary holding Young v. Georgia the law in cannot leave such a with no patient recourse. Rather, we that a medical hold professional Georgia, including dentist, must inform a patient of material risks of a proposed treatment or which are should known, or and must they inform a of available alternatives to the proposed procedure holding or treatment. The v. Yarn to the Young contrary hereby overruled.

2. define apply legal Courts and duties professionals have to clients, their and but do attempt define standards of recognized care. The legal duty a medical professional owes to or her is to exercise that of degree ordinarily skill and care of employed by members the same medical profession under same similar substantially circumstances.27 What level skill and care actually any given is in case is a question of the standard of recognized by care profession the medical and generally must be proven through expert testimony.28

As by this court in interpreted v. Yarn and its Young progeny, effectively OCGA 31-9-6 the judgment substitutes of this court for profession the medical as to the standard care the issue this, of informed consent. To understand one needs look at the 24 Id. at 269. 25 Yarn, supra v. at 738. 26 Hodge, p. 28 Mercer L. Rev. at (1) (a) (530 Blake, App. 653, (2000); Hailey Wilborn v. Ga. SE2d v. Bla (2) (433 lock, 209 Ga. (439 SE2d 896) (1994) Lusk, J., (Carley, spe Harrell concurring Ga. Stowers, cially); Kapsch adopted by the American Medical Association ethical standards Association, in stark contrast to American which stand the the Dental Young Yarn. rule announced written in 1847. Sec-

The first Code of Medical Ethics was AMA edition, Elements of entitled Fundamental tion the right “[t]he Relationship, provides Patient-Physician has the physicians the bene- to receive information from discuss appropriate risks, treatment alternatives.”29 And fits, and costs Ethics, entitled Informed 8.08 of the AMA Code Medical Section Consent, *6 provides patient’s right “[t]he self-decision can be effec- of possesses enough tively only patient if the information to exercised organization intelligent Because AMA is an an choice.” the enable composed experts medicine, therein should be understood to the code of of field of its ethics and the physicians prescribed of duties profession the standard of care of the on the issue of informed

reflect recognize We the court to that the Code of Medi- consent. cal Ethics sets forth consent.30The are not first profession’s the medical standard on informed citing Indiana, of the 1992 version Court of Ethics, the Code Medical said: prepared Ethics,

The 1992 on of Medical as the Council Code Ethical American Medical and Judicial Affairs the profession’s Association, sets forth the medical standard on patient’s right informed It as “The consent. reads follows: effectively patient if self-decision can be exercised the enough intelligent possesses to information enable an patient choice. The should make his own determination on physician’s obligation present the medi- treatment. is to accurately patient cal facts to the to or individual responsible management physician to for his care and make recommendations for good practice. accordance with medical obligation help patient an make ethical to among therapeutic

choices from alternatives consistent good practice. Informed consent is a basic (1) policy exceptions permitted social for which are where patient incapable is unconscious or otherwise of con- (2) senting imminent; from failure to or and harm treat is poses psychological such when risk-disclosure threat of indicated. Social a serious patient medically to the contra- detriment as to be paternalistic policy accept does not physician may remain divul- view that the silent because gence might prompt forego therapy. to needed 29 (Emphasis supplied.) (Ind. 1992). Mernitz, See Culbertson v. 602 NE2d Rational, informed should not be to act expected circumstances, even uniformly, agreeing under similar treatment.”31 refusing Similar ADA of Ethics language Code also reflects III, standard of care for the dental Part Section 1 profession. Ethics, Principle: American Dental Association Code of entitled Autonomy, provides respect “[t]he Patient dentist has rights to self-determination and Sec- confidentiality,” tion 1A provides pro- “[t]he dentist should inform the of the treatment, alternatives, posed in a manner that allows the become involved in decisions.” treatment These AMA and ADA ethical standards embrace the doctrine of consent, as does the law in 49 of Georgia’s all sister states. Yet in such Ferrier,33 decisions as Hyles Cockrill32 and Padgett which apply holding Yarn, in Young v. this court has held expert inadmissible that failure testimony of a medical professional to inform a patient of the of a proposed and/or rea sonable available alternatives is a breach standard of care. court, That Yarn, order uphold Young was rule such expert the critical issue standard of care is irrelevant and inadmissible is strong origi evidence nal decision was wrong, especially view the ethical standards of professions medical and dental discussed above. These decisions *7 ignored the well-settled that the standard deter principle of care is by mined the medical by not the profession, courts. These decisions are also overruled.

3. Subsequent to the Young decision, v. Yarn the legislature 31-9-6.1, enacted OCGA which requires § medical to professionals provide information to their patients concerning some, the risks of all, medical procedures. but That Code section is limited to surgi- cal procedures performed under general anesthesia, anesthe- spinal sia, or major regional anesthesia, amniocentesis, diagnostic diagnostic procedures which injec- involve intravenous or intraductal tion of contrast material. legislature Because the is act presumed with full knowledge of the of existing law, state the enactment the 31-9-6.1, OCGA a limited form of consent, § can be seen as expanding the applicability of the doctrine of in informed consent Georgia from immediately its status following the v. Yarn deci- sion. Because we have concluded the Young v. Yarn case was decided, wrongly OCGA 31-9-6.1 cannot be said to have limit- 31 Id. at 103. (1) (312 124) Ga. Ga. of informed the common law doctrine effect on the recognition in this case. we announce

consent which the standard helpful determining is fact, In OCGA 31-9-6.1 or dentist part on the of a duty physician measure the which to by treat- medical proposed her of risks inherent inform his or sis- applied Georgia’s major being There are two standards ment. standard, sometimes One is the medical professional ter states. lay standard, other is the the standard. The referred to as traditional risk materiality the or prudent referred to as either sometimes standard.34 standard, required the professional physician Under prudent practi- a reasonable and medical those risks which disclose In under the same or similar circumstances. tioner would disclose cases, to what extent a questions most whether and risk must be determined particular dentist has a to disclose duty care on which establishes standard of through expert testimony from stan- departure and the or dentist’s physician’s the issue dard.35 contrast,

In standard the disclosure lay physician’s under measured need for information rather duty to be medical While testi- profession. expert than the standards allegedly would be to establish that the risk which mony known, the injury lay caused the is one which is known or should be ordinarily require would not expert regarding standard disclose; standards to establish physician’s rather, it is for determine whether jury significant risk patient’s position considered the making reject the decision to have or treatment.36

As the out in Hook Appeals pointed South Carolina Court Rothstein,37 greater country number of states follow the standard, though many almost as states adhere to the professional lay Georgia, legislature spoken standard.38 to the standard here, we will apply standard. OCGA 31-9-6.1 is a limited codification of the common Though discussed, as previously expresses law doctrine of informed consent *8 AmJur2d, Healers, Physicians, Surgeons (1981); & See 61 Other 188-189 see also §§ (Me. 1980). Henderson, 1123, Woolley v. 418 A2d (316 690) See, Rothstein, 1984); e.g., (App. Woolley, supra; Hook 281 S.C. SE2d 787) (1976), Bly Rhoads, superseded by 216 Va. 645 SE2d statute as stated in 168) (1999). Bladergroen, Black v. 258 Va. 438 See, e.g., Kennedy, Miller v. 11 Wn. P2d Wilkinson v. Vesey, 110 R.I. 606 A2d 37 Supra. See 88 ALR3d standard,39 clear adoption requires disclosure accepted of the material and reasona- generally recognized which, bly if to a prudent physicians reasonably prudent disclosed reasonably could be to person patient’s position, expected to person cause that decline treatment proposed Thus, the risk result. injury because of that could as to the treat- procedures 31-9-6.1, ments and covered lan- OCGA statute’s it guage expert testimony makes clear that would be to required establish that risk either was known or particular should known, expert but would not be establish that reject decision either have or the proposed treatment because would, risk have been affected. The as in jury cases, general tort be asked to determine whether an ordinary, rea- sonable, and prudent patient’s position would rejected or procedure using lay standards. rule, and, event, We believe this to be the in any better obviously the one legislature Therefore, favors. we will apply it in informed generally. consent cases

4. Courts have a rightly preference following and precedent adhering decisis, doctrine of stare but obviously must be will- overrule when prior necessary. decisions As Chief Ben- Justice Suarez,40 ham noted dissent Etkind v.

[t]he rule of stare one, decisis is wholesome but should sanctify be used to and error. perpetuate deprecate We and rash distrust innovation as much as most conservative but magistrates ought, it has never been the doctrine of court of last resort the law is be a safe refuge and for all asylum the errors that into Courts, it. like indi- creep viduals, deliberation, but with more caution and must some- times reconsider what has been already carefully consid- ered, their rectify own mistakes.41 overruling previous many decisions raises theoretical issues, one which is the application of new rule to other cases. Having decided to overrule the Yarn prog- decision and its eny, we must now decide the application breadth of of the new deci- sion. are four possibilities: There full retroactive application; partial retroactive application; partial prospective application; pro- and pure spective application. choice of which to employ upon turns defendant, whether and those in the same position, justifiably (a) (3). OCGA 31-9-6.1 210) 271 Ga. 352 41 (Citation omitted.) punctuation Id. at 360. *9 justified of The of reliance the rule law. issue upon existing relied exposure to liabil- of whether increased upon question turns the in the law harms a defendant who change from the ity resulting he or known about the rule. liability avoided the had she could have a much may bring The of the about overruling precedent law, fea- but the attendant retroactive change needed often, effect, in immediate out- ture evils which produces in law Uncertainty attained. the weigh advantages the application].42 full retroactive [from results a solution to these Prospective application provides problems.43 in professionals Georgia operated Because medical and dental its for Young the v. Yarn and a progeny under announced principle century, they rely upon of conclude that are entitled to we quarter words, justice, In under opinion. until the of this other publication it decision, adopt pro- requires purely the circumstances this us of the announced herein. principles spective application will application ruling the of this Consequently, prospective though affect the instant case. Even that Dr. Howard undisputed risk dental neuropathy prior per- did not inform Ketchup law did not then forming Georgia the root canal because procedure, such dentists to warn of such risks recognize any duty upon alternatives,44 Dr. held or of available Howard cannot be liable failure to warn.45 trial court therefore did not err Dr. granting summary Howard on this issue. judgment concurrence, Contrary to the taken position special of Georgia principle Court has never held that Supreme Young announced in v. Yarn was correct. Parrish,46

In v. one the two Court cases Supreme Robinson concurrence cites as 31-9-6 establishes special holding OCGA § duty Georgia that there is no to disclose the risks medical treat- ment, was from Supreme addressing question Court a certified regarding Voluntary the federal court Steriliza- appeals Georgia Act, question tion OCGA 31-20-2. The addressed Voluntary requires Court was whether Sterilization Act to disclose risks associated with sterilization possible 42 (Citation omitted.) punctuation Dufour, Proper Application of Thomas Judi Doctrines, Overruling Tort cial Decisions Established 65 B.U. L. Rev. n. 36 Decisis, id.; Koven, Through See & Kocourek Renovation of Common Law Stare 29 Ill. L. Rev. Yarn, Young supra. v. 3) 470, 473, (1999); Kelly Reid, Arrington, n. 1 v. 238 Ga. SE2d Renfroe (2) (366 Yarn, Young supra. Ga. procedure Although validly consent to the before could Young the Court referred to OCGA 31-9-6 and Yarn rely opinion, reaching fact, the the Court stated that the it did not its In either decision. (OCGA Georgia Medical Consent Law 31- 9-6), apply interpreted, specif- v. Yarn did not because it ically procedures. excluded sterilization The Court noted that sterili- procedures governed by Voluntary zation to be were the terms interpret meaning Act, Act, Sterilization then went on not the at issue statute case. Albany Urology Cleveland,47 the Clinic v. issue was not special says,

whether, as concurrence a failure to disclose the *10 procedure support negli- risks of a medical gence. a claim for medical duty physician Instead, the issue was had whether to dis- namely drug life, use, close to his factors of his his might adversely physician’s performance.48 though affect the Even Young Yarn, the Court cited physician it not did decide issue of whether a has a common law to disclose the risks associated particular procedure. Albany fact, with a Urology specifically applicability § 31-9-6.1, dealt OCGA requiring involving performed surgery consent cases general while a is under anesthesia. While minds may language Albany Urologypresents differ as to whether the in. an correcting obstacle to this court own error in its v. Yarn and its progeny, disagreement there is little room for that the mention of the principle Supreme common law of informed consent in both Court cases was dicta. Since the Court’s use or of our mention merely authority cases overrule dicta, was we believe this court is within its changed prin- cases we decided which law common ciple informed consent this state. Finally, argues Ketchup brief, 6. in his that Dr. Howard failed to general procedure inform him the and, nature the root canal requirements therefore, 31-9-6, violated OCGA which sets out the establishing procedure. Ketchup’s for valid consent to However, complaint allege does not that Howard Dr. failed to inform him of the general procedure of a nature root canal or that Dr. Howard did Ketchup’s perform procedure.49 consent the root canal And Ketchup complaint allegation never his amended to include an undisputed Ketchup lack of basic consent. The evidence is was during procedure told one visit that he needed the and he sched- appointment procedure an uled to have time, procedure. done at a later then returned to Dr. Howard’s office and submitted This

47 Supra at 298. 48 Id. Heath, (2) Spikes Compare 188-190 consent, which, as we have held establishes basic conclusively herein, addresses. is all OCGA 31-9-6 claim-

Rather, Ketchup malpractice, Dr. Howard dental sued in performing the standard of care that Dr. Howard breached him of potential complications canal and in to advise failing root attempt root Insofar the brief and enumeration of error canal. as an allegations complaint to include alle- Ketchup’s to broaden inform Ketchup general that Dr. Howard failed to gation and did not have nature of the root canal therefore canal perform procedure, attempt the root Ketchup’s alleged Ketchup’s Since this claim was neither impermissible.50 evidence, nor court, raised the trial complaint, supported by we will not consider here.51 Smith, J., J., Barnes, P. P. Judgment Pope, Eldridge, affirmed. Mikell, JJ., Andrews, J., Blackburn, concur. P.

Ellington, Phipps J., Miller, JJ., specially. P. concur Ruffin

Appendix. Alabama: A all physician must inform of material Otwell v. Bryant, associated with a medical 497 S2d (Ala. (Ala. 1985). Smith, Fain v. 1986); 479 S2d Expert establish whether dis- closed all risks which medical practicing general doctor same line of the nation would have Code practice disclosed. Ala. 6-5- Storey, Wells v. 484; Ala. LEXIS Civil Action No. CV-96-391 (November (Ala. Carroll, Hawkins v. 1999); 676 S2d 338 *11 (Ala. 1980). Chastain, Baker v. 1996); 932, 389 S2d 935 The standard used is whether a in the person patient’s position reasonable would decided to if procedure have the informed of all undergo adequately Otwell, Fain, significant perils. supra at supra; 1154-1155. (a) 2. Alaska'. Alaska provides: Stat. 09.55.556 A provider health care is liable for failure to obtain informed patient consent of a if the claimant aby prepon- establishes derance of the evidence the provider failed to inform patient of the common and risks reasonable alternatives treatment or proposed A must physician disclose risks and benefits which a reasonable need would to know order to make an intelligent and 50 (482 344) State, generally 754, Lowe v. 1 See 267 Ga. n. SE2d 51 (3) (483 294) Hightower Co., 71, (1997); English See v. Kendall 72 (1) (421 Liberty Mtg. 141, Corp., v. Ga. (Alaska Mallin, 1145, 858 P2d informed decision. Korman 1993). physician a under a to warn Arizona: 3. Whether specific possibility treatment result of adverse gen- particular depends upon case and the the circumstances of practices physician’s profession Arizona, in the state of eral and the custom of the profession medical to Wisner, must established warn be (823 testimony. by expert 170 Ariz. P2d Potter (534 1339) 1991); (App. Nelson, 111 Ariz. 542 P2d Riedisser v. 1054-1055) (1975); also The must show see ARS 12-563. gone through procedure if the risk that he would not have 499-500) Pittman, Hales v. Ariz. 305 P2d were known. (1978); supra Riedisser, at 1055. (b) (1) (1987) Ark.

4. Arkansas: mation Stat. 16-114-206 states infor regarding given except be alternatives must emergencies. applies physicians statute both and dentists. The standard used to measure is whether nondisclosure a reasonable patient’s person position in the to the would withheld consent had the or material risks been disclosed. Aron 840) Harriman, son Ark. 359 SW2d physician A must disclose available choices with California: respect tially (1972). proposed therapy dangers inherently poten- and the Grant, involved each. Cobbs v. P2d Cal.3d determining potential peril The test for whether a must be divulged materiality patient’s decision, is its not the custom of physicians practicing community. in the Avedon, Arato v. 5 Cal.4th 598) supra P2d Cobbs, at 10-11. Material informa- tion that which the knows or should would know be regarded significant by person patient’s posi- as deciding reject accept pro- when tion whether to or the recommended supra; Arato, Thomas, cedure. Truman v. 27 Cal.3d P2d determining jury causation, must decide what a prudent patient’s position in the would have if decided ade- quately significant supra perils. Cobbs, informed of all at 11-12. requires particular 6. Colorado: Colorado procedure that substantial risks of a patient. or treatment must be A disclosed to the substan- medically significant risk tial is one that to ought physician. known, decision and is substantiality be known, particular of a risk must be determined basis of expert testimony demonstrating given by the extent of information reasonably physicians practicing specialty careful same *12 (Colo. community. similar Zook, same or 423, Gorab 943 P2d (Colo. 1970). 1997); Pirkey, 466, 466 P2d Mallett 472-473 physician language lay person A disclose, 7. Connecticut: can must concerning understand, information that he has or should have proposed viable alterna- the treatment and all of risks of the nature any dangers material to an involved therein are tives patient. by person intelligent A such as the risk choice a reasonable person, physician in what the knows is material when a reasonable signif- patient’s position be, to attach would or should know about the deciding forgo proposed to treat- to the risk in whether icance ment. Hosp. Logan Assn., A2d 191 Conn. 282 Greenwich 299-301) (1983). duty inform has the existence of the to been Once necessary satisfy degree established, to or extent of disclosure person duty by would what a reasonable need to measured any decision, in the to make informed not standard medical know community. Hosp., App. 702 Hammer v. Mt. Sinai 25 Conn. A2d 1325) (1991); Logan, supra. dealing provision Delaware: While 18 Del. Code 6852 contains a prov- subject specifically with health care chapter However, excludes dentists. informed consent iders, involving governed by common in Delaware dentist are law. claims Super. v. (October Del. LEXIS Action No. 87C- Rafetto, Molnar Civil 1990). physician specific A must known AP-109 disclose subject exception emergency to risks, further the existence of

subject exception duty that there is no to disclose to when likely bring duty harmful disclosure disclose about results. depends prac- general on the factual circumstances profession locality; tice followed the medical the custom of profession by expert the medical testimony. to warn must be established (Del. 1974), Garrison, Coleman v. 327 A2d 757 overruled 1989). (Del. part, Del., A2d Garrison v. Med. Center (3) (a) (2) Fla. 9. Florida: Statute 766.103 *13 law. against informed claim a dentist is based on common consent a to to a material Physicians duty fully patient have disclose v. 86 Haw. McCurdy, to a Ditto proposed and alternatives treatment. (947 952, expert testi- determining through 84 P2d After material, is on a reason- mony whether the risk was focus what patient (including with all person, able the characteristics him beliefs), and would need to hear allow idiosyncracies religious to proposed decision intelligent regarding to make an and Thus, medical is not to patient required produce treatment. testimony what dentists expert regarding medical other reasonable under same would have disclosed or similar circumstances. (dental (953 565) (1998) Hammer, 561, O’Neal v. 87 Haw. 183 P2d (904 498-500) case); Strode, (1995); 489, Carr 79 Haw. 475 P2d Ber- (903 (dental 673-675) (1995) Char, 667, nard v. 362 Haw. P2d case).

11. Idaho: The issue of informed consent is Idaho Code governed by be person 39-4304: Consent shall valid if the giving sufficiently is for, aware of pertinent of, facts the need respecting nature significant risks ordinarily attendant such a receiv- upon patient ing care, permit as to or of such giving withholding a reasonably informed decision. Disclosure must be made ordinarily would be made and under given the same or cir- similar cumstances a like physician good standing practicing same community. The show that a person must reasonable would not have consented to the a full proposed procedure had adequate disclosure been made at the time consent originally was 465) Carter, given. 452, 457-461, Sherwood 119 Idaho 246 P2d 12. physician Illinois: A has a to inform duty of the foresee able risks and results a given and the alter procedure reasonable procedure natives to that that a physician reasonable in the same or Solomon, similar circumstances would Weekly have disclosed. Ill. App.3d 152, NE2d Expert testimony is standard; to establish the may reasonableness be done by showing standard a similar physician’s community, or a or community, national international standard. See id. at 155- 407) 156; Dexter, Sheahan v. Ill. NE2d App.3d 757) Jabaay, Guebard v. App.3d Ill. NE2d by looking Causation determined at what a prudent in the patient’s position would decided if adequately informed of significant Arciom, all Ill. perils. Lowney v. 3d 715 App. (1992); Guebard, supra NE2d at 757-758. physician Indiana: A must disclose material risks associated with

a medical procedure. Expert necessary to establish reasonably whether a has with the standard of a physician complied (Ind. Mernitz, 602 Culbertson v. NE2d prudent physician. 1992). A physician recommending particular procedure gener-

14. Iowa: all risks involved ally duty disclose to the material duty is measured physician’s with the disclose need access to all information material to mak- to have medical proce- truly regarding proposed informed decision risk would have must show that disclosure plaintiff dure. plaintiff’s reject led the medi- position a reasonable cal a different course of treatment. Pauscher v. choose (Iowa 1987). Center, 408 NW2d Iowa Methodist Med. of an has a emergency, 15. Kansas: the absence incident to a medical dangers pro- disclose risks and make which a under practitioner cedure *14 by or similar circumstances. Causation is determined look- same in the have prudent person patient’s at what would position suitably if informed of all Funke perils bearing significance. decided (512 539) (1973). Fieldman, v. 212 Kan. 524 P2d A Kentucky: 16. is risks which he physician required disclose or should known at the time he the treat- knows recommended 1975). (Ky. v. patient. Pfingst, ment to Holton SW2d 786 17. Louisiana: must disclose material Physician consequences would influence the treatment decision of reasonable person. (La. 1997). Schumacher, 398, v. Hondroulis S2d 403-404 by 18. duty Maine: to inform is measured reference the rea- Veilleux, medical practitioner sonable the same field. Downer (Me. 82, 1974); Henderson, 322 A2d 418 A2d Woolley 1980). (Me. measuring 19. test for Maryland: proper physician’s duty whether such information would be material to the reasonable (379 patient’s Hardy, decision. Sard v. 281 Md. 432 A2d 20. Physician Massachusetts: must disclose material as mea- by making sured need information in a decision. (439 Center, Harnish v. Children’s Med. Hosp. Mass. NE2d 243) (1982). 21. A Michigan: claim of uninformed consent not may may require expert testimony, If depending facts of case. the need for the infor- within knowledge laymen, expert mation is then general testi- needed; is not if mony laymen necessarily but would know what case, should then given particular expert information testi- 510) Lee, is needed. Paul v. 455 Mich. 204 mony NW2d 22. must the risks treat- Minnesota: Patient show and alternative physician that a to know ments and that physician should have known that a circumstances patient similar deciding to the information likely significance attach Kinikin v. 305 NW2d Heupel, whether the treatment. accept (Minn. 1981). to a must disclose known risks material Physician

23. Mississippi: undergo whether determining prudent patient if the infor- testimony necessarily required treatment. is not Expert Parvin, Hudson v. knowledge laymen. mation is a matter within (Miss. 1991). 582 S2d nondisclosure, produce

24. Missouri: To must prove show what a reasonable expert physician disclosures would have made under similar circumstances. Wilkerson v. Mid- (Mo. 1995). Cardiology, America 908 SW2d 25. Montana: to make disclosures that a reason- Physician duty able under similar circumstances would make so a intelligent can make an decision about whether to submit to the 36) (1972). Itoh, treatment. Collins v. 160 Mont. 461 P2d 26. Nebraska: The extent of the doctor’s is measured duty standard of the reasonable medical under the same or practitioner Bleicher, similar circumstances. Robinson v. 251 Neb. 752 NW2d 473) (1997). standard, employs “professional” Nevada: Nevada under duty

which a doctor has a to disclose information that a reasonable practitioner same field of would disclose. Smith v. Cot- practice ter, 107 Nev. 267 P2d

28. New A Hampshire: doctor has a to inform his of rea- Corbett, sonable risks involved in a procedure. Folger 118 N.H. 737 A2d The standard is defined reference to the stan- dards and of the medical practices profession, average other practitioner, Cote, relevant circumstances. Smith v. *15 (513 341) (1986). 231, N.H. 240 A2d

29. New A Jersey: physician should describe the material risks inher- ent or treatment. The measuring test for the material- ity of a risk is whether a patient reasonable would consider the risk (733 456) Mastromonaco, material. Matthies v. 160 N.J. 37 A2d (1999).

30. “objective” standard; New Mexico: New Mexico has an adopted the extent of disclosure required knowledge is based on the or skill of ordinary Demers, an patient physician. Gerety v. 92 N.M. 410- (589 180) (1978). 411 P2d

31. New York: The doctor a duty to disclose to the the rea- patient sonably foreseeable risks and benefits involved as a reasonable prac- titioner under similar circumstances would disclose. N.Y. CLS Pub. (d) (1999). Health 2805 A

32. North Carolina: doctor must disclose risks in with accordance the standards practice among profession members of same and training experience

with similar and situated same or communities. N.C. Gen. Stat. 90-21.13 similar Dakota: An North part 33. of the overall integral physician’s obliga- is the to disclose the material risks of which the patient duty tion to Reichert, knows or should know. Kershaw v. physician NW2d (N.D. 1979). (N.D. 1989); Herr, Winkjer 277 NW2d 34. Ohio: Patients must be told of risks which a reasonably prudent would disclose. Turner v. Children’s Hosp., physician 76 Ohio App.3d (602 423) (1991). 541, 554-555 NE2d

35. Oklahoma: A physician duty has a disclose all material fully risks, on what patient based needs to know order to make a (686 Smith v. Reisig, Scott v. OK decision. P2d 557-558) (1979). Bradford, OK P2d A Oregon: risks, 36. if physician explain any must the patient requests information, further physician must disclose substan- risks, tial material detail unless it would be detrimental to the ORS 677.097. patient. The test as to the further explanation on the standard practice based medical practi- tioner. Tiedemann v. Therapy Consultants, Radiation 299 Ore. 238 440) (1985). P2d Pennsylvania: A physician must advise a of material patient which a reasonable person would have considered significant whether Block, Sinclair v. deciding to have the operation. 534 Pa. 1137) (1993). 563, 568 A2d

38. Rhode Island: must Physician disclose risks that would be mate- rial to a reasonable person position. Under this rea- patient sonable approach, claiming uninformed consent need not support his claim with an expert opinion. Wilkinson v. Vesey, 110 R.I. 606 A2d

39. South Carolina: Physician must disclose risks that a reasonable medical practitioner would disclose under the same circumstances. Under this reasonable physician approach, must support a claim of uninformed consent with expert testimony. Hook v. Roth stein, 281 S.C. 541

40. South Dakota: Physician must disclose risks that would be mate- rial to a reasonable the patient’s position. Although expert not required to establish the scope of the physician’s to disclose information to the patient, expert testimony may be necessary to prove other matters such as risks of treatment Madison, Wheeldon v. alternative treatments. 374 NW2d 367 41. Tennessee: Physician must disclose risks that a reasonable medi- cal practitioner under similar circumstances would disclose. Under this reasonable approach, a support must a claim Coker, of uninformed consent testimony. Shadrick v. expert (Tenn. (Tenn. Morris, Housh v. 1998); SW2d 726 818 SW2d *16 1991).

73 must disclose risks that a reasonable medical Physician 42. Texas: would disclose. Under this under similar circumstances practitioner must a claim of physician approach, patient support reasonable Scott, 412 expert testimony. uninformed consent Wilson v. SW2d (Texas 1967). (1987); Farr, 43. Utah: Utah Code Ann. 78-14-5 Ramon v. 101 Utah (770 131) (1989). P2d Rep. Adv. must that would to Physician

44. Vermont: disclose risks be material testimony a reasonable is not person position. Expert needs, the patient’s may needed to establish informational but be such technical required prove to matters as risks. Small v. Gifford (349 703) (1975). Vt. 552 A2d Hosp., Mem. Physician

45. must disclose risks that a reasonable medical Virginia: under similar circumstances would disclose. A practitioner patient testimony must introduce what information should expert prove 113-114; disclosed Hunter v. 123 Va. physician. Burroughs, 366-367) (222 Rhoads, 216 Va. Bly SE 783) (1976). Washington: patient prove

46. Elements must an uninformed con- sent claim are that failed to inform of material facts treatment, consented to treatment regarding being without facts, of such fully reasonably material prudent patient if would not have consented to the treatment informed of such mate- facts, rial treatment caused proximately injury. Expert and testi- treatment, mony proposed must be used establish nature of antici- treatment, pated proposed recognized results alternative treatment, serious Har- recognized proposed risks treatment. 483) (1983). Parke-Davis, Inc., beson v. P2d Wn.2d Backlund v. Univ. Washington, 137 Wn.2d P2d 47. West Virginia: Physician must disclose risks that would be mate- person rial to a reasonable in the patient’s position. Although expert needs, prove patient’s informational expert testimony ordinarily is needed to such as the prove things risks of the proposed and alternative treatments. Cross v. 170 W. Va. 459 Trapp, Physician

48. Wisconsin: must facts necessary disclose to enable a reasonable under circumstances similar to those facing exercise to consent intelligently right reject Co., treatment. Scaria v. St. Fire &c. Paul Ins. 68 Wis.2d NW2d must disclose that a rea- Wyoming: Physicians dentists similar practitioner sonable circumstances would disclose. Under this physician approach, support must Bell, testimony. Roybal claim of uninformed consent with expert 1989); Havens v. 902 P2d 219 (Wyo. Hoffman, (Wyo. 778 P2d 1995). *17 Presiding concurring Judge, specially.

Andrews, in by majority affirming I concur rendered the judgment in grant summary judgment trial court’s favor of Dr. Howard on by claim that Dr. Howard committed Ketchup’s malpractice failing him the procedure. judgment inform risks of the root canal favor of Dr. Howard was mandated because the Georgia consent law set forth in OCGA 31-9-6.1 did not require disclo- § sure of those risks.

I write that the separately majority state opinion’s attempt by judicial fiat to prospectively expand Georgia limitations of by informed consent law the General adopted Assembly OCGA 31-9-6.1 the exercise of usurps legislative power define the doc- § trine of informed consent in Georgia beyond and is a matter of this authority majority Court. The does not contend that informed consent law set forth in OCGA 31-9-6.1 Dr. How- § ard to inform of the risks involved with Ketchup the root canal proce- contrary, dure. To the clearly statute does not apply doctrine of informed Instead, to this majority pro- claims for prospective application only [,] that: “Henceforth the law of state, states, this like that of the other 49 will recognize common law doctrine of informed consent.” Whether should Georgia recognize the doctrine of informed consent a form similar to that adopted by other states is not the issue. The issue is authority whether to do so rests with the courts or the General Assembly.

Prior to the 1988 enactment of the informed consent law in 31-9-6.1, OCGA both this Court and the Supreme § Court of Georgia held that the Georgia Medical Consent Law at OCGA 31-9-6 estab- lished that there was no Georgia disclose the risks of medi- (306 Dickson, cal treatment. Simpson v. App. Ga. 404) (306 (1983); SE2d Parrish, Robinson v. 251 Ga. SE2d 922) (1983). Accordingly, under pre-1988 precedent, common law failure to disclose such risks would not support a claim for profes- sional negligence. Albany Cleveland, Clinic v. Urology 272 Ga. 777) SE2d (2000), Yarn, citing Young v. 136 Ga. App. 737 113) (1975); SE2d Hyles Cockrill, App. Ga. 124) 166) Ferrier, SE2d Padgett 172 Ga. App. (1984). Both this Court and the Supreme Court of Georgia have also that, concluded since this common law rule is based on longstanding judicial interpretations of the Medical Consent Law which have statute, become an of that integral part subsequent change this rule could be accomplished only by an act of the General Assem- bly. 347-348; Heath, 167 Ga. at Simpson, Spikes 175 Ga. at 298. (1985); Albany Urology, 187, 188, n. 2 occurred Urology, change in Albany Court noted Supreme As the a limited application Assembly adopted the General in 1988 when at 31-9-6.1. Id. enacting OCGA doctrine the informed consent Urology, in Albany statutory change Addressing held that: Court of infor- categories forth six specified 31-9-6.1 sets Section medical care providers must be disclosed mation that specified surgical certain they undergo their before informed consent Georgia diagnostic procedures. of disclosure impose general requirement statute does not rather, to disclose requires physicians upon physicians; (a). . . listed in OCGA 31-9-6.1 . only those factors derogation 31-9-6.1 is common Because OCGA § to disclose medical requiring physicians law rule against *18 strictly it must be construed and can- patients, risks to their Thus, terms. beyond plain explicit not be extended its by language, not covered the statute’s the common situations authority as courts are without govern, law rule must still upon physicians disclosure in addition impose requirements the General Assem- already by to those set requirements forth bly. (Footnotes omitted; 272 Ga. at emphasis supplied.) Albany Urology, 298-299.

Since informed consent statute at OCGA nothing Georgia Dr. Howard inform of the risks of the Ketchup 31-9-6.1 § issue, against dental at the common law rule requiring Allen, disclosure (1985) (common Verre v. applies. Moreover,

law rule to dental applicable procedure). above, this Supreme Georgia as noted both Court and Court beyond held it of this Court to the lim power expand health requirements imposed upon providers ited risk disclosure care so, majority’s OCGA 31-9-6.1. It follows that to do by attempt intentioned, ignores contrary Supreme however well Court of Geor Assembly. and invades the of the General gia authority province Blackburn, Judge I am to state Presiding Judge authorized Ruffin and Miller in this Judge join opinion. Judge, concurring specially.

Ruffin, in Presiding I for the reasons set forth judgment concur concurrence, I I write fully agree. with which Judge special Andrews’ distinguish majority’s attempt to address separately Court’s Albany recent decision Urology Clinic v. Cleve- land,52 the majority notes, As the narrow issue to be decided in Albany Clinic was whether a Urology physician could be sued for failing disclose cocaine use to his patient before performing surgical issue, analyzing however, the Court extensively discussed the state of the law governing the doctrine of informed con- sent. The Court expressly stated that

[p]rior Georgia physicians were not required to dis- close to their patients any the risks associated with a par- ticular medical treatment or procedure. ... As established by pre-1988 precedent, law, under the common evidence of a failure to reveal the risks associated with medical treatment is not even admissible in support a claim professional negligence. As recognized by Georgia’s appellate courts, this common law rule could be changed only by legislative act.53 The Court then noted that the legislature modified the common law rule in 1998 by an passing statute, OCGA 31-9- 6.1. stated, As the Court Georgia

[t]he informed consent statute impose does not general requirement upon disclosure physicians', rather, requires physicians to disclose only those listed in factors (a). OCGA 31-9-6.1 . . [I]n . situations not covered statute’s language, the common law rule must still govern, as courts are without authority to impose require- disclosure ments upon physicians in addition to those requirements already set forth the General Assembly.54 — It is abundantly clear that the majority’s holding this case i.e., that physicians have a common law duty to inform their patients *19 — of the material risks of a proposed treatment directly contrary to the Supreme Court’s statement in Albany Urol- Clinic ogy that there is no such common law duty. Indeed, major- ity makes no attempt reconcile its decision with plain language of the Supreme Instead, Court’s decision. the majority simply ignores such language, on apparently grounds that it is dicta.

In my opinion, when the Supreme Court has clearly unam- biguously spoken issue, on an this Court should extremely reluc- 272 Ga. 296 SE2d 53 (Footnote omitted; (1). emphasis supplied.) Id. at 298 (Emphasis supplied.) Id. at 298-299 if I were mere dicta. Even as pronouncements such to dismiss tant however, I dicta, as statements Court Supreme treat inclined to discus- the Court’s that case, apparent as it is in this not do so to its Clinic was central Urology Albany of informed sion quoted discussion the extensive immediately after Indeed, analysis. follows that” the “[i]t Court stated above, the Supreme drug law to disclose or common statutory no had question analysis treats the Court’s majority Although use to his patient.55 such Court considered Supreme that the dicta, apparent it is as mere circumstances, I do these to its decision. Under central analysis to be excise portions this Court to for appropriate it is not believe techni- not think were they we do because opinion Court’s Supreme presented. decide the necessary question cally I would be precedent, Court by Supreme I constrained Were not con- the informed argument the majority’s very sympathetic However, Court of “the Georgia. apply sent doctrine should Because Court.”56 Supreme decisions is bound Appeals I issue, agree cannot clearly spoken Court has doctrine of of the common law recognition majority’s prospective informed consent. Andrews, Presid- Presiding Judge state that

I am authorized to Miller in this concur- join special Judge Judge Blackburn rence. November

Decided Arnold, III, Jones, Osteen, appel- & Linnie L. Darden Jones lant. Smith, Smith, for

Brannen, appellee. & David R. Searcy & COMPANY, INC. et al. v. CARROLL A D ASPHALT A00A1192. & MACON, INC. CARROLL OF Judge. Phipps, Macon, entered an Inc. Carroll & Carroll In September whereby D Asphalt Company with A & agreement purchase asset of its assets. essentially all A & D’s business and Carroll purchased whereby Carroll agreement D also entered a lease and A & Carroll Id. at 299 Hogan v. State, notes reasonable part obtaining physician care on of a the informed consent for providing treatment consists of information sufficient general give understanding proposed a reasonable procedure, medically acceptable procedures, alternative and the substantial and hazards inherent in the recognized by physicians which are other or similar same com- munity perform procedures. physician who A similar is not under a possible upon risks, elucidate all the but those of a seri- Expert See ous nature. also Fla. Statute 381.026. establish whether the commu- nity pertinent would make the under disclosures the same similar Compensation Fund, circumstances. 987, v. Fla. Ritz Patient’s S2d (Fla. 1983); Berrios, Thomas v. 348 S2d 1977). (Fla. statutory §HRS for the 10. Hawaii: 671-3 creates a medical tort ren- dering professional However, services without informed consent. apply Therefore, to dentists. a breach this statute does

Case Details

Case Name: Ketchup v. Howard
Court Name: Court of Appeals of Georgia
Date Published: Jan 19, 2001
Citation: 543 S.E.2d 371
Docket Number: A00A0987
Court Abbreviation: Ga. Ct. App.
AI-generated responses must be verified and are not legal advice.