Lead Opinion
Appellant Kerry Senger brings this action against the U.S. Government pursuant to the Federal Tort Claims Act (“FTCA”). He claims damages for injuries that allegedly were inflicted by a U.S. Postal Service employee who assaulted him as he was attempting to tow the employee’s car from the post office parking lot. Senger asserts three negligence claims: (1) negligence in hiring; (2) negligence in supervision; (3) negligent failure to warn. The district court dismissed the first two claims for lack of subject matter jurisdiction pursuant to the “assault and battery” exception to the FTCA. See 28 U.S.C. § 2680(h). The district court granted summary judgment in favor of the United States on the claim of negligent failure to warn, finding as a matter of law that the employee’s attack on Senger was unforeseeable. Senger appeals both the dismissal of his first two claims and the grant of summary judgment on the third claim. We have jurisdic
BACKGROUND
In February 1991, Kerry Senger, a tow truck driver for Speed’s Towing, responded to a request from the Postal Service to remove an illegally parked vehicle from the parking lot of the Main Post Office in Portland, Oregon. When someone alerted the postal employee to whom the vehicle belonged, Ervin Lee Brown, that his vehicle was being towed, Brown ran out of the post office building to the tow truck, grabbed Senger by the neck and threatened to kill him if he did not put the car down. The Postal Service’s security guard immediately intervened and separated Brown and Senger. Senger then called the Portland Police, who arrested Brown and charged him with assault and menacing.. Brown was later convicted of menacing and was suspended from work for 82 days.
After exhausting his administrative remedies, Senger sued the U.S. government for $8,100 in lost wages, $5,000 in medical expenses and $500,000 in non-economic damages arising from the incident. He claimed jurisdiction in the district court pursuant to 28 U.S.C. § 1346(b).
The district court held with respect to the first two theories of negligence that under Sheridan v. United States,
With respect to Senger’s claim of negligent failure to warn, the district court found that it had subject matter jurisdiction and re
The U.S. government provided affidavits from Postal Service personnel in support of its contention that Brown was involved in no acts of abusive behavior while on the job at the post office. However, one of the affidavits reveals that in January 1986, after Brown’s 1985 arrest, the Postal Service conducted an internal investigation to determine whether Brown had falsified his employment application. According to the Postal Service’s own investigator, this investigation “revealed that Mr. Brown had had prior police contact resulting in a number of arrests and two misdemeanor convictions____ The result of the internal investigation was a proposed notice that Mr. Brown be removed from the [U.S. Postal Service].” In February 1986 this proposed notice of removal was withdrawn. The affidavit contains no explanation for the withdrawal.
The district court concluded that although Senger was a business invitee and thus entitled under Oregon law (the law that applies to this claim) to warning concerning the foreseeable intentional acts of third parties, the Postal Service could not have foreseen Brown’s assault on Senger because “Mr. Brown’s violent episodes were primarily in the context of domestic disputes.” Thus, the district court granted summary judgment on this claim.
STANDARD OF REVIEW
We review determinations of the district court concerning subject matter jurisdiction de novo. Persons v. United States,
DISCUSSION
I. Subject Matter Jurisdiction Over Negligent Hiring and Supervision Claims
The district court held that Senger’s claims of negligence in hiring, retaining and supervising Brown are barred by Sheridan,
A. Background on the “Assault and Battery” Exception
The scope of the “assault and battery” exception to the FTCA has been the subject of much disagreement in recent years, both among the Justices of the Supreme Court and between the circuits. In United States v. Shearer,
However, several Justices were unwilling to read the “assault and battery” exception so broadly. Id. at 59-60,
In the wake of Shearer, numerous circuits adopted the plurality’s reading of the “assault and battery” exception. See e.g. Franklin v. United States,
However, the Ninth Circuit chose not to adopt the position of the Shearer plurality. See Bennett,
In Sheridan,
In Sheridan the Court found subject matter jurisdiction under the FTCA based on negligent acts or omissions on the part of the government that were unrelated to the employment relationship with the assailant. However, while the Court implied .that it did not favor government liability under the FTCA in cases involving claims of negligent hiring and supervision, it explicitly declined to address this question. See id. at 403 n. 8,
Further, this court has held recently that Bennett is still good law and that “the assault and battery exception does not immunize the Government from liability for negligently hiring and supervising an employee.” Brock v. United States,
B. Application of the Assault and Battery Exception in this Case
Under Bennett, Kearney, and Morrill, the district court has subject matter jurisdiction over Senger’s negligent hiring and supervision claims. Senger’s claim of negligence in hiring and retaining Brown is governed by this court’s decision in Bennett. In Bennett, the court held that the United States had waived immunity with respect to a claim alleging negligent hiring. See
Senger’s negligent supervision claim is governed by this court’s holding in Morrill. There, the plaintiff was a “go-go dancer” who was hired by the Navy to perform at an enlisted man’s club. During a break, she was beaten and raped by an enlisted man in the women’s restroom. The dancer alleged that the Navy was negligent in failing to adequately supervise the enlisted men and that it should have known that “the combination of drunken sailors and a scantily clad performer was explosive.” Morrill,
We reverse the district court’s finding that it lacked subject matter jurisdiction with re
II. Summary Judgment on Negligent Failure to Warn Claim
Summary judgment is properly granted when there is no genuine issue of material fact and the district court has applied the law correctly. Rose v. Wells Fargo & Co.,
Senger’s claim of negligent failure to warn is governed by Oregon law because the alleged acts of negligence occurred in Oregon. See 28 U.S.C. § 1346(b). Oregon law provides that a defendant may have a duty to warn either by virtue of a special relationship between the plaintiff and the defendant or because of a general requirement to avoid conduct that unreasonably creates a foreseeable risk to the plaintiff. Fazzolari v. Portland School Dist. No. 1J,
In this ease, there appears to be no dispute that Senger had a special relationship with the government as a business invitee. Thus, the United States was negligent in failing to warn Senger if the'Postal Service knew or had reason to know that the assault was about to occur. Senger has presented extensive evidence of violent behavior and mental instability on the part of Brown which the United States apparently does not dispute. Senger also asserts that the Post Office had actual knowledge of Brown’s violent past because of an internal investigation conducted by the Post Office after Brown was arrested while on the job. Further, the United States’ own affidavit indicates that this internal investigation gave rise to a recommendation to dismiss Brown. While the Post Office may not have been aware of every violent incident listed in Senger’s pleadings and supporting affidavits, Senger has presented enough specific facts to create a genuine issue of fact concerning the foreseeability of the assault.
The district court granted summary judgment because many of the violent acts committed by Brown involved domestic violence whereas this case does not. Although Oregon law does require that the act giving rise to the complaint be of the same type as past acts that make the act foreseeable, the Oregon Supreme Court has made clear that “foresight does not demand the precise mechanical imagination of a Rube Goldberg.” Fazzolari,
Given that Senger has presented specific facts suggesting that the Post Office may have been aware of Brown’s history of violent behavior and serious and chronic mental instability, the district court erred in finding as a matter of law that Brown’s assault on
III. Discretionary Function Under FTCA
The United States argues that even if Brown’s behavior was foreseeable, the decision to warn members of the public like Senger of Brown’s dangerous propensities falls under the discretionary function exception to the FTCA and, therefore, that the district court does not have subject matter jurisdiction over this claim. See 28 U.S.C. § 2680(a)
The Supreme Court has established a two-part test for applying the discretionary function exception. First, does the conduct “involve an element of'judgment or choice?” Berkovitz v. United States,
The determination of whether an act or omission falls under the discretionary function exception “requires a particularized and fact-specific inquiry.” Prescott v. United States,
In this case, the United States has argued in both the district court and on appeal that the negligent failure to warn claim is barred by the discretionary function exception. However, while the United States has mentioned in passing that the decision to warn the public of violent employees would involve policy issues, .there is no evidence in the record showing ¡that the “specific acts of negligence [alleged here] flowed directly from the policy choices” of Postal Service employees. See Prescott,
CONCLUSION
For the foregoing reasons, we reverse the holding of the district court that it does not have subject matter jurisdiction over Senger’s negligent hiring and supervision claims. We further hold that because the assault on Brown may have been foreseeable, the district court improperly granted summary judgment in favor of the United States. Finally, because the district court failed to address the question of whether any duty the Postal Service might have had to warn those in Senger’s position of its employees’ violent tendencies falls under the discretionary function exception to the FTCA, we remand for further consideration of this question.
Notes
. 28 U.S.C. § 1346(b) provides in relevant part: [T]he district courts ... shall have exclusive jurisdiction of civil actions on claims against the United States, for money damages ... for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission ■ occurred.
. The assault and battery exception is contained in 28 U.S.C. § 2680, which provides in relevant part:
The provisions of this chapter and 1346(b) of this title shall not apply to
(h) Any claim arising out of assault [or] battery. ...
. 28 U.S.C. § 2680(a) provides that the United States is not liable for "[a]ny claim ... based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.”
Concurrence Opinion
concurring and dissenting:
I concur in part I of the majority opinion, respectfully dissent to part II, and would not reach the issues decided in part III.
Questions of fact, like foreseeability, are issues for the jury and are generally inappropriate to decide on summary judgment.
Oregon law provides that a defendant may have a duty to warn either by virtue of his special relationship with the plaintiff or because of a general requirement to avoid conduct that unreasonably creates a foreseeable risk to the plaintiff. Fazzolari v. Portland School Dist. No. 1J,
The Oregon courts have specifically adopted section 344, comment f, of the Restatement (Second) of Torts, which gives initial guidance as to what types of acts come within a business owner’s duty to warn business invitees. Id. The comment states that an owner of a property “is ordinarily under no duty to exercise any care until he knows or has reason to know that the acts of the third person are occurring, or are about to occur.”
, The illustrations to comment f identify certain intentional acts that a business owner should “reasonably anticipate.” These acts, which fall within the duty to warn, are foreseeable, predictable behaviors with established histories, like rush hour crowding in railroad cars. Thus, section 344 raises a preliminary question of whether the Postal Service actually owed a.duty to warn, regardless of whether Brown’s act was foreseeable in this instance. The majority does not solve this problem for us. In any case, Oregon case law states that in order to be legally foreseeable, a harm must be of the type or kind of harm that could be anticipated from the allegedly tortious conduct. See Ollison v. Weinberg Racing Ass’n,
I focus only on whether Brown’s act itself was legally foreseeable. The initial inquiry is what the Postal Service actually knew or should have known of Brown’s history at the time of the attack oh Senger. The majority asserts that although “the Postal Service may not have been aware of every violent incident listed in Senger’s pleadings and supporting affidavits, Senger has presented enough specific facts to create a genuine issue of fact concerning the foreseeability of the assault.”
The record establishes that the Postal Service knew in January of 1986 that Brown had several, unspecified arrests and two misdemeanor convictions: resisting a police officer in 1971 and harassment in 1977. Further, there was an internal investigation resulting in a recommendation that Brown be dismissed due to his failure to state his misdemeanor convictions on his job application form. Last, Brown was arrested at work in 1985 on a charge of assault against his ex-girlfriend. Thus, the majority’s position is either that Brown’s attack was foreseeable
I cannot accept, as a legal proposition, that knowledge of misdemeanor offenses, unspecified arrests, and false submissions on job applications gives rise to a genuine issue of fact of whether Brown’s attack was foreseeable. The facts known to the Postal Service hardly establish Brown’s act as the type of predictable, regular behavior which, under the Restatement and Oregon case law, a rational jury could find foreseeable. See Lindahl v. Air France,
First, as stated above, the record indicates that the Postal Service had a far from complete knowledge of Brown’s mental instability and violent behavior, nor did the Postal Service have reason to investigate his violent tendency, since his work behavior was spotless.
Second, the events the Postal Service knew or should have known (the two misdemeanor convictions, the unspecified arrests, and the on-the-job arrest in 1985 for assault of his ex-girlfriend) all occurred between 6 and 20 years prior to the attack. These acts’ temporal remoteness do not establish that Brown was regularly violent, nor do they even establish a material fact as to whether Brown would be violent on the job. The duty to warn only extends to those harmful intentional acts of third persons that “are occurring, or are about to occur.” Whelchel,
Third, the Postal Service’s January 1986 internal investigation of Brown revealed he had a number of arrests and two misdemean- or convictions; however, that investigation was directed at whether Brown had falsified his employment record. There is no evidence that the investigation put the Postal Service on notice of Brown’s violent behavior.
Last, if we were to attribute knowledge of Brown’s full history constructively to the Postal Service, the Postal Service would only know of Brown’s violent temperament outside the work environment. His behavior on the job displayed absolutely no tendency toward violence. While Oregon law does not require that the harm be foreseeable with “Rube Goldberg”-like precision, see Fazzolari,
Because Brown’s acts were unforeseeable, I would not reach the question of the Postal Service’s discretionary functions under the Federal Tort Claims Act.
