MEMORANDUM OPINION AND ORDER
This matter is before the Court on Defendants’ motion to dismiss or certify [Record No. 5 & 6] to which Plaintiff responded [Record No. 9] and Defendants replied [Record No. 13]. The defendants have also filed a motion to dismiss the plaintiffs amended complaint [Record No. 15], The plaintiff responded [Record No. 23] and the defendants replied. [Record No. 26]. Subsequently, the plaintiff filed a motion for leave to file a supplemental response to the defendants’ motion to dismiss [Record No. 33].
I. Procedural Background
On July 15, 2004, Plaintiff, Kentucky Press Association, Inc. (“KPA”), filed a complaint against Defendants, the Commonwealth of Kentucky and Janice Marshall in her official capacity as Clerk of the Franklin District and Circuit Courts. The complaint alleged that various sections of Kentucky’s Uniform Juvenile Code (“KUJC”) violated the First Amendment of the United States Constitution and the Kentucky Constitution’s right of access because the statutes closed juvenile proceedings and records to the public.
The KUJC provides that “[t]he general public shall be excluded” from juvenile court proceedings unless the judge finds the party seeking admittance has “a direct interest in the case or in the work of the court.” KRS § 610.070(3). As for records, the KUJC provides that “[a]ll law enforcement and court records regarding [juveniles] shall not be opened to scrutiny by the public” except certain records concerning juveniles found delinquent for an offense that would be a capital offense or a felony. KRS § 610.320(3). Further, “[t]he court shall order sealed all records” if the juvenile is not convicted of a felony. KRS § 610.330(3). “[A]ll juvenile court records ... shall be deemed to be confidential and shall not be disclosed except to the child, parent, victims, or other persons authorized to attend a juvenile court hearing ... unless ordered by the court for good cause.” KRS § 610.340(l)(a).
The amended complaint no longer named the Commonwealth of Kentucky as a party, added Eleanore Garber in her official capacity as a Family Court Judge and on behalf of all others similarly situated, changed Janice Marshall to include all others similarly situated, added Deborah Deweese in her official capacity as District Judge and on behalf of others similarly situated, and made more specific allegations about members of KPA seeking and being denied access to juvenile proceedings and records.
On the same day the Court filed its Order granting leave to file an amended complaint, the defendants filed a response to the motion to file an amended complaint that also functioned as a reply to its motion to dismiss the original complaint.
II. Motion to Dismiss the Original Complaint [Record Nos. 5 & 6]
Defendants argue in the reply to the motion to dismiss the original complaint that while the amended complaint cured many of the defects of the original complaint, the amended complaint should still be dismissed because it did not cure the issues of standing or abstention. The plaintiff, on the other hand, argues that the amended complaint rendered the defendants’ motion to dismiss the original complaint moot. The Court agrees.
Plaintiffs amended complaint su-percedes the original complaint, thus making the motion to dismiss the original complaint moot.
Parry v. Mohawk Motors of Mich., Inc.,
The defendants subsequently filed a motion to dismiss the amended complaint, which the Court discusses below. In evaluating the motion to dismiss the amended complaint, the Court only considers those arguments in the first motion to dismiss that are specifically incorporated or referred to in the defendants’ motion to dismiss the amended complaint.
III. Defendants’ Motion to Dismiss the Amended Complaint [Record No. 15]
Defendants argue the Court should dismiss the amended complaint for several reasons. First, the defendants argue that the Court does not have jurisdiction because the plaintiff lacks standing and due to sovereign immunity. The defendants also argue that the Court should abstain and certify questions to state court, or use the Court’s discretion to withhold equitable relief. If the Court does have jurisdiction over the matter, the defendants argue that the plaintiffs complaint fails to state a claim because the complaint asserts a “facial” as opposed to an “as applied” challenge.
The defendant makes several arguments that the Court should dismiss for lack of jurisdiction. The defendants argue that: the Court does not have jurisdiction because the plaintiff does not have standing; the case is not ripe; the doctrine of sovereign immunity applies; and, the Court should abstain and certify questions to the Kentucky Supreme Court.
The defendants did not specify if the jurisdictional arguments were made pursuant to Rule 12(b)(6) or 12(b)(1). “A Rule 12(b)(1) motion can either attack the claim of jurisdiction on its face, in which case all allegations of the plaintiff must be considered as true, or it can attack the factual basis for jurisdiction, in which case the trial court must weigh the evidence and the plaintiff bears the burden of proving that jurisdiction exists.”
DLX, Inc. v. Kentucky,
A. Standing
Article III, § Section of the United States Constitution provides that federal courts shall only have jurisdiction over cases and controversies. If the plaintiff does not have standing to sue, then the Court does not have jurisdiction over the matter because there is no “case” or “controversy”.
Kardules v. City of Columbus,
(1) it has suffered an ‘injury in fact’ that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.
Friends of the Earth, Inc. v. Laidlaw Envtl. Services (TOC), Inc.,
The defendants assert that the plaintiffs complaint should be dismissed because it presents generalized examples of unidentified members’ attempts to gain access to unidentified court proceedings and court records. They argue that the complaint does not state whether the members or the association sought to intervene in accordance with the KUJC procedures for gaining access to proceedings or records, which is another way of framing their argument that the plaintiff should have brought an “as applied” challenge. Further, the defendants argue that the complaint does not link any of the named judges or the clerk to the denial of access. (Defs.’ Mot. to Dismiss, Abstain, or Certify Am. Compl. at 6.)
The Court finds that the plaintiffs complaint sufficiently alleges Article III standing to sue on its own behalf and on the behalf of its members.
First, the plaintiff has sufficiently alleged an injury in fact that is concrete and particularized and actual or imminent. KPA alleges that “[mjembers of KPA ... routinely exercise their First Amendment
The plaintiff has also sufficiently alleged that the injury (the alleged constitutional violation) is “fairly traceable” to the defendants’ conduct. The defendants argue, and it is well noted, that the plaintiffs allegations are not connected to the named defendants. However, the plaintiff sued the named defendants as a class of all similarly situated judges and clerks. (Id. at 3.) Due to this fact, the plaintiff has sufficiently alleged that the injury is “fairly traceable” to the defendants’ behavior.
Finally, the Court finds that it is apparent that if the Court grants the plaintiffs requested relief (a declaratory judgment and injunction prohibiting enforcement of the closure proceedings), the plaintiffs alleged constitutional violation of right of access to court proceedings and records would likely be redressed.
Because KPA is an organization, there are specific considerations as to whether KPA can sue on behalf of its members.
1
An association or organization has standing to sue on behalf of its members “when its members would otherwise have standing to sue in their own right, the interests at stake are germane to the organization’s purpose, and neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.”
Friends of the Earth,
The first requirement, the member’s ability to satisfy standing individually, is shown by the specific examples mentioned in the plaintiffs complaint and the fact that the complaint states that KPA is a press association whose members “routinely exercise their First Amendment rights to gather and publish news, and frequently report on state court proceedings throughout Kentucky.” (Pl.’s Am. Compl. at 3.)
Second, the
Hunt
test requires that the interests at stake in the organization’s claim must be germane to the organization’s purpose. This requirement is met because the plaintiffs members are reporters who allegedly have been denied their First Amendment right of access to court proceedings and records.
(Id.)
The complaint states that its members seek access
Third, the Hunt test mandates that neither the claim asserted, nor the relief requested, require personal participation of the members. Because the plaintiff is asserting a facial challenge to the KUJC closure provisions, it is not necessary for the members of KPA to personally participate in the case. Thus, participation of the plaintiffs members is not needed.
Therefore, the plaintiff has shown that it has sufficiently alleged standing for itself and on behalf of its members and, as such, the Court may not dismiss the complaint for lack of standing.
B. Prudential Considerations for Standing
The Supreme Court has “explained that prudential standing encompasses ‘the general prohibition on a litigant’s raising another person’s legal rights, the rule barring adjudication of generalized grievances more appropriately addressed in the representative branches, and the requirement that a plaintiffs complaint fall within the zone of interests protected by the law invoked.’ ”
Elk Grove,
— U.S. at -,
The defendants state that the plaintiffs complaint violates “the general prohibition on a litigant’s raising another person’s legal rights” because the complaint brings a facial challenge on behalf of the plaintiffs members.
The Court determines whether it is permissible for the plaintiff to bring a suit raising another party’s legal rights by looking at “the relationship of the litigant to the person whose rights are being asserted; the ability of the person to advance his own rights; and the impact of the litigation on third-party interests.”
Caplin & Drysdale v. United States,
In the case at hand, the complaint asserts the rights of the members of KPA and KPA itself. (PL’s Am. Compl. at 3.) Thus, any prudential argument concerning the general prohibition against asserting the rights of third-parties only applies to the portion of the complaint asserting the rights of the members of KPA.
Using the factors enunciated in Caplin & Drysdale, the plaintiffs complaint does not offend the general prohibition against asserting the rights of third-parties. For instance, KPA and its members are closely related in that both the organization and its members seek to access information relating to court proceedings and records. (Id.) Furthermore, the plaintiff states that the complaint asserts a facial challenge because of the alleged inability to bring an as applied challenge. The plaintiff argues that the KUJC’s closure provisions make it impossible to seek access by showing a “direct interest” in a juvenile proceedings or “good cause” to obtain juvenile records because the reporters can not learn enough about a particular case to prove either a “direct interest” or “good cause”. Finally, the impact on the members’ interest in the suit would not be negative, but on the contrary, would advance the members’ interests.
C. Ripeness of Claim
Article Ill’s requirement that federal courts only hear “cases or controversies” includes the requirement that the claim must be “ripe”. Ripeness, while related to the issue of standing, is a distinct inquiry that involves determining whether there is a substantial controversy between
Using the standard just mentioned, the Court finds the plaintiffs complaint presents a ripe controversy for decision. First, the issue is fit for decision because as the plaintiff presents a facial challenge to the closure provisions, there are no factual issues which must be developed in order for the Court to decide whether the provisions violate the plaintiffs right of access. Also, there would be hardship for the parties without decision because the plaintiff alleges that it can not attempt to seek access through the KUJC procedures due to the statutes’ provisions on closure. As such, the plaintiff has presented a live controversy for decision.
Kardules,
D. Sovereign Immunity
The defendants argue that the complaint should be dismissed because the suit is barred by the application of sovereign immunity. (Defs.’ Mot. to Dismiss, Abstain or Certify Am. Compl. at 13-18.) The defendants state that while
Ex Parte Young
permits suits against state officers for prospective injunctive relief, there are exceptions to the
Young
doctrine that apply in the case at hand. Specifically, the defendants assert that the complaint does not allege that the particular defendants enforced the.closure provisions. Further, the defendants argue that the Supreme Court created an exception to the
Young
doctrine in
Idaho v. Coeur d’Alene Tribe,
It has long been established that the doctrine of sovereign immunity does not bar prospective injunctive relief against state officials sued in their official capacity.
Ex parte Young,
First, the defendants argue that for Young to apply, the named defendants must be directly connected to the enforcement of the alleged unconstitutional statute. (Defs.’ Mot. to Dismiss, Abstain or Certify Am. Compl. at 14.) This argument fails because the amended complaint alleges that the particular defendants enforce the allegedly unconstitutional provisions of the KUJC. (Pl.’s Am. Compl. at 3-4.)
Next, the defendants argue that the exception noted by the plurality in
Coeur d’Alene
should apply, barring the application of the
Young
doctrine. In
Co-eur d’Alene,
the Supreme Court held that the
Young
doctrine does not apply to relief sought that implicates special sovereignty interests where such relief is the functional equivalent of that barred by the 11th
A “special sovereignty interest” has been defined as an interest that is core, essential or fundamental.
Bickford v. Lodestar Energy, Inc.,
E. Abstention
The defendants argued in the motion to dismiss the original complaint that the Court should abstain decision and certify issues of state law to the Kentucky Supreme Court. (Defs.’ Mot. to Dismiss, Abstain or Certify Am. Compl. at 20-25.) While there are no longer any state law claims in the amended complaint, the defendants renewed the abstention and certification arguments in the motion to dismiss the amended complaint. (Id. at 18-22.) These arguments are without merit because none of the abstention principles apply to the case at hand.
For instance,
Younger
abstention is inapplicable because there is not a state proceeding that is currently pending.
Carroll v. City of Mount Clemens,
Finally, there are no questions of state law to certify to the Kentucky Supreme Court because the defendants have not shown that the provisions at issue are unclear in the closure of juvenile proceedings and hearings.
Transamerica Ins. Co.
2. Dismissal for Failure to State a Claim
A motion to dismiss pursuant to Rule 12(b)(6) tests the sufficiency of the plaintiffs complaint. For purposes of a motion to dismiss, “[t]he Court must accept as true ‘well-pleaded’ facts set forth in the complaint.”
PR Diamonds, Inc. v. Chandler,
Assuming as true the allegations in Plaintiffs complaint, the Court finds that Plaintiff has failed to state a claim and the complaint must be dismissed.
The Supreme Court recognized a First Amendment right of access for criminal trials in
Richmond Newspapers, Inc. v. Virginia,
The
Richmond
test is now known as the “experience and logic” test.
Detroit Free Press v. Ashcroft,
The Supreme Court has never expanded the right of access to include civil trials, but the Sixth Circuit, using the “experience and logic” test, held that there is a First Amendment right of access to civil trials.
Brown & Williamson Tobacco Corp. v. FTC,
Neither the Supreme Court or the Sixth Circuit has extended the right of access to
For instance, Plaintiffs complaint does not allege, nor can it allege, that juvenile proceedings or records have been historically open to the public. On the contrary, juvenile' proceedings and records have been historically closed to the public.
See Smith v. Daily Mail Pub. Co.,
Consequently, the plaintiff has not and can not state a claim for denial of right of access.
See Miami Univ.,
Even if the plaintiff could allege that juvenile proceedings have been historically open to the public, the plaintiff can not allege that the second prong of the
Richmond
test is met. Rather than playing a “significant positive role in the functioning of’ juvenile proceedings, opening juvenile proceedings would frustrate the purpose of juvenile court. The Kentucky Supreme Court has noted that the “purpose of the shroud of secrecy and confidentiality mandated [by the KUJC] is to protect the juvenile. Clearly this purpose was uppermost in the minds of the General Assembly.”
F.T.P. v. Courier-Journal,
IV. Plaintiffs Motion for Leave to File Supplemental Memoranda [Record No. 33]
After the plaintiff replied to the defendants’ motion to dismiss the amended complaint, the plaintiff moved the Court for leave to file supplemental memoranda, arguing that new relevant authority should be considered by the Court. The case cited by the plaintiff,
Hartford Courant Co. v. Pellegrino,
The plaintiff argues that this case should be considered by the Court in reaching its decision because the Second Circuit discusses abstention, standing, and whether the right to access states a claim for which relief may be granted. (Pl.’s Mot. to Supplement Pl.’s Mem. in Resp. to Defs.’ Mot. to Dismiss 1-3.)
The Court denies the plaintiffs motion to supplement its response because the case was decided
prior
to the response time, but was not initially cited by the plaintiff. Further, the case is not relevant to the matter at hand because it does not concern juvenile proceedings in particular, but instead focuses on the across-the-board denial of access to docket sheets.
Hartford Courant,
V. Conclusion
The Court finds that the plaintiff has standing, both to assert a right of access claim on its own behalf and on behalf of the members of KPA. The Court also finds that the principles of sovereign immunity and abstention are not applicable in this instance because there are no pending state court proceedings or complex state law issues.
Further, the Court finds that the plaintiff can not state a claim for denial of right of access pursuant to the Richmond test because juvenile records and proceedings have not been historically open to the press or the public. As such, Plaintiff can not survive a motion for dismissal and this case must be dismissed for failure to state a claim. Because the Court is dismissing the complaint for failure to state a claim, it is unnecessary for the Court to reach the defendants’ argument concerning the Court’s discretion to withhold equitable relief.
Accordingly, IT IS ORDERED:
(1) That Defendants’ motion to dismiss or certify the original complaint [Record No. 5 & 6] be, and the same hereby is, DENIED AS MOOT;
(2) That Plaintiffs motion for leave to file supplemental memoranda to Defendants’ motion to dismiss [Record No. 33] be, and the same hereby is, DENIED;
(3) That Defendants’ motion to dismiss or certify the amended complaint [Record No. 15] be, and the same hereby is, GRANTED, and DISMISSED WITH PREJUDICE;
(4) That this matter be, and the same hereby is, STRICKEN FROM THE ACTIVE DOCKET; and
(5) That all pending motions be, and the same hereby are, DENIED AS MOOT.
Notes
. It is important to note that KPA sues on behalf of its members and on behalf of the organization itself. (Pl.'s Am. Compl. at 3.)
. Defendants argue repeatedly that the plaintiff should have brought an "as applied” versus a "facial” challenge to the KUJC. While the KUJC does provide a mechanism for intervention by showing a "direct interest” in the hearing or by showing "good cause” for the records, the plaintiff brings a facial challenge because it alleges that the mechanism itself prevents any possible intervention because it is impossible for the public or press to know enough facts about any juvenile case to intervene. The case at hand is thus distinguished from the general rule against facial challenges except in instances of First Amendment over breadth claims.
E.g. Los Angeles Police Dep't v. United Reporting Publ’g Corp.,
. Because the Court holds that the plaintiff can not assert a claim for right of access to juvenile records or proceedings, it is unneces-saiy for the Court to reach the defendants’ argument for the Court to use its discretion to withhold declaratory relief.
