MEMORANDUM
Plaintiffs in this case, a collection of local volunteer fire and rescue departments
1
and several of their former administrative employees
2
(collectively, “Plaintiffs”), have filed this action against defendants Montgomery County and certain county officials
3
(collectively, “Defendants”) under various federal and state statutory and constitutional provisions. Plaintiffs seek injunctive relief, declaratory judgment, and damages for Defendants’ elimination of public funding for certain administrative support positions at the local volunteer fire departments, allegedly in retaliation for Plaintiffs’ opposition to a piece of legisla
FACTUAL AND PROCEDURAL BACKGROUND
The following facts are uncontroverted or set forth in the light most favorable to the plaintiff.
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
In May 2010, the County Council passed Budget Resolution 16-373 approving the budget for fiscal year 2011. Out of a total operating budget of approximately $1.16 billion, the County Council allocated approximately $1.58 million for the personnel costs of the LFRDs. (Budget Resolution No. 16-373: FY 2011 Operating Budget, Defs.’ Ex. C, at 5-25.) Among other things, these monies were slated to be used to fund a total of twenty administrative support positions at various LFRDs. Additionally, Budget Resolution 16-373 contained a provision stating that all budget appropriations were contingent upon a requirement that the County Executive “transmit to the Council any recommended budget savings plan or similar action” for review and approval by the Council. (Budget Resolution No. 16-373, Defs.’ Ex. C, at 5-14.)
As 2010 wore on, the County determined that, consistent with Resolution 16-373, it would need to implement a budget savings plan for FY 2011.
4
Specifically, the County sought to offset the loss of revenue caused by the anticipated defeat of Bill 13-10, a piece of legislation which authorized the imposition of an Emergency Medical Services Transport fee (“EMST fee”). The EMST fee was projected to generate $14.1 million annually in revenue, and the County Council had incorporated this expected revenue into its FY 2011 budget plan. However, Bill 13-10 encountered fierce opposition after its proposal, and a petition campaign succeeded in subjecting
Leggett’s savings plan proposal called for $14.3 million in spending cuts and the elimination of 133 publicly funded positions. (Pis.’ Ex. 6, FY11 Savings Plan Proposal.) These proposed cutbacks affected a wide range of departments and services, including the MCFRS, the Department of Transportation, the Police Department, the Department of General Services, the Department of Recreation, the Public Libraries, and the Department of Health and Human Services. (Id.) Most pertinent to the instant suit, however, was a recommendation to “discontinue funding 20 LFRD civilian employees,” at a savings of $592,000, and to offset their workload by creating five new administrative positions with the County. (Id.) The proposal did not recommend cutting funding for any non-volunteer administrative support positions within MCFRS, and Plaintiffs assert that LFRD funding cuts were made “solely for the purpose of punishing, and retaliating against, the LFRDs” for their opposition to the EMST fee. (First Am. Compl. ¶ 17.)
Less than two months later, on December 2, 2010, Leggett submitted to the County Council a second savings plan for FY 2011 proposing “additional reductions” in an effort to close the gap on a projected $300 million budget shortfall for FY 2012. (Pls.’ Ex. 4, FY11 Revised Savings' Plan Proposal, at 1.) In a cover letter accompanying this proposal, Leggett explained that further budget cuts were necessary because “tax revenues in both FY11 and FY12 are anticipated to be below previous estimates” in light of the “continued weakness in the national, regional and local economy.” (Id.) The revised savings plan called for even deeper reductions and proposed $36 million in budget cuts from a range of agencies. The revised plan contained no additional LFRD budget reduc7 tions, but it did retain the earlier proposal to eliminate funding for twenty LFRD administrative positions. (Id.)
This revised savings plan was discussed at a session of the County Council on December 14, 2010. Plaintiffs contend that in testimony before the Council, Fire Chief Richard Bowers (“Bowers”) spoke in support of the proposal and “promoted the impression that the Council’s choices [for funding priorities] lay between ‘boots on the ground’ and administrative personnel that readily could be supplanted by MCFRS operational personnel.” (First Am. Compl. ¶ 20.) Plaintiffs also emphasize that during the session of the Council, Councilmember Elrich appeared to blame the LFRDs for the defeat of the EMST fee and the subsequent budget crunch, and he stated that he thought LFRD budgets should be cut even further than called for by the savings plan.
5
(Id.
¶ 19.) Meanwhile, another councilmember assailed the proposal for having a “disproportionate hit
Two days after the passage of the savings plan, Bowers sent a letter to each LFRD stating that as of the end of the year, “LFRD employees will no longer by paid by Montgomery County.” (Bowers Letter, Pis.’ Ex. 3.) The letter went on to explain that each LFRD “must immediately determine if the LFRD will retain your employee or effect a Reduction in Force (RIF).” (Id.) The letter further encouraged the LFRDs to “reference Section 30 Montgomery County Personnel Regulations [“MCPR”] to process a RIF, if your LFRD elects to take this course of action.” (Id.) Soon thereafter, each of the plaintiff LFRDs notified its administrative employees that it would be conducting a RIF pursuant to section 30 of the MCPR and terminating their administrative positions. (See, e.g., KVFD Termination Letter, Defs.’ Ex. L.)
Given the LFRDs’ active and well-publicized opposition to Bill 13-10, Plaintiffs assert that Defendants eliminated funding for the LFRD administrative positions “as retaliation for Plaintiffs’ exercise of legally protected rights in having opposed ambulance fee legislation.” (First Am. Compl. at 4.) Plaintiffs filed this action on January 4, 2011 in state court alleging five counts 6 and seeking injunctive and declaratory relief as well as damages. Specifically, Plaintiffs allege that Defendants actions violate the First Amendment of the United States Constitution, Article 40 of the Maryland Declaration of Rights, 42 U.S.C. § 1983, Maryland’s common law ban on abusive discharge, and various County personnel regulations. (First Am. Compl. ¶ 38.) On February 1, 2011, Defendants removed the case to this Court pursuant to 28 U.S.C. § 1331 because of federal questions presented by the pleadings. Defendants filed the instant motion to dismiss and/or for summary judgment on February 4, 2011. On March 23, 2011, upon consent of Defendants, Plaintiffs filed an amended complaint adding several additional plaintiffs and dismissing the County Council as a defendant. The parties stipulated that Defendants’ pending Motion to Dismiss and/or for Summary Judgment would be applicable to and binding upon all parties and claims, old and new. (Stipulation Regarding Plaintiffs’ Filing of Amended Verified Complaint, Mar. 22, 2011, ECF No. 22 at 2.)
ANALYSIS
I. Standard of Review
As permitted by Federal Rule of Civil Procedure 12(d), Defendants seek
II. First Amendment and Article W Claims
Count IV charges that the alleged retaliatory defunding of the LFRD’s administrative support positions violates Plaintiffs’ rights to free speech and freedom of association under the First Amendment to the United States Constitution and under Article 40 of the Maryland Declaration of Rights. 7 Count II alleges that because Defendants were acting under color of state law, this same alleged deprivation also gives rise to a violation of 42 U.S.C. § 1983. For the reasons that follow, these counts are dismissed. Additionally, Count I is dismissed to the extent that it incorporates First Amendment and Article 40 claims in its application for injunctive and declaratory relief.
A. Alleged Illicit Legislative Motive
Plaintiffs do not dispute that the budget savings plan is a facially valid piece of legislation. Instead, Plaintiffs assert that they were unconstitutionally targeted by the savings plan, including the funding cuts to the LFRD personnel budget, solely as retaliation for their opposition to the proposed EMST fee. Necessarily, such an allegation requires an examination of Defendants’ motives in enacting the savings plan. Defendants, however, maintain that in cases such as this one, where a plaintiff challenges a facially valid statute of general applicability, courts cannot look to legislative motive to demonstrate a violation of the First Amendment. Defendants are correct, and for that reason Plaintiffs fail to state a claim under the First Amendment and Article 40.
In
United States v. O’Brien,
The Fourth Circuit has faithfully applied the
O’Brien
rule in its own decisions. For example, in
D.G. Restaurant Corp. v. City of Myrtle Beach,
The teaching of
O’Brien
also applies with full force to First Amendment challenges based on alleged political retaliation.
Fraternal Order of Police Hobart Lodge # 121, Inc. v. City of Hobart,
As an initial matter, the
Hobart
court accepted as true the complaint’s allegation that “the only motive for the enactment of the ordinance was to punish the police for having opposed ... the very officials who enacted the ordinance.”
Id.
at 554. Furthermore, the court noted that the council members had failed to invoke their legislative immunity in the district court and therefore had waived the right to assert it on appeal.
Id.
Nevertheless, the court affirmed the dismissal of the case based on the familiar principle that “courts
Plaintiffs raise two principal arguments in an attempt to avoid the reach of
O’Brien
and its progeny. First, Plaintiffs argue that Fourth Circuit law permits judicial scrutiny of legislative motives even when a statute is facially valid. To be sure,
O’Brien’s
prohibition on inquiring into legislative motives is subject to a few limited exceptions,
9
but Plaintiffs argue that cases like
Berkley v. Common Council of Charleston,
Second, Plaintiffs appear to argue that the Court need not inquire into legislative motives in the first place because the statements of certain government officials, standing alone, clearly establish the retaliatory nature of the challenged savings plan. In particular, Plaintiffs make much of the fact that prior to the vote on the savings plan, Councilmember Elrich appeared to blame the LFRDs for the defeat of Bill 13-10 and expressed a desire to further cut their funding as apparent punishment for their opposition to the EMST fee. (First Am. Compl. ¶ 21; Pis.’ Opp’n at 9.) The isolated comment of a single legislator, however, is insufficient to adequately state a First Amendment claim based on political retaliation. Indeed,
O’Brien
involved a situation in which the statements of
three
legislators evinced an unconstitutional motive, and even then the Supreme Court upheld the challenged law because “[w]hat motivates one legislator to make a speech about a statute is not necessarily what motivates scores of others to enact it.”
Id.
at 384,
It is therefore clear that under the
O’Brien
line of cases, so long as Montgomery County’s budget savings plan is otherwise constitutional, the existence of any alleged illicit legislative motive for enacting it is not a proper subject of judicial inquiry. The obvious question then becomes whether the challenged savings plan is “otherwise constitutional.” Although Plaintiffs assert that the enactment was driven by an illicit retaliatory motive, there is no doubt that Defendants had the authority to pass the budget savings plan, and it appears to be a thoroughly ordinary cost savings measure. Nothing about the enactment is facially unconstitutional, and it makes no distinctions on the basis of
B. Legislative Immunity
Although I have already held that Plaintiffs have not stated a claim under the First Amendment and Article 40, I also note that even if Plaintiffs could rely on alleged legislative motives to challenge the savings plan, individual defendants Leggett and Bowers would still possess legislative immunity from suit. “Local legislators are entitled to absolute immunity from § 1983 liability for their legislative activities.”
Bogan v. Scott-Harris,
Although neither Leggett nor Bowers are elected legislators, their inclusion as named defendants in this case stems from actions that were legislative in nature. Leggett is named as a defendant because he proposed and submitted to the County Council the challenged budgetary legislation. (First Am. Compl. ¶¶ 11-12.) The Montgomery County Charter states that, as part of the budgetary process, the “County Executive shall submit to the Council ... comprehensive six-year programs for public services and fiscal policy.” Montgomery County, Md., Code § 302;
Haub v. Montgomery Cnty.,
Bowers is named as a defendant because he gave allegedly misleading testimony during a session of the County Council just prior to the vote that approved the budget savings plan. (First Am. Compl. ¶ 20.) In
Bogan,
the Supreme Court reaffirmed that “legislative immunity attaches to all actions taken ‘in the sphere of legitimate legislative activity.’ ”
Bogan,
Plaintiffs contend, however, that Leggett and Bowers do not enjoy legislative immunity because their challenged actions were taken in their administrative capaeities. Specifically, Plaintiffs assert that Bowers neglected his administrative responsibilities to “treat the LFRDs fairly and equally” and that Leggett authorized the cuts to LFRD funding “in his executive capacity, albeit rubbing up against the cloak of legislative immunity.” (Pis.’ Opp’n at 25.) Courts have emphatically rejected this so-called “backdoor approach” to interpreting the legislative immunity doctrine:
[B]udgetmaking is a quintessential legislative function, reflecting the legislators’ ordering of policy priorities in the face of limited financial resources. When budgets are cut materially in an industry as labor-intensive as that of local government, some people will almost surely lose their jobs. But that does not convert a budget cut into an “administrative” employment decision____ Almost all budget decisions have an effect on employment by either creating or eliminating positions or by raising or lowering salaries. This reality, however, does not transform a uniquely legislative function into an administrative one.
Rateree v. Rockett,
In Count III, Plaintiffs allege that they suffered a “wrongful and abusive discharge from employment” at the hands of the County, Leggett, and Bowers. (First Am. Compl. ¶ 43.) “Maryland does recognize a cause of action for abusive discharge by an employer of an at will employee when the motivation for the discharge contravenes some clear mandate of public policy.”
Adler v. Am. Standard Corp.,
The County Code of Regulations states that “[e]mployees of local fire and rescue departments who are paid with tax funds are not County employees.” COMCOR § 21-16(a). Moreover, the individual Plaintiffs were discharged by the independent LFRDs, not the County. (See Bowers Letter, Pis.’ Ex. 3 [explaining that the County would not be funding administrative positions, but that each LFRD must “determine if the LFRD will retain your employee or effect a Reduction in Force (RIF)”; see also KVFD Termination Letter, Defs.’ Ex. L [“your employment will be terminated at the close of business on February 11, 2011”].) Plaintiffs nonetheless argue that they were “de facto dual employees” of the LFRDs and the County, pointing out that they held positions funded by the County, received pay and benefits comparable to those of County employees, and were entitled to the protections of the Montgomery County Personnel Regulations. (First Am. Compl. ¶ 8.) The County Code of Regulations anticipates and expressly forecloses such an argument:
Nothing in this Chapter means that employees of the local fire and rescue departments are County employees, either on a de jure or de facto basis. Nothing in this Chapter abrogates the authority of each local fire and rescue department over such functions are hiring, promotion, discipline, and discharge of employees of that department.
COMCOR § 21-16(c).
This case is also easily distinguishable from
Newell v. Runnels,
IV. Reduction in Force Regulations
In Count I, Plaintiffs assert a claim against Defendants for failure to comply with the reduction in force (“RIF”) procedures set forth in Section 30 of the Montgomery County Personnel Regulations (“MCPR”). In Count V, Plaintiffs seek a writ of mandamus compelling Defendants to comply with the RIF procedures set forth in the MCPR. These claims fail for the same reason as the abusive discharge claim — namely, that Plaintiffs are employees of the independent LFRDs, not the County. Accordingly, it is the LFRDs who therefore must comply with the provisions set forth in Section 30 of the MCPR, as they were the entity enacting the RIF. Indeed, this fact apparently was understood by both parties at the time of the RIF. Soon after the budget cuts were announced, Bowers sent a letter to LFRD leaders encouraging them to “reference Section 30 of the [MCPR] to process a RIF, if your LFRD elects to take this course of action.” (Bowers Letter, Pis.’ Ex. 3.) Likewise, at least one LFRD acknowledged that it was bound by Section 30’s RIF requirements in a termination letter sent to its employee: “the Montgomery County Personnel Regulations, Section 30-9 require KVFD to notify you that your employment will be terminated.” (KVFD Termination Letter, Defs.’ Ex. L.) For these reasons, Plaintiffs fail to state a claim against Defendants under Section 30’s RIF requirements.
CONCLUSION
Because I find that Plaintiffs have failed to state a claim against Defendants, I will grant Defendants’ Motion to Dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). A separate order implementing this judgment is being entered herewith.
ORDER
For the reasons stated in the Opinion being entered herewith, it is, this 31st day of May, 2011, ORDERED that defendant Montgomery County’s Motion to Dismiss the First Amended Complaint (document 17) is granted.
Notes
. The LFRD plaintiffs in this case are as follows: Kensington Volunteer Fire Department ("KVFD”), Cabin John Park Volunteer Fire Department ("CJPVFD”), Hyattstown Volunteer Fire Department, Inc. ("HVFD”), the Bethesda Fire Department, Inc. ("BFD”).
. The individual plaintiffs identified in the First Amended Complaint are as follows: Paula, Mackel, Janeth Mora, Augustine M. Kelly, and Shawn St. Claire. Additionally, pursuant to Rule 24(b)(1)(B), I granted motions to intervene as plaintiffs filed by three other former LFRD administrative employees, Steven Kurtz, Deborah Rokes, and Stephanie Ayton, because their claims share common questions of law or fact with the main action.
. Isiah Leggett ("Leggett”), County Executive of Montgomery County, and Richard Bowers ("Bowers”), Fire Chief and Director of the Montgomery County Fire and Rescue Services, are named as defendants as to all counts in the First Amended Complaint. Joseph Adler ("Adler”), Director of the County's Office of Human Resources, and Joseph Beach ("Beach”), Director of the County's Office of Management and Budget, are named as defendants as to Counts I and V only.
. The implementation of a mid-year budget savings plan is not an uncommon occurrence in Montgomery County. Plaintiffs’ exhibits reveal that the County Council and the County Executive had "frequently collaborated on mid-year savings plans of this kind” in prior years. (Pis.' Ex. 11, Mem. to County Council, at 1.) In fiscal years 2008, 2009, and 2010, for example, the County Council approved midyear savings plans of $33.2 million, $33.0 million, and $99.4 million, respectively. (Id.)
. Councilmember Elrich's exact statement reads as follows: "I wish there frankly were more cuts to the volunteer side of the fire service because we wouldn't be niggling over
. Count One seeks an immediate injunction prohibiting the defunding of the LFRD administrative positions. (First Am. Compl. ¶¶ 36-39.) Count Two alleges a violation of 42 U.S.C. § 1983. (Id. ¶¶ 40-41.) Count Three alleges an abusive discharge claim under Maryland common law. (Id. ¶¶ 42-43.) Count Four alleges violations of the First Amendment of the United States Constitution and Article 40 of the Maryland Declaration of Rights. (Id. ¶¶ 44-45.) Count Five seeks a writ of mandamus compelling Defendants to comply with the reduction in force requirements set forth in the Montgomery County Personnel Regulations ("MCPR”). (Id. ¶¶ 46-47.)
. Article 40 is treated as "coextensive” with the First Amendment, and it is construed
in pari materia
with it.
Newell v. Runnels,
. The Hobart court also identified two secondary grounds for affirming the district court's dismissal, both of which are equally applicable to the case at bar. First, Judge Posner explained that even assuming the challenged enactment did intend to punish the police for their support of opposition candidate, the tendency of politicians to favor their supporters and mulct their opponents simply amounts to "the characteristic operation and outcome of representative government,” not a violation of First Amendment rights. Id. at 555. In short, the First Amendment "does not purge politics from politics,” and courts are "reluctan[t] to suppose ... that the First Amendment is properly understood to have banished political considerations from public employment." Id. Second, as a practical matter, accepting the plaintiffs’ argument would "put at hazard a vast amount of routine legislation.” Id. If every ordinary, facially constitutional budget enactment were suddenly subject to invalidation upon evidence that it intended to punish political opponents, “[t]he expansion of judicial review of legislation would be breathtaking.” Id.
. The Supreme Court noted that an inquiry into legislative motive may be proper when “the very nature of the constitutional question requires an inquiry into legislative purpose,” such as when a law is challenged as a bill of attainder.
O’Brien,
. The Seventh Circuit’s opinion in
City of Hobart
illustrates this distinction. There, the court made an initial determination that members of the city council had waived the defense of legislative immunity and therefore could be sued under § 1983.
. Plaintiffs also contend that two excerpts from letters written by County Executive Leggett are similarly probative of the unconstitutionality of the savings plan. In one excerpt, Leggett makes passing reference to "those whose actions have made these service cuts necessary.” (Pls.’ Opp’n at 5, 10.) In the other, Leggett states that the "volunteer leadership” had "worked against the public interest — and their own” by opposing the ambulance fee legislation (Pls.' Opp’n at 4.) Plaintiffs’ emphasis on these statements is curious. The first statement is entirely ambiguous, as it is not even clear to whom Leggett is referring. The second statement simply demonstrates an obvious difference of opinion about the EMST fee, a measure that Leggett believed would be beneficial to both the general public and the LFRDs. Yet even assuming that these statements demonstrate some sort of animus towards Plaintiffs, they are insufficient to invalidate the challenged savings plan for the same reason that Councilmember Elrich’s statement is irrelevant to this question.
. Plaintiffs attempt to counter such clear precedent by citing Carver v. Foerster, 102 F.3d 96 (3d Cir.1996), a case in which the Third Circuit held that a local government official could not assert a legislative immunity defense. The dispute in Carver centered around the official’s “unilateral order to have [certain employees] fired,’’ not a legislative enactment. This distinction is important, as Carver’s holding was limited to cases involving “conduct taken prior to and independent of legislative action.” Id. at 102. Indeed, the Third Circuit expressly stated that because the case arose from actions completely divorced from the legislative context, its decision would not “open the floodgates for future plaintiffs wishing to attack legislators for their votes on controversial budgeting matters.” Id. Consequently, Carver provides no support for Plaintiffs' position in this case.
. Plaintiffs also argue that the tort of abusive discharge was designed to compensate injured plaintiffs when no administrative remedy was available. They report that they recently lost at an administrative hearing when the Merit System Protection Board ruled that they were "foreclosed from any administrative relief against the County,” and so they contend that their failure to obtain administrative relief "trigger[s] the application of a
