Lead Opinion
KEITH, J., delivered the opinion of the ourt, in which CLAY, J., joined.
GIBBONS, J. (pp. 678-83), delivered a separate dissenting opinion.
OPINION
Petitioner-Appellant Kenny Roy Miller (“Miller”) is currently serving a life sentence after a state conviction for intentional murder, criminal attempt to commit murder, first-degree burglary, and being a first-degree persistent felony offender. Miller appeals from the district court’s denial of his petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. In his habeas petition, Miller alleges that his trial counsel was ineffective for failing to challenge a biased juror during voir dire. Miller argues that the Kentucky Court of Appeals denial of his ineffective assistance of counsel claim was contrary to, and an unreasonable application of, clearly established federal law. For the reasons set forth below, we REVERSE the district court’s order and REMAND for proceedings consistent with this opinion.
I. BACKGROUND
On November 14, 1990, a grand jury in Warren County, Kentucky indicted Miller for intentional murder, criminal attempt to commit murder, first-degree burglary, and being a first-degree persistent felony offender. The indictment charged Miller for shooting and killing Leon Gray and shooting and seriously wounding Linda Cline in their bed at an apartment in Bowling Green, Kentucky.
On August 17, 1992, a jury trial commenced against Miller in the Warren Circuit Court. During voir dire, one prospective juror, Yvonne Bell (“Juror Bell”), in response to the prosecutor’s voir dire question, stated that she was a minister and that she had known Linda Cline for two or three years through Bible study. Linda Cline, the woman who was shot and seriously wounded, was one of the prosecution’s key witnesses and the only eyewitness to the crime. At this point of the voir dire, Miller’s trial counsel, William Skaggs (“Skaggs”), did not ask Juror Bell any follow-up questions. Towards the end of the voir dire, however, the trial court asked the members of the jury panel if they wanted to reveal further information. The following dialogue took place:
Judge: Okay, one final thing.... [D]ur-ing the course of this proceeding there may have been something that was asked that you let go by. Something that you thought you weren’t sure but now its bothering you. Anybody have anything they need, feel like they need to bring up with the court, I’ll be happy to take it up here at the bench, that you would feel would in any way would cause you any difficulty in sitting as a juror in this case. Yes, ma’am, come on up. [bench conference]
Ms. Bell: I’m Yvonne Bell.
Judge: Yes, Ms. Bell.
Ms. Bell: I feel like I would kind of be partial to Linda Cline because, when she was in my classes (inaudible) she seemed like she really wanted to do better and I kind of have sympathy for her in this case, with her being the victim.
Judge: Do you believe the fact that you had her, you indicated, in Bible studies, and will appear as a witness in this case and is alleged to be one of the victims in this case, do you believe that would influence your thinking here and cause you to be more sympathetic for her side as such as you couldn’t sit and be fair and impartial?
Ms. Bell: I think I could be fair. I think I could be fair. I ministered in the women’s section for about four years. She was kind of in and out, but she seemed like she wantéd to do better, but I believe I could be fair and whether she’s guilty or not guilty I believe I could be fair about it all. But I do have some feelings about her.
Judge: Okay, ma’am. I’m going to ... go back and take your seat, I’m going to hear from the lawyers.
Mr. Skaggs: Judge, may I ask her a question?
Judge: Yes, you may.
Mr. Skaggs: The women’s section. The women’s section of what?
Ms. Bell: The Warren County Jail. ■ • Mr. Skaggs: Okay, and how many years ago was this, or was it recent?
Ms. Bell: From '80 ... about four years, up until last year.
Mr. Skaggs: Okay, and so you have seen her since this happened?
Ms. Bell: No, I haven’t[.] I haven’t been coming to the (inaudible) for about a year now.
Mr. Skaggs: Well, this happened 18 months ago.
Ms. Bell: Well, I don’t know. I don’t remember. I never ask any of them about why they’re in for or any of fheir business. My whole concern was the word of God. I never talk to them about their cases or any of their personal business.
Mr. Skaggs: I see. That’s all. •
Judge: Okay, you may step down. Just take your seat back. [Juror departs.] Do either of you want me to consider striking this woman,- this juror for cause?
Mr. Wilson: Well. She said she could be fair. She’ does know the person but she did answer the question that she could be fair.
Mr. Skaggs: I have no motion.
In addition to not challenging Juror Bell for cause, Miller’s trial counsel did not use a peremptory challenge to remove the prospective juror. Therefore, Juror Bell remained on the jury.
On August 19, 1-992, the jury, which included Juror Bell, convicted Miller on all charges of the indictment. On September 2, 1992, the trial court sentenced Miller to life and to two twenty-year terms of imprisonment, to run consecutively. Miller filed a direct appeal to the Kentucky Supreme Court concerning the judgment of conviction and sentence. On September 29, 1994, the Kentucky Supreme Court affirmed the conviction, but remanded the case for re-sentencing and directed the trial court to run Miller’s life sentence concurrently with his forty-year sentence. On, November 15, 1994, the trial court re-sentenced Miller in accordance with the Kentucky Supreme Court’s order.
On October 26, 1995, with new court-appointed counsel, Miller file.d a motion to vacate,the judgment based upon ineffective assistance of counsel. Among his allegations, Miller argued that his trial counsel was ineffective when he allowed Juror Bell, a biased juror, to remain on the jury. On September 2, 1998, the Warren Circuit Court held an evidentiary hearing. The Warren Circuit Court heard testimony from; Miller and his trial counsel, Skaggs. Skaggs testified that he did not seek to exclude Juror Bell from the jury because:
.Most people do not understand the world of extreme hard core drug addicts and ... this case [involved] hard core drug addicts.... It is a different reality.Regular jurors do not understand that hard core drug addicts will lie ... [.] They will only tell the truth if they have no other opportunity. And, since this lady knew Linda Cline, knew she was completely unworthy of belief, I left her up.... Anyone who knew Linda Cline, knew that she could not be trusted, that was my thinking at the time.
On February 2, 1999, the Warren Circuit Court denied Miller’s motion. Miller appealed to the Kentucky Court of Appeals. On January 19, 2001, the Kentucky Court of Appeals affirmed the Warren Circuit Court’s decision holding that Miller failed to rebut the presumption that trial counsel’s decision to not exclude the juror was sound trial strategy and, therefore, not deficient performance pursuant to Strickland v. Washington,
After exhausting his remedies in the Kentucky state courts, on November 2, 2001, Miller filed a petition for a writ of habeas corpus, pro se, pursuant to 28 U.S.C. § 2254 in the United States District Court for the Western District of Kentucky. Miller raised five claims of ineffective assistance of counsel. Miller argued that: (1) his attorney failed to seek to exclude Juror Bell, who knew and admired the State’s primary witness; (2) his attorney failed to investigate and subpoena witnesses to directly contradict the State’s chief witness; (3) his attorney attempted to establish an alibi defense, which he knew he could not support by credible witnesses; (4) his attorney failed to move for a mistrial after a juror had prejudicial exposure to a spectator at trial; and (5) the cumulative effect of his counsel’s errors constituted ineffective assistance.
On January 7, 2002, the district court referred the matter to a magistrate judge for a report and recommendation. On May 28, 2002, the magistrate judge entered findings of fact and conclusions of law, recommending that the district court deny the petition on the merits and issue a certificate of appealability on the first issue only, because reasonable jurists could find the assessment of the constitutional claim debatable or wrong. On June 10, 2002, Miller filed objections to the findings of fact. On June 19, 2002, the district court entered an order adopting the magistrate judge’s report and recommendation. In denying the habeas petition on the first issue, the district court held that Miller failed to overcome the presumption that trial counsel’s reason for allowing Juror Bell to remain on the jury was sound trial strategy. In addition, the district court held that Miller failed to show that Juror Bell was actually biased against him. Therefore, the district court ruled that Miller failed to show that the decision of the Kentucky Court of Appeals, which denied his ineffective assistance of counsel claim, was contrary to, or an unreasonable application of, clearly established federal law.
On July 17, 2002, Miller filed a notice of appeal for the district court’s denial of his habeas petition based on his first claim of ineffective assistance of counsel, which the district court certified. On July 24, 2002, Miller also appealed the district court’s order denying a certificate of appealability on Miller’s remaining four claims. On January 17, 2003, this Court denied Miller’s application for a partial certificate of appealability holding that Miller failed to make a substantial showing of the denial of a constitutional right. This Court determined that Miller’s appeal should proceed on the claim that the district court certified: Whether Miller was denied the effec
II. DISCUSSION
This Court reviews a district court’s legal conclusions in a habeas petition de novo. Lucas v. O’Dea, 179 F.3d 412, 416 (6th Cir.1999). This Court .usually reviews findings of, fact for clear error, “but when the district court’s decision in a habeas case is based on a transcript from the petitioner’s state court trial, and the district court thus makes ‘no credibility determination or other apparent findings of fact,’ the district court’s factual findings are reviewed de novo.” Wolfe v. Brigano, 232 F.3d 499, 501 (6th Cir.2000) (quoting Moore v. Carlton,
In determining whether to issue a writ of habeas corpus, the provisions of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) govern the district court’s review of a state court decision.
[a]n application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a, decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
Id. § 2254(d).
The Supreme Court explained these requirements for habeas relief under 28 U.S.C. § 2254(d)(1) in Williams v. Taylor,
A federal court, however, may not find a state adjudication to be unreasonable “simply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable.” Id. at 411,
Under the AEDPA, therefore, the threshold inquiry is whether Miller seeks to apply a rule of law that was clearly established at the time of his conviction in the state court. See id. at 412,
Miller argues that it was ineffective assistance of counsel for his trial counsel to keep Juror Bell, a biased juror, on the jury. Pursuant to the Sixth and Fourteenth Amendments, a criminal defendant is guaranteed the right to an impartial and unbiased jury. Morgan v. Illinois,
Counsel, however, is granted deference when conducting voir dire. Hughes,
A trial court’s management of voir dire is granted similar deference. The Supreme Court has acknowledged the “traditionally broad discretion accorded to the trial judge in conducting voir dire.” Mu’Min,
Pursuant to the Sixth Amendment, for a finding of juror impartiality when a juror is challenged for cause, the relevant question is “did [the] juror swear that he could set aside any opinion he might hold and decide the case on the evidence, and should the juror’s protestation of impartiality have been believed.” Patton v. Yount,
In these days of swift, widespread and diverse methods of communication, an important case can be expected to arouse the interest of the public in the vicinity, and scarcely any of those best qualified to serve as jurors will not have formed some impression or opinion as to the merits of the case. This is particularly true in criminal cases. To hold that the mere existence of any preconceived notion as to the guilt or innocence of an accused, without more, is sufficient to rebut the presumption of a prospective juror’s impartiality would be to establish an impossible standard. It is sufficient if the juror can lay aside his impression or opinion and render a verdict based on the evidence presented in court.
Irvin,
If actual bias is discovered during voir dire, the trial court must excuse the prospective juror. Hughes,
Because Miller’s claim for ineffective assistance of counsel is based on his trial counsel’s failure to strike a biased juror, Miller must show that the juror was actually biased against him. Id. at 458 (citing Goeders v. Hundley,
This Court in Hughes, however, found actual bias when a juror made an unequivocal statement of partiality and there was neither a subsequent assurance of impartiality nor rehabilitation by counsel or the court through follow-up questions. Hughes,
JUROR [Jeanne Orman]: I have a nephew on the police force in Wyan-dotte, and I know a couple of detectives, and I’m quite close to ‘em.
THE COURT: Anything in that relationship that would prevent you from being fair in this case?
JUROR: I don’t think I could be fair.
THE COURT: You don’t think you could be fair?
JUROR: No.
THE COURT: Okay. Anybody else?
Okay. Where did we leave off?
Id. at 456. Neither the judge nor counsel asked any follow-up questions. In addition, counsel never attempted to remove the juror for cause or by peremptory strike. This Court held that, while a juror’s express doubt as to her ability to be impartial on voir dire does not necessarily result in a finding of actual bias, actual bias was present because neither counsel nor the trial court responded to the juror’s express statement that she could not be fair. There was no subsequent assurance of impartiality and no rehabilitation by counsel or the court through follow-up questions. This Court held that, when left with only a statement of partiality without a subsequent assurance of impartiality or rehabilitation through follow-up questions, “juror bias can always be presumed from such unequivocal statements.” Id. at 460. As a result of finding actual bias, this Court held that the state court’s denial of the defendant’s ineffective assistance of counsel claim was an unreasonable application of clearly established federal law.
Our present case is similar to Hughes. As in Hughes, Juror Bell did not unequivocally swear that she could set aside her opinion and decide the case on the evidence. When the trial judge asked the jury panel whether any individual had anything else to add, Juror Bell stated, “I feel like I would kind of be partial to Linda Cline because, when she was in my classes (inaudible) she seemed like she really wanted to do better and I kind of have sympathy for her in this case, with her being the victim.” Juror Bell indicated that she was “partial” to the government’s key witness. The trial judge asked only
This Court acknowledges that, when asked whether a particular juror can be fair, statements such as “I think I could be fair” are not necessarily construed as equivocation. Miller v. Francis,
When a trial court is confronted with a biased juror, as in this case, the judge must, either sua sponte or upon a motion, dismiss the prospective juror for cause. Frazier v. United States,
The Kentucky Court of Appeals held that Miller was not denied effective assistance. of counsel because Miller failed to show that his trial counsel’s decision to leave Juror Bell on the jury was not the result of reasonable professional judgment. Miller’s trial counsel, Skaggs, stated that he kept Juror Bell on the jury because the case was about “hard core drug addicts” and Juror Bell knew Linda Cline and “[a]nyone who knew Linda Cline, knew that she could not be trusted.” The Kentucky Court of Appeals noted that any error in trial strategy regarding the selection of jurors does not generally rise to the level of ineffective assistance of counsel.
Contrary to the Kentucky Court of Appeal’s decision, the decision whether to seat a biased juror cannot be a discretionary or strategic decision. Id. at 463 (citing United States v. Martinez-Salazar,
Second, Skaggs’s reasoning that this case was about “hard core drug addicts” and its dependent implication that Juror Bell knew about this subject was also baseless. Although Juror Bell was a minister at the Warren County Jail, she specifically stated that she “never ask[ed] any of them about why they’re in for or any of their business. [Her] whole concern was the word of God. [She] never talk[ed] to them about their cases or any of their personal business.” In addition, during voir dire, Skaggs never questioned Juror Bell about her knowledge of “hard core drug addicts.” Skaggs made an unreasonable assumption that Juror Bell had such knowledge considering that Juror Bell stated that she never- discussed personal business with the ladies. Accordingly, Skaggs’s trial strategy was objectively unreasonable. It was illogical to keep Juror Bell on the jury when she was partial to Linda Cline, the Government’s key witness and victim. No competent attorney would have employed such a strategy.
The “ ‘presence of a biased juror cannot be harmless; the error requires a new trial without a showing of actual prejudice.’ ” Hughes,
This Court has decided two other notable cases regarding impartial jurors. In Wolfe v. Brigano,
As in Wolfe, when Juror Bell stated, “I think I can be fair. But ... [,]” there was an absence of an affirmative and believable statement that Juror Bell could set aside her opinion and decide the case on the evidence and in accordance with the law.
Another case in this Circuit that involved juror impartiality is Miller v. Francis,
The defendant, in his habeas petition, argued that his defense counsel was ineffective for failing to challenge a biased juror and, therefore, the Ohio Court of Appeals unreasonably determined that he was not denied the effective assistance of counsel.' This Court, however, declined to grant habeas relief, holding that the defendant failed to meet his burden of showing actual bias. This Court stated:
Because Miller’s claim of ineffective assistance of counsel is founded upon a claim that counsel failed to strike a biased juror, Miller must show that the juror was actually biased against him. Hughes,258 F.3d at 458 . Miller has failed to meet his burden. Furrow’s prior knowledge of the. case was not extensive or detailed. Furrow indicated during voir dire that [the victim’s mother] told her over the phone that her sonhad been raped, but did not disclose the name of the suspect or any details of the event or the investigation. Furrow agreed that she would not necessarily assume that what [the victim’s mother] told her was true and that she could base her judgment on the evidence presented at trial. Jurors need not be totally ignorant of the facts and issues involved in the case. [Irvin, 366 U.S. at 722 ,81 S.Ct. 1639 .]
Miller v. Francis,
Unlike Miller v. Francis, where there was no statement of partiality, Juror Bell specifically stated she would be “partial” to Linda Cline. Juror Bell stated that she had “sympathy for her” and believed she was the “victim.” Juror Bell never unequivocally stated that she could be fair. On the contrary, Juror Bell gave a qualified statement of impartiality. Moreover, unlike Miller v. Francis, where there was sufficient questioning regarding the relationship between the juror and the victim’s mother, when Juror Bell stated, “I believe I could be fair about it all. But I do have some feelings about her[,]” neither the trial court nor counsel inquired further regarding whether she could be fair and impartial. Without proper follow-up questions directed toward rehabilitating the juror or obtaining an assurance of impartiality, we are left with a situation as in Hughes in which we found actual bias. Although defense counsel asked Juror Bell about the women’s section at the Warren County Jail, he never inquired about whether she could be fair and impartial despite her “feelings.” He never inquired whether she could determine the case based on the evidence and the trial court’s instructions. Consequently, the present case is distinguishable from Miller v. Francis.
III. CONCLUSION
Because we find counsel’s performance to have been objectively unreasonable and we find that impaneling a biased juror prejudiced Miller, the Kentucky Court of Appeals’s determination that Miller’s trial counsel’s performance was not constitutionally deficient was an unreasonable application of Strickland, which is clearly established federal law. We, therefore, REVERSE the district court’s order denying Miller’s 28 U.S.C. § 2254 petition, and REMAND the case with instructions that the district court order Petitioner released from custody unless the State commences a new trial within 180 days.
Notes
. We decide this case under the AEDPA because Miller filed his petition for a writ of habeas corpus on November 2, 2001, well after the AEDPA's effective date of April 24, 1996. See Lindh v. Murphy,
. An affirmative statement of impartiality is required to ensure that a juror is unbiased, but such a statement alone is not the determining factor. A trial court must still determine, from the context, whether such a statement is believable. Patton,
Dissenting Opinion
dissenting.
Bell’s statements during voir dire do not demonstrate that she was actually biased against Miller, and the majority errs in concluding otherwise. Therefore, I respectfully dissent.
As an initial matter, some clarification is in order with respect to the posture of
A defendant may prove that his counsel’s failure to strike a juror prejudiced him only by showing “that the juror was actually biased against him.” Miller v. Francis,
A juror is impartial if she can disregard her preconceptions “and render a verdict based on the evidence presented in court.” United States v. Angel,
Miller does not succeed in demonstrating that Bell was actually biased against him. Bell made numerous express assurances during voir dire that she could decide Miller’s case fairly. Specifically, in response to the trial court’s question as to whether she could be fair and impartial despite her familiarity with and feelings for Cline, Bell replied, “I think I could be fair. I think I could be fair.... I believe I could be fair and whether she’s guilty or not guilty. I believe I could be fair about it all.”
Furthermore, Miller provides no reason to doubt the validity of Bell’s assurances. As evidenced by the fact that Bell had not seen Cline in at least a year at the time of voir dire, the two did not share a close and ongoing relationship. Nor is there any reason to believe that Bell’s sympathy for Cline was so strong as to undermine the reliability of her assurance that she could evaluate the case fairly and impartially. Expressions of' sympathy for a victim, without more, do not demonstrate actual bias where the juror has assured the court that she may decide the case fairly. For example, in Ainsworth v. Calderon,
In sum, Miller fails to meet his burden of showing that Bell possessed actual bias against him, and, as a result, he also fails to meet his burden of showing that his counsel’s failure to strike Bell was prejudicial. Thus, we should affirm the district court’s denial of Miller’s ineffective assistance claim and of his petition for a writ of habeas corpus more generally.
The majority, of course, reaches a contrary conclusion. It finds that, although Bell stated “I think I could be fair,” she never made an unequivocal statement of impartiality and, in fact, made express statements of partiality. There are numerous problems with this conclusion and the manner in which the majority reaches it. First, Bell said much more than “I think I could be fair”:
I think I could be fair. I think I could be fair. I ministered in the women’s section for about four years. [Cline] was kind of in and out, but she seemed like she wanted to do better, but I believe I could be fair and whether she’s guilty or not guilty. I believe I could be fair about it all.
Far from saying so in an isolated statement, Bell reiterated again and again that — despite her familiarity with Cline— she could decide Miller’s case fairly.
Additionally, by describing them as statements of partiality, the majority ascribes significance to certain of Bell’s statements that the words do not justify. For example, the majority latches on to Bell’s initial comments that “I feel like I would kind of be partial to Linda Cline” and “I kind of have sympathy for her in this case, with her being the victim.” First of all, these “kind of’ statements are hardly unequivocal. Second, as discussed, expressions of sympathy for a victim do not necessarily demonstrate partiality. Third, the majority injects legal content into Bell’s use of the term “partial,” construing it to mean that she cannot decide the case on the evidence before her and that she is admitting bias against Miller. However, her full testimony indicates that Bell uses “partial” to indicate sympathy, or having a liking or fondness for, Oxford English Dictionary (2d ed.1989), Cline. Moreover, imputing import to Bell’s use of the word “partial” and to her initial indication of sympathy for Cline conveniently ignores the fact that, after she made these statements, the trial court, apparently concerned about Bell’s potential partiality, immediately questioned her about her ability to serve on the jury impartially, to which Bell responded repeatedly that she could be fair in deciding Miller’s case.
Ultimately, however, the linchpin of the majority’s conclusion that Bell unequivocally indicated partiality is the fact that, after stating for the last time that she could decide Miller’s case fairly, she said, “But I do have feelings about [Cline].” While this remark may constitute a statement of partiality in the sense that it
In reaching its conclusion, the majority analogizes this case to Hughes. The analogy is inapt. In Hughes, the juror unequivocally stated ' during voir dire, “I don’t think I could be fair.”
The case sub judice could not be moré different. Here, Bell never stated that she did not think she could be fair. Quite the contrary, she stated that she believed she could be fair “about it all.” And she said so again and again. In an attempt to fit this case within the bounds of Hughes, the majority posits that it is “ultimately left with a statement of partiality” without “juror assurances of impartiality,” whereas, in reality, we are left with numerous statements of impartiality without any express assertion from Bell that she could not decide the case fairly. In other words, what enabled the court in Hughes tó presume partiality- — a blatant statement of partiality and absolutely no contrary statement from the juror that he could be impartial— is glaringly absent here. Thus, to reach its conclusion, the majority contorts the holding of Hughes, which stands for the proposition that a juror may be presumed to be actually biased against a defendant when he makes no express statements of impartiality but instead expressly states that he does not believe he can be fair in determining a defendant’s innocence or guilt and no effort is made to rehabilitate that juror specifically. The court unjustifiably extends this holding to allow for a presumption of partiality even when the
The majority also analogizes this case to Wolfe. In Wolfe, the court found that the trial court erred in failing to excuse four jurors for cause.
One final difficulty I have with the majority’s holding is that it reduces the inquiry into a juror’s actual bias to a question of chronology. If a juror swears repeatedly that she can be fair in deciding a defendant’s innocence or guilt but then indicates in her final statement that she has some degree of sympathy for the victim, the majority would have it that a court can only conclude that the juror is actually biased against the defendant. I simply cannot subscribe to this conclusion. In assessing whether a juror was actually biased against a defendant, we should consider the totality of her statements, see Hightower v. Schofield,
I do not believe that the totality of Bell’s statements demonstrates that she was actually biased against Miller. Hence, I also believe that Miller’s counsel’s performance was not so objectively unreasonable as to be deficient under Strickland v. Washington,
. Apparently, in stating that she could be fair in determining "whether she’s guilty,” Bell momentarily mistook Cline as being the defendant in the case.
. At most, the majority ' could conclude— though I would still disagree — that Bell’s statements of feelings toward Cline undermine her assertion of impartiality, see Wolfe,
