ORDER
Thе plaintiffs and intervenor claim that the State of New Hampshire unnecessarily institutionalizes people with serious mental illnesses, in violation of the integration mandates of the Americans With Disabilities Act, 42 U.S.C. § 12131(2), and the Rehabilitation Act, 29 U.S.C. § 794. The named plaintiffs seek certification of an appropriate class, doc. no. 73, and class-based relief. The United States, as intervenor, supports the motion for class certification. Defendants object, however, arguing that the requirements for certification under Fed.R.Civ.P. 23(a) and 23(b)(2) are not met.
Background
Title II of the Americans with Disabilities Act of 1990 (“ADA”), 42 U.S.C. § 12132,
The needless segregation of persons with disabilities—in institutions—is a form of “discriminatiоn” prohibited by the ADA. Olmstead v. L.C. ex rel. Zimring,
(1) the State’s treatment professionals have determined that community placement is appropriate,
(2) the transfer from institutional care to a less restrictive setting is not opposed by the affected individual, and
(3) “the placement can be reasonably accommodated, taking into account the resources available to the State and the needs of others with mental disabilities.”
Id. at 607,
The Attorney General’s implementing regulations also contain an integration mandate, which requires public entities to administer programs “in the most integrated setting appropriate to the needs of qualified individuals with disabilities.” 28 C.F.R. § 35.130(d).
Although a public entity must make “reasonable modifications in policies, practices, or procedures” to avoid unnecessarily segregating persons with disabilities, 28 C.F.R. § 35.130(b)(7), that obligation is not absolute. The regulations “allow[ ] States to resist modifications” to their policies, practices, and procedures that “entail a fundamental alteration” of their services and programs. Olmstead,
The Rehabilitation Act (“RA”) and its regulations similarly prohibit discrimination on the basis of disability, 29 U.S.C. § 794(a) and 28 C.F.R. § 41.51(a); require that services be provided in the most integrated setting, 28 C.F.R. §§ 41.51(d); and make it a violation of the Act to use methods of administration that subject individuals to discrimination, 28 C.F.R. § 41.51(b)(3), 45 C.F.R. § 84.4(b)(4). See Bryson v. Stephen,
The Nursing Home Reform Act (“NHRA”), 42 U.S.C. § 1396r(e)(7)(D)(ii), also addresses the unnecessary segregation of people with mental disabilities. The NHRA mandates a screening process “called a Preadmission Screening and Annual Resident Review (PASARR).” Voss v. Rolland,
The named plaintiffs in this putative class action are people with serious mental illnesses who are institutionalized in one of the State’s institutional treatment facilities, New Hampshire Hospital (“NHH”) or the Glen-cliff Home (“Glencliff”), or who are alleged to be at serious risk of institutionalization in those facilities. Seeking to represent a class of similarly situated persons, the named plaintiffs allege that the defendants—the Governor of New Hampshire, officials of the New Hampshire Department of Health and Human Services, and the Administrator of the New Hampshire Bureau of Behavioral Health (collectively, the “State”)—are violating the integration mandates of the ADA and the RA, in that they rely excessively on the provision of institutional care to treat mental illness, rather than appropriate community-based care programs, and, relatedly, have failed “to develop an adequate array” of community-based services. Complt., doc. no. 1, at ¶¶ 6-7, Pl. Br., doe. no. 73-1, at 4. Plaintiffs also allege that the State is violating the NHRA by failing “to develop and implement an [adequate] PASARR program” for Glen-cliff residents and applicants. Complt., doc. no. 1, at ¶ 130.
With regard to their integration mandate claims, plaintiffs assert two legal theories. They say that the State’s pattern and practice of under-funding community services and its over-reliance on institutional treatment has created a systemic deficiency in the array of available community services, which, in turn, has 1) contributed to the unnecessary institutionalization of people with serious mental illnesses; and 2) contributed to the placement of people with serious mental illnesses at serious risk of unnecessary institutionalization.
Plaintiffs seek a declaratory judgment, and injunctive relief requiring the State to develop and provide an adequate array of identified community-based treatment services: mobile crisis services, Assertive Community Treatment (“ACT”), supported housing, and supported employment. They do not seek individually-tailored injunctions regarding appropriate treatment for each class member.
The court denied, without prejudice, plaintiffs’ first motion for class certification and allowed limited discovery on the certification issue. See 6/11/12 Minute Order. That preliminary discovery period is now concluded. In support of their renewed motion for certification of a Rule 23(b)(2) injunctive class, plaintiffs have provided a body of evidence they say fully supports their request, because it shows that the State’s pattern or practices relating to the funding and provision of community-based services has had the effect of creating a system-wide deficiency in community services that adversely affects a large class of persons with serious mental illnesses.
Plaintiffs point first to the State’s own reports, in which the State has itself repeatedly identified a widespread, and problematic, deficiency in community services. In 2004, DHHS convened a task force of experts
In 2007, a legislative commission made similar findings and warned of “shrinking community resources.” It emphasized the need for the State to expand services such as ACT, supported employment, and supportive housing. Id. at ¶55. In 2008, with the support of DHHS, another panel of mental health professionals was convened to assess New Hampshire’s mental health services system and to make recommendations for meeting the critical neеds of people with serious mental illnesses. In its report, entitled “Addressing the Critical Mental Health Needs of NH’s Citizens, A Strategy for Restoration,” the panel found that “many individuals are admitted to New Hampshire Hospital because they have not been able to access sufficient [community] services in a timely manner (a ‘front door’ problem) and remain there, unable to be discharged, because of a lack of viable community-based alternatives (a ‘back door’ problem).” Id. at ¶ 56. The report called for, among other things, additional crisis services, supportive housing, and ACT teams. Id.
Plaintiffs also rely on evidence of statistical patterns of repeated hospitalizations at NHH and lengthy institutionalization at Glencliff suggesting a systemic deficiency in available community-based services that forces people to seek treatment in institutions and to remain institutionalized unnecessarily. In addition, they point to the findings of the United States. In its review of the State’s mental health system, the U.S. Dept. of Justice found that the State’s failure to provide services to individuals with serious mеntal illness in the most integrated setting appropriate to their needs “has led to the needless and prolonged institutionalization of individuals with disabilities,” and that the “systemic failures in the State’s system place qualified individuals with disabilities at risk of unnecessary institutionalization now and going forward.” Id. at ¶ 70, (quoting United States’ Investigation of the New Hampshire Mental Health System (April 7, 2011)).
Plaintiffs’ experts echo that finding. In their “System Review,” the experts found the same systemic deficiencies in community services that the State previously identified. Pl. Br., doe. no. 73-1, at 12-14. In a separate “Client Review,” plaintiffs’ experts also concluded that there exists a large class of persons with mental illnesses who are affected by the deficiency in available community-based services. For that study, the “NHH and Glencliff experts reviewed approximately two years of facility and community mental health records, conducted in-person meetings and observations with review participants, and interviewed guardians and mental health providers.” PL Br., doc. no. 73-1, at 9. The experts concluded that 80-96% of review participants would have avoided institutionalization, would have spent less time hospitalized, or could be discharged, and would likely choose to live in the community, if they were fully informed of and had access to community-based treatment services. One of plaintiffs’ experts, Dr. Sally Rogers, opined that these conclusions can be reliably generalized to the broader population of persons institutionalized in the named facilities. Rogers Aff., doe. no. 73-18, ¶¶ 11, 14. Glencliff is a 120-bed facility, and NHH experienced over 1800 adult admissions in 2010. Extending those conclusions to the larger populations would yield a class size pertinent to the ADA and RA claims numbering in the hundreds.
The State argues that the experts’ client review should be excluded from consideration under Daubert v. Merrell Dow Pharm., Inc.,
Although the State advanced its Daubert argument in its brief in opposition, it did not seek a Daubert hearing or press the issue at oral argument. Development of the issue, therefore, has been minimal. Nevertheless, the argument is unsupportable in light of the averments of plaintiffs’ expert, Dr. E. Sally Rogers, Research Associate Professor and Director of Research for the Center for Psychiatric Rehabilitation at Sargent College of Health and Rehabilitation Sciences, Boston University. See Rogers Aff., doe. no. 73-18; Rogers Supp. Aff., doc. no. 82-2. Dr. Rogers cogently, directly, and persuasively rebuts Dr. Flynn’s challenges to the client review. See Rogers Supp. Aff., doc. no. 82-2.
Beyond its challenge to the client review, the State submitted evidence regarding the needs and preferences of persons institutionalized at Gleneliff and NHH. The State’s experts—NHH’s Associate Medical Director and Gleneliff s Administrator—conducted reviews of patient histories and health records, concluding that a large percentage of рatients were properly admitted to these institutions and continue to need institutional care “no matter what community-based services are available,” and that they prefer such treatment. Def. Br., doe. no. 77, at 20-27.
Discussion
This case presents as a familiar Olmstead integration putative class action. The named plaintiffs “challenge[] a system-wide policy or practice that [allegedly] affects” a class of persons with disabilities, and they seek class treatment of the claims despite differences in class member disabilities, needs, and treatment preferences. Armstrong v. Davis,
The State opposes class certification primarily on grounds that individual differences in disabilities and treatment preferences exist between and among putative class members, and similar differences exist between and among putative class members and the named plaintiffs. The crux of the Statе’s objection is that, while courts in many Olmstead integration cases have granted class certification, the Supreme Court’s relatively recent decision in Wal-Mart Stores, Inc. v. Dukes, — U.S. -,
I. The Involvement of the United States
Under the “reasonably clear” language of Rule 23(b)(2), “whether the action
The court in Bouley, however, recognized that “[tjhere may ... be situations where a class certification under Rule 23(b)(2) will arguably be unnecessary, but where other considerations may render a denial of certification improper.” Id. It offered, as one of several examples, a situation in which “class certification does not impose any significant burden on the court.” Id. That is the case here. As the United States points out, full discovery will be at the “same scale and the Parties will be moving toward trial at the same rate, whether or not the Plaintiff class is certified.” Intervenor Br., doc. no. 84, at 6.
And, there is another reason why the United States’ participation does not render class certification inappropriate. Although the interests of the plaintiff class and the United States overlap significantly, those interests are not coextensive—and the differences cаn reasonably be expected to affect both litigation and settlement strategies. As the United States says, it is “[ejharged with developing a national enforcement program,” and it seeks consistency in its approach across all of its cases, without compromising its decision-making “to meet the specific needs of class members in a particular case.” Id. at 3-4. Representative plaintiffs, on the other hand, are duty-bound to advocate for the best interests of the particular defined class, regardless of how decisions or outcomes in this litigation might influence governmental policy positions, or other cases in litigation, across the country.
For these reasons, class certification is not rendered “inappropriate” by virtue of the involvement of the United States.
II. Legal Standards for Class Certification
The party seeking certification must establish “the elements necessary for class certification: the four requirements of 23(a) and one of the several requirements of Rule 23(b).” In re Relafen Antitrust Litig.,
In addition to the explicit requirements of Rule 23, courts generally recognize the “implicit requirement” that the class definition must be sufficiently definite to allow the court, parties, and putative class members to ascertain class membership. Shanley v. Cadle,
III. Class Definition
The level of precision, or “definiteness” required, varies depending on the type of class sought to be certified under part (b)
The named plaintiffs in this ease seek certification of a (b)(2) injunctive class. They propose the following class definition:
All persons with serious mental illness who are unnecessarily institutionalized in New Hampshire Hospital or Glencliff or are at serious risk of unnecessary institutionalization in these facilities.
Hrg. Tr., doc. no. 89, at 60.
Plaintiffs originally proposed a definition that mirrored, and was as broad as, class definitions that have been routinely approved in previous ADA integration cases. That proposed class definition did not include the words “unnecessarily” and “unnecessary” before the words “institutionalized” and “institutionalization,” respectively. Plaintiffs added those words at oral argument, however, in response to the court’s inquiries. Although Yaffe does not require that the proposed definition of the (b)(2) class in this case “precisely delimit[]” class membership, the modification is a decided improvement because it narrows the class to include only those who are allegedly harmed or affected by the State’s conduct. In short, the proposed class definition, as modified, accurately articulates “the general demarcations” of the class of individuals who are being harmed by the alleged deficiencies in the State’s provision of community services. Floyd v. City of New York,
Contrary to the State’s assertion, nothing in Crosby v. Social Sec. Admin.,
Plaintiffs also proposed in their reply brief (but did not formally include in their proposed class definition) additional definitional language in response to the State’s objection
At risk of institutionalization means persons who, within a two year period: (1) had multiple hospitalizations; (2) used crisis or emergency room services for psychiatric reasons; (3) had criminal justice involvement as a result of their mental illness; or (4) were unable to access needed community services.
Although it does not define who is at “serious” risk, the proffered language provides some objective and relevant limiting criteria, and serves to narrow the class as well by imposing a reasonable temporal limitation. The proposed limiting language, therefore, adequately addresses the State’s objection.
For these reasons, the court finds that the proposed class, as modified at oral argument and as supplemented by plaintiffs’ proffered language defining those “at risk,” is sufficiently definite.
IV. Rule 23(a)
Rule 23(a) sets forth four “requirements applicable to all class actions”: numerosity, commonality, typicality, and adequacy of representation. Amchem Prods., Inc. v. Windsor,
A. Numerosity
Under Rule 23(a)(1), the class must be “so numerous that joinder of all members is impracticable.” Fed.R.Civ.P. 23(a)(1). The numerosity requirement “has two components, the number of class members and the practicability of joining them in a single case.” Rolland v. Cellucci,
1. Number of Class Members
The exact number of class members need not be established, “particularly where ... only declaratory and injunctive relief is sought.” Rolland,
Plaintiffs’ evidence, which inсludes the State’s own reports, the findings of the United States, and the opinions of plaintiffs’ experts, establishes that the proposed ADA and RA class is comprised of hundreds of persons. With regard to the PASARR claim, however, the number of class members has not been even roughly established. Assuming that there are, as alleged, deficiencies in the State’s PASARR screening protocol at Glencliff, the proffered evidence does not support an adequate inference that the number of persons negatively affected by the asserted deficiencies is sufficiently large to warrant class treatment. Class certification, therefore, is denied as to the PASARR claim.
2. Impracticability of Joinder
The requirement that joinder of the ADA and RA class be impracticable is easily met. The size of the class, the asserted disabilities of proposed class members, and geographic diversity, make it “highly unlikely that separate actions would follow if class treatment were denied.” Armstead v. Pingree,
In sum, the evidence plainly demonstrates that the size of the proposed ADA and RA class “is so numerous that joinder of all members is impracticable.”
B. Commonality
Rule 23(a)(2) requires that there be “questions of law or fact common to the class.” Fed.R.Civ.P. 23(a)(2). Although a court need find only a “single common question,” WalMart,
“Commonality,” the Court stated, “requires the plaintiff to demonstrate that the class members have ‘suffered the same injury.’ ” Id. at 2551 (quoting General Telephone Co. of Southwest v. Falcon,
Applying those principles to the case before it, the Court held that the named plaintiffs were required to provide “significant proof’ that the defendant “operate[d] under a general policy of discrimination” that “toueh[ed] and concerned] all members of the class.” Id. at 2552, 2557 & n. 10 (quotations omitted). The Court found that plaintiffs did not carry their burden. Although they alleged that the defendant had a companywide policy of allowing local managers to exercise discretion in hiring and promotion decisions, plaintiffs failed to “identify] a common mode of exercising discretion that pervade[d] the entire company.” Id. at 2555. Their primary evidence of a common mode or practice was testimony from a sociological expert that gender “stereоtypes play[ed] a meaningful role” in local managers’ exercise of discretion. Id. at 2553. But, the Court noted, the expert could not say “whether .05 percent or 95 percent of the employment decisions” were affected by stereotyped thinking. Id. at 2554. The Court also rejected as insignificant the affidavits of 120 female employees detailing their experiences of sex discrimination. Those employees, the Court noted, comprised only a very small percentage of the class (“about 1 for every 12,500 class members”). Id. at 2556. Plaintiffs’ regression analysis, which showed a gender disparity in promotions, likewise, did not provide the required significant proof. The analysis failed to link local decisions with the disparity shown. Id. at 2555. At bottom, plaintiffs did not “provide ... convincing proof of a companywide discriminatory pay and promotion policy.” Id. at 2556-57. The Court held, therefore, that the district court erred in certifying the class. Id.
Under Wal-Mart’s clarification of the commonality requirement, therefore, plaintiffs seeking class certification must, among other things, (1) avoid framing common questiоns so generally that they encompass myriad, distinct claims; (2) provide significant proof that “there exists a common policy or practice ... that is the alleged source of the harm to [the] class members,” M.D. v. Perry,
Substantial evidence suggests that the State’s policies and practices have created a systemic deficiency in the availability of community-based mental health services, and that that deficiency is the source of the harm alleged by all class members. The State’s own reports, for example, demonstrate that there is a dearth of available community-based services within New Hampshire’s mental health system. They further show that this systemic condition “is a result of the way the State manages the system and is something that the State ... can control.” M.D.,
The plaintiffs have also shown that common questions susceptible to common answers are present. For instance, whether there is a systemic deficiency in the availability of community-based services, and whether that deficiency follows from the State’s policies and practices, are questions central to plaintiffs’ theory of the case. These questions -will, necessarily, be answered similarly for every class member. And, whether the systemic conditions, if shown to exist, expose all class members to a serious risk of unnecessary institutionalization, including continued unnecessary institutionalization, is a central and common contention whose resolution will defeat or advance the claims of all class members, whether institutionalized or not. In short, these common questions can be “answered either ‘yes’ or ‘no’ for the entire class,” and the answers “will not vary by individual class members.” Donovan,
The State argues that plaintiffs have, at most, shown the impact of myriad, distinct State funding and provision practices that relate to several types of community-based services. The State posits, in other words, that its alleged practice of failing to provide an adequate array of community services is really a collection of separate, discrete practices relating to “numerous different types of community-based treatments,” broadly articulated by plaintiffs as a single “systemic failure[].” Def. Br., doc. no. 77, at 46-47. Therefore, it says, the class members have nothing in common except for the fact that they each alleged a violation of the integration mandate—something Wal-Mart does not allow. See
The State points to the recent decision in DL v. Dist. of Columbia,
Unlike the disparate practices and deficiencies challenged in DL, the State practices plaintiffs challenge here all pertain to a discrete set of cоmmunity-based services—services the State itself has persuasively identified as critical to solving the crisis in New Hampshire’s mental health system. Although it may be a matter of degree, and perhaps discretion, as to where the line should be drawn, the court is persuaded that common questions—such as, whether there is a systemic deficiency in a core set of community-based mental health services and whether this deficiency has placed class members at serious risk of unnecessary institutionalization or continued unnecessary institutionalization—are at a low enough level of generality (or high enough level of specificity) to pass muster under Wal-Mart. In other words, the common questions here are not amorphous or “superficial.” Jamie S. v. Milwaukee Public Sch.,
Moreover, and not unimportantly, in disability cases both pre- and post -Wal-Mart, the commonality requirement has been held to be met where, as here, plaintiffs challenge more than a single service deficiency and seek more than one service enhancement or improvement as part of the remedy. See e.g., Gray v. Golden Gate Nat’l Recreational Area,
The State also argues that dissimilarities in class member needs and preferences for community-based services, and dissimilarities in their current preferences and future needs as between institutional care and community-based services, make class certification improper. “There is no commonality,” it says, “when each class member needs or wants a different mix of community supports,” or when some class members prefer acute psychiatric or nursing care over care in the community and, therefore, “want to remain in their current [institutional] setting.” Def. Br., doc. no. 77, at 5; Def. Surreply, doc. no. 88 at l.
1. Needs and Preferences for Different Community-Based Services
The State posits that the limited funding “pie” will necessarily pit class members needing and wanting a particular community service, or mix of services, against other members needing and wanting some other community service or mix of services. The intra-class conflict that the State posits is premised on its assertion that “the class as a whole cannot seek maximum dollars for each [community] service, without turning their rebalancing of the system into a fundamental alteration.” Def. Surreply, doc. no.
2. Future Need for Institutional Care
The State also contends that differences in future needs among the class members destroy commonality. It has submitted evidence suggesting that an increase in funding for community services will result in a critical reduction in already inadequate acute care services. This is problematic, it says, because many class members may need acute care in the future, but, if plaintiffs secure the relief they seek, institutional treatment may not be available. According to Erik Reirá, Administrator of the New Hampshire Bureau of Behavioral Health, if community-based services are expanded to the extent sought by plaintiffs, “[t]he State would have to radically alter its mental health care budget to the detriment of individuals who need acute in-patient care or long-term care.” Reirá Aff., doc. no. 77-2, at ¶ 24. He further states that, “[t]o make the expenditures sought by Plaintiffs without raising the overall mental health care budget will require drastic cuts to important programs the Department runs.” Id. at ¶ 29. He concludes that “[e]uts of magnitude demanded by the expenditures Plaintiffs seek could only be accomplished by a drastic reduction in funding fоr NHH and Glencliff Home.” Id. Reira’s factual assertions are more properly addressed in the context of the State’s fundamental alteration defense.
3. Preference for Institutional Care
The State’s point about differences in treatment preferences between community services and institutional care likely overstates the willingness of individuals with serious mental illness to accept needless institutionalization over services in the community. But even so, the existence of preference differences among class members does not change the fact that the State’s practices with regard to community services have been shown, by substantial proof, to affect all class members. See Glazer,
The State seems, therefore, to “exaggerate[ ] the impact on the feasibility and desirability of class action treatment of the fact” that some class members may prefer institutionalization. McReynolds v. Merrill Lynch, Pierce, Fenner & Smith,
For all of these reasons, the court finds that plaintiffs have met the commonality requirement of Rule 23(a)(2).
C. Typicality and Adequacy of Representation
Rule 23(a)(3) provides that “the claims or defenses of the representative parties [must be] typical of the claims or defenses of the class.” Fed.R.Civ.P. 23(a)(3). Rule 23(a)(4) requires that “the representative parties ... fairly and adequately protect the interests of the class.” Fed.R.Civ.P. 23(a)(4). The typicality and adequacy requirements overlap. Shanley,
The court has determined that all class members, as defined and without regard to current preferences, have an abiding interest in securing the availability of community-based services options sufficient to preclude unnecessary institutionalization. Moreover, as noted, the State’s arguments that funding for institutional care will be unavailable if the named plaintiffs get what they want, and that the funding “pie” is not large enough to maximize the funding of all four community-based services, are issues properly addressed at trial in the context of the State’s fundamental alteration defense.
In addition, it has been adequately shown that, due to a shortage of the types of community-based services sought, each of the named plaintiffs either continues to experience unnecessary institutionalization, has exрerienced unnecessary institutionalization in the past, or, although currently not institutionalized, is otherwise at serious risk of being unnecessarily institutionalized. Plaintiffs’ evidence also suggests that these same circumstances are shared by the defined class members. Although the State submitted contradictory evidence from its own experts with regard to the needs and preferences of the named plaintiffs, plaintiffs countered with supplemental affidavits from their mental health experts, and from the named plaintiffs themselves or their guardians. Having reviewed this evidence, the court finds that plaintiffs have shown that the named plaintiffs’ experiences and claims are typical of those of the members of the class, and that the named plaintiffs are adequate representatives of the class.
The State does not challenge the experience or qualifications of the putative class attorneys, nor, reasonably, could it. The court finds, therefore, that plaintiffs’ attorneys will adequately represent the class.
V. Rule 23(b)(2)
Plaintiffs seek to maintain this suit as an injunctive class action under Rule 23(b)(2). As noted, plaintiffs have submitted evidence to support their allegation that a systemic deficiency in the State’s communi
Nevertheless, the State argues that certification of a (b)(2) class is improper because the class member claims are not “cohesive.” There is some debate, even after Wal-Mart, whether Rule 23(b)(2) contains an implicit cohesiveness requirement (see Newberg, Sec. 4:33), аnd the court of appeals for this circuit has never endorsed one. See Donovan v. Philip Morris USA, Inc.,
A class is “cohesive” where common questions predominate and there are “few conflicting interests among its members.” Allison v. Citgo Petroleum Corp.,
For these reasons, the court finds that plaintiffs have met the requirements of Rule 28(b)(2).
Conclusion
Reasonable minds may of course differ as to whether the traditional approach taken in ADA integration cases (or related disability cases) of certifying broad classes of persons with different specific disabilities, needs, and preferences (an approach taken both before and after Wal-Mart), is in tension with Wal-Mart’s recent procedural commands. But plaintiffs here have defined the class more narrowly than is usually done in ADA integration cases; their class claims are limited to parallel claims under the ADA and RA; they challenge alleged deficiencies related to a discrete set or class of services; and they seek a single declaration or injunction aimed at correcting a systemic discriminatory imbalance (not mini-injunctions for each class member), thus leaving individual treatment determinations for the State’s existing individually-targeted administrative process. All of this, the court concludes, has enabled plaintiffs to meet Wal-Mart’s commands.
Accordingly, plaintiffs’ motion for class certification, doc. no. 73, is granted in part and denied in part. The requirements of Federal Rule of Civil Procedure 23(a) and (b)(2) are met with regard to the ADA and Rehabilitation Act claims, but not with regard to the PASARR claim.
The class certified is:
All persons with serious mental illness who are unnecessarily institutionalized in New Hampshire Hospital or Glencliff or who are at serious risk of unnecessary institutionalization in these facilities.
*272 At risk of institutionalization means persons who, within a two year period: (1) had multiple hospitalizations; (2) used crisis or emergency room services for psychiatric reasons; (3) had criminal justice involvement as a result of their mental illness; or (4) were unable to access needed community services.
Upon certification, the court must appoint class counsel. See Fed.R.Civ.P. 23(g). Plaintiffs here seek the appointment оf four firms or legal services organizations as class co-counsel: DRC, Devine, Millimet & Branch, the Bazelon Center, and CPR. These firms and organizations, and their designated attorneys, meet the requirements of Rule 23(g)(1)(A). Pursuant to this court’s authority under Rule 23(g)(l)(C)-(E), class counsel shall submit ex parte, or under seal, a proposed budget related to anticipated fees in this case within sixty (60) days from the date of this order. Given the number of attorneys seeking active participation in this litigation, it seems prudent to ensure some control and oversight over the generation of fee claims at the outset, in the interest of both plaintiffs’ counsel and defendants, who may at some point be asked to pay those fees.
Undoubtedly, class certification carries risk, but such decisions are conditional, and the court retains the authority to modify the class description, or even decertify the class, if subsequent developments suggest that either is appropriate. Should decertification become advisable or necessary, the involvement of the United States—which seeks system-wide remеdies—substantially reduces the risk that litigation efforts and resources will have been wasted.
Finally, given that the class is certified under Rule 23(b)(2), and notice is discretionary, the court declines to require that notice be given to all members of the class, since the relief sought is systemic in nature and can only benefit members of the class. See Fed.R.Civ.P. 23(c)(2)(A).
SO ORDERED.
Notes
. An "integrated setting” is one that "enables individuals with disabilities to interact with non-disabled persons to the fullest extent possible. ..28 C.F.R. Pt. 35, App. B.
. The State suggests, without developed argument, that class members who are "at serious risk” of needless institutionalization do not have standing. The State did not brief the issue, but only mentioned it at oral argument, and it is, as presented, unpersuasive.
. As the United States points out, in defining rights and duties under the ADA's integration mandate, the court in Olmstead, by negative implication, seemed to tie the class action procedural device to vindication of rights under the integration mandate. See Olmstead,
. Evidence of a serious risk here seems substantial in light of cases applying that standard. See e.g., Hunter ex rel. Lynah v. Cook,
. The State also arguеs that another relevant dissimilarity is that between class members who are already receiving community services and those who are not. That difference, however, does not destroy commonality because, under plaintiffs' modified class definition, those class members who are receiving community services (meaning, they are not "unnecessarily institutionalized”) are, nevertheless, "at serious risk” of needless institutionalization—a status that implies inadequacy or insecurity of community service options.
. Such a process may best ensure vindication of rights under the ADA and RA, since the meaningful exercise of a preference will be possible only if an adequate array of community services are available to those who do not need institutionalization. As plaintiffs point out, preferences may be "conditioned by availability, ... limited by information, and are likely to evolve in a system that complies with the ADA.” PI. Reply Br., doc. no. 82, at 49. See also Simpatico Supp. Aff. doc. no. 82-1, ¶ 10. Cf. Green v. Cty. Sch. Bd. of New Kent Cty.,
