Kenneth Jay Wilson v. Lewis Yaklich, United States of America, Intervenor-Appellee. Kenneth Jay Wilson v. Mary SanfordKenneth Jay Wilson v. Lewis Yaklich, United States of America, Intervenor-Appellee. Kenneth Jay Wilson v. Mary Sanford
OPINION
These two § 1983 cases were consolidated for argument, and counsel was appointed to represent the plaintiff, Kenneth Jay Wilson, an inmate of the ■ Ohio correctional system who had originally filed the actions pro
se.
One of the cases,
Wilson v. Yaklich,
we now review on the merits, affirming the district court’s determination that the claim is frivolous. The other,
Wilson v. Sanford,
we dismiss under the provisions of
I. Wilson v. Yaklich (No. 96-3023)
In this case, Wilson appeals from the dismissal of his IFP civil rights action that alleged deliberate indifference by prison officials to threats against Wilson’s safety. Specifically, he claims that the defendants, who are employees of the Ohio Department of Correction, “failed to protect [him] from the possible physical harm that he would have been subjected to had he not done what ‘they’ said.” Although it is difficult to discern on the face of the complaint, it appears that the gist of Wilson’s contention is that on two occasions, he received threats from the “Aryan Brotherhood” prison gang and that prison officials failed to take action to protect him. There is no allegation that he actually suffered any harm because of the defendants’ conduct or that he is currently threatened with such harm. After a careful review of the record, we conclude that the factual allegations presented in this matter prevent the plaintiff from making an Eighth Amendment claim with even an arguable basis in law. We therefore concur in the conclusion that Wilson’s claim is frivolous, and we affirm the judgment of the district court dismissing the complaint.
Congress first enacted an IFP statute in 1892 “to ensure that indigent litigants have meaningful access to the federal courts.”
Neitzke v. Williams,
Subsequent court decisions have established “that not all unsuccessful claims are frivolous.”
Neitzke,
The plaintiff asserts that his Eighth Amendment right not to be subjected to cruel and unusual punishment has been implicated by the defendants’ failure to act in this case. Without question, prison officials have an affirmative duty to protect inmates from violence perpetrated by other prisoners. As the Supreme Court noted in
Farmer v. Brennan,
Nevertheless, not all injuries suffered by an inmate at the hands of another prisoner result in constitutional liability for prison officials under the Eighth Amendment. Instead, the deprivation alleged “must result in the denial of ‘the minimal civilized measure
The plaintiff primarily requests monetary relief from the defendants in the form of compensatory and punitive damages. Requests for damages, however, seek to compensate plaintiffs for past injuries.
See Carey v. Piphus,
However legitimate [the plaintiffs] fears may have been, we nevertheless believe that it is the reasonably preventable assault itself, rather than any fear of assault, that gives rise to a compensable claim under the Eighth Amendment. [A] claim of psychological injury does not reflect the deprivation of “the minimal civilized measures of life’s necessities,” Wilson v. Seiter,501 U.S. 294 , 298,111 S.Ct. 2321 ,115 L.Ed.2d 271 ... (1991); Rhodes v. Chapman,452 U.S. 337 , 347,101 S.Ct. 2392 ,69 L.Ed.2d 59 ... (1981), that is the touchstone of a conditions-of-confinement case. Simply put, [the plaintiff] alleges, not a “failure to prevent harm,” Farmer, 511 U.S. [at 834],114 S.Ct. 1970 ..., but a failure to prevent exposure to risk of harm. This does not entitle [the plaintiff] to monetary compensation. See Carey,435 U.S. 247 , 258-59,98 S.Ct. 1042 ,55 L.Ed.2d 252 (“In order to further the purpose of § 1983, the rules governing compensation for injuries caused by the deprivation of constitutional rights should be tailored to the interests protected by the particular right in question — just as the common-law rules of damages themselves were defined by the interests protected in the various branches of tort law.”).
Clearly, injunctive relief may be ordered by the courts when necessary to remedy prison conditions fostering unconstitutional threats of harm to inmates. Wilson’s complaint, however, cannot be read to allege an ongoing constitutional violation by these defendants because Wilson is no longer incarcerated at Mansfield Correctional Institution, where the events that form the basis for his allegations in this case took place. Consequently, any claim for injunctive relief against the defendants in their official capacities is also unavailing.
Finally, to the extent Wilson’s complaint could be liberally construed to raise also a due process challenge to the conduct or attitudes of the prison officials, the plaintiff has again failed to raise any possibility that appropriate facts or circumstances could be alleged that would justify relief. First, the law is well-settled that transfer to another institution generally does not implicate a protected liberty interest of the prisoner.
Sandin v. Conner,
Thus, because Wilson could not, even through amendment of his pleadings, truthfully allege the existence of any injury justifying relief under established Eighth or Fourteenth Amendment jurisprudence, the legal theories advanced by the plaintiff must be considered “indisputably meritless.” The district court, therefore, appropriately termed the plaintiffs complaint “frivolous” and dismissed it pursuant to the provisions of
Our determination that Wilson’s action is frivolous effectively terminates the appeal in Case No. 96-3023. There is, therefore, no need to address in Case No. 96-3023 the question raised on Wilson’s behalf concerning the constitutionality of PLRA provisions, because the case can be resolved without resort to constitutional analysis.
II. Wilson v. Sanford (No. 96-4323)
It is the second of Wilson’s two cases that requires constitutional analysis of the so-called “three-strikes” provision in
On April 26,1996, President Clinton signed into law the Prison Litigation Reform Act of 1995. Part of that legislation, later codified at
In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.
In this case, Wilson moved on November 4, 1996, to be allowed to take advantage of the IFP provisions of
A. Retroactive Application of the Statute
As a preliminary matter, Wilson argues that the provisions of
Contrary to the State’s assertion, however, the district-court in
Wilson v. Neal
did not
dismiss
six actions for failure to state a claim. Rather, the court, recognizing that at
Any such retroactivity analysis begins with the Supreme Court’s pronouncement in
Landgraf v. USI Film Prods.,
When a case implicates a federal statute enacted after the events in suit, the court’s first task is to determine whether Congress has expressly prescribed the statute’s proper reach. If Congress has done so, of course, there is no need to resort to judicial default rules. When, however, the statute contains no such express command, the court must determine whether the new statute would have retroactive effect, i.e, whether it would impair rights a party possessed when he acted, increase a party’s liability for past conduct, or impose new duties with respect to transactions already completed. If the statute would operate retroactively, our traditional presumption teaches that it does not govern absent clear congressional intent favoring such a result.
Id.
at 280,
The language of
Absent an express prescription by Congress of a statute’s proper reach, we proceed to the second step of the
Landgraf
analysis and determine whether the provision actually has a retroactive effect. Ordinarily, “Lb]ecause rules of procedure regulate secondary rather than primary conduct, the fact that a new procedural rule was instituted after the conduct giving rise to the suit does not make application of the rule at trial retroactive.”
Landgraf,
Additionally, courts have held that
B. Equal Protection Challenge
Wilson first argues that
Initially, it must be re-emphasized that “[t]he Supreme Court has recognized that ‘[p]rison walls do not form a barrier separating prison inmates from the protections of the Constitution.’ ”
Washington v. Reno,
The plaintiff claims that he is now treated differently than non-indigent prisoners or indigent non-prisoners as a result of the application of
This court has held that “[djeterring frivolous prisoner filings in the federal courts falls within the realm of Congress’s legitimate interests....”
Hampton,
Likewise, the further differentiation between prisoners and non-prisoners also has a rational basis. As the Fifth Circuit explained in Carson
v. Johnson,
Prisoners have substantially more free time than do non-prisoners and are provided with food, housing, paper, postage, and legal assistance by the government. See Roller [v. Gunn ], 107 F.3d [227,] 234 [ (4th Cir.1997) ].
Furthermore, “pro se civil rights litigation has become a recreational activity for state prisoners,” Gabel v. Lynaugh,835 F.2d 124 , 125 n. 1 (5th Cir.1988) (per curiam), and prisoners have abused the judicial system in a manner that non-prisoners simply have not.
Consequently, even though we might not believe the solution advanced by Congress to be the best possible, or even a prudent, response to the problem presented, the legislation cannot be deemed violative of the Equal Protection Clause on the basis of differing treatment of these diverse groups.
Both as written and as applied in this case,
C. Due Process Challenge
Wilson next argues that the alleged denial of access to the courts violates a fundamental right guaranteed by substantive due process principles. He contends that distinctions drawn in
As discussed previously in reference to the plaintiffs equal protection challenges, Wilson cannot demonstrate in this case a denial of his right to access the courts. All claims pursued by the plaintiff in his underlying causes of action could have been filed in Ohio’s state courts even if federal law precluded the exercise of district court jurisdiction. Absent a showing by the plaintiff that Ohio law or Ohio court rules also prevented him, as an indigent prison litigant, from pursuing his claims, we need not engage in further analysis of Wilson’s aceess-to-courts argument.
Furthermore, again for reasons discussed in the equal protection analysis above, any distinctions drawn by the legislation are rationally related to the congressional objective of lessening the number of frivolous prison suits prosecuted at taxpayers’ expense. Unquestionably, other cures for the problem could have been tried and might have been better suited to the ultimate purpose of the legislation. The fact that Congress does not choose the most logical or best solution in any given situation does not mean, however, that the chosen antidote is arbitrary, capricious, or fundamentally unfair.
Finally, Congress’s decision to bar the filing of IFP prisoner claims after only three dismissals of the plaintiffs prior causes of action on grounds of legal inadequacy, Mvolousness, or malice does not implicate due process principles. A legislative body may rationally and appropriately presume that three such dismissals are indicative of a propensity to abuse the court system. Once more, as long as other avenues are available to IFP prison litigants to air meritorious grievances before the courts, the provisions of
D. Bill of Attainder Challenge
Wilson next insists that the enactment of
In
E. Ex Post Facto Challenge
As his final issue, Wilson contends that the “three strikes” provision of the PLRA should be invalidated as unconstitutional
ex post facto
legislation. We have unambiguously determined, however, that
ex post facto
principles have no application in civil contexts, but instead apply only to punitive legislation.
Campos v. INS,
CONCLUSION
We have recognized that the right of access to the courts is fundamental. To the extent that any provisions of