Lead Opinion
Opinion by Judge WILLIAM A. FLETCHER; Concurrence by Judge REINHARDT; Dissent by Judge GOULD.
OPINION
On February 21, 1999, Officer Rochelle Brosseau of the Puyallup, Washington, Police Department shot Kenneth Haugen in the back as he tried to flee from police in his vehicle. Haugen filed a § 1983 suit in district court alleging a violation of his
I. Background
Kenneth Haugen and Glen Tamburello were in business together selling drugs and occasionally fixing cars. At some point, their relationship soured, and Hau-gen decided to dissolve the partnership. On February 20, 1999, he took some of his tools from Tamburello’s shop. Tamburello wanted the tools back and wanted retribution. He went to the police station, and, in an interview with Officer Rochelle Bros-seau, reported that Haugen had burglarized his shop. Tamburello also contacted the Riddles, neighbors of Haugen’s mother, and requested that they call him should they see Haugen at his mother’s house.
Haugen, his girlfriend Deanna Nocera, and Nocera’s daughter went to Haugen’s mother’s residence the night of February 20, where they did some laundry and spent the night. The next morning, Haugen began to spray-paint his 1984 Jeep Cherokee in his mother’s driveway. He had a warrant out for his arrest and apparently thought he might evade detection driving a yellow rather than a white Jeep. It was a windy morning, and the Riddles complained to Haugen that the spray paint was blowing into their yard. When Hau-gen refused to stop, the Riddles called Tamburello. Tamburello drove with Matt Atwood to Haugen’s mother’s house where they accosted Haugen. Haugen began to run away, but Tamburello caught him, threw him to the ground, and began to beat him up. Haugen and Nocera begged Tamburello to stop, and, after being persuaded by several punches, Haugen agreed to give the tools back. Tamburello and Atwood then forcibly led Haugen into the pickup and planned to drive to a storage facility where Haugen had stashed the tools, but Irene Riddle, having seen the brouhaha outside, had already dialed 911.
After her interview with Tamburello on February 20th, Officer Brosseau had learned that there was a felony no-bail warrant out for Haugen’s arrest based on drug and other offenses. The next morning, while in the midst of a traffic stop nearby, Brosseau heard the report of the ruckus at Haugen’s mother’s house. She responded quickly, and when she arrived Tamburello and Atwood were in the process of getting Haugen into the pickup. Haugen took advantage of the distraction caused by Brosseau’s arrival and broke away from his would-be captors. He ran up the driveway, past his mother’s house, and into the backyard. Brosseau gave chase for only a few steps and then called for back-up, including a K-9 unit to help locate Haugen. Over the next half hour or so, Brosseau and other officers interviewed the witnesses still at the scene and set up a containment perimeter for the search. To avoid interfering with the K-9’s efforts to locate Haugen by scent, the officers instructed Tamburello and Atwood to remain in Tamburello’s pickup and instructed Nocera and her daughter to remain in her Honda. The pickup was parked in the street in front of the driveway. The Honda was parked in the driveway in front of the Jeep. The Jeep was in the driveway
Haugen, meanwhile, hid in various bushes and other locations around the neighborhood as he tried to watch what was happening at his mother’s house. Apparently seeking help, Haugen knocked on the back door of Margaret Rounds, a neighbor who lived down the street. No one answered, so Haugen left. Rounds was at home and was aware of the situation outside because she had been listening to a police scanner, but she had no inclination to help Haugen. Instead, she called police and said that there was a man in her backyard. Brosseau and the two other officers on foot, Officers Subido and Pa-shon (with the K 9), ran to Rounds’s backyard. Subido told Brosseau to circle around the front, and as Brosseau rounded the house, she saw Haugen about fifty feet ahead of her running toward his Jeep.
Haugen got into the Jeep and tried to start it. Brosseau ran to the Jeep with her handgun drawn and ordered him to stop. As Haugen fumbled with his keys, Brosseau hit the driver’s side window several times with her handgun, and, on the third or fourth try, she broke the window. Brosseau had mace and a baton but did not use them. Instead, she tried to reach in the ear to grab the keys, but just after she broke through the window, Haugen succeeded in starting the Jeep. Either before Haugen pulled away, or just after he started to do so (the evidence is conflicting on this point), Brosseau shot him in the back. From Brosseau’s position when she shot, Haugen was in front of her, and beyond Haugen were Nocera, Nocera’s daughter, Tamburello, and Atwood. Bros-seau said that she was “aware of the background exposure,” but she nonetheless believed she had a safe shot because she thought the bullet would be stopped by the Jeep’s engine block before reaching the bystanders. Because Haugen did not stop, Brosseau believed she had missed him, but Brosseau did not take a second shot because she thought the risk became too great as he began to drive away.
The bullet entered Haugen’s back near the left shoulder blade and lodged in his chest. Despite the wound, Haugen managed, in his words, to “stand on the gas” and to drive out of the driveway, across the neighbor’s yard, and onto the street. Photographs in the record show tire tracks on the driveway due to displacement of gravel. After Haugen escaped, some of the officers gave chase. Haugen’s injury made it difficult for him to drive. Once he realized he had been shot, he used one hand to hold the wound and the other to drive. According to Haugen, he never got the Jeep past third gear and never drove faster than forty-five miles per hour. Before long, Haugen had difficulty breathing and pulled over to the side of the road, where he passed out. He was apprehended and taken to the hospital.
The precise circumstances of the shooting are disputed. In his deposition, Hau-gen testified that he believed the gun may have discharged accidentally while Bros-seau was reaching through the driver’s window grappling with him. Brosseau, on the other hand, says she shot Haugen intentionally. According to Brosseau, she stepped back and away from the driver’s window once the Jeep started moving and fired one shot through the rear side window on the driver’s side.
When parties dispute the facts, we typically accept the non-moving party’s version when ruling on a summary judgment motion. In this case, however, we accept Brosseau’s statement that she shot Hau-gen intentionally. No gun shot residue was found on Haugen’s clothes, and the forensic scientist determined that the bullet hit another object before it struck Hau-
Haugen recovered from the gunshot and filed suit in district court under 42 U.S.C. § 1983 claiming that Brosseau, the Puyall-up Police Department, and the City of Puyallup deprived him of his Fourth Amendment rights. He also alleged causes of action based on Washington tort law. The defendants moved for summary judgment, and the district court granted their motion. It held that, even if the shooting constituted excessive force under the Fourth Amendment, Brosseau had not violated a clearly established right and was therefore protected by qualified immunity. The district court also held that Haugen had not pointed to any official practice that led to a constitutional violation, and so he could not pursue a suit against the police department or the City of Puyallup. Finally, the court held that Haugen could not pursue state tort claims because his injury occurred during the commission of a felony.
Haugen appealed. We review a grant of summary judgment de novo. See Oliver v. Keller,
II. Discussion
A. Fourth Amendment Claim Against Brosseau
Officer Brosseau argues that she is entitled to qualified immunity from Haugen’s Fourth Amendment claim. Following the Supreme Court’s ruling in Saucier v. Katz,
1. Fourth Amendment Right
The Fourth Amendment guarantees the “right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” The Supreme Court has held that the Fourth Amendment prohibits the use of excessive force by police in the course of apprehending suspected criminals. See Graham v. Connor,
The use of deadly force to prevent the escape of all felony suspects, whatever the circumstances, is constitutionally unreasonable. It is not better that all felony suspects die than that they escape. Where the suspect poses no immediate threat to the officer and no threat to others, the harm resultingfrom failing to apprehend him does not justify the use of deadly force to do so. It is no doubt unfortunate when a suspect who is in sight escapes, but the fact that the police arrive a little late or are a little slower afoot does not always justify killing the suspect. A police officer may not seize an unarmed, nondangerous suspect by shooting him dead....
... Where the officer has probable cause to believe that the suspect poses a threat of serious physical harm, either to the officer or to others, it is not constitutionally unreasonable to prevent escape by using deadly force. Thus, if the suspect threatens the officer with a weapon or there is probable cause to believe that he has committed a crime involving the infliction or threatened infliction of serious physical harm, deadly force may be used if necessary to prevent escape, and if, where feasible, some warning has been given.
Id. at 11-12,
The application of Gamer is clear in many cases. Where a suspect threatens an officer with a weapon such as a gun or a knife, the officer is justified in using deadly force. See, e.g., Billington v. Smith,
On the other hand, the mere fact that a suspect possesses a weapon does not justify deadly force. See, e.g., Harris v. Roderick,
In some circumstances, deadly force may be justified based on the nature of the crime committed by the fleeing suspect. See, e.g., Forrett v. Richardson,
The parties dispute whether, under Garner, Officer Brosseau’s use of deadly force was reasonable in the circumstances of this case. In a five-page type-written statement and in a lengthy tape-recorded police department interview, Brosseau described the episode and gave her reasons for using deadly force. First, Brosseau stated that, at the time she shot Haugen, she knew that he had a felony no-bail warrant outstanding for drug-related charges, and she had probable cause to believe that he had committed a burglary. Second, Brosseau stated that she saw Haugen reach below the seat of the Jeep, and that she thought he might be reaching for a weapon. Third, Brosseau stated that she believed Haugen would injure officers or other people in the area by fleeing in the Jeep. She said that he “was driving in an erratic manner,” and that she shot him to prevent possible injury to others. We analyze Brosseau’s stated reasons in turn.
a. Haugen’s Prior Crimes
Brosseau stated that she knew of the warrant for Haugen’s arrest and that she believed he had committed a burglary. Under Gamer, the fact that Brosseau believed Haugen had committed drug crimes and a burglary is not sufficient to justify deadly force. In many deadly force cases, the plaintiff will have committed one or more crimes, but Gamer and our circuit cases make clear that the mere commission of prior crimes does not justify the use of deadly force. In Garner itself, the fleeing suspect was a burglar. See
Here, Brosseau had reason to believe that Haugen had committed drug crimes and burglary. Drug crimes and burglary are serious offenses, but under Gamer the critical question is whether the officer has “probable cause to believe that [the suspect] has committed a crime involving the infliction or threatened infliction of serious physical harm.”
b. Haugen’s Potential Weapon
Officer Brosseau said she believed that Haugen might have a weapon in the car. When Haugen was running toward the Jeep, Brosseau said that she thought he might be running for a weapon since he would not be running simply to hide there. When she first approached the Jeep, she said that he “reached down to an area on the floorboard in the middle of the front seat” and that she “thought he was reaching for a weapon.” Once she broke the window, however, Brosseau saw that he had only keys in his hands. But moments later, just as he started the car, Brosseau said Haugen “dived forward as if to grab something on the floorboard again.” Bros-seau stated that she feared again that he might have a weapon, and that she therefore stepped back and away from the driver’s window.
Brosseau admitted that at the time she shot Haugen, she was not worried that he would use any weapon against her. She
The factual predicate of Brosseau’s stated reason is that Haugen dove forward as he started the car. But several other witnesses gave statements about what Haugen was doing in the car. None of these witnesses mentioned that Haugen dove forward, and none has offered any support for Brosseau’s assertion that Haugen looked as if he might have been reaching for a weapon. Nor has Brosseau offered any other evidence to support her belief that Haugen might have had a gun. She did not see a gun in the car, and she had not received any reports that he might have one, or indeed that he had ever had one. Under Ninth Circuit precedent, the mere presence of a weapon does not justify the use of deadly force, see Harris,
“[A] simple statement by an officer that he fears for his safety or the safety of others is not enough; there must be objective factors to justify such a concern.” Deorle v. Rutherford,
c. Impending Escape in a Vehicle
Finally, Brosseau asserted that she feared Haugen would injure officers or others when he tried to get away in his Jeep. In her type-written report, Brosseau described her perception of the threat presented by Haugen’s escape. In relevant part, her report states:
I was fearful for the other officers on foot who I believed were in the immediate area, for the occupied vehicles in his path and for any other citizens who might be in the area. It should be noted that the small red car [i.e., Nocera’s Honda] was parked directly in front of the Jeep and that I had last seen Nocera and her daughter sitting inside of it. I saw no one between the Jeep and me. I fired one round through the rear driver’s side window. I had aimed at a ' position I perceived would be the driver’s location in an attempt to stop him before he could hurt anyone.
During my encounter with Haugen it was obvious that he was in a wholly unstable frame of mind. He did not exhibit any regard for his own life. I considered Haugen an immediate danger to all around him and made every attempt to stop him including attempt- - ing to stun him by striking his head. At this time I am unable to make an accurate estimation of the distance the Jeep was from me when I fired.
Q. At that point, who then did you become concerned about?
A.... [M]y concern at that point and time were for the vehicles directly in front of him. One, which was um, directly in front of him, which is occupied by a woman and her child. And the other officers that I felt were in the immediate area, that were coming on foot to back me up. I was quite sure that some of them were right close to where he was driving.
Q. How close do you think his uh, speeding car came from striking [Nocera’s red Honda]?
A. I don’t know.
Q. Okay. Was it within ten. feet?
A. I don’t know.... I’m having some trouble with perceptions of distances.
Q. Okay. Can you estimate how close you were to his car um, when you fired the shot?
A. No. Not at this time.
Q. Okay. Did, was there a way for him, the Cherokee to get out onto the street by using the drive way?
A. No.
Q. So what did you think he was going to do?
A. Well, the driveway was completely blocked by the uh, the pick up truck. And the little red car was almost completely blocking it as well. So, I thought that his only way out of there was going to be to, to strike the truck or the little red car, or both.
Q. So the two people in the truck were, were in danger of being struck by a recklessly driven vehicle?
A. Yes.
Q. As well as the little girl and the mother?
A. Yes.
Q. Haugen’s girlfriend in the red car? Where, were did you believe the other officers at the scene were, um, during the incident where you, were you, when you fired the shot? At that moment.
A. At that moment uh, can we stop the tape again for a second?
Q. When you were at the driver’s door confronting Haugen, um, where were the other officers at the scene?
A. I, I did not see where they were at.
Q. Where did you think they were at?
A. I presume that they were in the immediate area, approaching to assist me.
Q. Um, what was your objective when you fired your weapon at the moment you fired the weapon?
A. To protect my fellow officers and the community from an eminent [sic] danger.
Q. You reasonably believed that there was an immediate threat to their life?
A. Yes, I do.
Q. Okay. And once again, just so that I know for sure, can you give me an, your basis for the reasonable beliefthat the other people’s lives were threatened?
A. First of all, I still had in mind that he had a weapon. Um, I thought that it would be very difficult for him to try and shoot at me from the position we were at when I fired. Uh, however, I felt that he could’ve fired on any officers in front of him, or the people in the pick-up truck, uh, who he had cause to be unhappy with. And his driving, more than anything else. His vehicle. I did not believe he could see where he was going. He was driving in an erratic manner. Now had pedestrians and officers and residents in the area.
Brosseau thus indicated in her written statement and interview that she was concerned that Haugen’s driving would endanger her “fellow officers,” the four people in the Honda and the pickup, and others. She variously characterized these people as “any other citizens who might be in the area,” those who were “all around him,” “the community,” and “residents in the area.”
To the extent that Brosseau said she shot Haugen because he “was driving in an erratic manner,” her statement is not supported by the evidence regarding the timing of the shooting. Haugen says that Brosseau shot him before the Jeep even moved. According to Haugen, not only was he not driving “in an erratic manner,” he was not driving at all. Others stated that, at most, Haugen’s Jeep had just begun to move. Nocera said that Brosseau shot Haugen after he started the Jeep, just as he was “getting ready to pull out,” and that it “was barely starting to roll.” Aaron Riddle said he heard the shot “pretty much at the same time” that the Jeep started moving. Irene Riddle said she heard the shot just as Haugen first revved up the Jeep. Neighbor Florence Ledbetter across the street said she saw and heard the shot just when the Jeep “started to move.” Tamburello ' stated that the Jeep was already moving, but had gone perhaps six feet. Atwood said that Brosseau shot when the Jeep “just started pulling away,” that it “[hjadn’t moved very far,” and that it had gone “maybe” five or ten feet. Accepting the version of the disputed facts most favorable to Haugen, we do not credit Brosseau’s assertion that “he was driving in an erratic manner,” for we must assume on summary judgment that the Jeep had not even moved when Brosseau shot him.
Brosseau also stated that she thought Haugen’s driving was particularly dangerous because he could not see where he was going. Brosseau said that “the front windshield and at least part of the passenger side windows [of the Jeep] were covered with” the newspaper Haugen had used to protect the glass from the spray paint. Haugen, however, testified that there was no paper on the windshield. Atwood also stated that there was no newspaper on the windshield. Tamburello stated that he saw some paper on one side of the windshield, but that Haugen pulled it off before he got in the Jeep. Because at this stage in the proceedings we must construe the factual evidence in Haugen’s favor, we cannot say that there was objective evidence supporting Brosseau’s claim that Haugen could not see where he was going as a result of the newspaper covering the windshield.
Brosseau further , explained that, at the moment she fired, she did not believe that Haugen’s impending escape in the Jeep posed a danger to her, but that it did pose a danger to others in the area. She stated that she was worried, specifically, about Nocera, Nocera’s daughter, Tamburello, and Atwood. Nocera and her daughter
Brosseau indicated that she was worried that Haugen could not escape without hitting the Honda or the pickup. According to Brosseau, the driveway was “completely blocked” by the pickup and “almost completely block[ed]” by the Honda. But Brosseau could not say how close Haugen actually came to hitting the Honda: “I’m having some difficulty with perceptions of distances.” Brosseau nonetheless argues that she reasonably believed that Haugen’s escape was dangerous because he was likely to hit the Honda or the pickup.
Contrary to Brosseau’s statements, Haugen stated that he had an easy escape by driving off to the left around the Honda and pickup. Haugen admitted that he was in a fairly “small, tight space” which was “not like a parking lot,” but he said that the driveway was about twenty feet wide and that he had “plenty of room” to drive between the Honda and the neighbor’s house without hitting anything. The Jeep was already angled to the left, and Atwood stated that he saw Haugen turn the wheels to the left before putting the Jeep in gear. Haugen said that he had a “clear, straight shot” out of the driveway. The photographs of the scene also show that Haugen had more than enough room to drive away without striking Nocera’s Honda or Tam-burello’s pickup. Viewing the evidence in Haugen’s favor, we conclude that Brosseau has not pointed to objectively reasonable factors to support her belief that Haugen’s escape from the driveway posed a significant risk of death or serious injury to the people in the Honda and the pickup.
Brosseau also asserted that she feared for the safety of her fellow officers. She has offered no specific evidence to support this fear. She claims that she “presume[d] that they were in the immediate area, approaching to assist,” but she does not claim that she saw them or knew that they were in a dangerous place. She had left officers Subido and Pashon, the only other officers on foot, in Rounds’s backyard. Two other officers were in their patrol cars in containment positions on the street several hundred feet to the south of Haugen’s mother’s house. Brosseau had not called Subido and Pashon to assist her, and there is no indication that they were running to give her aid. Atwood, who witnessed the events while seated in Tamburello’s pickup, stated that the other two officers were still in the backyard at the time Brosseau fired. Even if they had been running to assist, Subido and Pashon would have been running from the south-east, while Haugen was escaping to the north-west. Thus, while Brosseau stated that she feared that officers on foot might be struck by Hau-gen’s Jeep as he drove away, her statement is no more than a “a simple statement” of fear unsupported by “objective factors.” Deorle,
d. High-Speed Police Chase
The dissent contends that a need to prevent a dangerous high-speed police chase justified Brosseau’s decision to use deadly force. Brosseau stated that she was concerned about Haugen’s erratic driving, but she never stated that she shot to prevent a dangerous high-speed chase, and has not argued to us that a potential chase justified her use of deadly force. In this respect, this case to some extent resembles Garner, where the police officer had initially justified his use of deadly force based only on the need to prevent
At the time Brosseau shot Haugen, it was clear that he intended to flee in his Jeep and that a number of non-lethal measures had failed to prevent him from doing so. But it is equally clear that Brosseau and her fellow officers did not need to kill Haugen in order to avoid a dangerous high-speed chase. They could either have discontinued a chase if it became too dangerous, or could have forgone a chase entirely. Haugen had already remained at large for several months while his no-bail warrant was outstanding, and there is no reason that the events of February 20 and 21 suddenly made his freedom an immediate threat to public safety. The cost to society of allowing criminals to flee is great, but the Supreme Court has held that this cost does not always justify deadly force. “It is not better that all felony suspects die than that they escape.” Id. at 11,
Because Brosseau has made no argument based on the danger of a potential high-speed chase, there is nothing in the record to tell us whether, under the Puyallup Police Department policies or other applicable rules, it would have been appropriate for the officers to initiate or continue a high-speed chase that posed a significant danger to others. We note, however, that under Washington law, police officers in pursuit must drive with due regard for the safety of others. See Wash. Rev.Code § 46.61.035. Officers in Washington may be held liable for injuries caused during high-speed chases, and, to comport with their state law duty of care, they must recognize “that at times it would be more prudent to cease a pursuit in order to protect the public.” Mason v. Bitton,
Different states and localities have different laws and policies regarding police pursuit. Many have recognized that officers have duties of care in relation to vehicular pursuits, and that officers may be unreasonable in initiating or continuing high-speed chases depending, among other things, on the nature of the suspect’s crimes.
The dissent concludes that a justifiable means of eliminating the danger of a possible high-speed chase in this case is to shoot the suspect before he begins to drive away. The dissent relies on an article, not cited by the parties, attesting to the danger of police chases. See dissent at 10622, n. 5 (citing John Hill, High Speed Police Pursuits: Dangers, Dynamics, and Risk Reduction, FBI Law Enforcement Bulletin 14 (July 2002)). But the article reaches quite a different conclusion from the dissent. Even after a suspect has fled and a pursuit has been initiated,
[t]he most effective way to reduce risks is to terminate a pursuit. Clearly, too many pursuits continue that officers obviously should have terminated. Research on pursuit data and statistics show that termination dramatically could reduce traffic accidents, fatalities, and injuries. Police must reevaluate their thinking and mission. Agencies rarely can justify endangering the public to pursue a violator.
Hill, supra, at 16 (endnote omitted). Thus, just as Gamer instructs that, to comply with the Fourth Amendment, an officer must sometimes forgo or discontinue deadly force and allow a suspect to escape, see
It is no less true in potential high-speed chases than in other circumstances that an officer may appropriately use deadly force if “necessary to prevent an escape and the officer has probable cause to believe that the suspect poses a significant threat of death or serious physical injury to the officer or others.” Id. at 3,
To support its contention that the possibility of a dangerous high-speed chase jus
In some fairly extreme circumstances, our sister circuits have held that the danger presented by suspects who flee in vehicles can justify deadly force. In Smith v. Freland,
But our sister circuits have also held that police chases — even high-speed chases — do not always justify deadly force. See Vaughan v. Cox,
None of the cases decided by our sister circuits and cited by the dissent even remotely supports a holding in this case that Brosseau was justified in using deadly force. Unlike the dissent, we believe that there is a manifest difference between swerving at cars while driving at ninety miles per hour and then smashing a patrol car with an officer standing next to it, see Smith,
To the extent that the dissent looks to the particular facts of this ease rather than to the general danger of police chases, it does not view the evidence in the light most favorable to Haugen, as we are required to do on summary judgment. For example, to portray Haugen as violent and therefore dangerous, the dissent asserts that he was engaged in a “violent brawl” when Brosseau arrived on the scene. Dissent at 877. By all accounts, however, Haugen was on the receiving end of the violence. Tamburello stated, “[W]hen he seen me he started to run.... And I ran over and grabbed him. Got into a little scuffle there.... I was on top of him on the ground.” Atwood, Tamburello’s companion, stated that when Tamburello caught Haugen, he “squirmed a little bit. Tried to get away. You know, he begged him, didn’t want to go[.]” Nocera, Hau-gen’s girlfriend, stated that Tamburello “ran up and tackled Ken to the ground,” and “continued to pounce on him out here by the [car].” Moreover, the “brawl” (if that is what it was) was finished before Brosseau arrived.
Further, to exaggerate the danger of Haugen’s escape, the dissent stresses that Haugen had to escape through a “narrow passageway” and a dangerous “obstacle course.” Dissent at 879. Haugen said that he was in a “small, tight space” that was “not like a parking lot,” but that the driveway was twenty feet wide, giving him “plenty of room” and a “clear, straight shot” to get to the street. The photographs of the scene show that Haugen had more than enough room to escape without hitting anything or anyone. Indeed, he was able to drive away safely even after Brosseau shot him.
Finally, the dissent characterizes Hau-gen as “deranged” and “wild,” dissent at 10623, 10629, but this characterization is not supported by the record. Brosseau stated that she held her handgun to Hau-gen’s temple, that he yelled “you’re gonna have to fuekin kill me.” But her version of the facts is contradicted by Haugen’s version of the facts and by the other witnesses, who saw and heard no such thing. The dissent also asserts that Haugen was behaving “suicidally,” dissent at 10620, but there is no indication in the record that
e. Fourth Amendment Conclusion
Based on the foregoing, we conclude that there is insufficient objective evidence in the record to grant Brosseau’s summary judgment motion. Taken in the light most favorable to Haugen, the objective evidence, examined in light of the totality of circumstances surrounding this case and evaluated as of the time Brosseau actually fired her gun, does not support a conclusion as a matter of law that Brosseau had “probable cause to believe that [Haugen] pose[d] a significant threat of death or serious physical injury to the officer or others.” Garner,
2. Qualified Immunity
Having determined that “a violation could be made out on a favorable view of [Haugen’s] submissions,” id., we must next decide whether Brosseau is nonetheless entitled to qualified immunity. She is not entitled to immunity if the Fourth Amendment right at issue was clearly established. See id. For a right to be clearly established, it must be defined with sufficient specificity that a reasonable officer would have known she was violating it.
In some situations, the Fourth Amendment’s general prohibition against excessive force may not be sufficiently specific to put an officer on notice of what conduct is allowed and what is not:
[T]here is no doubt that Graham v. Connor ... clearly establishes the general proposition that use of force is contrary to the Fourth Amendment if it is excessive under objective standards of reasonableness. Yet that is not enough. Rather, we emphasized in Anderson “that the right the official is alleged to have violated must have been 'clearly established’ in a more particularized, and hence more relevant, sense: The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.”
Id. at 201-02,
On the other hand, state officials are not entitled to qualified immunity simply because no case with materially similar facts has held their conduct unconstitutional. See Hope v. Pelzer,
Beyond the general proposition that excessive force is unconstitutional, the Supreme Court in Gamer articulated a “special rule” governing the use of deadly force. See Monroe v. City of Phoenix,
The doctrine of qualified immunity operates “to protect officers from the sometimes hazy border between excessive and acceptable force.” Katz,
We are mindful that police officers are called upon “to make split-second judgments — in circumstances that are tense, uncertain, and rapidly evolving — about the amount of force that is necessary in a particular situation.” Graham,
But we are also mindful of the grave threat to constitutional rights that is present when government officials use deadly force against citizens. “[Wjhile giving due deference to difficult judgment calls made on the street, we also must insure the rights of citizens, even fleeing felons, to be free from unreasonable seizures.” Donovan,
B. Fourth Amendment Claims Against the City and Police Department
In addition to suing Officer Brosseau, Haugen also sued the City of Puyallup and the Puyallup Police Department. Municipalities are “persons” subject to suit under 42 U.S.C. § 1983. See Monell v. New York City Dept. of Social Serv.,
Haugen’s complaint did not allege, and he has not argued to us on appeal, that Brosseau was acting pursuant to any preexisting policy when she shot him. Rather, he contends that the city and the police department are at fault because they faded to discipline Brosseau after the shooting. Haugen cannot, of course, argue that the municipality’s later action (or inaction) caused the earlier shooting. Haugen argues instead that the city and police department should be held hable 10615 because they “ratified” Brosseau’s decision to use deadly force.
The ratification doctrine, asserted as a basis for municipal liability, originated in St. Louis v. Praprotnik,
Although some municipal pronouncements ratifying a subordinate’s action could be tantamount to the announcement or confirmation of a policy for purposes of Monell, here there are no facts in the record that suggest that the single failure to discipline Haugen rises to the level of such a ratification. See, e.g., Santiago v. Fenton,
C. State Law Claims Against Brosseau
Haugen also sued Brosseau based on state law tort claims. Under Washington law,
[i]t is a complete defense to any action for damages for personal injury or wrongful death that the person injured or killed was engaged in the commission of a felony at the time of the occurrence causing the injury or death and the felony was a proximate cause of the injury or death.
Wash. Rev.Code § 4.24.420 (2003). The district court dismissed Haugen’s state law claims because, in its view, Haugen was engaged in the commission of a felony when Brosseau shot him. Washington law provides that
[a]ny driver of a motor vehicle who wil-fully fails or refuses to immediately bring his vehicle to a stop and who drives his vehicle in a manner indicating a wanton or wilful disregard for the lives or property of others while attemptingto elude a pursuing police vehicle, after being given a visual or audible signal to bring the vehicle to a stop, shall be guilty of a class C felony. The signal given by the police officer may be by hand, voice, emergency light, or siren. The officer giving such a signal shall be in uniform and his vehicle shall be appropriately marked showing it to be an official police vehicle.
Id. § 46.61.024.
After being shot, Haugen drove away and, for a time, refused to stop for police. He ultimately pled guilty to a felony under § 46.61.024. But, as discussed in section A.l.c., swpra, there is a disputed factual question about when Brosseau shot Haugen. Construing the facts in Haugen’s favor, it appears that Brosseau may have shot Haugen before he had begun to “drive his vehicle in a manner indicating a wanton or wilful disregard for the lives or property of others.” Id. It therefore is not clear that he “was engaged in the commission of a felony at the time of the occurrence causing the injury” or that his felony “was a proximate cause of’ his injury. Id. § 4.24.420 (emphasis added). At this stage in the proceedings, it is not clear that Brosseau will have the benefit of the complete defense provided in § 4.24.420. We therefore reverse the district court’s grant of summary judgment on Haugen’s state law tort claims.
Conclusion
For the foregoing reasons, we REVERSE the district court’s grant of summary judgment on Haugen’s § 1983 claim against Brosseau. We AFFIRM the district court’s grant of summary judgment on Haugen’s § 1983 claims against the City of Puyallup and the Puyallup Police Department. We REVERSE the district court’s grant of summary judgment on Haugen’s state law claims against Bros-seau. We REMAND for further proceedings.
AFFIRMED in part, REVERSED in part, and REMANDED. Costs to Haugen on his appeal relevant to Brosseau. Costs to the City of Puyallup and the Puyallup Police Department.
Notes
. See, e.g., Biscoe v. Arlington County,
Dissenting Opinion
dissenting:
I cannot accept the majority’s conclusion that Haugen, a visibly disturbed felon willing to do almost anything to avoid capture, did not pose “a significant threat of death or serious physical injury” to others when he attempted a high-speed vehicular flight from police through a suburban residential neighborhood on a Sunday afternoon. Nor can I accept the majority’s holding that— because police can reduce the danger of a high-speed chase by letting a felon escape — police may never use deadly force to protect the public from the danger posed by a felon’s reckless flight from police in a vehicle. The majority’s sweeping holding, which promises an easy escape to any fel
I
Under Tennessee v. Garner,
Viewing the evidence in the light most favorable to Haugen, as we must at this stage,
As Haugen admitted in his deposition, he attempted a high-speed vehicular flight through suburban streets. Haugen admitted that he drove as fast as he could when he left the driveway, that he drove through the residential streets as fast as his car would go in third gear, and that he would have driven faster if the bullet wound had not made it difficult for him to shift gears. Haugen later pled guilty to the felony of “eluding,” admitting he drove his vehicle “in a manner indicating a wanton or willful disregard for the lives or property of others.” Wash. Rev.Code § 46.61.024. That Haugen, by his own admission, drove his car in a manner indicating “a wanton or willful disregard for the lives ... of others” is powerful evidence of the reasonableness of Officer Brosseau’s earlier belief that he would pose a significant threat of serious harm to others if permitted to escape.
A criminal suspect’s fleeing from police in an automobile is inherently dangerous. The National Highway Traffic Safety Administration reports that 314 people were killed during police pursuits in 1998, the last year for which I can find a record.
I do not suggest that police marksmen may fire at will upon any felon fleeing in an automobile, merely because the felon is leaving the scene of a crime or because the felon has violated traffic laws.
Officer Brosseau was concerned not only with the real possibility that Haugen might cause serious injury or even a fatality if she permitted him to speed through the neighborhood in his car. Brosseau also was concerned with the imminent possibility that Haugen might injure someone on the scene. Photographs in the record show that Haugen “peeled out” (he accelerated, leaving visible skid marks) of a driveway blocked on three sides by houses and a garage. Directly in Haugen’s path were parked vehicles containing four persons, including a young child. Only by driving through this narrow passageway,
The first prong of the Supreme Court’s Garner test is met. Not only was Haugen fleeing in a 8,000 pound vehicle, but also he was behaving in a manner that suggested he would drive with reckless disregard for the lives of others (as he subsequently did). Presented with a desperate man taking desperate measures in a deadly machine, Officer Brosseau reasonably concluded that Haugen posed a significant threat of serious harm to the community. See United States v. Aceves-Rosales,
The second prong of the Gamer test also is met, because deadly force was necessary to prevent Haugen from escaping. Deadly force is not necessary where there exists a less drastic alternative that is “reasonably likely to lead to apprehension before he suspect can cause further harm.” Forrett v. Richardson,
Haugen urges that a less drastic alternative would have been for Officer Brosseau to permit him to flee in his car. Haugen urges that officers would have been able to capture him another time. However, Haugen fails to recognize the costs to society of allowing felons to flee without constraint. And Haugen fails to explain by what method those officers would have subdued him “before [he could] cause farther harm,” as our Forrett decision (and common sense) requires.
In sum, I would hold that Officer Bros-seau had probable cause to believe that Haugen’s leading police on a reckless high-speed car chase through a residential neighborhood would pose a significant threat of serious harm to the community and that the use of deadly force was necessary to prevent his escape. I would hold that Officer Brosseau’s shooting of Haugen did not violate Haugen’s Fourth Amendment rights.
The majority’s contrary holding is objectionable not only because it flouts the Supreme Court’s Garner standard, but also because it creates a circuit split. The Sixth, Eighth, and Eleventh Circuits all have held, as I would hold, that officers are justified in using deadly force when a fleeing felon appears likely to drive with willful disregard for the lives of others. See Scott v. Clay County,
Contrary to the holdings of every circuit to consider the issue, the majority holds that an officer violates a fleeing felon’s Fourth Amendment rights by using deadly force to prevent a dangerous vehicular flight because “officers can often eliminate or reduce the danger of a high-speed chase by forgoing or discontinuing a chase.” Su
The majority attempts to justify its departure from precedent by reasoning that Officer Brosseau’s fellow police officers might have decided to let Haugen escape in his jeep unpursued and that, for this reason alone, Officer Brosseau did not have probable cause to believe that Hau-gen’s vehicular flight would pose a danger to others. There are several problems with the majority’s reasoning.
First, the majority implies, contrary to the record evidence, that Haugen would have driven safely and carefully away from the scene if he had not been followed by police squad cars. But it is unrealistic to conclude that Haugen, a deranged and defiant felon, would suddenly have been transformed into a model citizen and careful driver the moment he drove away from the scene and did not hear police sirens in pursuit. And even if Officer Brosseau had believed that her fellow officers would not pursue Haugen’s vehicle, Brosseau still would have had probable cause to believe that Haugen would speed away from the scene with willful and wanton disregard for others’ safety. Indeed, even before the police squad cars gave chase, Haugen was, by his own admission, “standing on the gas” in the driveway, accelerating “as quickly as [he] could,” within a “small, tight space,” a fact that confirms the reasonableness of Officer Brosseau’s earlier concern about others’ safety.
Third, Officer Brosseau’s fellow officers in fact chased Haugen in their squad cars, so Officer Brosseau was correct in assuming that a police pursuit would occur. Officer Brosseau was entitled to consider the potential danger of that police pursuit in assessing the danger Haugen posed to others.
The majority apparently prefers, as a matter of policy, that police departments discourage their officers from pursuing felons in automobiles. If the majority had its way in setting law enforcement policy, no police officer ever would pursue a felon at high speed; the police would surrender, rather than the felon, who would be given a free pass to an easy escape. In my view, the majority errs by allowing its policy preference to corrupt its analysis of the danger Haugen posed to the community by fleeing in a vehicle in a deranged mental state.
Having created a circuit split by misapplying Garner, the majority downplays its departure from our sister circuits’ decisions by urging that those decisions approved of deadly force in circumstances very different from those presented here. Although every case presents unique facts, the facts in our sister circuits’ decisions are similar to the facts here in important respects. In the Sixth, Eighth, and Eleventh Circuit cases, as in this case, a suspect was fleeing from police in an automobile, a machine that can be extremely dangerous when not operated with great care and due regard for the public safety. See Scott,
The majority attempts to distinguish our sister circuits’ holdings on the ground that
At the time Officer Brosseau shot Hau-gen, Haugen’s vehicle had not yet begun to move. But an objective observer would have reasonably concluded that Haugen was embarking on a desperate, potentially deadly, high-speed vehicular flight through residential neighborhoods. That Haugen was only beginning to execute his plan of driving with willful and wanton disregard for the lives of the innocent does not mean, as the majority suggests, that Haugen did not pose a"significant threat of death or serious physical injury" to others. Nothing requires a police officer, like some modern-day Epimetheus, to disregard prospective danger and attend only to dangers that have passed. It was good that Bros-seau acted when she did.
Contrary to the majority’s suggestion, neither the Seventh Circuit’s Donovan decision nor the Eleventh Circuit’s Vaughan v. Cox decision lends support to the majority’s novel holding. Both Donovan and Vaughan are consistent with my view-compelled by the Supreme Court’s Gamer decision that police can use deadly force when necessary to stop a fleeing felon who appears likely to drive with willful disregard for the lives of others. In Donovan, the Seventh Circuit held that genuine issues of material fact existed as to whether deadly force was proper when “there [was] no evidence that [the suspect] imperiled anyone (except himself and his willing passenger) ... [by] driving his motorcycle through empty city streets in the wee hours of the morning.”
In Vaughan, the Eleventh Circuit held that genuine issues of material fact existed as to whether deadly force was proper when police shot without warning a fleeing suspect.
Fourth Amendment analysis requires a delicate balancing of individual and societal interests, Michigan v. Summers,
* sH * # *
First, the majority implies that its holding is consistent with those of our sister circuits. But no other court has ever come close to holding, as the majority holds today, that police may never use deadly force to protect the public from the danger posed by a felon’s reckless flight from police in a vehicle. See Scott,
The majority’s artful phrasing and overwrought lucubrations should not and cannot obscure the majority’s departure from the Supreme Court’s and our sister circuits’ law. Acting somewhat as a police commissar for the western states and territories in our jurisdiction, rather than as a constitutional court, the majority imposes serious and unworkable restrictions on police officers’ efforts to bring criminals to justice and to protect the community. I cannot join the majority in that effort.
II
The majority’s holding that Officer Brosseau violated Haugen’s rights is wrong. But it is not as wrong as the majority’s holding that those rights were “clearly established” at the time of the shooting. It should be undeniable that Officer Brosseau did not violate Haugen’s “clearly established” rights and so was qualifiedly immune from suit.
Qualified immunity protects “all but the plainly incompetent or those who knowingly violate the law.” Malley v. Briggs,
The majority holds Officer Brosseau to an unreasonable standard. Officer Bros-seau should be commended, not condemned, for acting with courage and decisiveness to protect the public from a dangerous felon in a deranged mental state embarking on a potentially deadly flight from police. I respectfully dissent.
. As I explain below, the majority creates a circuit split, departing from the holdings of the Sixth, Eighth, and Eleventh Circuits.
. This is because the district court granted summary judgment to Officer Brosseau.
. In an attempt to portray Haugen as appearing peaceful, the majority states that, "[b]y all accounts, ... Haugen was on the receiving end of the violence .... [and] the 'brawl' ... was finished when Brosseau arrived.” See supra at 872 (emphasis added). The majority omits Haugen’s account in his deposition, in which he admitted to engaging in acts of violence. Haugen stated that he and his adversary "got into a wrestling thing.” Haugen then stated that, just after Officer Brosseau arrived on the scene, he "elbowed Atwood and went for the keys in his truck.” Haugen continued, "[T]he police pulled up. [Atwood and Tamburello] were distracted. I ellbowed [Atwood] the rest of the way out of the car and got away from him.”
In any event, it does not matter whether Haugen or his adversaries were the initial aggressors in their combat. What matters is Officer Brosseau's "contemporaneous knowledge of the facts,” see Deorle v. Rutherford,
. The majority states that Officer Brosseau was not motivated by a desire to protect the community from Haugen's likely erratic driving. This is false. In Officer Brosseau's tape-recorded police department interview, Bros-seau stated that she shot Haugen "to protect my fellow officers and the community from an eminent [sic] danger.” (emphasis added). She then stated that she was concerned for "pedestrians and officers and residents in the area.’’ (emphasis added). In her written statement, Officer Brosseau stated,
During my encounter with Haugen it was obvious that he was in a wholly unstable frame of mind. He did not exhibit any regard for his own life. I considered Haugen an immediate danger to all around him and made every attempt to stop him. (emphasis added). Officer Brosseau’s expressed concerns were to protect the community, the residents in the area, and all those around Haugen. She did not, as the majority implies, limit her concern to people in the immediate area.
. Though these statistics demonstrate that felons fleeing from police in automobiles put the public at serious risk of death or injury, the statistics almost certainly understate the extent of the danger, due to the lack of a mandatory reporting system. John Hill, High-Speed Police Pursuits: Dangers, Dynamics, and Risk Reduction, Law Enforcement Bulletin 14 (July 2002) ("Even conservative estimates by various researchers recalculate the actual number of fatalities between 400 to 500 deaths per year.”).
.The majority faults me for citing these official government statistics, arguing that the Supreme Court in Gamer rejected "this kind of general statistical approach.” Supra at 870. The majority misrepresents my analysis. I do not, as the majority says, rely solely on statistics to support my view that Officer Brosseau was entitled to use deadly force. Rather, I rely on the objective circumstances — most notably Haugen’s wild behavior immediately before he sped away in his jeep — that demonstrated to observers that Haugen was about to drive with willful disregard for the lives of others. My analysis does not depend on the government statistics, which I cite merely to emphasize the reasonableness of Officer Brosseau's decision to use deadly force and the important consequences to our society if Officer Brosseau's appropriate conduct is condemned.
Moreover, my use of statistics is consistent with the Supreme Court's use of statistics in Garner. See
. The majority thus mischaracterizes my analysis as “an approach that would allow officers to shoot a suspect simply because he is fleeing, or is about to flee, in a vehicle.” Supra at 870. Contrary to the majority's mischarac-terization, I would hold that deadly force is reasonable only when it appears that a fleeing felon will drive with willful disregard for the lives of others. Here, Haugen's wild and defiant actions (which included disobeying a police officer brandishing a gun at close range) prior to fleeing in his vehicle plainly indicated that he would take any steps necessary to avoid capture, including driving with willful disregard for the lives of others, which Haugen — by his own admission. — subsequently did. As Officer Brosseau stated,
During my encounter with Haugen it was obvious that he was in a wholly unstable frame of mind. He did not exhibit any regard for his own life. I considered Haugen an immediate danger to all around him and made every attempt to stop him.
. Haugen in his deposition described this passageway as a "small, tight space.”
. The author of the majority opinion at oral argument asked defense counsel whether Officer Brosseau should have shot Haugen's tires to disable his vehicle. Though the majority opinion does not now rely on this as a possible alternative to the use of deadly force, it is perhaps helpful to explain why shooting Hau-gen’s tires likely would not have been an appropriate or effective tactic to end the threat Haugen posed. Shooting Haugen's tires may not have disabled his car. Haugen still could have escaped — and endangered others — by driving with a flattened tire or two. More importantly, Officer Brosseau would have endangered herself and others had she shot at Haugen's tires. Police ammu
. More candid than the majority opinion, Judge Reinhardt’s separate concurring opinion restates the majority’s holding in explicit terms. The concurring opinion states, "I join fully in Judge Fletcher's opinion for the court, on the understanding that officers may not use deadly force against an otherwise non-dangerous felony suspect simply because a chase of that suspect, high-speed or otherwise, would become or does become dangerous. Rather, as I understand the controlling law, if a high-speed chase of a nondangerous felony suspect would be, or becomes, dangerous, the officers must terminate the chase. In other words, the chase itself cannot create the danger that justifies shooting a suspect....” Supra at 876. The majority opinion never disavows Judge Reinhardt’s separately stated view, which, in any event, animates the majority opinion’s analysis.
. It is worth noting that the suspects in Scott, Smith, Cole, and Pace were suspected of crimes less serious and less dangerous than the burglary and battery of which Haugen was suspected. See Scott,
. Rather, I would say Officer Brosseau is very competent.
. Indeed, the Puyallup Police Department Firearms Review Board concluded, after an investigation, that Officer Brosseau's actions did not violate Washington law or police department policy.
. The majority does not disagree only with my dissenting views. The majority also disagrees with the considered wisdom of the Sixth, Eighth, and Eleventh Circuits, which have held there was no Fourth Amendment violation in circumstances similar to those presented here. See Scott,
.Despite my dissent, I do not disagree with Parts II.B. and II.C. of the majority opinion, affirming the district court’s summary judgment in favor of the City of Puyallup and the Puyallup Police Department, and reversing the district court’s dismissal of Haugen's state law claims. I disagree with Part II.A., the majority's Fourth Amendment analysis.
Concurrence Opinion
concurring:
I join fully in Judge Fletcher’s opinion for the court, on the understanding that officers may not use deadly force against an otherwise nondangerous felony suspect simply because a chase of that suspect, high-speed or otherwise, would become or does become dangerous. Rather, as I understand the controlling law, if a high-speed chase of a nondangerous felony suspect would be, or becomes, dangerous, the officers must terminate the chase. In other words, the chase itself cannot create the danger that justifies shooting a suspect who, under Garner, may not otherwise be shot. I do not understand the out-of-circuit cases discussed in Judge Fletcher’s excellent opinion and in the dissent to hold otherwise.
