69 F. 715 | U.S. Circuit Court for the District of Northern Ohio | 1895
This is a bill filed by the complainant, claiming a patent for a new and useful process for desulphurizing and purifying petroleum oils, which patent is dated October 4, 1887, being patent No. 370,950. The defendant corporations have filed a joint answer denying the validity of complainant’s patent mid denying infringement. A replication was duly filed, and the case was prepared for hearing. A large amount of testimony was taken by both parties.
The defendants, notwithstanding them answer, in their brief, contend that the court has no jurisdiction of the case because' of the inartificial pleading in the complainant’s bill with reference to the allegations of diverse citizenship. The bill avers that the complainant is a citizen of the dominion of Canada, and “brings this his bill into court against the Solar Refining Company, which is a corporation created and existing in due form of law within the said Northern district of Ohio, and the Standard Oil Company, also a corporation created and existing in due form of law in the said state of Ohio.” These averments as to the citizenship of the defendants are wholly insufficient to confer jurisdiction upon the court, and if a demurrer had been interposed the same would have been sustained. But the defendants having answered, and all parties having gone to great expense in the taking of testimony, it is now too late for the defendants to make this contention. If the objection related
The next contention made by the defendants is that the complainant has joined as defendants two separate corporations, charging both of them with the infringement of the patent in suit, and has not therein alleged, and does not pretend, and has made no attempt to prove, that they are, in any sense, joint infringers, or that either of them had any connection with, or had taken any part in, the alleged infringement of said patent, with the other. This contention is disposed of by the views which the court shall hereafter state with reference to the validity of this patent and the allegation of infringement, so that it is not necessary to give this contention any further consideration at this time.
The patent sued upon is what is known as a “process patent,” and it is described in the patent as a process to desulphurize and purify petroleum (hydrocarbon) oils. The patentee claims his process to be as follows:
“I take of sulphate of copper (blue vitriol), caustic soda, and chloride of sodium (common salt) about equal quantities, and dissolve the same together In water. I prefer to first dissolve the copper and chloride of sodium in water, and then the soda, and mix the two together, when the copper will be precipitated as oxide of copper. This solution, with its precipitate, is then put in the still with the oil, and when the oil boils the precipitate (oxide of copper) dissolves, and combines with the sulphur of the oil, forming sulphide of copper, which, with the greater portion of the solution remaining in the oil, settles to the bottom when the oil is cool, and can be drawn off. The oil then, which still contains a trace of the soda, copper, and salt held in combination mechanically, is distilled, which will cause the ingredients to separate and settle out of the oil. Instead of distilling the oil to remove the trace of the soda, copper, and salt, they may be washed out with water, sulphuric acid, and soda. This will cause the oil to be left pure and free from sulphur, so that in burning in a lamp the oil will not cloud the chimney of the lamp, nor crust the lamp wick, nor produce an offensive odor, and will give a bright and clear light. The proportion of the solution to be used with the oil which 1 have found to answer best is as follows: One pound of each,—sulphate of copper (blue vitriol), caustic soda, and chloride of sodium (common salt),—dissolved in about two gallons of water, for every forty gallons ol‘ oil to be treaied. Having thus fully described my invention, I claim as new, and desire to secure by letters patent: (1) The process of combining the sulphur in the oil with the metallic matter contained in a solution of about equal quantities of sulphate of copper (blue vitriol), caustic soda, and chloride of sodium (common salt), and then separating such combined metallic matter and sulphur from the oil, substantially as and for the purposes herein specified. (2) In the process herein described of desulphurizing and purifying petroleum (hydrocarbon) oils, first preparing a solution of sulphate of copper, caustic soda, and chloride of sodium, in or about the proportions specified, in water, then mixing said solution with the oil, and heating the whole In a still, and subsequently separating from the oil the combined metallic matter of the solution and sulphur in the oil, as set forth.”
A process patent, wben involving a combination of different elements, is similar to a patent for a combination of mechanical devices. No infringement of the latter can be sustained unless every one of
“The use of any two of these parts only, or of two combined with a third which Is substantially different, in form or manner of its arrangement and connection with the others, is, therefore, not the thing patented. It is not the same combination if it substantially differs from it in any of its parts.”
The same principle is announced in the case of Vance v. Campbell, 1 Black, 427; and Rowell v. Lindsay, 113 U. S. 97, 5 Sup. Ct. 507; so that it is now well established that a claim for the combination of three elements is not infringed by the use of two only, though the third is useless, for the patentee must stand by his claim. Royer v. Belting Co., 28 Fed. 850. And similarly, in analogy to the law governing the infringement of combination patent's, it is held that the infringement of a patented art consists only in the performance of all the acts of which it is composed, or their equivalents, in the manner and in the order in which they are claimed in the patent. 3 Rob. Pat. § 925. A process patent is described by Mr. Justice Bradley, in the case of Cochrane v. Deener, 94 U. S. 780, as follows:
“A process is a mode of treatment of certain materials to produce a given result. It is an act or series of acts performed upon the subject-matter to be transformed and reduced to a different state or thing. * * * In the language of the patent law, it is an art.”
The application of this rule of infringement of a combination of mechanical devices to a process patent is well illustrated by the de: cisión of the supreme court of the United States in the case of Klein v. Russell, 19 Wall. 433. In that case the original patent described a process for the treatment of leather by the use of fat liquor, applied when heated near the boiling point. A reissue patent sought to recover the process by the use of the fat liquor whether hot or cold, but the supreme court held that, if the reissue patent was to be construed to cover the fat liquor whether heated or not, the reissue was void. The same rule was applied in Arnold v. Phelps, 20 Fed. 315, which was a process for treating coffee berries. The plaintiff cannot complain of this construction of the law, for he has limited his patent by his specification and claims to the particular process described. Not only did he limit it by the process described in his claim and in his specifications as set out in the patent, but by his proceedings in the patent office he made this limitation still more explicit. The application was filed on the 10th of March, 1887. On the 18th of'May, following, the patent office examiner advised him that the process of removing the chemicals and sulphur combined therewith from the oil was insufficiently described. The examiner said:
“The gist of the invention is the employment of a metallic salt (formed in this case by the action of the alkali on the salt of copper), which salt forms an insoluble sulphide with the sulphur present in the oil. The use of such salts in general is shown in U. S. patent No. 299,324, and English patent No. 1,211.”
This action' showed clearly that the patent office understood the process proposed to be patented by Kennedy to consist, not in the use of metallic copper, nor of oxide of copper, but of a special compound formed by the action of the alkali and the blue vitriol (sulphate of
“As to tlui nioiils of tlio caso, the references fail to show oil purified- that is, the sulphur removed therefrom—by first treating the oil with sulphate of copper, caustic soda, and chloride of sodium, and then separating ihe metallic maiter therefrom, as covered by applicant’s claims.”
The patentee was thus limited to the use of caustic soda and common salt, with blue vitriol. The legal effect of these proceedings is that the patentee cannot now claim any broader construction of his patent than that which was thus stated as the gist: of his invention by the patent office, and to which lie assented. In Roemer v. Peddie, 132 U. S. 313, 10 Sup. Ct. 98, the supreme court say:
“This court have often held that when a pa ion tee, on the rejection of his application, inserts in liis specification, in consequence, limitations and restrictions for the purpose of obtaining his patent, he cannot after he has obtained it, claim that it shall be construed as if such limitations and restrictions were not contained in it;” citing many cases.
In the case of Smith v. Gas Co., 42 Fed. 145, the court says:
“The above citations from Mr. Smith’s written communications to the commissioner, upon the faith of which the office acted, cannot now be excluded from consideration. They, in effect, restricted his application to a process in which hydrocarbon is decomposed by means of heated natural gas.”
Having thus res tide ted his patent to the precise process described, it becomes important to ascertain the state of the art at the time the application for the pa tent was made. For this purpose the defendants offered in evidence a large number of prior patents granted for similar purposes. The complainant contends that these patents are not proper evidence, and cannot be considered by the court, because the defendants did not give notice in their answer that they relied upon such patents. Such notice is necessary only when the defendant relies upon such patents as anticipating the plaintiff’» invention. When prior use is claimed, the statute requires that the plaintiff shall he given notice in the answer of the name of the patentee, and the number of the patent under which such anticipation is claimed. But, merely for the purpose of showing the state of the art, proof may he offered without any prior notice in the pleadings. For the purpose, therefore, of enabling the court to construe the patent in suit, and ascertain its proper scope and limitations, the proof of the prior stale of the art is perfectly competent. In Vance v. Campbell, 1 Black, 427, the court says:
“Several exceptions were taken to the admissibility of evidence offered by the defendants, but it was competent and relevant, as showing the state of the art at Hie dale of plaintiff’s invention. No notice was necessary in order to justify the admission of evidence for this purpose.”
In Eachus v. Broomall, 115 U. S. 429, 6 Sup. Ct. 229, Justice Matthew’s said:
“A comparison of the two patents requires an interpretation of the original patent in the light of the state of the art at the date when the application for*720 it was filed. And we have the material for ascertaining its meaning in that view by means of the evidence on that point contained in the record, which, although objected to on the ground that no prior knowledge or use of the invention claimed had been specifically set up in the answer as a defense, was nevertheless admissible for the purpose of defining the limits of the grant in the original patent, and the scope of invention described in its specification.”
Of the same effect is the decision of the supreme court in the case of Brown v. Piper, 91 U. S. 37.
The effect of the limitations of the patent in suit by the prior state of the art is that unless the patentee is a pioneer, and has invented something new in the art, and not a mere improvement over what has been done before, or described in prior patents, he cannot invoke the doctrine of equivalents, to bring within the scope of his patent devices or processes which do not embody or make use of all the features expressly described and covered by his claims. Kennedy’s patent is for a process in which sulphate of copper is used in solution. He could not have obtained a patent for the use of copper alone in extracting sulphur from oil, for many prior patents covered such a claim. He cannot now contend that his patent covers the use of copper in any form, metallic or as a salt, without the combination he specifies in his patent. In that specification he claims to use sulphate of copper (blue vitriol), with caustic soda and common salt, in about equal quantities, dissolved in water. His first claim covers the. combination of sulphur in the oil with the metallic matter contained in the solution above named. He claims that his process converts the sulphate of copper into an oxide, whereas Prof. Chandler, of the Columbia College (an expert of high character and standing), has demonstrated that it is converted into hydroxide. The solution is an important part of his process, for dry oxide of copper will not purify the oil. Prof. Chandler, in his testimony, says he tried the experiment, and demonstrated that it would not. The use of dry oxide of copper, without caustic soda and salt, is, therefore, not the Kennedy process. The solution of the ingredients named, in the proportions stated, is therefore an important and essential step in the patented process, and any process which does not include it is not an infringement. Kennedy does not claim that he was the discoverer of the fact that copper has a strong affinity for sulphur. Mr. Schultz, a witness for the complainant, says:
“I also said there was an affinity between sulphur and the oxide of copper. This is common knowledge, and has been, I would not say for one hundred years, but ever since chemistry has been brought to a scientific basis,—for twehty-five years, anyhow.”
Mr. Alexander, also a witness for the complainant, says:
“It is a law of nature that the oxide of copper combines with sulphur to form sulphide of copper, that being a law of nature.”
Mr. English, a witness for the defendants, says:
“I used sulphate of copper twenty-eight years ago, and I used a pole in the agitator. That was in London, Canada.”
Prof. Chandler, the expert for the defendants, says;
“I find from the prior state of the art, as I have described it, bearing upon the alleged invention, that the art of purifying, desulphurizing, and deodoriz*721 tag- hydrocarbons, liquid or gaseous, dates from the beginning of the century, and a. great variety of processes haves been devised and employed for this purpose. It was discovered at the very beginning that, in order to successfully remove the sulphur from hydrocarbons, liquid or gaseous, it was desirable to make use of some meial possessing a strong affinity for sulphur. Those meláis were applied sometimes in the metallic state, but more frequently in the form of oxides, hydrated oxides, or salts. In looking over the various processes I have described in my last answer, and numbered one to forty-ih e, I fuid that each and every one of the agents which enter into the composition of the Kennedy solution has been xireviously employed.”
1’rof. Chandler then gives various instances in which sulphate of copper was a part of the patented process, viz.: Laming & Evans, British patent, 1850; John Leslie, British patent, 1860; Baggs & íáimpson, British patent, 1861$; Arthur Wall, British patent, 1864; John Kowsell, United States patent, 1884,—and many others who make use of metallic salts, leaving the selection of the particular salt to persons skilled in the art. Also, ii: was a matter of common knowledge that oxide of copper, and the hydroxide of copper precipitated by the combination of sulphate of copper and caustic soda, but called “oxide” in the Kennedy patent, were used before that time by Edward Heard, in British patent, in 180(5, the Laming & Evans British patent of 1850, and the other patents cited in Prof. Chandler’s testimony.
Mr. Kennedy showed, by his testimony in reference to the use of copper, not only that he was in no sense an inventor or discoverer of the use of copper as a purifier or desulphurizer, but in his further testimony he very clearly shows that lie does not know what he claims to have discovered or invented, and that in fact no inventive act was performed by him. For instance, the following occurs in Ms testimony:
“<>. Have any of these various works in which'you made experiments you have referred to adopted the procesa? A. Not in whole; in part. Q. In wiiat part? A. They are using caustic soda. Q. In what way do these persons use a pari, of your iiroeess,—use caustic soda? A. They use it with litharge. I consider that a part of my process. I consider the use of any ingredients mentioned in my patent, whether alone or mixed together, as being the use of my invention to that extent. Well, it is my invention, of course. It was me that invented that, and they adopted it They adopted the litharge and caustic soda, but it does not do the work perfectly, like mine. I consider that the use of my invention, to that extent. Not the litharge, but the caustic soda, is a part of my invention. It is covered by my Canadian patent. Q. Cut not by the United States patent? A. The caustic soda is not necessary with the copper. It can be vised. * * * The copper will work with the caustic soda, or without it. * “■ * Caustic soda, is not necessary. You can use salt, if you use salt, it is not necessary to use caustic soda.”
In Ms later testimony he says:
“Having sulphate of copper and caustic soda, I can’t tell the real effect of adding salt. I just put these things together, and found they did the work. I don't know that there is any advantage of having both, but that is the way I discovered it. I put it in at the time 1 did it. I supposed it was necessary, but I do not know but what either of them would do. If I should drop any, I think I would drop the soda.”
This is hardly proper testimony upon which to base the claim that the patentee invented the use of caustic soda, and that the use of
Again, it appears clear from the testimony that caustic soda was used long before Kennedy’s patent. Henry Tomlinson, complainant’s witness, says:
“Caustic soda lias always been used in refining oils, since I was in the business,—fourteen or fifteen years. It has been used in solution; it has been mixed with litharge (oxide of lead); it has been poured into the oil.”
Robert Scott, complainant’s witness, says:
“Prior to Mr. Kennedy’s experiments, soda has been used in the purification or desulphurization of petroleum.”
Royal Burgess says:
“I am acquainted with the use of caustic soda in connection with Canadian oil for about twenty years. It is notorious and public, and everybody that knows anything about oil knows, -that caustic soda is used in manufacturing, treating, and deodorizing.”
Prof. Chandler says:
“Caustic soda has boon frequently employed as an agent for purifying, deodorizing, and desulphurizing hydrocarbons, gaseous and liquid. So used by Edward Heard, British patent, 1806; S. W. Pugh, England, 1858;” and other patents, a long list of which is given in his testimony.
The use of common salt was a matter of common knowledge long before the invention claimed by the complainant. It has frequently been employed as an agent for purifying and desulphurizing hydrocarbon gases and oils, or as a component in a mixture for that purpose. Bo used by Stephen White, English patent, 1856; S. W. Pugh, English patent, 1858; William Maltby, English patent, 1859; and others. Illustrations from various patents offered in evidence by the defendants show that the uses of copper, caustic soda, and salt were common, and within the knowledge of those who had any interest in chemistry or patented processes, long prior to the time of the complainant’s patent. In 1855 Benjamin Ful wood used oxide of copper in purifying oily, bituminous, and other matters. In 1855 Richard A. Tilghman stirred into the oil oxide of copper or oxide of lead sufficient to combine with the sulphur; and states that, after stirring, the sulphuret of lead or copper is allowed to settle at the bottom, the fatty body is then drawn off, to be distilled in the usual manner; and states that the metallic lead or copper, or peroxide of manganese, may be used; and speaks of the strong affinity which copper has for sulphur or phosphorus. Caustic soda and common salt were also used, as Prof. Chandler claims. In 1856 Stephen White used common salt and neutral chromate of potash. In 1858 Pugh used caustic soda, caustic potash, and chloride of sodium (common salt). In 1867 Orazio Luga, for deodorizing petroleum, used chloride of sodium (common salt), and caustic soda.
A few of the patents cited in evidence only are here referred to, as showing the state of the art at the time of the complainant’s alleged invention. From these references it is clear that the state of the art at the time of .the alleged invention shows that the affinity of all metallic salts and oxides for sulphur was well known; that
“I think I told you it was necessary to have steam in the still to keep down the temperature during distillation. If you had steam in, once it gets sweet, it will not develop sulphur any more, and what remains in the still will be perfectly sweet, as, with steam in it, the temperature will not get up high enough to develop any sulphur to the end of the run. I think you had very good success in getting a little over sweet, the way you tried it There is no use to try it without steam.”
This was written only 6 months before the institution of this suit, and 3£ years after the date of his patent, and after he had experimented in a great many refineries in both Canada and the United States; and the result of these experiments was, to use his own language, “there is no use to try it without steam.” This was very important testimony, and is a step in the process not hinted at in the specifications in his patent, or in either of his claims. His failure to make this a part of his process in his claims is fatal to it. In the case of O’Reilly v. Morse, 15 How. 62, Chief Justice Taney says:
“Whoever discovers that a -certain useful result will be produced in any art, machine, manufacture, or composition of matter by the use of certain means is entitled to a patent for it, provided he specifies the means he uses in a manner so full and exact that any one skilled in the science to which it appertains can, by using the means he specifies, without any addition or subtraction therefrom, produce precisely the result he describes. And if this cannot be done by the means he describes the patent is void.”
It is not necessary here to review in detail the testimony concerning the experiments made by Kennedy at the works of the Eagle Consolidated Refining Company, the Cleveland Refining Company, Scofield, Shurmer & Teagle, John McWilliams Refinery, and the Petrolia Crude Oil & Tanking Company. ' But evidence of its inutility is not only to be found from the testimony of these unsuccessful experiments made in so many different places, covering a long period of time, but we have the testimony of Prof. Chandler, the defendants’ expert, who made three sets of experiments for the purpose of determining whether the result claimed would follow the process described in the patent. He purchased his own materials, labeled them, made a record of the experiments, and in his evidence produced
“There is no other explanation to reconcile the results alleged to have been obtained with those which have followed my own investigations and experiments on the subject. It was the testimony of these witnesses that led me to make the experiment with plumbate of soda (the doctor), as some of them stated the plumbate of soda was the material used, in the still with the oil."
After carefully examining the testimony with reference to the complainant’s experiments, -and those of Prof. Chandler on behalf of the defendants, I have come to the conclusion that the patentee did not describe in his specifications, or state in his claims, a process which would produce the result contended for by him. I therefore find that there is not sufficient proof of novelty to sustain the patent, and that the same is invalid.
The proof of infringement is also deficient. The burden of making out the charge of infringement rests, of course, upon the complainant. This is well settled by repeated adjudications of the courts, and does not require the citation of authority. Complainant’s witnesses substantially admit'that the defendants do not use either caustic soda or common salt in their process. They do use a
“This solution [of bino vitriol, caustic soda, and salt in water], with its precipitate, is then put in the still with the oil, and when the oil boils the precipitate (oxide of copper) dissolves, and combines with the sulphur of the oil, forming sulphide of copper, which, with the greater portion of the solution remaining in file oil, settles to the bottom when the oil is cool, and can bo drawn off.”
*728 “That to dissolve the copper is the only good process that he Imows of; the grinding it up is a cumbersome waste of material because in that state they cannot get the benefit of all the copper at all,—I don’t believe, one-fifth of the copper. You can’t get it fine enough. There is a heavy waste in burning this oxide of copper every time, which can only be repaired by adding new material—fresh copper—to it.”
Kennedy’s process, to repeat again, is to take equal parts of sulphate of copper, caustic soda, and common salt, dissolve in water, and put the solution into the still with the oil, heat the whole to the boiling point, let it cool, and draw off the chemicals, and at that
“I understand the witnesses for complainant to testify that distillation is always an essential feature of the process of purification employed by the defendants. It is a fact that the oil undergoing purification, as testified to by complainant’s witnesses, is, in the vapor form, in the presence of defendants' compound; the compound being in the still, or in the cylinders connected with the still. In the patent in suit there is no suggestion of treating the oil while it is in vapor form, or of the oil being, in vapor form, in contact with the purifying solution. On the contrary, it is clear that the oil is to be in liquid form while it is in contact with the purifying solution, and the solution is to be drawn off before the oil is subjected to any further treatment. In one case, the further treatment is simply treatment with acid; in the other case, it is distilling. The inference I draw from the description in Kennedy's patent is that the alleged purifying material is to be drawn off (line 30) and*730 tlie oil then distilled (line 31); that it is not the intention of the inventor to distill the oil until after the solution containing the chemicals shall have been withdrawn. This is consistent with the theory of the process in the patent, for he says that the purification takes place when the oil is brought to a boiling temperature; that the sulphur combines with the copper, and settles to the bottom with the greater part of the solution. There is no object, therefore, in leaving the solution in contact with the oil during the process of distillation, but serious objections to it, especially the danger and difficulty of distilling oil in contact with water and a sediment of the character of the precipitate contained in the Kennedy solution. First, the danger of boiling over, on account of the difficulty of regulating the distillation in such mixture; second, the danger of precipitate caking on the bottom, burning out the still. It is evident, therefore, that the intention of the Kennedy patent is not that the oil should be distilled in contact with the solution, but that the purifying solution should be withdrawn from the still before distillation is undertaken. This is also shown by the statement beginning on line 35,— that, instead of distilling the oil to remove the traces of soda, copper, and salt, they may be washed out with water, sulphuric acid, and soda.”
In view of this important testimony, the language of Judge Dyer in Rowell v. Lindsay, 6 Fed. 290, has direct application;
“It is a settled rule of law that, where a patent is for a combination of known parts, it is not infringed by the use of any number of the parts less than the whole; for the patent, in every such case, is for that identical combination, and nothing else, and a combination of any less number of parts is a different thing. The combination is an entirety. Unless it is maintained as such, the whole invention fails. If one of the elements is given up, the thing claimed disappears. The different parts may perform more or less important functions, but. each and all are essential to make the thing which the patentee has claimed as his invention.”
It appears clear from this testimony that the proof as to infringement is wholly wanting. There is nothing to show that the defendants use an aqueous solution, of equal parts or unequal parts, of copper, soda, or salt, and nothing to show that they apply the ingredients in such solution to the oil; nothing to show that they heat the oil and the solution to the boiling point, and then allow the whole to cool, and the chemicals to settle, and draw them off; nothing to show that they distill and remove the trace of metallic matter held in the vessel mechanically. But it does appear from the testimony of the complainant’s witnesses that the defendants do not use either the soda or salt in their process for desulphurizing petroleum. It is shown affirmatively from complainant’s witnesses that the defendants keep the oil in their stills continually agitated, and that if this agitation ceases the oil begins to smell badly. This is sufficient to show that the defendants’ process is entirely different from that of the complainant. For these reasons, the court reaches the conclusion that there is no proof of infringement, and that the bill must therefore be dismissed.
I have given this case very careful consideration. I recognize the fact that the complainant has labored under some difficultiesinprosecuting his suit. I have repeatedly extended the time for him to deposit money to secure the costs in the case, and given him every indulgence and every opportunity to present all his testimony, and to procure it in the most expeditious and economical manner. But I am impressed with the fact that he has wholly failed to make out his