HON. LEON A. KENDALL, Appellee v. SEN. RONALD E. RUSSELL; LUIS MORALES; ROBERT O‘CONNOR, JR.; ROBERT MALLOY and BRUCE MARSHACK, in their capacity as Members of the Virgin Islands Commission on Judicial Disabilities, Sen. Ronald E. Russell; Luis Morales; Robert Malloy; Bruce Marshack, Appellants
No. 08-1212
United States Court of Appeals for the Third Circuit
July 13, 2009
1021
HOWARD M. COOPER, JULIE E. GREEN, Todd & Weld, Boston, MA, For the Appellee.
FISHER, JORDAN and STAPLETON, Circuit Judges
OPINION OF THE COURT
(July 13, 2009)
JORDAN, Circuit Judge
Leon A. Kendall, a judge of the Superior Court of the Virgin Islands, filed this suit against members of the Virgin Islands Commission on Judicial Disabilities (the “Commission“), alleging that Virgin Islands Act No. 3876 (the “Commission Act” or the “Act“), which empowers the Commission to remove judges of the Superior Court, violates the separation of powers principle inherent in the Revised Organic Act of 1954 (the “ROA“).
I. Background
A. Establishment of the Commission
On September 9, 1976, the Legislature of the Virgin Islands passed the Commission Act, which instituted significant changes involving the judicial system of the Virgin Islands. One of those changes was the creation of the Commission.
The Act further specifies that the Commission is to be composed of two members appointed by the Governor of the Virgin Islands, two members appointed by the President of the Virgin Islands Legislature, and one member appointed by the Board of Governors of the Virgin Islands Bar Association.
The Commission may investigate a judge‘s health or conduct on its own initiative or following a complaint.
According to the terms of the Act, if the Commission makes a determination for removal or retirement, it must file an order in the District Court of the Virgin Islands.
B. Judge Kendall and the Commission
In 2003, Leon A. Kendall was appointed to serve as a judge of the Superior Court of the Virgin Islands. In June 2007, Judge Kendall received a letter informing him that the Commission had received and planned to investigate two complaints against him. The Commission served Judge Kendall with two documents on November 16, 2007, each styled as an “Order and Notice of Hearing,” and each bearing a distinct case number and hearing date.
Judge Kendall considered the pending hearings to be “continuing looming threats” to his judicial independence.2 (See App. II at 66.) On October 4, 2007, he filed a complaint in the District Court of the Virgin Islands against the members of the Commission in their official capacities. In his suit, Judge Kendall sought a judgment declaring that the provisions of the Act granting the Commission the power to investigate and remove Superior Court judges constitute a violation of the separation of powers principle inherent in the ROA. He also petitioned the Court to enjoin members of the Commission from commencing or continuing removal proceedings against him.
The Court also issued a thorough memorandum opinion explaining its decision. It began by determining that it had jurisdiction over the case and that Judge Kendall had standing to bring his claims. It then turned to whether it had discretion to abstain from considering the claims because of the ongoing Commission proceedings. After analyzing the case law on Younger abstention,3 the Court focused on whether the removal proceedings provided an opportunity for judicial review of Commission orders and a forum for Judge Kendall to raise his separation of powers claims. The Court noted that, under the Act, Commission orders do not take effect until they are approved by the District Court. The Court held, however, that it actually had no jurisdiction to review such orders and that the Legislature of the Virgin Islands could not expand the jurisdiction of a federal court. Consequently, the District Court concluded that it could not review the Commission‘s orders and that judicial review of Commission proceedings is thus effectively unavailable. According to the District Court, since the Commission proceedings are not subject to judicial review, they are not judicial in nature and do not provide an adequate forum for Judge Kendall to raise his separation of powers concerns. Based on that reasoning, the Court determined that the Younger factors weighed against abstention and in favor of reviewing Judge Kendall‘s claims.
Next, the Court turned to the merits of those claims. It began by establishing that, for a local legislature to have the power to remove a judge, the legislature must be expressly granted that power by some legal authority, usually a state constitution. Noting that the ROA serves as the Constitution of the Virgin Islands, the Court reviewed the relevant portions of the ROA and concluded that it does not grant the Legislature power to remove judges. Without having such power itself, the Legislature could not delegate it to the Commission. Hence, the Court
concluded, the portions of the Act establishing the Commission violate the ROA.
Four members of the Commission (“Appellants“) filed a timely notice of appeal. They assert that the District Court erred in refusing to abstain from ruling while there were proceedings before the Commission. On a related point, they argue that the District Court erred in construing the Act as not providing for judicial review
II. Discussion4
We first consider abstention and then turn to the validity of the contested provisions of the Act.
A. Abstention
“A federal district court has discretion to abstain from exercising jurisdiction over a particular claim where resolution of that claim in federal court would offend principles of comity by interfering with an ongoing state proceeding.” Addiction Specialists, Inc. v. Twp. of Hampton, 411 F.3d 399, 408 (3d Cir. 2005) (citing Younger, 401 U.S. 37, 91 S. Ct. 746, 27 L. Ed. 2d 669 (1971)). As noted earlier, the Younger doctrine allows a district court to abstain, but that discretion can properly be exercised only when (1) there are ongoing state proceedings that are judicial in nature; (2) the state proceedings implicate important state interests; and (3) the state proceedings afford an adequate opportunity to raise federal claims. Matusow v. Trans-County Title Agency, LLC, 545 F.3d 241, 248 (3d Cir. 2008). It is beyond dispute that the second element of that tripartite test is present in this case. Judicial accountability and the regulation of the judiciary are obviously important state interests, and the government of the Virgin Islands is rightly concerned with the
competence and integrity of the men and women who serve on the Territory‘s bench. But that satisfies only one of the three requirements for Younger abstention. The other two elements, the first and third prongs of the Younger test, are missing here.
1. Commission Proceedings Are Not Judicial
In determining whether state proceedings are judicial in nature, we have identified some “traditional indicia of a judicial action.” Coruzzi v. New Jersey, 705 F.2d 688, 690 (3d Cir. 1983). For example, proceedings may be judicial in nature if they are initiated by a complaint, adjudicative in nature, governed by court rules or rules of procedure, or employ legal burdens of proof. See id. In addition, and of particular significance in this case, the Supreme Court has indicated that the availability of judicial review is an important element of judicial proceedings. See Middlesex County Ethics Comm. v. Garden State Bar Ass‘n, 457 U.S. 423, 433, 437, 102 S. Ct. 2515, 73 L. Ed. 2d 116 (1982) (citing the availability of review by the New Jersey Supreme Court as a significant factor in determining that local attorney disciplinary proceedings were judicial in nature); see also Ohio Civil Rights Comm‘n v. Dayton Christian Schs., Inc., 477 U.S. 619, 627, 106 S. Ct. 2718, 91 L. Ed. 2d 512 (1986) (characterizing the holding in Middlesex as being “that federal courts should refrain from enjoining lawyer disciplinary proceedings initiated by state ethics committees if the proceedings are within the
The Act sets forth several prescriptions for the Commission that make its work akin to judicial proceedings. The Commission may not enter an order affecting a judge‘s tenure without holding a hearing.
The Act also purports to provide for judicial review by requiring that Commission orders affecting judicial tenure be submitted to the District Court for review and by stipulating that any “[d]etermination by the district court shall be final and conclusive.”
Constitution and [federal] statute, which is not to be expanded by judicial decree.” Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 377, 114 S. Ct. 1673, 128 L. Ed. 2d 391 (1994) (citations omitted). Despite laudatory intention, the Legislature of the Virgin Islands cannot expand the jurisdiction of the District Court. See Estate of Thomas Mall, Inc. v. Territorial Court of the V.I., 923 F.2d 258, 261 (3d Cir. 1991) (“Lest we be swayed by the fact that the Virgin Islands statutory provisions purport to grant jurisdiction in the District Court, the Territorial Court points out correctly that the Virgin Islands legislature has no power to do that. Only Congress has the power to determine the jurisdiction of the District Court of the Virgin Islands under
Appellants contend that there is a foundation in federal law for the jurisdiction they claim exists, or at least existed when the Act was passed. They base their argument on
are judicial in nature, the Commission is plainly not a court. Even the Appellants do not claim that status for the Commission, though they do contend that it falls within the judicial branch. To expand the term “court” to encompass the Commission would move well beyond the ordinary meaning of the word, see Alaka v. Att‘y Gen., 456 F.3d 88, 104 (3d Cir. 2006) (“Perhaps the most fundamental principle of statutory construction is that words in a statute must be given their ordinary meaning whenever possible.“) (citation omitted), and we decline to take that step.
Appellants next argue that, even if the District Court does not have jurisdiction to review Commission orders, judicial review is nevertheless available before the Virgin Islands Supreme Court. Appellants contend that when the Virgin Islands Supreme Court was created in 2004, the Commission Act was “implicitly or impliedly” amended to provide for Supreme Court review of Commission orders. (Appellants’ Opening Br. at 16.) In support of their argument, Appellants cite
Appellants bolster their argument by directing us to the process that the Legislature recently established for the removal of Justices of the Virgin Islands Supreme Court.
Pursuant to
title 4 V.I.C. chapter 36 , a justice of the Supreme Court shall be involuntarily retired from office when the Commission on Judicial Disabilities determines that the justice suffers from a mental or physical disability, including habitual intemperance, which prevents, or seriously interferes with, the proper performance of his judicial duties, and the Commission files in the Supreme Court an order of involuntary retirement and the order is affirmed on appeal or the time within which an appeal may be taken from the order has expired.
The argument is not without persuasive force, since it may well be that the Legislature intended Commission orders regarding Superior Court judges to be reviewed by the Supreme Court of the Virgin Islands. But the fact remains that there is simply no legislation saying that. The Commission Act itself unambiguously charges the District Court with that task. For us to read the language otherwise or to conclude that the Commission Act has been “implicitly or impliedly” amended would be to legislate from the bench, a task we have neither the authority nor the inclination to undertake.7 It is not a lack
contrary, it is our immense respect for the power and function of the Legislature that constrains us to look at the language of the Act, not at what we wish the language were or what we think the Legislature would do if it actually amended the Act.
2. Lack of Opportunity to Raise Federal Claims
One consequence of the lack of opportunity for judicial review of Commission decisions is that there is not a meaningful chance for a judge under investigation to raise federal claims. Such an opportunity is a necessity under the third prong of the Younger test for abstention. Even if the Commission permitted a judge to advance federal claims — and it is not clear it would — that would not be adequate because, again, without judicial review, the local administrative process alone is not a full and fair opportunity to litigate such claims. Cf. Middlesex County Ethics Comm., 457 U.S. at 433; Ohio Civil Rights Comm‘n, 477 U.S. at 627 (recognizing that Younger abstention may
We have previously noted that “the third part of the [Younger] test ‘is satisfied in the context of a state administrative proceeding when the federal claimant can assert his constitutional claims during state-court judicial review of the administrative determination.’ ” Zahl v. Harper, 282 F.3d 204, 210 (3d Cir. 2002) (quoting O‘Neill v. City of Philadelphia, 32 F.3d 785, 792 (3d Cir. 1994)). An implication of that holding, which we embrace now, is that the absence of judicial review of federal claims means the third part of the Younger test has not been satisfied.
In summary, we conclude that, because the District Court does not have jurisdiction to review Commission orders, and because the Act does not provide for any territorial court review of Commission orders concerning Superior Court judges, there is currently no valid avenue for appellate review of a Commission order affecting someone like Judge Kendall. Since an opportunity for appellate review is a highly significant element of judicial proceedings and would be essential in this case to provide a meaningful opportunity to raise a federal claim, we agree with the District Court that two of the three elements of the test for Younger abstention are lacking here. The District Court was, therefore, correct not to abstain from deciding this case.
B. Validity of the Act
Having concluded that the District Court rightly refused to abstain, we now turn to the Court‘s decision that the Commission Act violates the separation of powers principle inherent in the ROA.
The Constitution grants Congress the authority to “make all needful rules and regulations respecting the territory or other property belonging to the United States.”
In Springer v. Philippine Islands, 277 U.S. 189, 48 S. Ct. 480, 72 L. Ed. 845 (1928), the Supreme Court dealt with an analogous situation. It reviewed the Philippine Organic Act and noted how that act embedded the separation of powers in the territorial government of the Philippines. Id. at 199-202 (1928). The Court then articulated the practical effect of the separation of powers principle:
It may be stated then, as a general rule inherent in the American constitutional system, that, unless otherwise expressly provided or incidental to the powers conferred, the Legislature cannot exercise either executive or judicial power; the executive cannot exercise either legislative or judicial power; the judiciary cannot exercise either executive or legislative power.
Id. at 201-02. In short, the separation of powers principle prohibits any branch of government from exercising powers that are reserved for the other
The question then becomes whether there is a basis in the ROA, either express or as incidental to a grant of power, for the Legislature to regulate the conduct of judges. The Appellants, of course, say there is. They note that, in the ROA, Congress authorized the Legislature of the Virgin Islands to create local courts.
The rules governing the practice and procedure of the courts established by local law and those prescribing the qualifications and duties of the judges and officers thereof, oaths and bonds, and the times and places of holding court shall be governed by local law or the rules promulgated by those courts.
We think, however, that their proposed construction of that provision stretches the statutory language beyond its natural and intended meaning. While the ROA does grant the Legislature the authority to prescribe the qualifications of judges, which the Legislature has done,8
there is no indication that Congress intended that authority to include the power to remove judges. The ROA itself leads to the opposite conclusion. In it, Congress demonstrated a clear understanding of how to provide for the removal of government officials. The ROA expressly provides that the President of the United States has the power to remove Virgin Islands district court judges,
Moreover, we think it extremely doubtful that Congress, in developing the ROA, would ignore that the power to remove officers from a coordinate branch of government is expressly established in the United States Constitution, see, e.g.,
Appellants next argue that the Legislature did not violate the principle of separation of powers in establishing the Commission because the Commission itself is part of the judicial branch. Even if inconsistent with the rest of their arguments about the exercise of legislative power, that contention at least has the merit of being in tune with the widespread understanding that the authority to discipline judges is fundamentally a judicial power. See, e.g., In re Petition of Judicial Conduct Comm., 151 N.H. 123, 855 A.2d 535, 539 (N.H. 2004) (“[T]he power to regulate the conduct of judges . . . is a judicial power.“); In re Dunleavy, 838 A.2d 338, 344 (Me. 2003) (“The judicial power . . . includes the authority to regulate the professional conduct of judges.“) (citations omitted); In re Complaint Concerning Kirby, 350 N.W.2d 344, 347 (Minn. 1984) (“This court has always had an existing inherent power to discipline judges . . . .“). But the claim that the Commission is part of the judicial branch is belied by both the ROA and the Virgin Islands Code.
In the ROA, Congress explicitly granted the judicial power of the Virgin Islands to certain enumerated bodies: “The judicial power of the Virgin Islands shall be vested in a court of record designated the ‘District Court of the Virgin Islands’ established by Congress, and in such appellate court and lower local courts as may have been or may hereafter be established by local law.”
The judicial power of the Territory is vested in a court of general jurisdiction created by section 21 of the Revised Organic Act of the Virgin Islands, approved July 22, 1954, as amended, designated the ‘District Court of the Virgin Islands‘, and in courts of local jurisdiction to be designated the ‘Superior Court of the Virgin Islands’ and the court of last resort established pursuant to section 21(b) of the Revised Organic Act, ‘The Supreme Court of the Virgin Islands.’ Each court is a court of record.
The Commission Act itself also undercuts Appellants’ argument by explicitly prohibiting those “who are serving in any capacity in any court in the Virgin Islands” from being selected as members of the Commission.
There is thus no express grant of authority for the Legislature to exercise judicial power through the creation of the Commission. Moreover, the Appellants have not advanced an argument that somehow the disciplining of the judiciary is
Because the Legislature purported to authorize the Commission to exercise the power to remove judges without itself having such power, we agree with the District Court that the Commission Act violates the separation of powers principles inherent in the ROA.
III. Conclusion
For the foregoing reasons, we conclude that the District Court was correct to not abstain from hearing Judge Kendall‘s claims and to hold that the provisions of the Act empowering the Commission to remove Superior Court judges violate the separation of powers principle of the ROA. In reaching that conclusion, we do not hold that Superior Court judges are beyond discipline or removal in the Virgin Islands. The territorial judiciary has inherent authority to regulate the conduct of its judges, the limits of which authority we do not now consider. Similarly, because the issue is not before us, we do not now consider whether the Commission Act would pass muster under the ROA if Commission orders
were subject to review by the Supreme Court of the Virgin Islands, though we do encourage the Virgin Islands’ Legislature to take up the question of how appeals from such orders should be handled. We now hold only that the Commission Act in its present form violates the separation of powers principle of the ROA, and, accordingly, we will affirm the judgment of the District Court.
FISHER, Circuit Judge, dissenting
The majority concludes that the District Court was correct in declining to abstain under Younger from reaching the merits of Judge Kendall‘s appeal, and that the District Court properly held that the Virgin Islands Legislature (the “Legislature“) violated the separation of powers principle of the Virgin Islands Revised Organic Act of 1954 (the “ROA“) in enacting Act 3876 (the “Act“), thereby empowering the Commission on Judicial Disabilities (the “Commission“) to remove judges from the Superior Court of the Virgin Islands. I respectfully dissent. In my view, the District Court should have abstained under Younger principles, which require federal courts to refrain from interfering
I.
The ROA states that “[t]he judicial power of the Virgin Islands shall be vested in a court of record designated the ‘District Court of the Virgin Islands’ established by Congress, and in such appellate court and lower local courts as may have been or may hereafter be established by local law.”
Supreme Court“) on October 29, 2004, pursuant to Act 6687, which reads in part: “The Supreme Court shall have jurisdiction over all appeals arising from final judgments, final decrees or final orders of the Superior Court, or as otherwise provided by law.”12
The ROA also provides that “[t]he rules governing the practice and procedure of the courts established by local law and those prescribing the qualifications and duties of the judges and officers thereof... shall be governed by local law or the rules promulgated by those courts.”
local judiciary, which it exercised by creating the Commission, and the ROA also established the V.I. District Court as the court with jurisdiction over local matters until the creation of territorial courts.
II.
The U.S. Supreme Court, in Younger v. Harris, 401 U.S. 37, 41-43, 91 S. Ct. 746, 27 L. Ed. 2d 669 (1971), held that, absent extraordinary circumstances, federal courts must abstain from enjoining pending state criminal prosecutions, based on principles of equitable relief, federalism, and comity.13 Younger “and its progeny espouse a strong federal policy against federal-court interference with pending state judicial proceedings absent extraordinary circumstances.” Middlesex County Ethics Comm. v. Garden State Bar Ass‘n, 457 U.S. 423, 431, 102 S. Ct. 2515, 73 L. Ed. 2d 116 (1982). “The policies underlying Younger are fully applicable to noncriminal judicial proceedings when important state interests are involved. The importance of the state interest may be demonstrated by the fact that the noncriminal proceedings bear a close relationship to proceedings criminal in nature . . . .” Id. at 432 (citations omitted); see also Zahl v. Harper, 282 F.3d 204, 208-09 (3d Cir. 2002) (stating that “the national policy against enjoining pending state court proceedings has since been extended to noncriminal judicial proceedings” and administrative proceedings). Middlesex specifically extended Younger principles to administrative proceedings (in that case, state attorney disciplinary proceedings). 457 U.S. at 425.
As the majority notes, “[a]bstention under Younger is appropriate only if (1) there are ongoing state proceedings that are judicial in nature; (2) the state proceedings implicate important state interests; and (3) the state proceedings afford an adequate opportunity to raise federal claims.” Schall v. Joyce, 885 F.2d 101, 106 (3d Cir. 1989) (citing Middlesex, 457
U.S. at 432). My assessment of these three factors in the context of the instant appeal leads me to conclude that the District Court erred by not abstaining.
A.
The first Middlesex factor is whether “there are ongoing state proceedings that are judicial in nature.” Id. For an ongoing state action that is not in a typical court setting, some “traditional indicia of a judicial action” include the filing of a complaint to initiate a removal proceeding against a state court judge, using rules of procedure, employing a burden of proof, and having the qualities of a proceeding “adjudicative
1.
As noted earlier, removal proceedings can be initiated “upon complaint of any person.”
2.
Moreover, judicial review of the Commission‘s orders is available. As described in detail below, I believe the judiciary has the power to make
final decisions regarding removal of judges on account of misconduct, “persistent failure to perform judicial duties,” or “other conduct which is prejudicial to the administration of justice,” because the Act expressly provides that orders of removal “become effective upon affirmance of an appeal from an order of removal filed in the district court by the Commission (or upon expiration of the time within which such an appeal may be taken).”
The majority concludes that the Commission cannot meet the Middlesex test because judicial review of Commission decisions is unavailable. Judge Kendall argues, and the District Court agreed, that the creation of the V.I. Supreme Court did not amend the Commission‘s authorizing statute and therefore the V.I. District Court remains the only venue for the Commission to file removal orders. Judge Kendall contends that under Estate of Thomas Mall, Inc. v. Territorial Court of the Virgin Islands, 923 F.2d 258, 261 (3d Cir. 1991), the Legislature could not vest jurisdiction for review of Commission orders in the V.I. District Court through the Act because this amounts to an expansion of a federal court‘s jurisdiction, and only Congress has such power. Following from this, the majority concludes in Part II.A.1 of its opinion that this would amount to an improper expansion of the V.I. District Court‘s jurisdiction. However,
Furthermore, based upon an analysis of our precedent and a plain reading of the ROA at
of removal in the V.I. Supreme Court. In Berne v. Boschulte, 6 F. Supp. 2d 443, 444, 39 V.I. 217 (D.V.I. 1998), which related specifically to the creation of the Superior Court of the Virgin Islands, the district court acknowledged that “[u]nfortunately, the legislature has never taken the trouble to make technical, conforming amendments to all the code provisions which previously implemented the District Court‘s local civil jurisdiction.” Berne then cited several cases, including one of our decisions, recognizing that the V.I. District Court‘s “divestiture . . . of jurisdiction over all local civil actions has nevertheless repeatedly been recognized.” Id.; see also Moravian Sch. Advisory Bd. v. Rawlins, 70 F.3d 270, 273, 33 V.I. 280 (3d Cir. 1995) (“[B]ecause the amended section [granting the Superior Court original jurisdiction in certain actions] divests the district court of jurisdiction over purely local matters, it also implicitly repealed [the section allowing appeal of administrative actions to the V.I. District Court] as it pertains to local matters.“).
Thus, we have previously encountered the issue of implicit repeal of the V.I. District Court‘s jurisdiction as a result of the creation of the V.I. Superior Court. See Walker v. Gov‘t of the V.I., 230 F.3d 82, 85, 43 V.I. 265 (3d Cir. 2000) (holding that the V.I. District Court‘s original jurisdiction to hear local matters was implicitly repealed by the placement of original jurisdiction over all local civil actions into the hands of the territorial court); see also
Finally, Edwards v. HOVENSA, LLC, 497 F.3d 355, 49 V.I. 1133 (3d Cir. 2007), provides the clearest support for the logical inference that the V.I. Supreme Court has jurisdiction over all appeals previously within the
appellate jurisdiction of the V.I. District Court. Edwards acknowledges that the creation of a territorial appellate court supersedes the appellate division of the V.I. District Court:
“The Revised Organic Act of 1954 granted the District Court ‘appellate jurisdiction to review the judgments and orders of the inferior courts of the Virgin Islands to the extent now or hereafter prescribed by local law.’ In 1984, the Revised Organic Act was amended to
provide that when the Virgin Islands legislature established an appellate court, that court would supercede the appellate division of the District Court with respect to new appeals.” . . .
“The Virgin Islands legislature has now provided for the establishment of the Supreme Court of the Virgin Islands, see Russell v. DeJongh, 491 F.3d 130, 131-33, 48 V.I. 1062 (3d Cir. 2007), and it has repealed the prior statute establishing the Appellate Division of the District Court. The appellate division of the District Court will cease existence when the last case pending is decided.”
Id. at 359 n.2 (emphasis added in first paragraph) (citations omitted). Here, the District Court erred in concluding that there is no procedure for appellate review of the Commission‘s findings; on the contrary, the Act has been amended implicitly, thereby requiring the Commission to file any order of removal in the V.I. Supreme Court, and allowing the affected judge to obtain review of the order by the V.I. Supreme Court.
Implicit amendment of the Act is further supported because Act 6687 vests appellate review of Superior Court decisions, and those otherwise provided by law, in the V.I. Supreme Court. This is in accord with the Act, which clearly provides for appellate review of Commission decisions, and naturally called upon the only court that, at the time of the enactment, had appellate jurisdiction over local matters to engage in this review (i.e., the V.I. District Court). See In re Guardianship of Penn, 15 F.3d at 296 n.10 (“It is assumed that whenever the legislature enacts a provision it has in mind previous statutes relating to the same subject matter. In the absence of any express repeal or amendment, the new provision is presumed in accord with the legislative policy embodied in those prior statutes.“) (internal quotation marks omitted) (quoting Marlowe v. Bottarelli, 938 F.2d 807, 813 (7th Cir. 1991)). Any contrary interpretation of the
interaction between Act 6687 and the Act would render
In United States v. Raddatz, 447 U.S. 667, 100 S. Ct. 2406, 65 L. Ed. 2d 424 (1980), the U.S. Supreme Court heard an appeal that claimed the Federal Magistrates Act (“FMA“) violated Article III of the Constitution. The FMA provided that a magistrate judge‘s proposed findings and recommendations would be subject to a de novo determination ” ‘by the judge who . . . then [exercises] the ultimate authority to issue an appropriate order.’ ” Id. at 682 (alterations in original) (quoting S. Rep. No. 94-625, at 3 (1976)). Under the FMA, ” ‘[the] authority — and the responsibility — to make an informed, final determination . . . remains with the judge.’ ” Id. (alterations in original) (quoting Mathews v. Weber, 423 U.S. 261, 271, 96 S. Ct. 549, 46 L. Ed. 2d 483 (1976)). The U.S. Supreme Court held that the “delegation does not violate Art. III so long as the ultimate decision is made by the district court.” Id. at 683.
I find the Commission to be similar to the review system upheld in Raddatz: it must file orders with the judicial branch, judges subject to removal orders may petition the court for review, and, upon a judge filing a petition, the court must review the proceedings giving rise to the order and then affirm, reverse, or remand
As Judge Kendall notes, approximately forty U.S. jurisdictions have judicial review bodies outside the judicial branch. He argues, however, that the powers of those other commissions are “limited to investigating and making a recommendation to a court,” which then has “complete plenary review” of any recommendation. But, it is only logical that the V.I. Supreme Court considers the Commission‘s orders under a de novo
standard.14 And, as stated above, I would conclude that the final decision on the removal of a judge for misconduct rests in the hands of the judiciary, through the V.I. Supreme Court, and not with the Commission. Accordingly, I would hold that Act 6687 implicitly amended the Act‘s language directing appeals to the V.I. District Court, and that the V.I. Supreme Court currently has the same power of review over the Commission‘s decisions that the Appellate Division of the V.I. District Court previously had.
As a result, I would conclude that Judge Kendall‘s current appeal relates to an ongoing state proceeding that is judicial in nature and, accordingly, the first Middlesex factor is satisfied.
B.
Neither the District Court nor the majority disputes the satisfaction of the second factor — whether the Commission‘s proceedings implicate important territorial interests — and I agree. I will therefore move directly to the third factor.
C.
Finally, Younger abstention requires “an adequate opportunity in the state proceedings to raise constitutional challenges.” Middlesex, 457 U.S. at 432. Federal courts are not to suspect that a state court would preclude an aggrieved plaintiff from raising his federal constitutional claims, because such an assumption “would reflect negatively on the state‘s willingness to enforce federal constitutional principles. Avoiding just such an intimation . . . lies at the heart of the Younger doctrine.” Coruzzi, 705 F.2d at 691. The Supreme Court has made clear that “the burden on this point rests on the federal plaintiff to show ‘that state procedural law barred presentation of [its] claims.’ ” Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 14, 107 S. Ct. 1519, 95 L. Ed. 2d 1 (1987) (alteration in original)
(quoting Moore v. Sims, 442 U.S. 415, 432, 99 S. Ct. 2371, 60 L. Ed. 2d 994 (1979)). The majority concludes that the lack of any judicial review results in no meaningful chance for a judge under investigation to raise federal constitutional challenges and that, even if a judge could raise those arguments before the Commission, the Commission‘s local administrative process does not amount to a full and fair opportunity to litigate such claims. I disagree with both conclusions.
In Middlesex, the Supreme Court was not persuaded by the argument that the state court judge facing disciplinary proceedings
“Article VI of the United States Constitution declares that ‘the Judges in every State shall be bound’ by the Federal Constitution, laws, and treaties. We cannot assume that state judges will interpret ambiguities in state procedural law to bar presentation of federal claims. Accordingly, when a litigant has not attempted to present his federal claims in related state-court proceedings, a federal court should assume that state procedures will afford an adequate remedy, in the absence of unambiguous authority to the contrary.”
481 U.S. at 15 (citation omitted). As discussed, I would conclude that the V.I. Supreme Court has jurisdiction to review the Commission‘s decisions and that, upon review, it may also consider the appellant‘s federal constitutional claims, which it is fully equipped to consider. Therefore, the third Middlesex factor is satisfied, as there is an adequate opportunity to raise federal constitutional challenges.
D.
Judge Kendall argues that even if we conclude that all three Middlesex factors are met, we should still refuse to abstain under Younger from reaching the merits because “other extraordinary circumstances exist, such as proceedings pursuant to a flagrantly unconstitutional statute, such that deference to the state proceeding will present a significant and immediate potential for irreparable harm to the federal interests asserted.” Schall, 885 F.2d at 106. He thus contends that the Commission‘s proceedings are unconstitutional and threaten to cause him irreparable injury.
The Supreme Court has stated that in this context ” ‘[t]he accused should first set up and rely upon his defense in the state courts, even though this involves a challenge of the validity of some statute, unless it plainly appears that this course would not afford adequate protection.’ ” Younger, 401 U.S. at 45 (quoting Fenner v. Boykin, 271 U.S. 240, 243-44, 46 S. Ct. 492, 70 L. Ed. 927 (1926)). I read this to imply that federal courts should be mindful of their role vis-a-vis state courts. Though the majority‘s conclusions regarding the merits of the instant appeal are not without some persuasive force, I decline to reach the merits in this dissent because I believe it is precisely this type of inquiry that the Virgin Islands judiciary should undertake itself and I cannot view the Act, on its face, as “flagrantly unconstitutional.”
Moreover, irreparable injury is an “insufficient” ground for a federal court to interfere with a state proceeding “unless it is both great and immediate.” Id. at 46 (internal quotation marks
III.
In conclusion, I would abstain under Younger from reaching the merits of Judge Kendall‘s case because all three factors of the Middlesex test are present. In my view, the Commission is not trying a case, it is simply tasked with determining whether a territorial court judge can continue to serve. There is no need for the federal courts to reach the merits of this case when the Commission may not find that Judge Kendall engaged in any misconduct. Congress gave the V.I. Legislature the power to prescribe the qualifications and duties of judges, and I would allow the Commission and the V.I. Supreme Court to determine for themselves whether the Commission violates the separation of powers doctrine of the ROA. I therefore respectfully dissent. Accordingly, I would reverse the order of the District Court.
Notes
(a) The judges of the Superior Court shall be appointed by the Governor with the advice and consent of the Legislature. Judges so appointed shall continue in office until their successors are appointed and confirmed or until they are renominated and confirmed, but in no event shall judges remain in office more than 120 days after the expiration of their terms unless they have been renominated and confirmed.
(b) To be eligible for nomination for appointment as a judge of the Superior Court, a person must be a member in good standing of the Virgin Islands Bar and shall have been engaged in the active practice of law for not less than five years immediately prior to his nomination, of which not less than three years shall have been in the Virgin Islands and for appointment as a judge in the Family Court Division, the person must also meet the qualifications established in section 171(c).
(c) The judges of the Superior Court shall be officers of the Government of the Virgin Islands.... No judge‘s compensation shall be reduced during his term of office without his consent.
