Lead Opinion
Plaintiff-Appellant Kenneth Demsey (“Ken Demsey”) appeals the order of the district court dismissing his complaint against Nancy Demsey (“Nancy Demsey”). In the complaint, Ken Demsey seeks relief under 42 U.S.C. § 1983 for personal injury, humiliation, and mental and emotional distress. Ken Demsey was arrested on May 11, 2005, after his sister, Nancy Dem-sey, called the Parma City Police Department in response to a domestic dispute. Ken Demsey later pled no contest to criminal charges. He filed two successive suits against his sister in Ohio state court alleging, inter alia, abuse of process and intentional infliction of emotional distress. Both were dismissed voluntarily, and Ken Demsey filed in the United States District Court for the Northern District of Ohio, alleging violation of § 1983. That suit was dismissed sua sponte by the district court because Ken Demsey did not perfect service within 120 days. He then filed the present suit, his fourth. The district court dismissed under the “double dismissal rule,” which provides that two voluntary dismissals of a case by a plaintiff consti
I. BACKGROUND
On May 11, 2005, Nancy Demsey called the Parma City Police Department in response to a domestic dispute with her brother, Ken Demsey. (Compl. in Demsey TV ¶ 1, ECF No. 1.)
On November 13, 2007, Ken Demsey refiled his complaint in the Cuyahoga County Court of Common Pleas, No. CV-07-641553, Demsey II. (Compl. in Demsey II, ECF No. 18-5.) Ken Demsey alleged the same two state law claims, abuse of process and negligent/intentional infliction of emotional distress. (Id. 3-4.) He voluntarily dismissed Demsey II on May 27, 2008. (Journal Entry in Demsey II, ECF No. 18-6.)
On June 30, 2008, Ken Demsey filed a third complaint, based on the same transaction or occurrence, in the Northern District of Ohio, case number 1:08-CV-01571, Demsey III. (Compl. in Demsey III, ECF No. 18-7.) Like his complaints in state court, it alleged that he was falsely arrested and suffered physical injury, humiliation, and emotional distress. (Compare Compl. in Demsey III ¶¶ 1-5 with Compl. in Demsey I ¶ 1-5.) Unlike Ken Demsey’s state court proceedings, in Demsey III he sought damages against Nancy Demsey under 42 U.S.C. § 1983 and 42 U.S.C. § 1985(3). (Compl. in Demsey III ¶ 7.) The complaint alleged that Ken Demsey was damaged “by the actions of [Nancy Demsey] in conspiracy and in conjunction with the Parma City Police.” (Id. ¶ 6.) On December 23, 2008, the district court sua sponte dismissed Demsey III pursuant to Federal Rule of Civil Procedure 4(m), because Ken Demsey had failed to serve Nancy Demsey within 120 days of filing his third complaint. (Order in Demsey III, ECF No. 18-8.)
On March 6, 2009, Ken Demsey filed Demsey IV. (Compl. in Demsey IV.) He alleges that Nancy Demsey “deliberately and without probable cause made a groundless and fraudulent complaint against the Plaintiff in the Municipal Court of Parma, Ohio,” (Compl. in Demsey IV ¶ 1), that she “caused the Parma City Police Department to send police officers to the address of [Ken Demsey] in order to arrest [him],” (Id. ¶ 2), and that he was “damaged by the actions of [Nancy Demsey] in conspiracy with and in conjunction with the Parma City Police.” (Id. ¶ 6.) The district court dismissed his complaint on May 20, 2010. (Order in Demsey IV, ECF No. 26.) The district court found that Demsey TV “involves the same parties as Demsey I and Demsey II,” the same incident, and claims that could have been asserted in state court. The district court concluded that there had been a judgment on the merits in Demsey II and that Ken Demsey was precluded from bringing suit
II. STANDARD OF REVIEW
We review a district court’s decision to grant a motion to dismiss de novo. Jones v. City of Cincinnati,
III. ANALYSIS
Federal Rule of Civil Procedure 41(a)(1)(B) provides that:
Unless the notice or stipulation states otherwise, the dismissal is without prejudice. But if the plaintiff previously dismissed any federal-or state-court action based on or including the same claim, a notice of dismissal operates as an adjudication on the merits.
“[A] voluntary dismissal under Fed. R.Civ.P. 41(a) has the effect of a judgment with prejudice when ... it is the second suit based on the same transaction.” Anderson v. Aon Corp.,
Ohio takes an expansive view of claim preclusion. In Grava, the Ohio Supreme Court expanded res judicata beyond its traditional limits. Ohio formerly held that “[a] judgment or decree in a former action [did] not bar a subsequent action where the causes of action are not the same, even though each action relates to the same subject matter.” Id. at 228 (citation omitted). The Ohio Supreme Court updated its view of claim preclusion:
That a number of different legal theories casting liability on an actor may apply to a given episode does not create multiple transactions and hence multiple claims. This remains true although the several legal theories depend on different shadings of the facts, or would emphasize different elements of the facts, or would call for different measures of liability or kinds of relief.
Id. at 229 (quoting Restatement (Second) of Judgments § 24 (1982)). “For the purpose of a res judicata analysis, a ‘transaction’ is defined as a ‘common nucleus of operative facts.’ ” U.S. Bank Nat’l Ass’n v. Gullotta,
Ohio law requires that a party seeking to invoke res judicata prove four elements:
1) A prior final, valid decision on the merits by a court of competent jurisdiction;
2) A second action involving the same parties or their privies as the first;
3) A second action raising claims that were or could have been litigated in the first action; and
4) A second action arising out of the transaction or occurrence that was the subject matter of the previous action.
In re Fordu,
The district court correctly concluded that there had been a final, valid decision on the merits. Demsey I and Demsey II were identical, involving the same parties and alleging the same state law claims for abuse of process and negligent/intentional infliction of emotional distress. (Compl. in Demsey I; Compl. in Demsey II.) Both were dismissed voluntarily. (Journal Entry in Demsey I; Journal Entry in Demsey II.) “Notice of dismissal operates as adjudication upon the merits of any claim that the plaintiff has once dismissed in any court.” Ohio R. Civ. P. 41(A)(1)(b).
Ken Demsey contends that the parties are different because the complaint in Demsey IV alleges that “the Parma police took part in a conspiracy with [Nancy Demsey],” arresting Ken Demsey while they were “in eyeshot and earshot of [Nancy Demsey], [who stood] at the corner of the street.” (Appellant’s Reply Br. 1.)
Section 1983 claims can be litigated in state court proceedings. Anderson-Keri v. Detroit Bd. of Educ., No. 99-1083,
Ken Demsey offers no reason why he could not have brought a § 1983 claim in Demsey I or Demsey II. He contends that there was a “very obvious difference” between Demsey I and II and Demsey IV. However, Ohio preclusion principles do not require that a claim be the same as the claim brought in the previous matter; they only require that the claim could have been litigated. In re Fordu,
In his complaint in Demsey IV, Ken Demsey alleges that his civil rights were violated because Nancy Demsey called the police, which led to his arrest. (Compl. In Demsey IV ¶¶ 3-8.) He contends that she conspired with the police because she called them and was present when he was arrested. (Id. 10-11.) His original complaint alleged that she made a false police report that led to his arrest and injury. (Compl. in Demsey I ¶¶ 1-5.) He did not allege that he was disabled until the Complaint in Demsey III, but he does not assert that he could not have alleged his
Ken Demsey contends that there was no “claim involving a conspiracy with the Par-ma Police Department ... until after the state case was decided.” (Appellant’s Reply Br. 7.) He cites the police report as evidence of this conspiracy. (Summary Report (Exhibit A), Appellant’s Reply Br.) The police report states only that Nancy Demsey called the police to report domestic violence. (Id.) Ken Demsey’s complaint in Demsey I alleges that Nancy Demsey “deliberately made a knowingly false police report.” (Compl. in Demsey I ¶ 1.) Ken Demsey was aware of the conspiracy he alleges when he filed his first complaint. He could have asserted his claim then.
The final factor is whether Demsey IV arises out of the transaction or occurrence that was the subject matter of Demsey I and Demsey II. In re Fordu,
Ken Demsey argues that there is no common transaction or occurrence because Demsey III and Demsey IV allege state involvement. (Appellant Br. 1.) This Court has recognized on numerous occasions that a state law tort suit bars a subsequent § 1983 suit. See Martin,
Ken Demsey cites language from Manicki v. Zeilmann,
The plaintiff filed suit in federal court, alleging a § 1983 claim for violation of the First Amendment. Id. He contended that there were “two separate clusters of facts ... the first being the police board’s denying him a predeprivation hearing ... and the second (though it came first in time) being ... [his] dismissal and hence the filing of the first suit.” Id. at 925. The Seventh Circuit disagreed, holding that “they are not really separate, except in not being simultaneous; together they constitute the circumstances of [the plaintiffs] dismissal and ‘form a convenient trial unit.’ ” Id. (quoting Mpoyo v. Litton Electro-Optical Systems,
Manicki counsels in favor of precluding Ken Demsey’s suit in federal court. His § 1983 suit is merely a “tort action[ ] for the recovery of damages for personal injuries.” Banks,
Ken Demsey’s final argument is that the district court’s application of res judicata was not in the interest of justice and fairness. (Appellant’s Br. 8.) He relies on several Ohio decisions to explain why Demsey IV should not be precluded by Demsey I and Demsey II. All of the cited cases are distinguishable or support claim preclusion.
In Berry v. Berry, No. 13745,
Ken Demsey also relies on Builders Dev. Group, L.L.C. v. Smith, No. 23846,
Ken Demsey also relies on Fender v. Miles,
Ken Demsey concedes that he dismissed his first two suits in state court. (Appellant’s Br. 2.) Ohio Rule of Civil Procedure 41(A)(1)(b) states, in part, that “notice of dismissal operates as an adjudication upon the merits of any claim that the plaintiff has once dismissed in any court.” Ohio R. Civ. P. 41(A)(1)(b). Ken Demsey has had two days in court. He may not clothe his suit in “new legal theories” to defeat claim preclusion. A to Z, Inc.,
IV. CONCLUSION
Ken Demsey’s claims were properly dismissed under the double dismissal rule. The judgment of the district court is AFFIRMED.
Notes
. Because there are four separate cases styled Demsey v. Demsey, we refer to them as Dem-sey I, Demsey II, Demsey III, and Demsey IV, based on the order in which they were filed. All ECF numbers are taken from the district court docket for Demsey IV.
Concurrence Opinion
concurring in the judgment.
I concur in the judgment and agree with the majority that Ken Demsey’s claims are barred by res judicata. It is undisputed that Ken Demsey previously filed and then voluntarily dismissed two state-court actions against Nancy Demsey, the sole de
The present suit arises from the same events at issue in the prior state-court suits — namely, the arrest and criminal prosecution of Ken Demsey resulting from statements made by Nancy Demsey to the police. See Microvote Corp. v. Casey, No. 94-3890,
