Lead Opinion
delivered the Opinion of the Court.
We granted certiorari to review Kemp v. State Board of Agriculture,
On December 7, 1984, Kemp contacted the office of United States Senator William Armstrong (R. Colorado) and requested that his office monitor her complaint. Senator Armstrong’s office responded by requesting that Kemp keep the senator advised. On January 27, 1985, after the hearing but before a decision had been rendered, Kemp’s husband wrote another letter to Senator Armstrong’s office on behalf of Kemp and with her knowledge and assistance. The letter asserted irregularities in Kemp’s grievance hearing, that a university official had suggested Kemp quietly resign, and requested a review by the local United States Attorney’s Office of “possible civil rights violations.”
Kemp appealed to the university president, who upheld the decision on March 22, 1985. Thereafter, Kemp filed a complaint in state district court alleging that CSU’s action in terminating her proceedings violated her state constitutional rights and her federal first amendment rights to free speech, petition, and due process of law under the fourteenth amendment in violation of 42 U.S.C. § 1983. Following limited discovery, the parties filed cross motions for summary judgment. On November 5, 1987, the trial court ruled that her speech was not a matter of public concern and was not protected under Connick v. Myers,
The court of appeals affirmed in Kemp v. State Board of Agriculture,
I
The tension between the free speech rights of a state employee and the interests of a state employer was first addressed by the United States Supreme Court in Pickering v. Board of Education,
In Mt. Healthy Board of Education v. Doyle,
Clarifying the balancing test, Rankin v. McPherson,
In Johnson v. Jefferson County Board of Health,
II
As a preliminary matter, CSU has implicitly raised the issue that Connick is limited to those situations in which the employee is actually terminated, which Kemp was not. In Perry v. Sindermann,
III
To determine whether CSU’s actions violated Kemp’s constitutional rights, we employ the four-step test created by the foregoing cases. First, Kemp must show that her speech “touch[es] upon a matter of public concern.” Connick,
A
Kemp’s first burden is to show, by a preponderance of the evidence, that her speech touched on “matters of public concern” and therefore fell within the first amendment’s protection. Connick,
The court of appeals upheld the trial court finding that Kemp’s letter was not addressed to a matter of public concern since it focused “on [Kemp’s] concerns about irregularities in her own hearing, rather than seeking to alert the senator or the public to broader discriminatory problems at the university.”
“Whether an employee’s speech addresses a matter of public concern must be determined by the content, form, and context of a given statement, as revealed by the whole record.” Connick,
Some courts have chosen to look primarily at motivation, or the “point” of the speech. See, e.g., Callaway v. Hafeman,
In Connick, an assistant district attorney, who was unhappy about a pending transfer, circulated a questionnaire soliciting her co-workers’ comments on office management. For the most part, the Court viewed Myers’ speech as “mere extensions of Myers’ dispute over her transfer....” Connick,
Here, Kemp wrote a letter to her elected representative complaining of irregularities in the grievance hearing, alerting the senator to the possibility that no action would be taken regardless of the outcome, and requesting that the United States Attorney’s Office “investigate[ ] possible civil rights violations.”
At least part of Kemp’s letter seems directed at exposing racial discrimination problems within the university. We recognize that there is a significant difference between questions surrounding the fairness of office transfer policies, as in Con-nick, and questions concerning racial discrimination, which are presented here. “[I]t is clear that [the employee’s statement in Givhan ] concerning School District allegedly racially discriminatory policies involved a matter of public concern.” Con-nick,
Although the context within which Kemp’s letter arose was one in which she had a personal stake, it was nevertheless a context in which charges of racial discrimination had been filed. The very purpose of the grievance was to address alleged discrimination, which the grievance manual defines as any act or policy that violates any of a multitude of state and federal anti-discrimination laws, all of which are public matters.
When an employee alleges a color-able claim that a university is guilty of racial discrimination, it is a matter of public concern, and the fact that she has a personal stake in the outcome does not alchemize that claim into a purely private matter in which the public has no interest.
B
In holding that Kemp’s letter touched on a matter of public concern, we have only resolved one part of the Connick test. Even though speech may be of public concern, it is still incumbent upon the court to balance the interests of the speaker with those of the state in its capacity as an employer. “The inquiry into the protected status of speech is one of law, not fact.” Connick,
CSU’s grievance manual provides that an employee may select a formal or informal procedure, and an open or closed hearing. If the employee selects a formal procedure, she may not seek remedies in other agencies or the courts until the hearing is complete. Although the manual neither defines what a closed hearing is, nor specifies what sanctions will occur if any of the provisions are violated, “closed” clearly indicates that outside forces may not be
An employee cannot invoke the first amendment’s protection by simply using the term “discrimination.” There must be some attempt to inform the public of discriminatory practices rather than a motive primarily aimed at simply “gatherpng] ammunition for another round of controversy with her superiors.” Connick,
Balanced against Kemp’s interest is the school’s interest in having an internal grievance procedure that is followed by all parties. Although unartfully drawn, CSU’s grievance procedure is clear enough for Kemp to have understood the consequence of selecting a particular method for solving her complaint. That she decided to go outside that procedure cannot now be held against the university.
The state has met its burden of showing that Kemp’s letter “impairfed] discipline by superiors or harmony among co-workers, [had] a detrimental impact on close working relationships for which personal loyalty and confidence are necessary, or impede[ed] the performance of the speaker’s duties or interfered] with the regular operation of the enterprise.” Rankin,
IV
Neither this court nor the United States Supreme Court has addressed the problem of whether a person’s right to petition under the first amendment is balanced under the Connick test. Even assuming that Kemp’s right to petition was implicated, the Pickering/Connick balancing test is equally applicable in deciding whether the state’s interest as an employer outweighs the first amendment interest of the employee. There is no more of an absolute right to petition than there is to engage in speech. McDonald v. Smith,
[T]he Court’s decisions interpreting the Petition Clause in contexts other than defamation indicate that the right to petition is [not] absolute. For example, filing a complaint in court is a form of petitioning activity; but “baseless litigation is not immunized by the First Amendment right to petition.” Bill Johnson’s Restaurants, Inc. v. NLRB,461 U.S. 731 , 743 [103 S.Ct. 2161 , 2170,76 L.Ed.2d 277 ] (1983); accord, California Motor Transport Co. v. Trucking Unlimited,404 U.S. 508 , 513 [92 S.Ct. 609 , 613,30 L.Ed.2d 642 ] (1972). Similarly, petitions to the President that contain intentional and reckless falsehoods “do*506 not enjoy constitutional protection,” Garrison v. Louisiana,379 U.S. 64 , 75 [85 S.Ct. 209 , 216,13 L.Ed.2d 125 ] (1964)....
Id. at 484,
At most, Kemp waives her right to petition for only the amount of time needed for the formal grievance procedure to run its course, and then only if she chooses that procedure. We can find no stronger interest here than Kemp had under the free speech clause, and the state’s interest is equally compelling. Once again, the state has met its burden of showing that it terminated the procedure for legitimate reasons. Connick,
Y
Because we hold that the state’s interest outweighs Kemp’s interest in her rights to free speech and to petition, it is unnecessary to go further and determine whether Kemp’s conduct was a substantial or motivating factor in the school’s decision to void the procedure, or whether the procedure would have been terminated absent the protected conduct.
Accordingly, we affirm the trial court and the court of appeals.
Notes
. Grievance Procedure for the Resolution of Complaints of Discrimination (hereinafter Grievance Procedure).
. Grievance Procedure at 4.
. Grievance Procedure at 1.
. The full text of the letter is:
My wife, Sandra, recently had an EEO hearing at CSU. I appeared as one of the witnesses.
During the proceedings, we both observed too many irregularities practiced by the EEO office to prejudice the case in the defendants' favor. We are presently awaiting the panel’s decision.
Regardless of the decision, it has even been suggested that my wife quietly resign with the promise of good references because nothing will be probably done to the perpetrators.
Would your office please assist my wife in maintaining her employment at CSU? As you mentioned in your letter to Sandra dated December 13th, the Senator may request a proper review of my wife's complaints by the U.S. Department of Agriculture. Perhaps you might also, at your discretion, request an investigation of possible civil rights violations by the U.S. Attorney's Office.
. In Johnson, we also stated, "The constitutional balance weighs more heavily in favor of the governmental interest in efficient operations [ ] in the case of policymaking employees.” Johnson,
. Grievance Procedure at 2.
Dissenting Opinion
dissenting:
Although I agree with the majority’s formulation of the four-step analysis used to examine Kemp’s First Amendment claim, I do not agree with the application of that test to the facts of this case. In addition, I would address Kemp’s due process claims and hold that CSU’s actions violated Kemp’s procedural due process rights. Accordingly, I respectfully dissent.
In this case Kemp alleged that she suffered racial and sexual discrimination both at work and during the grievance procedure. Kemp’s husband wrote a letter to Senator Armstrong in connection with Kemp’s complaint of racial and sexual discrimination before Colorado State University’s (CSU’s) Equal Employment Opportunity Office (EEO) and suggested that Senator Armstrong investigate “possible civil rights violations.” The letter referred to “irregularities practiced by the EEO office” during the grievance proceedings and pointed out that a university official had suggested to Kemp that she quietly resign. See maj. op. at n. 4 (full text of letter). The letter to Senator Armstrong also included a complaint from another CSU employee alleging discrimination.
CSU “voided” Kemp’s grievance because she contacted Senator Armstrong after completion of the hearing but before the hearing panel issued its decision. In its decision, the hearing panel found that Kemp’s workplace was organized in a way that promoted both institutional sexism and racism.
Under the four-part test adopted by the majority, Kemp must first show that her speech “touched upon a matter of public concern.” Maj. op. at 502 (quoting Con-nick v. Myers,
The crucial question in this case is whether the State has met its burden of showing that its interest in maintaining the integrity of its grievance procedure outweighs Kemp’s interests, “as a citizen, in commenting upon matters of public concern.” Maj. op. at 502 (quoting Pickering v. Board of Education,
Initially, I note that CSU’s grievance procedure manual contained no prohibition preventing Kemp from contacting Senator Armstrong. CSU’s grievance manual, in describing its policy, merely states: “Although the use of this procedure may obviate the necessity for complainants to resort to outside procedures in some cases, complainants may pursue remedies in other agencies and the courts while simultaneously invoking the procedure informally.” The manual does not state that an employee who chooses to file a formal complaint may not seek remedies in other agencies or courts during the formal procedure. Moreover, even if this procedure prevents complainants who file formal complaints from simultaneously pursuing remedies in other agencies or courts, the provision does not prohibit Kemp from writing her senator. Senator Armstrong is not an agency or court.
The majority, without analysis, also chooses the most restrictive definition of a “closed” hearing: that “closed” means no outside forces may be involved in the proceedings until after the EEO has reached a decision. As the majority concedes, however, the manual does not define what a “closed” hearing is. Kemp argues that the hearing was completed before she contacted Senator Armstrong and that the “closed” hearing restriction did not continue until the panel rendered its decision. Given the absence of any definition of “closed” hearing, Kemp’s construction is not unreasonable and it is consistent with language in the policy indicating the panel will issue its decision within ten days “after the close of the hearing.” The manual also does not specify sanctions for failure to follow the procedure for a “closed” hearing: When CSU wanted to impose sanctions elsewhere in the manual, it did so expressly. Therefore, it is unfair to read into the manual such a drastic sanction as the voidance of the grievance where neither guidelines for a “closed” hearing nor any sanctions are specified.
In this case, then, I would conclude that the integrity of the grievance procedure was not impugned. Kemp violated no regulations justifying the State’s terminating her grievance proceeding. In addition, if the State had a strong interest in the integrity of its grievance procedure, the State could have issued more specific guidelines to govern the procedure. The State’s interest in maintaining the integrity of the grievance procedure in this case therefore is minimal.
In concluding that the State’s interest outweighed Kemp's interest, the majority also emphasizes that Kemp, in the letter to Senator Armstrong, sought help in her dispute with CSU rather than to communicate a racial and sexual discrimination problem to the public. Maj. op. at 504-505. Kemp’s primary purpose of alerting Senator Armstrong to her alleged problems with racial and sexual discrimination at work and during the grievance proceedings, however, does not resolve the balancing of interests in the State’s favor. The fact that the employee has a personal stake in the controversy that is the subject of the speech in question does not mean that the State’s interest in fulfilling its responsibilities to the public outweighs the employee’s interests in commenting upon matters of public concern.
In addition, in balancing Kemp’s interests against those of the State, the majority, relying heavily on Connick v. Myers,
The Supreme Court also emphasized that the employee in Connick did not seek in distributing the questionnaire to bring to light any “breach of public trust.” Id. at 148,
There also is no evidence that Kemp’s letter reduced her abilities to perform her duties at work, nor is there any evidence that Kemp’s speech disrupted her workplace, both important considerations in Connick. Id. at 151-52,
When all of these relevant factors are considered, I believe Kemp’s interests in commenting upon racial and sexual discrimination at work and during the grievance procedure outweigh the State’s interest in maintaining the integrity of its grievance procedure in this case. The two remaining issues from the four-part test adopted by the majority are questions of fact not before this court. Thus, I would reverse the judgment of the court of appeals with directions to remand the case to the trial court for resolution of the remaining issues of the majority’s four-part test.
The majority also does not address the resolution of the plaintiff’s due process claims. I would hold that CSU’s actions violated Kemp’s right to due process.
This court previously has held that a public employer’s failure to provide an employee with the benefits of a procedure as required by policies which it has adopted is a violation of the employee’s procedural due process rights. Department of Health v. Donahue,
The grievance procedure involved in this case was approved by the State Board of Agriculture which oversees the operation of CSU. Once approved and adopted, the procedure became binding upon CSU. Thus, as in Donahue, Kemp had the right to have her grievance heard pursuant to the procedure. As discussed above, Kemp’s letter to Senator Armstrong did not violate the grievance procedure. CSU’s termination of Kemp’s grievance proceedings thus violated Kemp’s right to procedural due process as required by CSU’s grievance procedure manual. In addition, even if Kemp violated the grievance procedure, the policy does not specify that such violation would result in the forfeiture of Kemp’s right to pursue the proceeding altogether. Because of the importance of Kemp’s right to have her grievance heard, I see no reason to read such a harsh penalty into the terms of the grievance procedure.
For the foregoing reasons, I respectfully dissent.
LOHR and QUINN, JJ., join in this dissent.
. Although Kemp’s grievance procedure was voided prior to the hearing panel's issuing its decision, the panel had reached its decision pri- or to the voiding of the procedure and the decision is part of the record in this case. (Plaintiff's Exhibit 11).
. The majority reasons that, because Kemp was given a choice of proceedings, her interest in commenting upon the racial and sexual discrimination that she allegedly suffered is "slight." It is unclear, especially in light of Kemp's reference to "irregularities" in the process and the suggestion that Kemp resign, why Kemp’s having a choice of proceedings renders her interest in commenting upon this alleged discrimination “slight."
. It should again be noted here that Kemp enclosed another employee's complaint alleging
. Although the reviewing court did not address Kemp’s due process claims, this court may still address this issue since the parties raised the issue in their trial court pleadings. Patterson v. Cronin,
