KELLY DANIEL BASS v. COMMONWEALTH OF VIRGINIA
Record No. 0769-18-2
COURT OF APPEALS OF VIRGINIA
JULY 9, 2019
JUDGE RANDOLPH A. BEALES
PUBLISHED. Present: Chief Judge Decker, Judges Beales and Malveaux. Argued at Richmond, Virginia. FROM THE CIRCUIT COURT OF CUMBERLAND COUNTY, Donald C. Blessing, Judge.
Jason Moore for appellant.
Rosemary V. Bourne, Senior Assistant Attorney General (Mark R. Herring, Attorney General, on
Appellant Kelly Daniel Bass was convicted of object sexual penetration under
I. BACKGROUND
Procedural History and Facts Relevant to Speedy Trial
After waiving a preliminary hearing, on September 27, 2016, Bass was indicted for object sexual penetration, two counts of forcible sodomy, aggravated sexual battery, indecent liberties with a child, and production of child pornography, each involving Bass‘s eight-year-old cousin, D.B.1 Bass was held in continuous custody from the date of the indictment until his trial on July 11, 2017.
On the same day that the indictments were returned, Bass appeared in the Circuit Court of Cumberland County to set a trial date. The Commonwealth‘s Attorney informed the trial court that she and Bass‘s trial counsel, Roger Stough, had “agreed on a trial date of December 12, 2016.” The trial court entered an order which stated that Bass‘s case would be “continued to December 12, 2016” and that the continuance was on Bass‘s motion.2
On December 1, 2016, Stough, on Bass‘s behalf, moved for a continuance of the December 12, 2016 trial date because Bass had been admitted to Central State Hospital. Bass‘s motion to continue was heard on December 12, 2016. The trial court granted the motion and entered an order continuing the case until January 24, 2017, for the case “to be set” for trial.
On January 24, 2017, Bass‘s counsel represented to the trial court that the hospital had extended Bass‘s 30-day hold to up to 60 days. As a result of Bass‘s continued stay at the hospital, Bass‘s counsel asked “for March 21st to be an evaluation date to see whether we can set a trial date.” At the conclusion of the hearing, the trial court entered an order stating that the matter would be continued to March 21, 2017, “for a bench trial.” The order also reflects that the continuance was made on Bass‘s motion.
The parties appeared before the trial court again on the scheduled March 21, 2017 date, where Stough informed the trial court that Bass had been released from Central State Hospital and that he no longer consented to the victim testifying by closed-circuit television. In addition, Stough told the trial judge that Bass “now wants to object to a continuance to get his right to a speedy trial started.” Stough stated, “[Bass] has agreed to continuances in the past, he wants to object to that continuance today.” With the agreement of the parties, the trial court set a date to hear motions, including Bass‘s motion to vacate the order allowing D.B. to testify by close-circuit television, for April 10, 2017. The trial court also set trial for July 11, 2017, after counsel for both parties confirmed their availability for that date. Stough told the trial court, “I‘m good with that day.” However, he also stated, “Judge, on any order that is entered I need to object to the continuance just to get my client‘s rights to a speedy trial started.” The March 21, 2017 written order continuing the trial to July 11, 2017, reflects that Bass objected to the continuance and that he was not waiving his right to speedy trial.
At the April 10, 2017 hearing on motions, Stough argued Bass‘s motion to vacate the order permitting the victim to testify by closed-circuit television, which the trial court denied. Stough notified the trial court that he intended to file additional motions, and the trial court set another motions date for May 23, 2017. At the conclusion of the April 10, 2017 hearing, Stough informed the trial judge that the order needed to reflect that he objected to the continuance based on speedy trial and that he did not want Bass “agreeing to a continuance order and potentially waiving a right to speedy trial.”3 That prompted the trial judge to ask Stough, “But you agreed to the trial date?” and Stough responded, “I agreed to the trial date, but that is within the speedy trial timeframe.” The trial judge then said, “I understand. So if we have to push the trial out we can deal with it on whatever date.” The written order contains a notation by the trial judge indicating that Bass objected to the continuance “to preserve speedy trial rights.”
Motion to Suppress
During a custodial interview with Deputy Sheriff Dennis Ownby of the Cumberland County Sheriff‘s Office on March 18, 2016, after being read his Miranda rights, Bass confessed to sexually molesting D.B.
On May 1, 2017, Bass moved to suppress this confession, arguing that he had made an unequivocal request for an attorney during the interview. The trial court heard the motion on May 23, 2017. The trial judge listened
At the hearing on the motion, Stough argued that approximately eight and one-half minutes into the interview, Bass made an unequivocal request for counsel when he said, “Is there any way uh I could have um like a an attorney or something present or a lawyer or something and um maybe a like a mental health professional?”4 On the audiotape, Detective Ownby responded to Bass, stating, “I don‘t have them here, if you want an attorney here, that‘s fine but I can already tell you they‘re going to tell you don‘t tell anything, but that‘s up to you. It‘s up to you.” A few moments later, Bass asked, “How should I start?” Then, approximately twelve and one-half minutes into the interview, Bass stated, “What difference would it make if I um waited for like a lawyer and like a mental health professional?” and Ownby responded that he was not required to get Bass a mental health professional. He also stated, “If you want a lawyer, we can get you a lawyer but I can already tell you that they won‘t let you tell us what happened . . . . But it‘s up to you, I‘m not going to deny you your rights.” Bass then proceeded to make incriminating statements amounting to a confession of the indicted charges.
At the hearing, Stough indicated that he was only relying on Bass‘s first statement as a basis for his motion to suppress. After listening to the audio recording of the interview, the trial court denied the motion to suppress, finding that Bass‘s words were “ambiguous questions about wanting a lawyer.”
D.B.‘s Testimony By Closed-Circuit Television
At appellant‘s bench trial on July 11, 2017, D.B. testified by closed-circuit television in accordance with the trial court‘s prior ruling. Before she began her testimony, Stough informed the trial court that he had been told by a state police officer, who was running the closed-circuit system, that if Bass were to call Stough during the testimony, the whole courtroom would be able to hear their conversation. To address the problem, Stough proposed that if Bass needed to speak with him, Bass should raise his hand to get the trial judge‘s attention and then Stough could leave the witness room and meet with Bass. The trial judge explained the situation to Bass directly, informing him of the importance of his being able to speak with his counsel and explaining that the current configuration of the phone system would prevent those conversations from being confidential. Therefore, the trial judge proposed that, if Bass wanted to speak with Stough during D.B.‘s testimony, he should “simply pick up [the] phone and say I need to speak to you” and then they could meet. Stough agreed with this plan, noting that it “sounds great.” D.B.‘s testimony proceeded in accordance with this plan.
At the conclusion of the bench trial, the court found Bass guilty of forcible sodomy, object sexual penetration, aggravated sexual battery, and indecent liberties with a minor,5 and entered its sentencing order on January 11, 2018.
Post-Trial Motions
On January 26, 2018, the trial court took up various post-trial pro se motions filed by Bass, including a motion dealing with an allegation of ineffective assistance of counsel. Stough also moved that he be permitted to withdraw as counsel and that the sentencing order be suspended to allow new counsel to review the case. The trial court granted both motions, removing Stough as counsel and suspending the sentencing order until April 2, 2018.
On April 11, 2018, Jason Moore, who was appointed to replace Stough as Bass‘s counsel, proceeded with two motions on Bass‘s behalf – a motion for retrial based on the
After hearing some argument from counsel for both parties on Bass‘s speedy trial motion, the trial judge requested that the attorneys review and prepare their own calculations and reconvene on April 24, 2018. On April 23, 2018, the trial court entered an additional order further suspending the imposition of Bass‘s sentence until it “ruled on and entered an Order [on the speedy trial motion] or April 27, 2018, whichever occurs first in time.”
When the parties appeared again before the trial court on April 24, 2018, the attorneys argued their positions on the speedy trial matter. After hearing argument, the trial court found that Bass‘s speedy trial rights were not violated. In his ruling, the trial judge noted that he had reviewed the law and found that under the “speedy trial statute” a defendant‘s failure to make a claim for a speedy trial violation until after judgment would result in a waiver. He found that in Bass‘s case, Bass failed to make a written motion regarding speedy trial on or before the trial date, resulting in a waiver. In addition, the trial judge stated that he found that the Commonwealth‘s “timeline and argument is more persuasive” and that, with respect to any constitutional violation, Bass had suffered “no prejudice in this case.”
Following the trial court‘s oral ruling from the bench, Moore requested clarification as to whether the trial court was counting September 27, 2016 to December 12, 2016 against Bass in the speedy trial calculation. The trial judge did not specify whether or not he was counting this time against Bass. Moore continued to object, “asking for a specific ruling on the time periods.” However, the trial court declined to further expound upon its ruling.
On April 24, 2018, the trial court entered an order denying Bass‘s motion to dismiss the charges for lack of a speedy trial and lifted the suspension of the sentencing order. This appeal followed.
II. ANALYSIS
Speedy Trial
Bass contends that the trial court erred when it failed to grant his post-trial motion to dismiss the indictments based on a violation of his constitutional and statutory right to a speedy trial. Bass asserts that the time between September 27, 2016 and December 12, 2016, and again between March 21, 2017 and July 11, 2017, should be attributed to the Commonwealth and that the only timeframe in which the statute was tolled was between December 12, 2016 and March 21, 2017, when Bass sought continuances due to his admission into Central State Hospital. According to Bass‘s argument, he was tried well outside the five-month statutory requirement set out in
A. Defense motions or objections seeking . . . (ii) dismissal of a warrant, information, or indictment or any count or charge thereof on the ground that: (a) the defendant would be deprived of a speedy trial in violation of the provisions of the Sixth Amendment to the Constitution of the United States, Article I, Section 8 of the Constitution of Virginia, or
§ 19.2-243 ; or (b) the defendant would be twice placed in jeopardy in violation of the provisions of the Fifth Amendment to the Constitution of the United States or Article I, Section 8 of the Constitution of Virginia . . . shall be raised by motion or objection.
B. Such a motion or objection in a proceeding in circuit court shall be raised in writing, before trial. The motions or objections shall be filed and notice given to opposing counsel not later than seven days before trial in circuit court or, if made under clause (ii) of subsection A, at such time prior to trial in circuit court as the grounds for the motion or objection shall arise, whichever occurs last. . . . The circuit court may, however, for good cause shown and in the interest of justice, permit the motions or objections to be raised at a later time.
The plain language of
In Williams v. Commonwealth, 57 Va. App. 750, 768 (2011), this Court held that a defendant waived his double jeopardy objection when he failed to comply with
In this case, Bass did not move for dismissal of the charges against him based on the violation of speedy trial until after his trial was completed and he had been found guilty. Although the trial court listened to Bass‘s post-trial motion, it did not find that Bass had proved good cause for failing to bring the motion earlier. To the contrary, the trial judge affirmatively stated that Bass waived his speedy trial objection by failing to raise it prior to trial. He stated, “I think the failure to invoke the provisions of the statute until after final judgment is a waiver.” Therefore, because Bass failed to timely file his motion (or prove good cause for such failure), he waived his right to argue on appeal to this Court that his speedy trial right was violated.
Rule 3A:9 also prescribes timeliness requirements for motions and objections for speedy trial violations. Rule 3A:9 states, in relevant part, as follows:
(b) The Motion Raising Defenses and Objections. – (1) Defenses and Objections That Must Be Raised Before Trial. Defenses and objections based on defects in the institution of the prosecution or in the written charge upon which the accused is to be tried, other than that it fails to show jurisdiction in the court or to charge an offense, must be raised by motion made within the time prescribed by paragraph (c) of this Rule. . . . Failure to present any such defense or objection as herein provided shall constitute a waiver thereof. . . .
(c) Time of Filing Notice or Making Motion. – A motion referred to in subparagraph (b)(1) shall be filed or made before a plea is entered and, in a circuit court, at least 7 days before the day fixed for trial, or, if the motion raises speedy trial or Double Jeopardy grounds as specified in
Code § 19.2-266.2A(ii) , at such time prior to trial as the grounds for the motion or objection shall arise, whichever occurs last.
(Emphases added.)
Similar to
“We have stated that ‘[t]he plain language of the Rule states that the requirements of Rule 3A:9(b)(1) are mandatory, and “failure to raise such [defenses] properly is a waiver,” unless “good cause” is shown.‘” Rambo v. Commonwealth, 51 Va. App. 418, 424 (2008) (quoting Harris v. Commonwealth, 39 Va. App. 670 (2003) (en banc)). Although speedy trial is not specifically referenced in subsection (b)(1) of Rule 3A:9, the language of subsection (c) indicates that, except for permitting a motion for a violation of speedy trial to be filed later than seven days before trial if the grounds for the motion have not arisen, speedy trial and double jeopardy violations are also to be treated as waived if not timely brought. See Meyers v. Commonwealth, No. 150962, at *7 (Va. Jan. 12, 2017) (“When a defendant objects to an indictment on ‘Double Jeopardy grounds,’ he must file such objection by written motion before trial.“); Clay v. Commonwealth, No. 0619-99-2, at *3 (Va. Ct. App. Sept. 5, 2000) (“Since appellant did not comply with the notice provisions of Rule 3A:9 and did not show ‘good cause,’ he has waived the double jeopardy and
At oral argument before this Court, Bass‘s counsel argued that Bass did make a pre-trial objection to the speedy trial violation because, on the March 21, 2017 order, Bass had the trial court note that he objected to the continuance on speedy trial grounds. The order itself states, “SPEEDY Trial is NOT waived.”6 However, this written objection does not fulfill the requirements of the statute or the rule because, when Bass made the motion, he was not seeking “dismissal of . . . charge[s]” for which he was about to be tried. See
Trial Court‘s Explanation for its Speedy Trial Ruling
Bass also argues that the trial court erred “in refusing to rule on appellant‘s objection to trial court‘s failure to delineate trial court‘s ruling as to dates and specific reasons for its findings regarding the speedy trial issues.” He argues that the trial court‘s refusal to rule on his objection and clarify its reasoning for denying the speedy trial motion means, “the record lacks a coherent ruling as to the breakdown of the speedy trial clock and the reasons for the court‘s decision.”
“Absent a statutory mandate, such as that applicable in habeas corpus proceedings
Malfunctioning Audio Equipment During Closed Circuit Testimony
Bass contends that the trial court erred by failing to grant his motion for “a new trial based on the malfunctioning audio equipment during the closed-circuit testimony.” While Bass agrees that D.B. was permitted to testify using close-circuit television pursuant to
“As a precondition to appellate review, Rule 5A:18 requires a contemporaneous objection in the trial court to preserve the issue on appeal. Not just any objection will do. It must be both specific and timely—so that the trial judge would know the particular point being made in time to do something about it.” Roadcap v. Commonwealth, 50 Va. App. 732, 741 (2007) (quoting Thomas v. Commonwealth, 44 Va. App. 741, 750 (emphasis in original), adopted upon reh‘g en banc, 45 Va. App. 811 (2005)).
Here, when the trial judge learned that the phone system was broken, he proposed the plan whereby Bass would “simply pick up this phone and say I need to speak to you” and if there was any problem with that procedure, Bass could raise his hand to get the judge‘s attention. Stough, Bass‘s trial counsel, did not object to the procedure and, in fact, actually told the trial judge that the proposed plan “sounds great.” The trial judge also confirmed with Bass that Bass understood the proposed procedure. Bass did not raise an objection until his post-trial “Motion for Retrial” and, at the hearing on the motion, his post-trial counsel admitted that Stough had agreed to the procedure. Therefore, because Bass did not make a timely objection to properly preserve these issues and actually even agreed to the procedures used, Rule 5A:18 bars our consideration of these arguments on appeal.8
Motion to Suppress
Bass argues that the trial court erred in denying his motion to suppress his confession because he contends that he made a clear and unequivocal request for counsel when he made the following statement approximately eight minutes and thirty seconds into his interview with Detective Ownby, prior to confessing to the crimes: “Is there any way uh I could have um like a an attorney or something present or a lawyer or something and um maybe a like a mental health professional?”
“The principle is now well-established that, pursuant to the Fifth Amendment of the United States Constitution, law enforcement officers must inform a suspect in a custodial interrogation of certain rights, including the right to remain silent and to
The question of “whether a suspect invoked his right to counsel presents a mixed question of law and fact.” Id. This Court “must review the circuit court‘s findings of historical fact only for clear error, and . . . give due weight to inferences drawn from those factual findings.” Redmond, 264 Va. at 327. Thus, under this standard of review, “the determination of what [the defendant] actually said is a question of fact that we review only for clear error. . . . Whether those words are sufficient to invoke the right to counsel is a legal determination that we review de novo.” Id. (alterations in original) (quoting United States v. Uribe-Galindo, 990 F.2d 522, 523 (10th Cir. 1993)).
The trial court found that Bass‘s words were a question – not a statement. The trial judge also found that Bass was “asking a question but he is never really saying I wanted a lawyer here. He is asking is there any way I can have an attorney.” (Emphasis added.) Therefore, we defer to the trial court‘s finding of fact that Bass‘s words were in the form of a question and we review the words themselves, in context, to determine if they were legally sufficient to support the trial court‘s conclusion.
We agree with the trial court‘s conclusion that Bass‘s request was not a clear and unequivocal request for counsel. Deferring to the trial court‘s findings that Bass‘s words were a question rather than a statement and that Bass was seeking to determine if there was “any way” he could have an attorney, Bass‘s question was more akin to a clarification of his rights, rather than a demand for an attorney. See Redmond, 264 Va. at 330 (holding defendant‘s questions, “Can I speak to my lawyer? I can‘t even talk to [a] lawyer before I make any kinds of comments or anything?” could “at best . . . be construed as a desire on his part to obtain more information about his Miranda rights” and was not an unequivocal invocation of his right to counsel). See also Hilliard, 270 Va. at 51 (concluding defendant‘s question, “Can I have someone else present too, I mean just for my safety, like a lawyer like y‘all just said?” after his Miranda rights had been read “was merely an inquiry requesting a clarification or affirmation of the rights that had just been explained to him“). In addition, Bass‘s words indicate uncertainty about whom he might want present in the room. He asked about “an attorney or something” and also asked about potentially having a mental health professional present. (Emphasis added.) Reviewed under the proper objective inquiry, a reasonable officer under the circumstances would only have understood that Bass might have been invoking his right to counsel and, therefore, was not obligated to stop questioning him because Bass‘s statement was not only a question but was also hardly an unambiguous request for an attorney.9 Consequently, the trial court did not err in denying Bass‘s motion to suppress.10
III. CONCLUSION
In short, Bass failed to comply with the requirements of both
Pursuant to Rule 5A:18, we do not address Bass‘s argument regarding the malfunctioning phone system during D.B.‘s testimony. Not only did Bass not make a timely objection to the alternate procedure, Bass‘s trial counsel also participated in deciding on the procedure and actually affirmatively agreed to it, saying that the procedure proposed “sounds great.”
Lastly, the trial court did not err in denying Bass‘s motion to suppress his confession because a reasonable police officer would not have understood his statement to be an unambiguous request for counsel. His words were a question – not a statement – and they only clearly expressed his desire to further clarify his right to have certain other individuals present in the room. Because his question was ambiguous and equivocal, the trial court did not err in denying the motion to suppress.
For all of these reasons, we affirm Bass‘s convictions.
Affirmed.
