Lead Opinion
OPINION
This case involves Kristina Prochnow’s suicide while an inmate at the Macomb County jail (“the jail”). Plaintiff-Appellant Kelli Ann Grabow, as personal representative of Prochnow’s estate, brought suit against Defendants-Appellees County of Macomb (“the County”) and Deputy Amy Franks under 42 U.S.C. § 1983
I
A
On August 13, 2011, Prochnow’s boyfriend, Nicholas D’Aquila, contacted the police, claiming he was the victim of domestic violence and that “[tjhere was something wrong with [Prochnow].” Grabow v. Cnty. of Macomb, No. 12-10105,
Prochnow previously had been incarcerated at the jail on at least twelve separate occasions. During a prior incarceration in 2008, officials placed Prochnow in observation status because she expressed an interest in self-harm. After twenty-five hours under observation, officials determined that Prochnow was no longer a suicide threat and moved her to the general population, where she remained for a month without incident. Prochnow was last booked into the jail in November 2010, where officials placed her on special medical alert status because she was pregnant. Prochnow also had been diagnosed with depression and bipolar disorder, and had attempted suicide on one occasion outside the jail in 2010.
B
The County has regulations in place covering prisoner intake and processing. See id. at *2-4. Under the regulations, intake officers have a duty to determine if an inmate is in need of immediate medical or psychological treatment. If the inmate requires emergency treatment, the inmate is not to be accepted at the jail; the transporting officer is to take the inmate to a hospital. If the inmate is taken into the jail’s custody, the transporting officer must present the “Jail Detention Card” along with the potential inmate. Upon receipt of the inmate, the intake officers immediately pat-down the inmate and assess her to determine if she will require special classification. At minimum, this requires the officers to complete an Initial Classification/Temporary Cell Assignment form based on direct questioning of the inmate and visual observations of her demeanor. The Initial Classifieation/Temporary Cell Assignment form includes six questions relating to suicide risk:
(1) Does inmate hold a position of respect or prominence in the community or is the offense shocking in nature?
(2) Do you have any unusual home or family problems we should know about?
(3) Have you ever been in a mental institution or had psychiatric care?
(4) Have you ever attempted or contemplated suicide? When? Where?
(5) Are you now contemplating suicide?
(6) Does the Inmate’s behavior suggest a suicide risk?
Once the intake officers complete the Initial Classification/Temporary Cell Assignment form, the computer booking officer enters the information into the jail’s “Offendertrak” computer system, and then assigns the inmate to either general population or a specific mental health observation status. The officer assigns the inmate to a heightened observation status based on inmate need, current pending charges, inmate legal status, predatory risk, current physieal/mental health, and suicide risk factors. If the inmate demonstrates a high risk for self-harm or a desire or intent to commit suicide, the officer refers the inmate to the mental health staff and places the inmate in one of three observation statuses: (1) “High Observation,”
All corrections deputies receive suicide prevention training during Corrections Academy. This includes instruction on identifying warning signs and risk factors for suicide and discussion of specific jail policies enacted to prevent suicide. Deputies must receive at least one hour of refresher suicide prevention training each year. All staff members are trained in CPR and first aid.
C
Prochnow arrived at the jail at approximately 2:25 PM on August 13. Deputies Beverly Puchovan and Amy Franks processed Prochnow at intake. Puchovan and Franks frequently worked together at intake processing, with Puchovan at the front window as the initial intake officer and Franks at the computer stations behind the front window as the computer booking officer. Over time, Franks and Puchovan developed an informal “good to go” system for intake screening. First,
Upon Prochnow’s arrival at the jail, Pu-chovan patted-down Prochnow and asked Prochnow to remove her earrings, necklace, and belly button ring. Puchovan then asked Prochnow the three screening questions. Prochnow admitted that she had been to the prison before on multiple occasions, but said that she had never attempted suicide and did not feel like she wanted to hurt herself at that time. Pu-chovan told Franks that Prochnow was “good to go,” and Franks assigned Pro-chnow to a general population holding cell at 2:34 PM. Franks watched Puchovan pat-down Prochnow and admitted to recognizing Prochnow from Prochnow’s previous incarcerations at the jail. Franks did not speak with Prochnow at any time between when Prochnow arrived at the jail and when Franks’s shift ended. Despite this, Franks completed the Initial Classifieation/Temporary Cell Assignment form indicating that the answer Prochnow gave to each of the six suicide risk questions on the form had been “no.”
As the computer booking officer, Franks had access to the jail’s Offendertrak system, which she could search to view an inmate’s history at the jail. Prochnow’s profile in Offendertrak included an alert based on her suicide watch status in 2008. Franks claims she did not see the alert and nothing in the record suggests that Prochnow’s profile would have been visible to Franks at booking, or that Franks attempted to access Prochnow’s profile. Franks testified that when a booking officer enters information from an inmate’s Jail Detention Card, the computer generates the intake form, a property form, and a mugshot; she did not testify that the computer generates an inmate’s Offendert-rak profile or any “alerts” from an inmate’s prior visits. More to the point, Franks testified that she did not look at records from Prochnow’s previous visits at Prochnow’s intake, and she denied the existence of any intake procedure where “folks in booking would ... go through [an inmate’s] previous jail records to see what had happened to her the last times that she had been [t]here[.]” Doc. 66-4, Pa-gelD 1467.
After Prochnow’s intake, Prochnow met with nurse Michelle Mason. Correctional Medical Services (“CMS”) employed Mason at the jail. Mason testified that, while performing her initial screening of the inmate, she would glance at the Initial Classification/Temporary Cell Assignment form, but would perform an entirely independent assessment of the inmate. Pro-chnow told Mason of her prior diagnoses of depression and bipolar disorder, as well as present feelings of hopelessness due to the arrest. Prochnow also informed Mason of her 2010 suicide attempt. Under prison policies, those answers should have prompted Mason to recommend an imme
After her medical evaluation, prison-officials placed Prochnow into a holding cell, where she vomited and had diarrhea that night.
D
On August 14, 2011, Franks again worked as an intake officer. Franks testified that, upon arrival, she likely reviewed Prochnow’s paperwork and noticed that Mason had put Prochnow on detox protocol. Based on this, Franks moved Pro-chnow to a different holding cell with beds. Franks spoke with Prochnow at the time, and Prochnow appeared to be in good spirits, even making jokes about items she had stolen from Wal-Mart. Franks testified that Prochnow did not show any signs of physical or mental problems on August 14.
Under the detox protocol, CMS staff continued to evaluate Prochnow. They took her temperature, pulse, and blood pressure at least every twelve hours. Another inmate testified that Prochnow was distracted, but did not act depressed and did not require medical attention.
E
Franks did not work on August 15, 2011. Officers took Prochnow to a scheduled hearing that morning at Macomb County Circuit Court. This hearing involved a prior offense where Prochnow failed to appear for sentencing. At the hearing, the judge imposed a $10,000 bond and remanded Prochnow to custody for at least two more weeks. Prochnow spoke to a friend about her son at the hearing and planned to meet with the friend and a family member during visitation later that evening.
After the hearing, prison officials returned Prochnow to her cell. An inmate testified that Prochnow appeared thin and was having problems moving because of pain throughout her body. At 3 PM that afternoon, Prochnow complained to Mason that she had a rash. Mason promised to look at the rash after a break. While Mason was on break, Prochnow hanged herself in her cell. A deputy found Pro-chnow at approximately 3:22 PM, and prison officials transported her to a local hospital, where she died two days later.
Macomb County Sheriff Anthony Wick-ersham testified that the County investigated the circumstances of Prochnow’s death. The County determined that Franks falsified the intake form, but neither Franks nor Puchovan was disciplined. Jail Administrator Michelle Sanborn later testified that Prochnow’s placement in general population likely was inappropriate.
F
Grabow, as personal representative of Prochnow’s estate, brought suit against Franks and the County.
We have jurisdiction over the appeal under 28 U.S.C. § 1291 (2012).
II
The district court granted both the defendants-appellees’ Rule 12(c) motion for judgment on the pleadings and the motion for summary judgment under Rule 56. Id. at *16. Because the trial court considered evidence outside of the pleadings in issuing its judgment, we characterize this appeal as one reviewing the propriety of summary judgment for the defendants-appellees on this record.
We review the district court’s grant of summary judgment de novo. Longaberger Co. v. Kolt,
We review the district court’s analysis of state law de novo. Rawe v. Liberty Mut. Fire Ins. Co.,
Ill
A. Deliberate Indifference Claims under the Eighth and Fourteenth Amendments
Grabow asserts claims under 42 U.S.C. § 1983 against both Franks and the Coun
Pursuant to the Eighth Amendment, “the treatment a prisoner receives in prison and the conditions under which he is confined are subject to scrutiny.” Helling v. McKinney,
A “sufficiently serious” medical need requires the plaintiff to show that “[the inmate] is incarcerated under conditions imposing a substantial risk of serious harm.” Miller,
Deliberate indifference is “a state of mind more blameworthy than negligence.” Farmer,
To prove deliberate indifference, the plaintiff must allege facts that show “the official being sued subjectively perceived facts from which to infer substantial risk to the prisoner, that he did in fact draw the inference, and that he then disregarded the risk.” Comstock,
In the context of inmate suicide cases, “the proper inquiry concerning the liability of a City and its employees in both their official and individual capacities under § 1983 ... is[] whether the decedent showed a strong likelihood that [s] he would attempt to take [her] own life in such a manner that failure to take adequate precautions amounted to a deliberate indifference to the decedent’s serious medical needs.” Gray v. City of Detroit,
Under our deliberate indifference jurisprudence, we have held that a plaintiff demonstrated deliberate indifference sufficient to overcome a motion for summary judgment when, for example: (1) the prison official who placed the inmate on suicide watch failed to review medical records and psychological tests administered to an inmate, did not speak to officers who arranged psychological consults for an inmate or observed the inmate on a daily basis, did not speak with psychologists who previously met with an inmate, and only asked the inmate a few cursory questions before removing the inmate from close observation, Comstock,
On the other hand, we have held that the plaintiff failed to overcome a motion for summary judgment when the plaintiff only demonstrated, for example that (1) the inmate yelled, destroyed items in his cell, had chest pain, and banged on his cell, but no single prison official observed all of these actions, Gray,
Thus, the plaintiff must demonstrate either subjective knowledge, directly or indirectly, or that the official “merely refused to verify underlying facts that he strongly suspected to be true” to overcome a motion for summary judgment on a deliberate indifference claim. Comstock,
B. Deliberate Indifference Claims against Franks
Grabow argues that she need only demonstrate that Franks should have perceived facts sufficient to recognize Prochnow’s pronounced suicidal tendencies. Under Grabow’s proposed approach, we should consider the following circumstantial evidence to be highly relevant: Franks recognized Prochnow from their prior interactions, Prochnow previously had been under suicide watch at the jail, Prochnow falsified the Initial Classification/Temporary Cell Assignment form, and the alert in the Offendertrak system noted that Prochnow was once considered a suicide risk. Grhbow proposes that, based on this evidence, there is sufficient circumstantial evidence that Franks inferred a substantial risk to Prochnow’s safety, Franks did in fact draw this inference, and she disregarded the risk. See Comstock,
The district court disagreed with Gra-bow’s arguments, finding that Grabow failed to create a genuine issue of material fact regarding Franks’s subjective knowledge of Prochnow’s serious medical condition sufficient to show deliberate indifference. Grabow,
We agree with the district court’s analysis. The extent of Franks’s interaction with Prochnow between August 13 and August 15, 2011, consisted of: (1) Franks’s observing Puchovan’s search of Prochnow; (2) Puchovan’s telling Franks that Pro-chnow was “good to go;” (3) Franks’s moving Prochnow to a holding cell with a bed on August 14; and (4) Franks and Pro-chnow’s joking about Prochnow allegedly stealing items from a Wal-Mart. Franks did not work on August 15, the day that Prochnow outwardly expressed a depressed condition and committed suicide. Thus, all Franks knew regarding Pro-chnow’s then-current incarceration was that Prochnow was arrested for domestic abuse and that Prochnow was undergoing a detox protocol. This is insufficient to create a genuine issue of material fact regarding Franks’s subjective knowledge of Prochnow’s suicidal tendencies. Though Franks clearly failed to make inquiries required by her job duties, there is no evidence that she had any reason to suspect that those inquiries would reveal suicidal tendencies.
There is no doubt Franks was negligent. Grabow must allege more, however, to allow us to impute sufficient knowledge to Franks. Deliberate indifference requires a level of culpability higher than negligence, one that more closely approximates reckless disregard for a known risk. Farmer,
Even if we impute knowledge of the Offendertrak alert to Franks, it is not clear this knowledge would establish that Franks observed facts sufficient to infer a substantial risk. If Franks learned of Pro-chnow’s 2008 placement on suicide watch status from the Offendertrak system, Franks would also have known that Pro-chnow remained on suicide watch for less than two days before spending almost a month in general population. Franks would also have learned that Prochnow had been incarcerated three subsequent times, all in general population and all without incident. Franks knew that Pro-chnow told Puchovan that she had never attempted suicide and did not have any present intent to harm herself. Moreover, Franks interacted with Prochnow on April 14, and Prochnow appeared upbeat, which is inconsistent with an inference of a substantial risk of suicide. Franks did not see Prochnow on April 15, and, thus, could not have observed Prochnow after her hearing. Franks simply assigned Prochnow to a
We conclude that Grabow failed to establish that Prochnow “showed a strong likelihood that [she] would attempt to take [her] own life in such a manner that failure to take adequate precautions amounted to a deliberate indifference to [her] serious medical needs.” Gray,
Because we find that Grabow has failed to demonstrate a genuine issue of material fact as to the subjective prong of the Eighth and Fourteenth Amendments analysis, we decline to address the district court’s discussion of the objective prong of this analysis, its causation analysis, or its qualified immunity analysis. We affirm the district court’s grant of summary judgment on Grabow’s § 1983 claim against Franks.
IV
Grabow also asserted § 1983 claims against Macomb County, arguing that the County itself was deliberately indifferent and failed to adequately train its staff. Under § 1983, municipalities are responsible only for “their own illegal acts.” Pembaur v. Cincinnati,
We affirm the grant of summary judgment on Grabow’s municipal liability claim against Macomb County. As discussed in Part III, supra, Grabow failed to present facts upon which a reasonable juror could conclude that Franks violated any of Pro-
V
Finally, Grabow asserted claims against Franks for gross negligence under Michigan state law. In response to Grabow’s claims, Franks asserted immunity under Mich. Comp. Law § 691.1407, which grants immunity from tort liability to government employees if the following elements are satisfied:
(a) The officer, employee, member, or volunteer is acting or reasonably believes he or she is acting within the scope of his or her authority;
(b) The governmental agency is engaged in the exercise or discharge of a governmental function;
(c) The officer’s, employee’s, member’s, or volunteer’s conduct does not amount to gross negligence that is the proximate cause of the injury or damage.
The parties do not dispute that elements (a) and (b) apply. The only question is whether Franks’s conduct amounted to gross negligence that was the proximate cause of Proehnow’s death.
Section 691.1407(8)(a) defines “gross negligence” as “conduct so reckless as to demonstrate a substantial lack of concern for whether an injury results.” The Michigan Supreme Court has held that an employee’s conduct is “the proximate cause” of an injury only when it is “the one most immediate, efficient, and direct cause preceding an injury.” Robinson v. City of Detroit,
Based on this provision, the district court found that Franks was not the proximate cause of Prochnow’s death, and we agree. As discussed in Part III, supra, Franks was clearly negligent in failing to perform the required in-person interview in order to complete the Initial Classification/Temporary Cell Assignment form. Even if we assume that Franks’s actions constituted “substantially more than negligence” and that her acts were a cause of Prochnow’s suicide — assumptions we make without deciding — it is clear they were not the one, immediate and direct cause of Prochnow’s death. Prochnow did not verbalize any intent to commit suicide to the arresting officer, told Puchovan that she did not currently intend to harm herself, and assured Mason that she did not currently intend to harm herself. Two days later, Prochnow caused her own death by hanging. As in Kruger, it was Prochnow’s
VI
For the foregoing reasons, we affirm the district court’s grant of summary judgment for defendants-appellees Franks and the County of Macomb.
Notes
. After the events surrounding Prochnow’s death, the jail updated its regulations. Now, the first officer who comes into contact with the inmate, usually the officer who performs the pat-down, must perform the initial screening based on the questions provided on the Initial Classification/Temporary Cell Assignment form. That officer will fill out the form by hand in front of the inmate and then pass the form and the Jail Detention Card to another officer, who enters the information into the computer network.
. An officer observes the inmate at least every 15 minutes under High Observation status.
. An officer observes the inmate at least every 30 minutes under Close Observation status. An inmate who is an active suicide risk would not be placed under Close Observation because, per Puchovan, "in Close Observation[ ] they have every tool they need to kill themselves.” Doc. 66-5, PagelD 1497.
. Grabow also brought suit against a variety of other defendants. Grabow voluntarily dismissed the claims against Sheriff Anthony Wickersham, CMS employees Catherine Sta-linski and Kelly Hedke, and Deputy Gregory Shumacher. Grabow settled the claims against CMS, Michelle Mason, and CMS clinician Stephanie Harmon.
. Grabow had also asserted state law gross negligence claims against the County. The district court dismissed those claims, and Grabow does not appeal that dismissal.
. There were no allegations that Prochnow was so mentally incompetent as to be incapable of making the decision to end her own life, and there is nothing in the record that could support such an allegation.
Concurrence Opinion
concurring.
I agree with the panel’s analysis and outcome. I write separately to note the troubling statistics surrounding suicides in the Macomb County Jail.
The Macomb County Jail has a capacity of 1,238 inmates and processes about 19,-000 inmates annually.
Macomb County Jail’s disturbing suicide rate is a microcosm of the larger jail-suicide problem, which accounted for thirty-five percent of all jail deaths in the U.S. in 2011. Id. at 7. Our decision cites no less than nine prisoner-suicide cases, most of which originate in Michigan. See Galloway v. Anuszkiewicz,
Most of these cases, like the one before us, deal with the suicide of inmates who had a known history of mental illness and suicidal tendencies. And in those cases, like this one, this Court reached the conclusion, first put forward in Danese v. Asman,
And yet the suicides keep happening. How many times should this question come before this Court before the need for adequate suicide precautions for mentally-ill inmates becomes “clearly established law” for which officials can be held accountable? Id. at 236. How many times should Macomb County come before this Court before “the need for better training [becomes] so obvious” that it should be held liable? Id. While current law offers no refuge for Grabow, the time may come for this Court to rethink what constitutional protections are available to mentally ill, potentially suicidal inmates and what sort of liability may be imposed on defendants like Macomb County, where these suicides continue to occur at an alarming rate.
. On average, the total Michigan jail population per day in 2011 was 16, 541. Mortality Rates in Local Jails and State Prisons 17. The total annual Michigan jail population for 2010 was 219,266. JPIS Report from Michigan Department of Corrections, Office of Community Corrections 84 (2010).
