MEMORANDUM DECISION AND ORDER
Pro se plaintiff Devin Keitt (“Keitt”) brings this action alleging claims under the Individuals with Disabilities in Education Act (“IDEA”), 42 U.S.C. §§ 1400 et seq., Title II of the Americans with Disabilities Act (“ADA”), 42 U.S.C. §§ 12101 et seq., the Rehabilitation Act, 29 U.S.C. 794 et seq., the Equal Education Opportunities Act (“EEOA”), 20 U.S.C. §§ 1701 et seq., 42 U.S.C. § 1983 for violations of his First, Eighth, and Fourteenth Amendment rights, and 42 U.S.C. §§ 1981, 1985, 1986. Keitt alleges these claims against the City of New York, the Department of Correction (“DOC”), the Department of Education (“DOE”), the Department of Juvenile Justice (“DJJ”), Mayor Bloomberg (“Bloomberg”), and Dora Schriro, the Commissioner of the DOC (“Schriro”) (collectively, the “City Defendants”), as well as the State of New York, the Department of Correctional Services (“DOCS”), the State Education Department (“SED”), Brian Fischer, Commissioner of DOCS, (“Fischer”), Mark Bradt, former Superintendent of Elmira Correctional Facility (“Bradt”)
Keitt alleges that the defendants failed to accommodate his dyslexia in the public school system through 1998, and in education programs offered in (1) juvenile detention facilities from 1995-97, (2) Rikers Island facilities- operated by DOC beginning in 1998, and (3) various state facilities operated by DOCS. He also alleges that the defendants failed to accommodate his
Both the City and State Defendants moved to dismiss Keitt’s IDEA, EEOA, ADA, Rehabilitation Act and Section 1983 claims. The City Defendants also moved to dismiss Keitt’s claims under Sections 1981, 1985, and 1986. The State Defendants moved to sever the remaining claims arising at Elmira and to transfer those claims to the Western District of New York. Keitt opposed the motions to dismiss, sever, and transfer, and brings a motion for leave to file a Second Amended Complaint. All defendants oppose the motion to amend.
This Court referred the matter to Magistrate Judge Debra Freeman for her Report and Recommendation (“Report”). Magistrate Judge Freeman recommended that this Court (1) dismiss all claims against the City Defendants; (2) dismiss all claims against the State Defendants under the EEOA, the IDEA, and 42 U.S.C. § 1981; (3) dismiss all claims against the State Defendants under 42 U.S.C. §§ 1983, 1985, and 1986, the ADA, and the Rehabilitation Act which arose prior to Keitt’s incarceration at Elmira in 2006; (4) deny dismissal of Keitt’s Section 1983, 1985, and 1986 claims for damages arising out of his incarceration at Elmira against the individual State Defendants, in their personal capacities, but dismiss as moot his claim for injunctive relief, without prejudice to Keitt reasserting that claim if he is granted leave to plead claims arising out of his current incarceration at Attica; (5) deny dismissal of Keitt’s ADA and Rehabilitation Act claims arising out of his incarceration at Elmira, to the extent he seeks compensatory but not punitive damages, against the State of New York and DOCS, as well as the individual State Defendants in their official capacities, but dismiss as moot his request for injunctive relief, without prejudice to Keitt reasserting those claims, if he is granted leave to plead claims arising out of his current incarceration at Attica; (6) deny the State Defendants’ motion to sever the claims arising at Elmira as moot; (7) grant the State Defendants’ motion to transfer the remaining claims to the Western District of New York; and (8) deny Keitt’s motion for leave to file a Second Amended Complaint without prejudice to renew in the Western District of New York.
The Court may accept, reject or modify, in whole or in part, the findings and recommendations set forth within the Report. 28 U.S.C. § 636(b)(1). When there are objections to the Report, the Court must make a de novo determination of those portions of the Report to which objections are made. Id.; see also Rivera v. Barnhart,
I. EEOA Claims
Magistrate Judge Freeman properly concluded that Keitt failed to state a claim under the EEOA because he only alleged that he was denied educational opportunities because of his dyslexia and not because of his race, color, sex, or national origin.
II. IDEA Claims
Magistrate Judge Freeman properly concluded that Keitt’s IDEA claims are time-barred. Keitt’s IDEA claims accrued at the latest when he reached the age of 21 in 2002. Because Keitt has not alleged any basis for tolling the three year statute of limitations, Keitt’s IDEA claims would be untimely after 2005. .
III. Section 1981 Claims
Magistrate Judge Freeman properly concluded that Keitt failed to state a claim under section 1981. To state a claim under Section 1981, a plaintiff must allege that (1) plaintiff is a member of a racial minority; (2) defendant intended to discriminate on the basis of race; and (3) the discrimination concerned the rights to “make and enforce contracts, to sue, be parties, give evidence, and the full and equal benefits of all laws and equal benefit of all laws and proceedings for the security of persons and property.” See Brown v. City of Oneonta, New York,
IV. Section 1983, 1985 and 1986 Claims
A. Claims Arising Before Keitt’s Incarceration at Elmira
Magistrate Judge Freeman properly concluded that Keitt’s Section 1983, 1985, and 1986 claims arising out of his time in the public school through 1998, in juvenile detention facilities from 1995-97, in DOCS incarceration from September 2, 2000 to September 10, 2003, or in Rikers Island prior to April 20, 2006 are time-barred. The statute of limitations for Section 1983 and 1985 claims is three years. See Paige v. Police Dept. of Schenectady,
1. Claims Against Fischer
Magistrate Judge Freeman properly concluded that the State Defendants’ motion to dismiss Keitt’s Section 1983, 1985, and 1986 claims against Fischer should be denied.
A supervisory official may be deemed to have personal involvement where he failed to remedy a constitutional wrong after learning of a violation through a report or appeal. Colon v. Coughlin,
Keitt alleges that (1) he repeatedly gave Fischer complete details of the failures at Elmira to accommodate Keitt’s disability; (2) Fischer had “full knowledge” of the refusal to accommodate from both grievances and disciplinary appeals; (3) Fischer has upheld every decision denying plaintiff accommodation; and (4) Fischer failed to take action to remedy the ongoing violation.
2. Claims Against the Remaining State Defendants
Magistrate Judge Freeman properly concluded that Keitt’s Section 1983, 1985, and 1986 claims against the State of New York and its agencies are barred by the 11th Amendment. Here, where there has been no waiver of immunity by the state or abrogation of immunity by Congress, the 11th Amendment bars suit against a state and its agencies in federal court. Huang v. Johnson,
Magistrate Judge Freeman properly concluded that Keitt’s Section 1983, 1985, and 1986 claims be permitted to proceed to the extent Keitt is seeking damages, including punitive damages, from defendants Fischer, Fusco, Bradt, Liver-more, and Lepowski, in their personal capacities. The 11th Amendment does not bar actions for damages against state officials in their personal capacities. Id. Keitt’s transfer to Attica does not moot his action for monetary damages for harm allegedly suffered during his prior incarceration at Elmira. In addition, Keitt has alleged “conscious wrongdoing” or “callous indifference” as to at least some of the individual defendants, as required for punitive damages.
Magistrate Judge Freeman properly concluded that Keitt’s claim for injunctive relief against Bradt be dismissed sua sponte as moot, without prejudice to Keitt’s reasserting such a claim with regard to his present treatment at Attica, should Keitt be granted leave to amend his pleading to include claims arising from his current incarceration there. Because Keitt’s claims for injunctive relief are based upon Bradt’s conduct at Elmira, that relief is currently no longer available or necessary.
V. ADA and Rehabilitation Act Claims
A. Claims Arising Before Keitt’s Incarceration at Elmira
Magistrate Judge Freeman properly concluded that Keitt’s claims under the ADA and Rehabilitation Act arising out of his time in the public school through 1998, in juvenile detention facilities from 1995-97, in DOCS incarceration from September 2, 2000 to September 10, 2003, or in Rikers Island prior to April 20, 2006 are time-barred. The statute of limitations on these claims is three years. As Keitt did not allege facts sufficient to toll the statute of limitations for any of these claims, and did not file his Complaint until June 22, 2009, Keitt’s ADA and Rehabilitation Claims for the time period addressed above are untimely.
B. Claims Arising During Keitt’s Incarceration at Elmira
Magistrate Judge Freeman properly concluded that Keitt’s ADA and Rehabilitation Act claims related to his incarceration at Elmira against the State of New York, DOCS, as well as Fischer,
Magistrate Judge Freeman properly concluded that Keitt’s claims under
Magistrate Judge Freeman properly concluded that Keitt’s claims for injunctive relief under the ADA and Rehabilitation Act against Lepkowski and Livermore be dismissed as moot because Keitt is no longer housed at Elmira. Magistrate Judge Freeman also properly determined that Keitt’s claims for injunctive relief against Bradt be dismissed sua sponte as moot without prejudice to Keitt’s reassertion of such claims, should he be granted leave to plead claims arising out of his current incarceration at Attica. As currently pled, Keitt’s claims against Bradt and requests for injunctive relief similarly only concern Keitt’s incarceration at Elmira.
VI. State Defendants’ Motion to Transfer
Magistrate Judge Freeman properly concluded that Keitt’s remaining claims arising at Elmira, which are not dismissed by this Court, should be transferred to the Western District of New York. Proper venue lies in the district where Keitt was incarcerated. The totality of the circumstances strongly favors transfer of all of the claims not dismissed by this Court “[f]or the convenience of parties and witnesses, in the interest of justice.” 28 U.S.C. § 1404(a).
VII. Keitt’s Motion to Amend
Magistrate Judge Freeman properly concluded that Keitt’s request for leave to amend his complaint with respect to the City Defendants be denied, with prejudice. All of Keitt’s claims against the City Defendants are time-barred and thus an amendment with respect to these claims would be futile. See, e.g., Lucente v. Int'l Bus. Machines Corp.,
Conclusion
This Court adopts the Report and Recommendation in its entirety. The City Defendants’ motion to dismiss is GRANTED in its entirety. The State Defendants’ motion to dismiss is GRANTED IN PART, AND DENIED IN PART, consistent with this opinion. The State Defendants’ motion to sever is DENIED as moot. The State Defendants’ motion to transfer to the Western District of New York is GRANTED. Keitt’s motion for leave to amend is DENIED without prejudice to renew in the Western District of New York.
SO ORDERED.
REPORT AND RECOMMENDATION
Plaintiff Devin Keitt (“Keitt”), currently incarcerated in Attica Correctional Facility (“Attica”) and acting pro se, brings this action under the Individuals with Disabilities in Education Act (“IDEA”), 42 U.S.C. §§ 1400 et seq., Title II of the Americans with Disabilities Act (“ADA”), 42 U.S.C.
Keitt names the City of New York and three of its agencies (the Department of Correction (“DOC”), the Department of Education (“DOE”) and the Department of Juvenile Justice (“DJJ”)), as well as Mayor Bloomberg (“Bloomberg”)
Keitt alleges that he is dyslexic and that Defendants failed to accommodate his disability in the public school system through 1998, and in education programs offered in (a) juvenile detention facilities from 1995-97, (b) Rikers Island facilities operated by DOC beginning in 1998, and (c) various state facilities operated by DOCS. Keitt also alleges that, during his detention at the Elmira Correctional Facility (“Elmira”) in Chemung County, New York, Defendants failed to accommodate his dyslexia in disciplinary proceedings and retaliated against him for filing grievances regarding alleged failures to accommodate his dyslexia in both educational programs and disciplinary proceedings. Finally, Keitt challenges Elmira’s policy requiring prisoners who have not obtained a high school diploma or its equivalency to attend adult basic education programs (even if such programs are wholly unsuitable without reasonable accommodations) or else forfeit their ability to participate in other programming. Keitt seeks compensatory and punitive damages, as well as injunctive relief.
This matter is before me on motions by both the City (Dkt. 33) and State Defendants (Dkt. 35) to dismiss the IDEA, EEOA, ADA, Rehabilitation Act and Section 1983 claims in the Amended Complaint. The City Defendants also move to dismiss the claims under Sections 1981, 1985 and 1986. The State Defendants move to sever the remaining claims arising at Elmira and to transfer such claims to the Western District of New York. Keitt opposes the motions to dismiss and brings a motion (Dkt. 49) for leave to file a Second Amended Complaint. All Defendants oppose the motion to amend.
For the reasons set forth below, I recommend that the motions to dismiss be granted in part and denied in part, the motion to sever the claims arising at Elmira be denied as moot because these are the only remaining claims, the motion to transfer to the Western District be granted as to the remaining claims, which are against only State Defendants, and the motion to amend be denied without prejudice to Keitt’s renewal of his request for leave to amend in the transferee court.
BACKGROUND................................................................429
A. Factual Background..................................................429
1. Keitt’s Time in Public School and in Juvenile Detention................429
2. Detention in City (DOC) and State (DOCS) Facilities..................430
B. Procedural Background...............................................431
DISCUSSION..................................................................432
I. Motions to Dismiss.......................................................432
A. Applicable Legal Standards...........................................432
B. EEOA Claims.......................................................433
C. IDEA Claims........................................................434
1. Exhaustion......................................................434
2. Statute of Limitations.............................................436
a. Applicable Limitations Period..................................436
b. Accrual of Keitt’s Claims ......................................437
c. Potential Tolling..............................................438
D. Section 1981 Claims..................................................440
E. Section 1983,1985 and 1986 Claims.....................................441
1. Statute of Limitations.............................................441
a. Applicable Limitations Period..................................441
b. Accrual of Keitt’s Claims ......................................441
i. Claims Arising Out of Public School Attendance............442
ii. Claims Arising Out of Juvenile Detention..................442
in. Claims Arising Out of Initial Period of State
Incarceration........................................442
iv. Claims Arising Out of Detention in City Facilities
(Rikers Island)................................. 442
c. Potential Tolling..............................................443
2. Remaining Section 1983,1985 and 1986 Claims.......................444
a. Adequacy of Pleading.........................................444
b. 11th Amendment Immunity and Available Relief, Under
Sections 1983,1985 and 1986 ................................. 447
i. Damages..............................................447
ii. Injunctive Relief.......................................448
F. ADA and Rehabilitation Act Claims ....................................450
1. Statute of Limitations.............................................450
a. Applicable Limitations Period..................................450
i. Title II of the ADA.....................................450
ii. Rehabilitation Act......................................451
b. Accrual of Keitt’s Claims and Unavailability of Tolling.............452
2. Remaining ADA and Rehabilitation Act Claims.......................452
a. Adequacy of Pleading.........................................452
b. Potential Immunity and Available Relief Under the ADA and
Rehabilitation Act..........................................454
i. 11th Amendment Immunity as to ADA....................454
ii. 11th Amendment Immunity as to Rehabilitation Act ........455
iii. Damages..............................................456
iv. Injunctive Relief.......................................457
II. MOTION TO SEVER AND TRANSFER CLAIMS ARISING AT
ELMIRA.............................................................458
A. Section 1404(a) Standards.............................................458
B. Transfer Considerations in This Case...................................459
A. Rule 15(a) Standards.................................................460
B. Proposed Amendments...............................................461
1. Proposed Modification of Claims Directed to City Defendants..........461
2. Proposed New Claims Directed to Existing or Newly-Named State
Defendants....................................................462
CONCLUSION.......................... ......................................462
BACKGROUND A. Factual Background
The facts summarized herein are primarily taken from Keitt’s Amended Complaint, and are taken as true for purposes of Defendants’ motions to dismiss. {See infra, at 13.)
1. Keitt’s Time in Public School and in Juvenile Detention
Devin Keitt was born on February 25, 1981. {See Keitt’s Individualized Education Plan (“IEP”), dated 1995 (Am. Compl., Ex. 1).) When he was nine years old, his mother took him to a clinical psychologist, who purportedly diagnosed him with dyslexia. (See Am. Compl. at ¶¶ 33, 47, 225 (alleging that he was first diagnosed at Public School 118).
At some point, Keitt transferred to Intermediate School 231, in Queens. {See Compl. at ¶ 78.) Thereafter, in 1995, when he was in eighth grade, Keitt’s mother enrolled him in the private Lowell School, also in Queens. {See Am. Compl. at ¶ 62; Compl. at ¶¶ 82-83.) After a school break, Keitt did not return to the Lowell School because he was arrested. {See Am. Compl. at ¶ 64.)
From August 10, 1995 until February 1997, Keitt was detained in various juvenile detention centers, including the Spofford Detention Center, Tryon Division for Youth, Allen Residential Center, Adirondack Wilderness Challenge and others. {See id. at ¶ 90.) Keitt attended class throughout this 18-month period, allegedly without any accommodations for his dyslexia. {See id. at ¶ 93.) Keitt asserts that he had a second grade reading comprehension level at the time of his release in 1997. {See id. at ¶ 94.)
After his release from the juvenile detention centers, Keitt attended Springfield High School, where he was placed in a special education classroom for six months. {See id. at ¶ 65.) While he was attending Springfield High School, Keitt’s mother suffered a stroke and was not able to advocate for him. {See id. at ¶ 67.) Keitt
2. Detention in City (DOC) and State (DOCS) Facilities
In 1998, not long after he left Springfield High School, Keitt was arrested and detained in a facility operated by DOC. (See id. at ¶ 103). Further, Keitt alleges that he has been detained in DOC facilities at Rikers Island, including the Robert N. Davoren Complex (“RNDC”), the Eric M. Taylor Center (“EMTC”), and the George R. Vierno Center (“GRVC”), for much of the past decade, “from late 1998 to the present.” (Id.) At these facilities, he purportedly “was not provided reasonable appropriate accommodations at any time,” but, nevertheless, was “required to attend Standard/Basic educational classes.” (Id. at ¶ 104).
According to DOCS administrative records, though, Keitt was in state custody from September 28, 2000, until he was released to parole on September 10, 2003.
The Amended Complaint does not include any allegation as to when Keitt was transferred to Elmira, although Keitt did file a notice with the Court on October 23, 2009 that he had been transferred there. See Keitt v. City of New York, No. 09 Civ. 5663 (Dkt. 10). Keitt alleges generally that he was denied reasonable accommodations in the education program at Elmira. (See Am. Compl. at ¶ 219.) More specifically, he claims that Lepkowski, the education supervisor at Elmira, failed to accommodate his dyslexia. (See id. at ¶¶ 261-64.)
While he was at Elmira, Keitt grieved his claim that his dyslexia was not being accommodated in the education program he was attending. (See Am. Compl. at ¶ 220.) Superintendent Bradt’s response to Keitt’s grievance stated that Keitt had alleged that, as “a dyslexia disabled prisoner, [he was] being denied necessary accommodations to participate in the [Adult Basic Education] program” and that his “grievance [was] denied [due] to age limitations.” (Id., Ex. 4 (Superintendent Bradt’s response, dated January 27, 2010, to Keitt’s grievance).) Keitt also submitted a request for accommodation under the ADA, seeking extended time for tests, to be permitted to circle multiple choice answers (rather than completing corresponding responses), to use notes from other students, and to have a reader, books on tape, or materials with large print. (See id. at Ex. 2). Reynolds allegedly denied
Beyond claiming that his dyslexia was not reasonably accommodated, Keitt also alleges that certain correction officers threatened to make false disciplinary reports because of his requests for accommodations. (See id. at ¶ 244.) In particular, Keitt directs such allegations at Fusco, who was his teacher in an adult basic education program at Elmira. (See id. at ¶ 268.) Although Keitt allegedly informed Fusco that he required accommodations because of his dyslexia, Fusco purportedly threatened to issue Keitt a misbehavior report for failing to complete assignments and falsely claimed that Keitt created disturbances in the program. (See id. at ¶ 269.) On May 28, 2010, Keitt was issued a misbehavior report,' which Keitt claims was false. (See id. at ¶ 245.) Keitt alleges that he has learned that “staff ha[d] been instructed to issue him a misbehavior report at every opportunity.” (Id. at ¶ 230.) He further alleges that he “was compelled” to sign out of the adult basic education program. (See id. at ¶ 270.) Thereafter, because Keitt was not attending school and did not have a general education degree (“G.E.D.”), Livermore, who was a member of the Program Committee at Elmira, allegedly refused to allow Keitt to attend Elmira’s strength/fitness program. (See id. at ¶ 274.)
Keitt alleges that he was unable to defend himself adequately on the May 28, 2010 disciplinary charges because he could not read the notice of the charges against him or explain his defenses, and he was found guilty. (See id. at ¶ 245.) He seeks compensatory damages and injunctive relief, requiring DOCS and its employees to provide accommodations to dyslexic prisoners at disciplinary hearings. (See id. at ¶ 248.)
On or about October 21, 2010, after he filed the Amended Complaint, Keitt was transferred to Attica.
B. Procedural Background
Keitt filed his original Complaint on June 22, 2009. (See Compl., at 51.) The Court issued an Order on October 7, 2009, directing Keitt to amend his Complaint, which named more than 100 defendants and asserted claims arising in 16 different facilities, the majority of which are not in this district. (See Order, dated October 7, 2009 (Dkt. 3).) After several requests for extensions of time, Keitt submitted an Amended Complaint, which he apparently signed on June 28, 2010. (Dkt. 10.) Keitt also filed two actions in the Northern District of New York, one of which raises claims about the denial of reasonable accommodations for his dyslexia in facilities within that district.
The State Defendants move to dismiss on grounds that: (1) the claims against the State of New York and it agencies are barred by the 11th Amendment to the United States Constitution, as are the claims for damages against individual officers in their official capacities; (2) the claims for injunctive relief against Elmira Officers Livermore and Lepkowski in their official capacities are moot because Keitt was transferred to Attica; (3) Keitt fails to state a claim under the ADA or Rehabilitation Act; (4) the claims against Commissioner Fischer should be dismissed for lack of personal involvement; (5) punitive damages are not available; and (6) the remaining claims should be severed and transferred to the Western District of New York. (See Memorandum of Law in Support of State Defendants’ Motion to Dismiss and to Sever and Transfer Venue, dated Jan. 11, 2011 (Dkt. 36) (“State Defs. Mem.”).)
Keitt opposes both motions to dismiss and the motion to sever and transfer.
DISCUSSION
I. MOTIONS TO DISMISS
A. Applicable Legal Standards
Under Federal Rule of Civil Procedure 12(b)(1), a defendant may move to dismiss
A complaint may be dismissed under Rule 12(b)(6) of the Federal Rules of Civil Procedure when it is not “legally sufficient” to state a claim upon which relief may be granted. Kopec v. Coughlin,
Though the Court will construe a pro se plaintiffs pleadings liberally and “interpret them to raise the strongest arguments that they suggest,” Burgos v. Hopkins,
Keitt filed his motion to amend prior to the Court’s issuance of a decision on Defendants’ motions to dismiss. Accordingly, to the extent the Court finds any deficiencies in the original pleading, the Court will also consider whether the proposed amendment cures the defects, and whether the amendment should thus be permitted.
B. EEOA Claims
All Defendants move to dismiss Keitt’s claims under the EEOA for failure to state a claim on which relief can be granted. (See City Defs. Mem. at 16-17; State Defs. Mem. at 13.) The EEOA provides that “[n]o State shall deny equal educational opportunity to an individual on account of his or her race, color, sex or national origin.” 20 U.S.C. § 1703. This statute was “intended to ‘specify appropriate remedies for the orderly removal of the vestiges of the dual school system.’ ” Lopez v. Bay Shore Union Free Sch. Dist.,
C. IDEA Claims
All Defendants move to dismiss Keitt’s claims that he did not receive a free, appropriate public education, in violation of the IDEA, on the ground that Keitt failed to exhaust available administrative remedies. (See City Defs. Mem. at 13-15; State Defs. Mem. at 13.) Defendants further contend that the IDEA subjects any other federal statutory claim seeking relief available under the IDEA to the same administrative exhaustion requirement; they therefore also move to dismiss Keitt’s ADA, Rehabilitation Act and Section 1983 claims for failure to exhaust his IDEA remedies. (See id.; see also Cave v. E. Meadow Union Free Sch. Dist.,
All Defendants argue, in the alternative, that Keitt’s IDEA claims should be dismissed as time-barred. (See City Defs. Mem. at 11-12; State Defs. Mem. at 12-13.)
1. Exhaustion
Congress enacted the IDEA “to ensure that all children with disabilities have available to them a free, appropriate public education that emphasizes special education and related services,” Somoza v. New York City Dep’t of Educ.,
Generally, a plaintiff must exhaust both steps to bring a civil action under the IDEA or under any other statutory claim seeking relief available under the IDEA. See Coleman v. Newburgh Enlarged Sch. Dist.,
The IDEA’S exhaustion requirement does not apply, however, “in situations in which exhaustion would be futile.” Coleman,
It is clear from the face of the Amended Complaint that Keitt has not exhausted IDEA administrative remedies. (See, e.g., Am. Compl. at ¶ 32 (“[I]t is clear [that his mother] did not know the rights of her son and allowed the [p]ublie [sjchool [s]ystem to go so many years without providing her son with reasonable accommodations.”).) When a complaint, on its face, reflects that it could not be amended to allege that the plaintiff satisfied the exhaustion requirement, failure to exhaust is a proper ground for a motion to dismiss. See Levine v. Greece Central Sch. Dist., No. 09-910-cv,
Keitt contends in his opposition to the City’s motion that the futility exception to the exhaustion requirement applies because neither he nor his parents were notified of IDEA administrative procedures. (Pl.(City) Opp. at 15.) In particular, Keitt alleges in his Amended Complaint that “it is clear [that his mother] did not know the rights of her son” (Am. Compl. at ¶ 32), that “there is nothing to support that she was given educational options for her son” (id. at ¶ 33), and that “[i]t is clear that plaintiff’s mother was not aware of [Keitt’s] rights under the ... I.D.E.A.” (id. at ¶ 62). He further alleges that “plaintiff [and] his mother were not informed of their rights and the D.O.E.’s obligations to them.” (Id. at ¶ 77; see also id. at ¶ 207 (“State educators failed to ... properly inform plaintiff and his parent of their rights concerning his education.”).) The Amended Complaint thus alleges that neither Keitt nor his parents were notified of available remedies for alleged violations of the IDEA, and the Court accepts these factual allegations as true for purposes of the motion to dismiss. Jaghory v. New
The Second Circuit has excused the ex-háustion requirement in such circumstances because the failure “to notify plaintiffs of their procedural rights under the IDEA ‘deprived [them] of the opportunity to take advantage of the procedural safeguards offered by the statute.’ ” See Weixel,
2. Statute of Limitations
Keitt’s IDEA claims are, however, subject to dismissal as time-barred, as discussed below.
a. Applicable Limitations Period
Prior to July 2005, the IDEA did not specify a limitations period. Courts therefore borrowed the most analogous state statute, which some district courts had concluded was the one-year limitations period contained in Section 297(5) of the N.Y. Human Rights Law. See Somoza,
By its express terms, however, the two-year period now in Section 1415(f)(3)(C)' governs only the timé to request an administrative due process hearing.
Where a federal statute is silent, a court generally supplies the statute of limitations from the most closely analogous state statute. Graham Cnty. Soil & Water Conservation Dist. v. United States ex rel. Wilson,
b. Accrual of Keitt’s Claims
In the Amended Complaint, Keitt alleges that Defendants violated the IDEA by failing to provide him with an appropriate education: (1) in the public schools through 1998; (2) in juvenile detention facilities from 1995-97; (3) at city-operated facilities at Rikers Island, where he was incarcerated at various times beginning in 1998; and (4) in state facilities operated by DOCS where he was incarcerated from 2000-03, and again beginning in 2006.
“An IDEA claim accrues on the date that a plaintiff or his parent ‘knew or should have known about the alleged action that forms the basis of the complaint.’ ” Somoza,
The City Defendants contend that all of Keitt’s claims accrued in 1995 when his mother removed him from public school and enrolled him in the private Lowell School because she “knew or had reason to know” that he was being denied an appropriate education at that point. (See City Defs. Mem. at 9-10 (“Plaintiffs IDEA claims accrued when Plaintiff was fourteen (14) years old, as it is clear from the Amended Complaint that Plaintiffs mother knew or had reason to know” that “special education services were allegedly being denied to Plaintiff’).) This may be true as to any IDEA claim arising at the public school from which Keitt was withdrawn in eighth grade. The City Defendants fail to establish, however, that Keitt’s other IDEA claims — which arose in juvenile facilities between 1995-97, in high school in 1998, or in various Rikers Island facilities intermittently beginning in 1998 — accrued in 1995, before Keitt had even entered such facilities. In 1995, neither Keitt nor his mother “knew or had reason to know” that he would be denied
The City Defendants argue, in the alternative, that all of Keitt’s IDEA claims accrued at the latest in 2002, the year he reached the age of 21; the State Defendants also make this argument. (See City Defs. Mem. at 11; State Defs. Mem. at 12). Keitt was born on February 25, 1981, and thus he reached the age of 21 on February 25, 2002. (See Am. Compl., Ex. 1). “New York law requires the DOE to provide educational services for children with disabilities until they receive a high school diploma or complete the school year following their twenty-first birthday.” So-mom,
Having concluded that Keitt’s IDEA claims accrued at the very latest at the end of the school year in 2002 and that a three-year statute of limitations applies, Keitt’s IDEA claims would be untimely after 2005. Thus, as Keitt’s Complaint should be considered to have been filed on June 22, 2009,
c. Potential Tolling
In opposing the City Defendants’ motion to dismiss the Amended Complaint as untimely, Keitt contends that, “[e]ven if the [P]laintiff knew that his constitutional rights were violated while in the DOCS, there [were] no policies and/or procedures in place to [e]nsure Plaintiff [was] afforded a reasonable accommodation to participate in the law library....” (PI. (State) Opp. at ¶ 7.) The Court construes this as an allegation that Keitt is entitled to equitable tolling. Under federal law, a litigant seeking to invoke equitable tolling must establish that: (1) he has been pursuing his rights diligently, and (2) some extraordinary circumstance stood in his way. Pace v. DiGuglielmo,
Keitt’s argument fails for at least two reasons. First, even assuming that DOCS policies with respect to dyslexic individuals could be considered an extraordinary circumstance, Keitt fails sufficiently to allege that DOCS policies caused the untimeliness of his Complaint. See, e.g., Harper v. Ercole,
Keitt also has no basis for invoking tolling under state law. “[F]ederal courts must borrow a state’s tolling rules unless to do so ‘would defeat the goals of the federal statute at issue.’ ” M.D. v. Southington Bd. of Educ.,
The Court also considers whether Keitt is entitled to statutory tolling. New York has codified the circumstances under which a limitations period may be tolled. See, e.g., N.Y.C.P.L.R. § 204(a) (where commencement of an action has been stayed by court order), id. at § 204 (where a dispute has been submitted to arbitration but is ultimately determined to be nonarbitrable), id. at § 207(3) (where the defendant is outside New York at the time the claim accrues), id. at § 208 (where the plaintiff is disabled by infancy or insanity), id. at § 210 (upon the death of a plaintiff or defendant).
There is a conflict among the Circuits as to whether minority tolling provisions should be applied to the IDEA.
Finally, courts in this Circuit have been reluctant to apply the continuing-violation doctrine to IDEA claims. See Scaggs v. New York State Dep’t of Educ., No. 06 Civ. 799,
Accordingly, having concluded that Keitt’s IDEA claims accrued at the latest at the end of the school year in 2002 (the year that he reached the age of 21), and that a three-year limitations period applies to unexhausted claims, his IDEA claims are untimely because he did not file them until June 22, 2009, and Keitt has not adequately alleged any basis for tolling the statute of limitations. I therefore recommend granting Defendants’ motions to dismiss all of Keitt’s IDEA claims as untimely.
D. Keitt’s Section 1981 Claims
The City Defendants move to dismiss Keitt’s claims, brought pursuant to Section 1981.
In the Amended Complaint, Keitt alleges in the statement of jurisdiction that he
Having reviewed the Amended Complaint, the Court agrees that Keitt has failed to allege discrimination with respect to the making of a contract or any other enumerated activity under the statute. The Proposed Second Amended Complaint also does not include allegations suggesting a contractual relationship between Keitt and any of the named Defendants or an intent by any defendant to discriminate with respect to another enumerated activity. I therefore recommend granting the City Defendants’ motion to dismiss Keitt’s Section 1981 claims against them because Keitt does not allege that Defendants discriminated against him with regard to any enumerated activities. I also recommend dismissing the Section 1981 claims against the State Defendants for the same reason, sua sponte.
E. Section 1983, 1985 and 1986 Claims
1. Statute of Limitations
a. Applicable Limitations Periods
The statute of limitations for actions brought pursuant to Sections 1983 and 1985 is three years. See Paige v. Police Dept. of Schenectady,
b. Accrual of Keitt’s Claims
Defendants move to dismiss Keitt’s claims under Sections 1983, 1985 and 1986 arising during four periods: (1) in the public schools through 1998; (2) in juvenile detention facilities from August 1995 to February 1997; (3) in DOCS facilities where Keitt was incarcerated from September 2000 to September 2003; and (4) at DOC facilities at Rikers Island, where Keitt was incarcerated at various times beginning in 1998.
i.Claims Arising Out of Public School Attendance
Keitt knew or should have known of the public school’s failure to accommodate his dyslexia while he was in the public school system, even if he did not understand until later that he might have had legal rights arising from such injury. Keitt’s claims arising during his time in public school thus accrued not later than 1998, when he alleges that he dropped out of high school. {See Am. Compl. at ¶ 67.)
ii.Claims Arising Out of Juvenile Detention
Keitt knew or should have known of the failure to accommodate his dyslexia in juvenile detention facilities, while he was in these facilities, even if he did not become aware until later that he had legal claims. Keitt’s claims arising during his time in juvenile detention facilities therefore accrued not later than 1997, when he alleges that he was released from these facilities. {See id. at ¶ 90.)
iii.Claims Arising Out of Initial Period of State Incarceration
It is unclear from the Amended Complaint when Keitt was first incarcerated in state DOCS custody. {See Am. Compl. at ¶ 141 (“Plaintiff, at the time of his incarceration in DOCS facilities, was under the age of twenty-one”); id. at ¶ 146 (“[f]rom 1998 to present, plaintiff has been confined/imprisoned for [t]en and [o]nehalf years at defendants New York City and State locations”); id. at ¶ 147 (“Plaintiff has been confined in nine adult New York State [DOCS] [facilities”).) The Court takes judicial notice of administrative records from DOCS, however, which indicate that Keitt’s first period of DOCS incarceration was from September 28, 2000, when he was taken into state custody, until September 10, 2003, when he was conditionally released on parole. See, e.g., Ruffins v. Department of Correctional Services,
iv.Claims Arising Out of Detention in City Facilities (Rikers Island)
Keitt alleges that he has repeatedly been incarcerated from 1998 to the time of filing and that “many” of these years were spent at Rikers Island facilities, including RNDC, EMTC and GRDC, operated by the DOC. {See Am. Compl. at ¶¶ 103, 146). It is therefore not clear from the face of the Amended Complaint when Keitt was last confined in a DOC facility, but the City Defendants contend that Keitt’s claims under Sections 1983, 1985 and 1986, arising at Rikers Island, accrued “in 2002, at the latest” when he reached the age of 21. {See City Defs. Mem. at 3-4.) They argue that his claims are therefore untimely, “whether brought pursuant to the IDEA, Rehabilitation Act, ADA or [Section] 1983.” {See Reply Memorandum of
To the extent Keitt’s Section 1983 claims (or his Section 1985 and 1986) claims are premised on a violation of the IDEA or any other provision relating to education services for individuals under 21, his claims are indeed untimely under the same analysis applicable to his IDEA claims.
The Court, however, takes judicial notice of DOCS administrative records reflecting that on April 20, 2006, Keitt was taken into state DOCS custody, this time to serve an aggregate term of 23 years’ imprisonment. See Keitt,
Accordingly, as Keitt did not commence this action until June 2009, his Section 1983, 1985 and 1986 claims against the City Defendants, as well as the State Defendants for the time periods set forth above, are necessarily time-barred, unless the applicable statute of limitations could be found to have been tolled.
c. Potential Tolling
The Court’s analysis that Keitt is not entitled to tolling for his IDEA claims
Finally, the Court also considers whether tolling could be available to Keitt under the Second Circuit’s recent decision holding that prisoners are entitled to tolling during the period that they are actively exhausting their administrative remedies by pursuing grievance procedures, as required by the Prison Litigation Reform Act (“PLRA”). See Gonzalez v. Hasty,
Accordingly, I recommend that all of Keitt’s Section 1983, 1985 and 1986 claims arising out of his time in the public school through 1998, in juvenile detention facilities from 1995-97, in DOCS incarceration from September 23, 2000 to September 10, 2003, or in Rikers Island prior to April 20, 2006, be dismissed as time-barred.
2. Remaining Section 1983, 1985 and 1986 Claims
All that would then remain of Petitioner’s currently-pleaded Section 1983, 1985, and 1986 claims would be those against the State Defendants arising during his incarceration at Elmira.
a. Adequacy of Pleading
The State Defendants do not seek to dismiss, on the merits, the Section 1985 and 1986 claims against them, but they do move to dismiss Keitt’s Section 1983 claims against DOCS Commissioner Fischer, on the ground that Keitt has failed to allege adequately that Fischer was personally involved in any violation of Keitt’s constitutional rights. (State Defs. Mem. at 15-17.) The “personal involvement of defendants in alleged constitutional deprivations is a prerequisite to an award of damages under § 1983.” Wright v. Smith,
While the fact that an official holds a supervisory position is, standing alone, insufficient to establish that official’s
In the Amended Complaint, Keitt alleges that Fischer “knew or should have known” of his ongoing problems because “many grievances were appealed to finality, as well as tier hearing tickets ....” (Am. Compl. at ¶¶ 192-94 (alleging that Fischer’s “personal involvement stems from the fact [that] disciplinary appeals claiming violations, abuses were appealed to him as well as complaints and grievances appealed to finality in complete specifics”).) Moreover, in his opposition to the State Defendants’ motion, Keitt contends that “[w]hen grievances are filed and sent to Commissioner Fischer, he has constantly denied plaintiff accommodations ... and an education by upholding the decisions to deny plaintiffs grievance.... He has full knowledge.” (PL (State) Opp. at 5.)
The State Defendants contend that “[o]nly the first and part of the third Colon categories pass Iqbal’s muster — a supervisor is only held liable if that supervisor creates a policy or custom under which unconstitutional practices occurred.” (State Defs. Mem. at 16) (citing Bellamy v. Mount Vernon Hosp., No. 07 Civ. 1801,
A number of courts in this district have rejected the broad reading of Iqbal that
At least some of Keitt’s Section 1983 claims do not require intentional discrimination. For example, Keitt alleges that his right to procedural due process was violated because he received no education or one wholly unsuited to the goal of rehabilitation. See Clarkson v. Coughlin,
The only question, then, is whether Keitt’s allegations are actually sufficient at this stage, under the second Colon factor, to allege that Commissioner Fischer was personally involved in the Section 1983 violations at issue. The State Defendants, relying on Mateo v. Fischer,
“Courts in the Second Circuit are divided on whether a supervisor’s ‘review and denial of a grievance constitutes personal involvement in the underlying alleged un
Some courts have dismissed claims founded on the denial of a grievance ..., some courts have found personal involvement where a grievance adjudicator investigated the prisoner’s complaint, others have made a distinction between a pro forma denial and a detailed response to a grievance, and still others have decided that personal involvement may be found where the grievance alleges an ongoing constitutional violation such that the supervisory official who reviews the grievance can remedy it directly.
Braxton v. Nichols, No. 08 Civ. 8568,
Liberally construing Keitt’s Amended Complaint, Keitt’s allegations that he repeatedly gave Commissioner Fischer complete details of the failure to accommodate, and that Fischer had “full knowledge” of the refusal to accommodate Keitt’s disability from both grievances and disciplinary appeals, but that Fischer failed to take action to remedy the ongoing violation, suffice at this stage to plead personal involvement. I therefore recommend denying the State Defendants’ motion to dismiss the claims against Fischer for lack of personal involvement.
b. llth Amendment Immunity and Available Relief, Under Sections 1983, 1985 and 1986
The llth Amendment bars suit in federal court against a state or its agencies, unless the state has waived immunity to suit or Congress has validly abrogated its immunity. Huang v. Johnson,
As to the remaining individual state defendants (Fischer, Fusco, Reynolds, Bradt, Livermore and Lepkowski), Keitt’s claims under Sections 1983, 1985 and 1986 should be held to be limited, based on the type of relief he seeks, as follows:
i. Damages
Where a state official is sued for damages in his official capacity, such suit is deemed to be one against the state. Jing Gan v. City of New York,
The 11th Amendment, however, does not bar actions for damages against state officials in their personal capacities, although such actions may, of course, still be subject to dismissal on some other basis. Jing Gan,
The State Defendants move to dismiss Keitt’s request for punitive damages as to his Section 1983 claims. (State Defs. Mem. at 12.) With respect to claims under Section 1983, punitive damages may be awarded “when the defendant’s conduct is shown to be motivated by evil motive or intent, or when it involves reckless or callous indifference to the federally protected rights of others.” Smith v. Wade,
ii. Injunctive Relief
Turning to Keitt’s request for injunctive relief, the 11th Amendment does not bar suits against state officials in their official capacities, where those suits seek prospective injunctive or declaratory relief for violations of federal law. See Ex parte Young,
The State Defendants argue, however, that Keitt’s claims for injunctive relief against Livermore and Lepkowski are moot because Keitt has been transferred to Attica and, consequently, there is no reasonable expectation that Livermore and Lepkowski, who continue to be employed at Elmira, would cause him further
Keitt alleges that Livermore threatened him with misbehavior reports and refused to allow him to attend other programs at Elmira because Keitt could not meaningfully participate in adult basic education classes without accommodations. (See Am. Compl. at ¶¶ 273-76.) Keitt further alleges that Lepkowski, whom he describes as the “Educational Supervisor” at Elmira, discriminated against him because of his disability and refused to provide reasonable accommodations for his disability in education programs. (See id. at ¶¶260-64.) Because Keitt is no longer at Elmira, “the relief sought can no longer be given or is no longer needed.” Martin-Trigona v. Shiff
In sum, I recommend that Keitt’s Sections 1983, 1985 and 1986 claims be permitted to proceed at this time, to the extent that Keitt is seeking damages, including punitive damages, from defendants Fischer, Fusco, Reynolds, Bradt, Livermore and Lepkowski, in their personal capacities. I recommend that any other damages claims that Keitt is asserting under these statutes be dismissed for the reasons discussed above. I further recommend that Keitt’s Section 1983, 1985 and 1986 claims for injunctive relief against the State of New York and DOCS be dismissed as barred by the 11th Amendment, and that these claims for injunctive relief against defendants Livermore and Lepkowski be dismissed as moot. As to Keitt’s claim for injunctive relief against Bradt — a claim that is not the subject of Defendants’ motion (see n. 30, supra) — I recommend that the claim be dismissed sua sponte as moot, without prejudice to Keitt’s reasserting such a claim with regard to his present treatment at Attica, should Keitt be granted leave to amend his pleading
F. ADA and Rehabilitation Act Claims
1. Statute of Limitations a. Applicable Limitations Period
Defendants contend that Keitt’s claims under Title II of the ADA and Section 504 of the Rehabilitation Act are untimely. Neither of these Acts includes an express limitations period. As set forth previously, when Congress has not established a time limitation for a federal cause of action, “the ‘settled practice [has been] to adopt a local time limitation as federal law if it [is] not inconsistent with federal law or policy to do so.’ ” Jones v. R.R. Donnelley & Sons Co.,
In 2004, the Supreme Court held that Section 1658’s four-year limitations period may also apply to a cause of action based on a pos1AL990 amendment to a pre-existing statute. See Jones,
Section 1658’s four-year statute of limitations would thus apply to Keitt’s Title II ADA or Rehabilitation Act claims, either if these federal statutes were enacted after December 1, 1990, or if Keitt’s claims were made possible by a posU-1990 amendment to these statutes.
i. Title II of the ADA
Title II of the ADA was enacted before December 1, 1990, but became effective after that date, leading to some uncertainty as to whether the four-year limitations period of Section 1658 should apply to claims raised under that Title. See Chisholm v. United of Omaha Life Ins. Co.,
Based on the statutory language and this persuasive case authority, New York’s three-year personal injury limitations period should be found to apply to Keitt’s claims under Title II of the ADA, unless his claims were “made possible” by a posh-1990 amendment to the Act. Jones,
Thus, as to those ADA claims which the State Defendants contend are time-barred (i.e., claims arising prior to the January 1, 2009 effective date of the ADAAA), a three-year statute of limitations should apply-
ii. Rehabilitation Act
Keitt’s claims under the Rehabilitation Act are also governed by the three-year state personal-injury statute of limitations, see Morse v. Univ. of Vermont,
b. Accrual of Keitt’s Claims and Unavailability of Tolling
In considering Keitt’s Section 1983, 1985 and 1986 claims, the Court previously concluded that such claims accrued on the following dates: (1) claims arising in public schools accrued not later than 1998; (2) claims arising in juvenile detention facilities accrued not later than 1997; (3) claims arising during first DOCS incarceration accrued not later than September 2003; (4) claims arising at Rikers Island accrued not later than April 20, 2006. The Court also concluded that Keitt’s claims were therefore barred by the three-year limitations period applicable to claims under Section 1983 and 1985, and that Keitt had failed to satisfy his burden of demonstrating tolling sufficient to make his claims timely.
The same analysis applies to Keitt’s claims under the ADA and Rehabilitation Act. The latest any of these claims could have accrued is April 2006, and Keitt did not file his Complaint until June 22, 2009, at which time his ADA and Rehabilitation Act claims were barred by the applicable three-year statute of limitations. The Court has previously concluded that Keitt is not entitled to equitable tolling for his Section 1983, 1985 and 1986 claims by virtue of his disability, his ignorance of the law, DOCS policies that would have stymied his ability to file these claims had he known of them, or the time required to exhaust his remedies under the PLRA. The Court likewise concludes that Keitt has not met his burden of demonstrating equitable tolling with respect to his ADA and Rehabilitation Act claims. I therefore recommend granting Defendants’ motions to dismiss, as time-barred, the ADA and Rehabilitation Act claims that arose during the periods in which Keitt was in public school, juvenile detention facilities, DOCS custody through September 2003, and Rikers Island through April 2006.
To the extent, however, that Keitt’s ADA and Rehabilitation Act claims arose during the time when he was at Elmira, his claims are not untimely, and the Court will therefore consider the State Defendants’ remaining arguments as to such claims.
2. Remaining ADA and Rehabilitation Act Claims
a. Adequacy of Pleading
The State Defendants move to dismiss Keitt’s ADA claims for the denial of reasonable accommodations in education
In order to establish a violation under the ADA, a plaintiff must demonstrate that: (1) he is a qualified individual with a disability; (2) the defendants are subject to the ADA; and (3) he was denied the opportunity to participate or benefit from defendants’ services, programs or activities, or was otherwise discriminated against by defendants by reason of his disability. Henrietta D.,
The State Defendants argue that the ADA does not require them to provide additional or different substantive benefits. (See State Defs. Mem. at 14.) “The central purpose of the ADA is to assure that disabled individuals receive evenhanded treatment in relation to the able-bodied.” Doe v. Pfrommer,
The Court of Appeals has “distinguished between (i) making reasonable accommodations to assure access to an existing program, and (ii) providing additional or different substantive benefits.” Wright,
Where the plaintiffs identify an obstacle that impedes their access to a government program or benefit, they likely have established that they lack meaningful access to the program or benefit. By contrast, where the plaintiffs seek to expand the substantive scope of a program or benefit, they likely seek a fundamental alteration to the existing program or benefit and have not been denied meaningful access.
Wendel v. State of New York,
Some of the relief Keitt seeks in his Amended Complaint may substantively expand the scope of the adult basic education program. See, e.g., Keitt v. Annetts, No. 10 Civ. 157,
Yet the Court cannot agree that all of the accommodations that Keitt has requested at Elmira including allowing him to have more time to complete a test, to circle multiple choice answers rather than fill in a corresponding bubble, to have another prisoner read material to him or to listen to an audiobook to cover the same material being taught in the adult basic education class — would “fundamentally alter” or “substantially expand the scope” of the adult basic education classes. (See Am. Compl., Ex. 2 (Keitt’s Request for Reasonable Accommodation at Elmira dated February 2, 2010) (“The accommodation requested is: large print, books on tape, note taker, reader, computer, to circle multiple choices in test books, extended time for test taking.”).)
b. Potential Immunity and Available Relief Under the ADA and Rehabilitation Act
i. 11th Amendment Immunity as to ADA
In the text of the ADA, Congress unambiguously purported to abrogate states’ 11th Amendment immunity for claims under Title II of that Act. See 42 U.S.C. § 12202 (“A State shall not be immune under the eleventh amendment to the Constitution of the United States from an action in Federal or State court ... for a violation of this chapter.”). Nonetheless, relying on Garcia v. S.U.N.Y. Health Sciences Center of Brooklyn,
On this point, this Court notes that, while Garcia rested on decisions of the Supreme Court, including Bd. of Trustees of Univ. of Alabama v. Garrett,
Keitt alleges, for example, that defendant Fusco, his teacher at Elmira, “instructed [him] to quit requesting ... aids and accommodations because the prison do[es] not provide such to learning disabled [dyslexic] inmates,” and “threatened to issue him a misbehavior report for ... offenses he never committed.” (Am. Compl. at ¶ 269.) Keitt further alleges that Fusco was “indifferent to his disability and willing to punish him because he could not keep up with other students .... ” (Id. at ¶ 270.) More generally, Keitt alleges that he was “threatened with misbehavior reports because he [could not] do the class work projects” (id. at ¶ 274) and that he “has suffered disciplinary sanctions "for not being able to read, write or do assignments and [as a result was] confined to a cell for approximately thirty (30) days” (id. at ¶ 154). As these allegations suggest discriminatory animus against Keitt because of his alleged disability, I recommend rejecting the State Defen-' dants’ argument that, under the llth Amendment, the State of New York, its agencies, and it employees in their official capacities, should be found immune from Keitt’s damages claims brought pursuant to Title II of the ADA.
ii. llth Amendment Immunity as to Rehabilitation Act
Congress enacted the Rehabilitation Act pursuant to its authority under the Spending Clause, U.S. Const, art. I, 8, cl. 1. See Garcia,
A state may only effectively waive its sovereign immunity, however, through an “intentional relinquishment or abandonment of a known right or privilege.” Id. at 114 (quoting College Savings Bank v. Florida Prepaid Postsecondary Educ. Expense Bd.,
After the 2001 decisions in Garrett and Garcia, however, New York State’s continued acceptance of federal funds would constitute a valid waiver of sovereign immunity, as the state could no longer rely on the belief that the Congressional dictates in Title II of the ADA and Section 504 of the Rehabilitation Act necessarily abrogated state immunity for all such claims. See Degrafinreid v. Ricks,
This Court has already recommended, above, that all of Keitt’s Rehabilitation Act claims that arose prior to 2001, when Garrett and Garcia were decided, should be dismissed as time-barred. All of Keitt’s remaining Rehabilitation Act claims arose at Elmira and postdate both of those decisions. New York State’s continued acceptance of federal funds waives its sovereign immunity with respect to these later Rehabilitation Act claims (arising at Elmira) because there can be no argument that, during that period, the state’s continued acceptance of federal funds was not a knowing relinquishment of its 11th Amendment immunity. I therefore recommend the rejection of the State Defendants’ argument that it is entitled to 11th Amendment immunity with respect to Keitt’s Rehabilitation Act claims that arose during the period of his incarceration at Elmira.
iii. Damages
Individuals in their personal capacities are not proper defendants on claims brought under the ADA or the Rehabilitation Act, although individuals can be sued
The State Defendants properly seek to dismiss Keitt’s claims for punitive damages under the ADA and the Rehabilitation Act. It is clear that punitive damages “may not be awarded in suits brought under § 202 of the ADA and § 504 of the Rehabilitation Act,”
iv. Injunctive Relief
Keitt seeks injunctive relief, under the ADA and Rehabilitation Act, (1) enjoining Bradt, named in the Amended Complaint in his now-former capacity as Superintendent of Elmira, from (a) refusing to provide reasonable accommodations in educational programs and disciplinary hearings, and (b) barring prisoners from attending certain programs unless they have a high school diploma or its equivalency, or are enrolled in school, (2) requiring Lepkowski to provide reasonable accommodations for his dyslexia, and (3) requiring Livermore to allow him to attend other programming without regard to his participation in adult basic education until he is provided meaningful accommodations in education. (See Am. Compl. at 55, 59, 61.)
Keitt’s ADA and Rehabilitation Act claims for injunctive relief against these individual defendants, in their official capacities, would ordinarily be allowed -to proceed. Once again, however, the State Defendants argue that Keitt’s injunctive claims should be dismissed as moot, given his transfer to Attica. (State Defs. MAm-at 10-11.) That argument is again persuasive, as Keitt appears to seek injunctive relief relating to the treatment he was allegedly receiving at Elmira, at the time he filed his Amended Complaint. See Martin-Trigona,
I therefore recommend that Keitt’s ADA and Rehabilitation Act claims for injunctive relief against defendants Lepkowski and Livermore be dismissed as moot, and
Overall, this Court recommends that Keitt’s ADA and Rehabilitation Act claims against the State Defendants be permitted to proceed, only to the extent Keitt seeks compensatory damages, but not punitive damages, against the State of New York and DOCS, as well as Fischer, Bradt, Reynolds, Fusco, Livermore and Lepkowski, all in their official capacities. I recommend that Keitt’s ADA and Rehabilitation against the State Defendants claims otherwise be dismissed, as set forth above.
II. MOTION TO SEVER AND TRANSFER CLAIMS ARISING AT ELMIRA
The State Defendants move to sever the remaining claims arising at Elmira, in Chemung County, New York, after Keitt was transferred there on or about October 23, 2009, and to transfer those claims to the Western District of New York. (See State Defs. Mem. at 17-20.)
A. Section 1404(a) Standards
When venue lies in the district in which the action has been brought, the proper analysis for determining whether to transfer is set forth in 28 U.S.C. § 1404(a). Section 1404(a) provides that, “[f]or the convenience of parties and witnesses, in the interest of justice, a district court may transfer any civil action to any other district or division where it might have been brought.”
B. Transfer Considerations in This Case
As an initial matter, venue is proper in this district because at least one of the named defendants resides in this district and all Defendants reside in the same state. See '28 U.S.C. § 1391(b)(1); Cain v. New York State Bd. of Elec.,
Of the factors that should be considered in determining whether transfer would be appropriate, pursuant to 28 U.S.C. § 1404(a), a few do not weigh strongly in favor of either the Southern or Western District. There would be little, if any, difference, between these districts with respect to the availability of process to compel the attendance of unwilling witnesses (given that, under applicable law, compulsory process would be available throughout New York State, see Fed.R.Civ.P. 45(b)(2)(C)), the relative means of the parties (given that the incarcerated plaintiff would presumably be transported to any forum requiring his presence for trial), and the forum’s familiarity with the governing law.
Moreover, the fact that Keitt has chosen to litigate in this district does not weigh against transfer in this instance. In general, a plaintiffs choice of forum should be disturbed only if the balance of factors weighs heavily in favor of a transfer. Seagoing Uniform Corp. v. Texaco, Inc.,
The remaining factors all favor transfer to the Western District. That district would afford a more convenient venue for those involved with litigation of the claims arising at Elmira, as witnesses and many of the individual defendants reside there. The Western District is also where the operative facts occurred, and, accordingly, it is likely also the location of relevant documents and other sources of proof. Trial of this case in the Western District would also be more efficient because relevant witnesses and parties, including the pro se plaintiff, are located closer to the courthouse there.
In his opposition to the State’s motion, Keitt contends that “most nearly all defendants are located within the Southern District of New York.” (PL (State) Opp. at 13). Of the Defendants named in the Amended Complaint, some are certainly within this District; yet, if the recommendations made in Section I of this Report and Recommendation are adopted, then the claims against many defendants would be dismissed, and none of the remaining defendants would be in this District. Rather, all remaining defendants would be in the Western District. Under those circumstances, the totality of the circumstances would strongly favor transfer of the remaining claims against the State Defendants arising at Elmira to the Western District of New York “[f]or the convenience of parties and witnesses, in the interest of justice.” 28 U.S.C. § 1404(a). I therefore recommend that, in conjunction with the other recommendations made above, the State Defendants’ motion to transfer be granted.
III. KEITT’S MOTION TO AMEND
A. Rule 15(a) Standards
Rule 15(a) of the Federal Rules of Civil Procedure governs the amendment of complaints and provides that “[t]he court should freely give leave [to amend] when justice so requires.” Fed.R.Civ.P. 15(a). Although Rule 21 governs the addition of new defendants, in deciding whether to allow joinder under that Rule, the Court is guided by “the same standard of liberality afforded to motions to amend pleadings under Rule 15.” Soler v. G & U, Inc.,
A “motion to amend should be denied if there is an ‘apparent or declared reason — such as undue delay, bad faith or dilatory motive ... repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of the allowance of an amendment, [or] futility of amendment.’ ” Dluhos v. Floating and Abandoned Vessel Known as “New York, ”
An amendment is considered futile when the proposed new claim would
B. Proposed Amendments
By way of his proposed amendment, Keitt seeks: (1) to add that Defendants “acted with bad faith and gross misjudgment”; (2) to add new claims arising at Elmira after the Amended Complaint was filed, and to join new defendants on those claims (defendants S. Wendevlich and C. Smith); (3) to add new claims arising at Attica after the Amended Complaint was filed, and to add new defendants on the Attica claims (defendants J. Goodrich, J. Whiteford, S. Dolce and P. Chappius); and (4) to re-name Bradt as Superintendent of Attica, instead of Elmira, because Bradt has changed positions.
1. Proposed Modification of Claims Directed to City Defendants
The City Defendants contend that the only amendment that would relate to them is the proposed addition of the allegation that Defendants “acted with bad faith and gross misjudgment.” (See Memorandum of Law in Opposition to Plaintiffs Motion Seeking Leave to Amend the Complaint, dated April 20, 2011 (Dkt. 57) at 2-3 (citing PI. Mot. at 2)). This proposed new allegation appears to be intended to buttress Keitt’s claim that the City Defendants violated the Rehabilitation Act, by denying him a free, appropriate public education to which he was entitled under the IDEA. In order to recover under the Rehabilitation Act, a plaintiff must demonstrate that (1) he is a disabled person under the Act; (2) he has been excluded from benefits of a federally funded program or special services; and (3) the exclusion 'is because of his disability. See Mrs. C. v. Wheaton,
This Court, however, has recommended that Keitt’s claims under the IDEA, as well as any Section 1983, Rehabilitation Act, or ADA claims premised solely on a violation of the IDEA, be dismissed as untimely. It would be futile for Keitt to amend his pleading to add that Defendants acted with “bad faith or gross misjudgment,” as such an allegation would apparently be directed to claims that would still be untimely, and thus still subject to dismissal on that ground. See, e.g., Lucente v. Int’l Bus. Machines Corp.,
2. Proposed New Claims Directed to Existing or Newly-Named State Defendants
The State Defendants make a number of arguments as to why, in their view, Keitt’s motion to amend to add new claims against them (or against newly-named State officers) should also be denied. (See State Defendants’ Memorandum of Law in Opposition to Plaintiffs Motion to Amend the Complaint, dated April 20, 2011 (Dkt. 58).) Yet, given this Court’s recommendation that Keitt’s claims relating to Elmira be transferred to the Western District of New York, and given that all of Keitt’s proposed new claims relate either to his incarceration at Elmira or his incarceration at Attica (which is also in the Western District), it would serve the interests of judicial economy to allow the court in that District to consider the viability of those proposed new claims.
Accordingly, I recommend that Keitt’s motion to amend to add new claims against the State Defendants, or to add claims against additional State officers at either Elmira or Attica, be denied, without prejudice to renew, upon transfer of this action to the Western District of New York.
CONCLUSION
For the foregoing reasons, I hereby respectfully recommend that:
1. the City Defendants’ motion (Dkt. 33) to dismiss the Amended Complaint as to defendants City of New York, Department of Correction, Department of Education, Department of Juvenile Justice, Mayor Bloomberg and Dora Sehriro be granted, and all claims asserted against those defendants be dismissed in their entirety;
2. the State Defendants’ motion (Dkt 35) to dismiss the Amended Complaint be granted in part and denied in part, as follows:
a. all claims asserted under the EEOA, the IDEA, and 42 U.S.C. § 1981 should be dismissed;
b. all claims asserted under 42 U.S.C. §§ 1983, 1985 and 1986, the ADA, and the Rehabilitation Act should be dismissed, to the extent those claims arose prior to Keitt’s incarceration at Elmira;
c. Keitt’s Section 1983, 1985 and 1986 claims, arising out of his incarceration at Elmira, should be permitted to proceed, to the extent he seeks damages, including punitive damages, from defendants Fischer, Fusco, Reynolds, Bradt, Livermore and Lepkowski, in their personal capacities, but, to the extent he seeks injunctive relief, these claims should be dismissed as moot, without prejudice to his reassertion of such claims against Bradt, should he be granted leave to plead claims arising out of his current incarceration at Attica;
d. Keitt’s ADA and Rehabilitation Act claims, arising out of his incarceration at Elmira, should be permitted to proceed, to the extent he seeks compensatory, but not punitive damages, against the State of New York and DOCS, as well as defendants Fischer, Fusco, Reynolds, Bradt, Livermore and Lepkowski, in their official capacities, but to the extent he seeks injunctive relief, these claims should be dismissed as moot, without prejudice to his reassertion of such claims against the State of New York, DOCS and Bradt, should he be granted leave to plead claims arising out of his current incarceration at Attica;
4. Keitt’s motion for leave to file a Second Amended Complaint (Dkt. 49) be denied, without prejudice to renew in the Western District of New York, upon transfer.
Pursuant to 28 U.S.C. § 636(b)(1) and Rule 72(b) of the Federal Rules of Civil Procedure, the parties shall have fourteen (14) days from service of this Report to file written objections. See also Fed.R.Civ.P. 6. Such objections, and any responses to objections, shall be filed with the Clerk of Court, with courtesy copies delivered to the chambers of the Honorable George B. Daniels, United States Courthouse, 500 Pearl Street, Room 630, New York, New York 10007, and to the chambers of the undersigned, United States Courthouse, 500 Pearl Street, Room 525, New York, New York 10007. Any requests for an extension of time for filing objections must be directed to Judge Daniels. FAILURE TO FILE OBJECTIONS WITHIN 14 DAYS WILL RESULT IN A WAIVER OF OBJECTIONS AND WILL PRECLUDE APPELLATE REVIEW. See Thomas v. Arn,
Notes
. Bradt is now Superintendent of Attica.
. While the Court generally may not look outside the pleadings when reviewing a 12(b)(6) motion to dismiss, the requirement that a pro se plaintiff’s allegations be construed liberally makes it appropriate for the Court to consider factual allegations made in the plaintiff's opposition memorandum, as long as they are consistent with the complaint. Gill v. Mooney,
. For the reasons discussed with respect to Keitt’s §§ 1983, 1985, and 1986 claims, Keitt has sufficiently alleged Fischer’s "personal involvement" to support a claim under the ADA and Rehabilitation Act.
. Mayor Michael Bloomberg is named herein as "Mayor, New York City.” (See Amended Complaint, dated June 28, 2010 (Dkt. 10) ("Amended Complaint” or "Am. Compl.”).)
. Keitt annexes his IEP from 1995, which lists him as learning disabled and emotionally disturbed, but does not state that he is dyslexic. {See Am. Compl., Ex. 1.)
. Although "an amended complaint ordinarily supersedes the original and renders it of no legal effect,” Int’l Controls Corp. v. Vesco,
. This information is from the DOCS website, www.docslookup.doc.state.ny.
. This information is also from the DOCS website, www.docslookup.doc.state.ny, although the Court notes that, in his Complaint in Keitt v. Annetts, No. 09 Civ. 157 (N.D.N.Y.), Keitt alleges that he was taken into state custody on May 20, 2006 (see id. (Dkt. 1), at ¶ 25).
. Keitt filed a notice of change of address in Keitt v. City of New York, No. 09 Civ. 5663, stating that he had been transferred to Attica. (See id. (Dkt. 32) (Notice of Change of Address filed Oct. 21,2010).)
. See Keitt v. Annetts, No. 09 Civ. 157 (alleging that, at Clinton and Upstate Correctional facilities, DOCS violated Keitt’s rights under the ADA and to procedural due process by failing to accommodate his dyslexia in connection with education and disciplinary proceedings); Keitts v. Reverend Hawk, No. 10 Civ. 1077 (N.D.N.Y) (asserting First Amendment, Religious Land Use and Institutionalized Persons Act, and Eighth Amendment claims arising at Upstate Correctional Facility in 2007). Keitt also has another action pending in the Western District of New York, asserting deliberate indifference to his serious medical needs. See Keitt v. Bradt, No. 11 Civ. 438(JJM) (W.D.N.Y.).
. In a telephone conference with the Court and all parties oh April 6, 2011, Keitt stated that he had not reviewed his opposition to the motion to dismiss (Dkt. 52), which had been drafted with the assistance of another prisoner, because Keitt had been moved to solitary confinement. The Court mailed Keitt a copy of his opposition, and on April 13, 2011, Keitt signed a statement indicating that the opposilion had been read to him (Dkt., 64), and he resubmitted it without any changes. As Keitt has submitted oppositions to both the City and State Defendants' motions, his opposition (Dkt. 69) to the City's motion is referred to herein as “PL (City) Opp.” and his opposition (Dkt. 64) to the State’s motion is referred to herein as "PL (State) Opp.”
. To the extent that Keitt's proposed Second Amended Complaint alleges discrimination based on race, those allegations appear to relate solely to restrictions on his access to privileges at Attica Correctional Facility and, thus, would also not give rise to a claim that he was denied educational opportunities on the basis of his race. (See, e.g., Prop.2d Am. Compl. at ¶ 300 ("Defend[a]nt then carr[i]ed out a mali[c]ious retaliation act against Keitt by placing him on limited privil[eg]es, on phone, one h[ou]r per day in the y[a]rd, no pay, can’t attend movies, on family picnics, special shows, evening programs or law library, because of his dyslexic disability, for refusing to attend sch[ool], and because of the color of his skin and texture of his hair
. Whether the exhaustion requirement is jurisdictional or “a claim-processing rule” that may be waived if not raised affirmatively by defendants, remains an open question. See Coleman,
. Section 1415(f)(3)(C) provides: "A parent or agency shall request an impartial due process hearing within 2 years of the date the parent or agency knew or should have known about the alleged action that forms the basis of the complaint .... ” 20 U.S.C. § 1415(f)(3)(C). Once there is a final agency decision from the State Review Officer, in New York, a party must seek review in federal court within four months of the decision. See Piazza,
. The argument that the four-year federal catch-all limitations period in 28 U.S.C. § 1658 (see infra, at 450) applies to IDEA
. Courts have granted compensatory education beyond a plaintiff's 21st birthday, however, to compensate for the deprivation of a free education to which the plaintiff was entitled for a period before he reached that age. See St. Johnsbury Academy v. D.H.,
. A pro se prisoner's papers are deemed filed when they are handed over to prison officials for forwarding to the court. See Houston v. Lack,
. Several district courts in this Circuit have reasoned that IDEA claims are almost always brought on behalf of minors and applying minority tolling provisions would be fundamentally inconsistent with the IDEA'S goal of prompt presentation and resolution of educational disputes. Id. at *15 (relying on M.D.,
. The State Defendants have not moved to dismiss Keitt’s Section 1981 claims.
. The Court should not dismiss the claims of a pro se plaintiff sua sponte, without first giving the plaintiff an opportunity to address the matter. See Perez v. Ortiz,
. The State Defendants do not argue that Keitt’s Sections 1983, 1985 and 1986 claims arising during Keitt's incarceration at Elmira Correctional Facility, beginning in 2006, would be timebarred. The Court does not understand Keitt to be asserting any claims against the State Defendants arising between April 20, 2006, when Keitt was transferred into state custody (see infra, at 443-44) and 2009, when he was transferred to Elmira. During that period, Keitt was located at a number of different state facilities, including Downstate Correctional Facility, Sing Sing Correctional Facility, Clinton Correctional Facility, and Upstate Correctional Facility; it appears that Keitt has asserted ADA claims regarding the alleged failure to accommodate his disability in education programs and disciplinary hearings during that period in a
. See also www.nysdocslookup.docs.state.ny. us.
. New York Education Law Section 3202(7) provides that an individual under 21 who is incarcerated "in a correctional facility maintained by ... the city of New York ... is eligible for educational services ____” The Second Circuit has held that this section does not give rise to a legitimate expectation of an educational benefit, Handberry v. Thompson,
. The Court considers, infra, the timeliness of Keitt’s claims under the ADA and the Rehabilitation Act. The Court notes, however, that Keitt’s ADA and Rehabilitation Act claims likewise do not turn on any age requirement.
.In his Complaint in Keitt v. Annetts, No. 10 Civ. 157, Keitt alleges that he was taken into state custody at Downstate Correctional Facility on or about May 20, 2006. (Id. (Dkt. 1) at ¶ 25). Even if Keitt had not been taken into DOCS custody until May 2006, this would not alter the conclusion reached here regarding the timeliness of his claims, as his Complaint in this action would still have been filed more than three years later.
. The City Defendants also moved to dismiss the Section 1985 and 1986 claims on the ground that Keitt failed to make sufficient allegations of a conspiracy. (See City Defs. Mem. at 18 n. 11) The Court need not reach these arguments, as the Section 1985 and 1986 claims against the City Defendants are time-barred.
. Keitt's Section 1983, 1985 and 1986 claims against SED — which would presumably all relate to his treatment in the public schools' — would all be time-barred, however, for the reasons discussed above.
. While the Court generally may not look outside the pleadings when reviewing a 12(b)(6) motion to dismiss, the requirement that a pro se plaintiffs allegations be construed liberally makes it appropriate for the Court to consider factual allegations made in the plaintiffs opposition memorandum, as long as they are consistent with the complaint. Gill v. Mooney,
. But see Newton v. City of New York,
. Although the Supreme Court in Sandin v. Conner,
.In Mateo, the Court held that there was no sufficient allegation that Commissioner Fischer was personally involved where Fischer allegedly sent a letter to the prisoner explaining that the prisoner had provided insufficient information to support his allegations.
. Keitt names Fischer in both his individual and official capacity but seeks only damages (and not injunctive or declaratory relief) from him. (See Am. Compl. at ¶ 187.)
. The State Defendants do not challenge Keitt’s claims for injunctive relief against Bradt as moot, perhaps because Bradt, who was Superintendent of Elmira when Keitt was there, is now Superintendent of Attica, where Keitt is currently located. Although Keitt was transferred to Attica after the filing of his Amended Complaint, and thus could not have pleaded any claims directed specifically to his treatment at that facility, he does seek to add such claims in his proposed Second Amended Complaint.
. Section 1658 provides as follows: "Except as otherwise provided by law, a civil action arising under an Act of Congress enacted after the date of the enactment of this section may not be commenced later than 4 years after the cause of action accrues.” 28 U.S.C. § 1658.
. Section 12132 provides that “no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.” 42 U.S.C. § 12132.
. Section 794(a) provides that "[n]o otherwise qualified individual with a disability in the United States ... shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance ....” 29 U.S.C. § 794(a).
.Although Section 794(d) of the Rehabilitation Act was amended in 1992, Keitt’s claims do not appear to arise under that provision of the Act, and thus, in determining the appropriate statute of limitations for Keitt’s claims, the Court need not consider that amendment here. Cf. Fowler v. UPMC Shadyside,
. Keitt’s ADA and Rehabilitation Act claims against SED would all be time-barred. {See n. 24, supra.)
. "While courts normally consider Eleventh Amendment issues before the merits, in the ADA context, an examination of the merits is the first step of the Eleventh Amendment analysis.” Elbert v. New York State Dep’t of Corr.,
. In Keitt v. Annetts, No. 10 Civ. 157, the Court held that the severity of the dyslexia determines whether it constitutes a disability for purposes of the ADA. The Court held that Keitt had sufficiently alleged in that matter that he had a disability because he had alleged that he was unable to read or write. (Id. (Order, dated July 25, 2011), at 18; see also Shaywitz v. American Bd. of Psychiatry and Neurology,
. In Shaw, where the Court reached a different result, there is no indication that the Court considered the particular accommodations requested here. See
. In Atascadero State Hosp. v. Scanlon,
. Section 202 of the ADA prohibits discrimination against the disabled by public entities; Section 504 of the Rehabilitation Act prohibits discrimination against the disabled by recipients of federal funding. Barnes,
. Keitt has not sought injunctive relief against Commissioner Fischer. (See Am. Compl. at 41, ¶ 187.)
. A motion to sever is governed by Rule 21 of the Federal Rules of Civil Procedure. Rule 21 provides that "[o]n motion or on its own, the court may at any time, on just terms, add or drop a party. The court may also sever any claim against a party.” Fed.R.Civ.P. 21.
. Section 1404(a) and the common-law doctrine of fomm non conveniens both provide potential legal bases for transfer of cases to another district. See Farmanfarmaian v. Gulf Oil Corp.,
. Venue is determined based upon the parties and allegations at the time the operative complaint is filed, not subsequent events. See 28 U.S.C. § 1391(b) (defining proper venue as the judicial district in which "[a] civil action ... may ... be brought’); Greene v. Sha-Na-Na,
