Lead Opinion
Opinion for the Court filed by Circuit Judge TATEL.
Concurring opinion filed by Circuit Judge TATEL.
On Motion for Reconsideration
After Appellant, a state prisoner, failed to respond to our order to show cause why he should not be compelled to pay a required filing fee, we dismissed his appeal for failure to prosecute. Now supported by amicus counsel, Appellant has moved for reconsideration of our dismissal, contending that requiring him to pay a filing fee would unconstitutionally deprive him of his right to access the coui’ts. Without reaching this constitutional question, we deny the motion because the claims Appellant raises in his apрeal are devoid of merit and reinstating the appeal would therefore be a pointless gesture.
I.
Appellant Keith Thomas is an inmate of Salinas Valley State Prison in California. Acting pro se, he filed a petition for writ of mandamus in the district court, seeking to compel Attorney General Eric Holder to reclassify marijuana as a Controlled Substances Act (CSA) Schedule V controlled substance. Schedule V encompasses those drugs with a “low potential for abuse,” a “currently accepted medical use in treatment,” and littlе potential for “physical dependence or psychological dependence.” 21 U.S.C. § 812(b)(5). By contrast, Schedule I—marijuana’s current classification— is resexved for drugs with a “high potential for abuse,” “a lack of accepted safety for use ... under medical supervision,” and “no currently accepted medical use in treatment in the United States.” Id. § 812(b)(1). Alleging that he suffered from arthritis and osteoarthritis, Thomas claimed that marijuana’s Schedule I classification prevented him from obtaining the drug in order to treat his pain. The district сourt denied Thomas’s petition for mandamus, holding that the Attorney General “has the discretion to reclassify a controlled substance, and where the action petitioner seeks to compel is discretionary, he has no clear right to relief and mandamus therefore is not an appropriate remedy.” Thomas v. Holder, No. 12-0459, slip op. at 2,
Thomas appealed. As he had before the district court, he moved to proceed in for-ma pauperis, or IFP, which would enable him to pay any filing fees in installments over time or possibly not at all. See 28 U.S.C. § 1915(b). Under what is known as the three-strikes prоvision of the Prison Litigation Reform Act (PLRA), however, a prisoner may not proceed in forma pauperis “if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.” Id. § 1915(g). Thomas has three strikes under the PLRA. See Thomas v. Bush, No. 06-5015, 2006 U.S.App. LEXIS 22767, at 1-2 (D.C.Cir. Sept. 6, 2006). We therefore issued an order requiring Thomas to show
Subsequently, Thomas filed two motions that we have construed as requests for reconsideration of our dismissal of his appeal. See Thomas v. Holder, No. 12-5228 (D.C.Cir. Apr. 15, 2013). In these filings, he claimed that he had been “in the hospital for [a] mental health crisis” and had been put on “psychotropic medication.” He also appeared to contend that his inability to pay the required filing fee had prevented him from pursuing his appeal, asserting that he had “no way to send a forma pauperis to the court to pay for the filing fee.”
In response to these filings, we appointed amicus counsel “to present arguments in favor of appellant’s position” and ordered both amicus and the government to brief “whether the ‘three-strikes provision’ of the [PLRA] unconstitutionally denies indigent prisoners acсess to the courts,” as well as any other issues they saw fit to address. Id. They have ably performed that task.
II.
Amicus and the government dispute several issues, among them whether Thomas would have standing to press the claims he raised in his appeal were we to reinstate it, and whether depriving him of the ability to proceed in forma pauperis would violate the Due Process or Equal Protection Clauses of the Constitution. But we have no need to consider these questions because we agree with the government that there is an independent reason to deny Thomas’s motion for reconsideration: his underlying claims are wholly without merit.
We begin with the principles — or more accurately, the lack of principles— that govern this court’s disposition of motions for reconsideration. No Federal or Circuit Rule expressly gives movants like Thomas any particular entitlement to have their appeals reinstated. Although D.C. Circuit Rule 27(e)(2) provides that a party “adversely affected by an order of the clerk disposing of a [procedural] motion may move for reconsideration thеreof within 10 days,” it says nothing about the circumstances in which such a motion will be granted. According to the government, the situation we face here is analogous to that confronting a district court considering a motion for relief from judgment pursuant to Federal Rule of Civil Procedure 60(b). In that context, it is well-established that movants must show that their underlying claims have at least some merit. They need not meet a particularly “high bar” to satisfy this threshold requirement, but they must provide at least “a hint of a suggestion” that they might prevail. Marino v. DEA,
We believe the same prerequisite should operate in this case. The requirement that parties seeking Rule 60(b) relief show some prospect of succeeding on the merits flows from the basic principle that courts should revive previously-dismissed claims only if they have some reason to believe that doing so will not ultimately waste judicial resources. See Murray,
Indeed, we see two especially good reasons to condition the grant of Thomas’s motion for reconsideration on his demоnstrating a chance of succeeding on the merits. First, Thomas claims that his appeal should be reinstated because the PLRA’s three-strikes provision is unconstitutional as applied to him. For this court to reach out and decide this difficult and important question simply to reinstate a pointless appeal would violate the norm of constitutional avoidance to which we generally adhere. See Kalka v. Hawk,
Amicus concedes that we must deny the motion for reconsideration if Thomas’s underlying claims lack merit, but insists that his claims actually have merit. We disagree.
Recall that Thomas seеks to compel the Attorney General to reclassify marijuana from Schedule I to Schedule V, arguing primarily that the CSA requires such action because of the drug’s accepted medical uses. Significantly, however, he seeks such relief by writ of mandamus, “a drastic remedy” reserved for “extraordinary situations.” In re Papandreou,
Because Thomas has failed to provide even a “hint of a suggestion” that he might succeed, Marino,
So ordered.
Concurrence Opinion
concurring:
Having written the court’s opinion, I obviously agree that we have no need to assess the constitutionality of the Prison Litigation Reform Act’s “three-strikes” provision. But because at our direction court-appointed amicus and the government have fully briefed that issue, and because this court, though regularly applying the three-strikes provision, has yet to fully examine its constitutionality, I write separately to explain my own doubts on that question.
A bit of background is in order. When Congress enacted the Prison Litigation Reform Act (PLRA) in 1996, it vastly changed the scope of in forma pauperis (IFP) status for both state and federal prisoners seeking to bring claims in federal court. Pursuant to section 1915(b), prisoners granted leave to proceed IFP are, unlike non-prisoner IFP litigants, still generally required to pay filing fees. The statute, however, allows them to pay the fees in installments over time—potentially over a very long period of time. See 28 U.S.C. § 1915(b)(1)-(2). And for prisoners unable to pay even these partial installments, the statute includes a “safety valve” provision: “In no event shall a prisoner be prohibited from bringing a civil action or appealing a civil or criminal judgment for the reason that the prisoner has no assets and no means by which to pay the initial partial fee.” Id. § 1915(b)(4).
The PLRA’s three-strikes provision, section 1915(g), imposes more onerous burdens on those prisoners who have “on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States thаt was dismissed on the grounds that it
The three-strikes provision implicates two interrelated lines of constitutional decisions. In the first, the Supreme Court has held that filing and similar fees must be waived for indigent litigants who raise certain types of claims. In the foundational case of Griffin v. Illinois,
In the second linе of cases, the Court has addressed the rights of prisoners to access the courts. Griffin and Smith— which, again, struck down fees imposed on defendants challenging their convictions on direct appeal and habeas, respectively-are among the decisions that first established this right of access. See Lewis v. Casey,
This court applied these constitutional principles in In re Green,
Of course, nowhere in Green did we hold that any requirement that a prisoner pay filing fees will necessarily be unconstitutional. Indeed, in Tucker v. Branker,
I struggle to see how we could similarly distinguish Green in a case in which an indigent prisoner challenges the PLRA’s three-strikes provision. The conditions the three-strikes provision imposes mirror the “extreme” facts of the order struck down in Green. Like the order in Green, not only does the three-strikes provision require prisoners to pay all filing fees upfront, but it applies even to claims involving fundamental constitutional rights. If prisoners have no ability to pay these fees,
The government attempts to distinguish Green in several ways. First, it points out that “Green predates the passage of the PLRA by approximately fifteen years.” Appellees’ Br. 43. But clearly, the fact that a statute postdates a constitutional decision cannot somehow render that statute constitutional. Otherwise, freedom of choice might have been constitutional just because it emerged following Brown v. Board of Education,
The government further contends that the three-strikes provision, unlike the In re Green order, “only blocks access to the court ... without prepayment of fees for claims not brought by prisoners in imminent danger of serious bodily injury.” Appellees’ Br. 43. To be sure, the three-strikes provision’s imminent danger exception may permit prisoners to bring some of the claims they have a constitutional right to bring. But what about prisoners advancing constitutional claims that involve no imminent danger of serious bodily injury, such as free speech, religious liberty, or right to refuse medical treatment claims? The right to meaningful access to the courts extends as well to these sorts of claims that seek to vindicate “fundamental constitutional rights.” Lewis,
The government also repeatedly asserts that IFP status is a “privilege” and not a “right.” E.g., Appellees’ Br. 25. As support for this proposition, it relies primarily on In re Sindram,
Consistent with the foregoing, several Courts of Appeals have left open the possibility that a prisoner might bring a successful as-applied challenge to the PLRA’s three-strikes provision. For example, although the Eleventh Circuit rejected a claim that the three-strikes provision impeded the right to access the courts, it did so only after observing that the plaintiffs “well-pled allegations ... plainly advance no cognizable fundamental interest.” Rivera v. Allin,
To be sure, other Circuits have held as a categorical matter that the three-strikes provision does not infringe prisoners’ right of access to the courts. These decisions rest on two primary rationales, both of which are foreclosed in this Circuit by Green and are in any event unconvincing.
First, some courts have reasoned that a three-strikes litigant may simply find a way to pay the required fees. As the Seventh Circuit put it, prisoners may pay “using assets on hand,” “[s]ave up in advance,” “[b]orrow the filing fee from friends or relatives,” or “[b]orrow the filing fee from a lawyer.” Lewis v. Sullivan,
Second, othеr courts have held that the three-strikes provision does not deny indigent prisoners access to the courts because such prisoners may simply “[s]ue in state rather than federal court.” Lewis,
For these reasons, I have grave doubts that the PLRA’s three-strikes provision may be constitutionally applied to indigent prisoners who seek access to the courts in order to bring claims involving fundamental constitutional rights. In the appropriate case, this court should address this unsettled issue. In so suggesting, I fully understand that Congress was responding to a very real problem when it enacted the PLRA. It is undoubtedly true that much prisoner litigation is not only frivolous and abusive, but also imposes substantial costs on the federal courts. That said, it is also undoubtedly true that some prisoners have legitimate constitutional claims. See, e.g., Brown v. Plata, — U.S.-,
