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Keith Howard v. C.O. II Barnett, C.C.O. I Johnson C.O. I Malone
21 F.3d 868
8th Cir.
1994
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*2 MсMILLIAN, Before JOHN R. GIBSON,* BOWMAN, Judges. Circuit BOWMAN, Judge. Circuit Howard, prisoner, Keith a Missouri sued Barnett, Terry officer, a Missouri corrections claiming that Barnett violated the Cruel and Unusual Punishments Clause of the Amendment of the United States Constitu- by using tion him. excessive force The rendered a verdict in Howard’s favor, aрpeals. and Barnett We reverse and remand for a new trial.

* The Honorable John January R. Gibson took senior status 1994. Barnett, Johnson, Malone, fendants I. system two directors well as hotly contested this case facts of ‍‌‌​​‌‌​‌‌​‌​​​‌​​‌‌‌‌​‌‌‌​​​​‌​‌‌‌‌​​​​​​​‌​​​​​‍prison. of Howard’s superintendent and the appeal, we of this purposes trial. superintendent After the directors the events version Howard’s accept lawsuit, Howard *3 from the dismissed were question. Malone, against complaint filed amended an outside from return Howard’s Upon Barnett, sought Johnson, in he which and Offi- Corrections in visit March

medical damages on his punitive and compensatory stan- Malone, in accordance Patrick cer process alleged due and claims for federal ordered procedures, operating prison dard on his violations and Amendment strip search. Malone to а to submit Howard battery and and claims for assault state-law in the room to the rest Howard escorted then negligence. where How- segregation unit administrative there, Howard being Once confined. was ard claims were dis- process due Howard’s strip search. to a to submit refused аbandoned negligence claims and his missed assistance. Cor- trial, then summoned close of Howard’s Malone and at the before responded, Johnson Charles were Officer each rections Malone and Johnson evidence that Howard to Howard explained of law on he matter and as a granted strip a search to jury to submit The was claims. excessive force Howard’s officer. a corrections directed against so when claims on Howard’s was Barnett, the to submit. still refused unjustified Howard excessive Barnett for charge of the administrativе in officer straint, battery, senior and on How- and and assault provide unit, to was called segregation then and Johnson against Malone ard’s claims assistance. further jury found in fa- unjustified restraint. only on his Amend- vor of Howard to to submit Howard also ordered Barnett against Barnett claim ment еxcessive-force again search, refused. Howard strip but damages in nominal Howard and $1 awarded other of the two at least one and Barnett damages. The District punitive and $750 Howard and executed then rushed officers jury judgment on the verdict entered As Howard was “two-man takedown.” attorney request for granted and Howard’s floor, collided with his head to thrown $21,- expenses in amount fees and ceased floor. Howard then the and sink handcuffed, and the 254.68. he was resisting after strip search him. to were able officers appeal. issues on raises Barnett sеveral room, rest Barnett parties left As (1) ‍‌‌​​‌‌​‌‌​‌​​​‌​​‌‌‌‌​‌‌‌​​​​‌​‌‌‌‌​​​​​​​‌​​​​​‍jury’s verdict was argues that He up Howard’s hair down on pulling was impermissibly inconsistent arguing handcuffs, the two his on state-law on Howard’s for Barnett found banged Howard’s Barnett went. battery, but Howard assault and claim of cell outside Howard’s wall head on the taken As Howard was or three times. two (2) its claim; abused dis- the District Court cell, head banged Howard’s his into jury that, to by failing to instruct cretion support. against a steel his Howard on find for spread- naked and then left Howard was Barnett, required to find it claim bed for on his eagle four-point restraints “maliciously and sadisti- acted that Barnett hours, bleeding and approximately two (3) improperly sub- District Court cally”; on having sustained knots bruised to the instruction damages a nominal mitted pris- to Pursuant chipped tooth. and a head (4) permit- erred jury; the District Court use of regulations on the direct a witness’s ting to rehear he Howard examine while came nurse (5) light testimony; and examination bed, embar- but out of on the restrained trial, the District limited success Howard’s immediately. to leave he told her rassment by awarding to its discretion Court abused attorney fees he full sum of Howard thе brought this 42 U.S.C. later Howard requested. lawsuit, as de- originally listed § II. the jury to believe that Barnett did not vio- late the Amendment unless he re- A. ceived sexual satisfaction administering turn argument We first to Barnett’s excessive reject Howard. We these improperly failed to in- arguments. that, struct the conclude Barnett used A district has broad discretion force, it had to find that he acted when framing jury instructions, and we will “maliciously and sadistically” only reverse the instructions as a whole do if harm. The District Court fairly and adequately state applicable that, instructed the if it believed Barnett Malone, law. Cummings 995 F.2d Howard, committed alleged by the acts (8th Cir.1993); *4 822 Sterkel v. following should use the Fruehauf standard to deter- . Corp., (8th Cir.1992) F.2d 975 531 mine whether the force used Barnett was excessive: applicable standard when de determining whether the force as [sic] termining prison officials unneces unnеcessary and constituted the sarily wantonly and pain, have inflicted and and wanton pain, you infliction of must thus Eighth have violated Amendment, the consider such factors as the need for the varies with the of type violation alleged. application force, of the relatiоnship be- — McMillian, v. Hudson U.S. -, -, tween the need and the amount of force 995, 998, 112 (1992). S.Ct. 117 L.Ed.2d 156 used, that were [sic] the extent of the alleged When the constitutional violation is inflicted, injury and whether the force was prison that officials have used excessive applied in good faith effort to aсhieve judicial inquiry “the core is ... wheth .legitimate purpose maliciously the for er applied force was good-faith in a effort to very purpose causing harm. of maintain or discipline, restore or maliciously Trial Transcript Vol. Ill at (emphasis 35 and sadistically to at -, сause harm.” Id. added). 112 added). S.Ct. at 999 (emphasis Factors argues relevant this that the determination District include the Court threat committed the officials reasonably perceived, reversible rejecting error the proposed instruction, need for the use of the efforts would have made to used, quired minimize the the force jury relationship find that the he acted be mali- ciously tween the need sadistically using and for it and before could find force the Eighth used, amount of force degree and the sup- Amendment of violation. injury Id.; port, Albers, inflicted. Eighth Whitley he cites Suрreme Circuit and 475 . 312, 321, 1078, 1085, U.S. Court cases 106 S.Ct that hold that excessive (1986). L.Ed.2d 251 violates the only Amendment where prison applies the official the' force “mali- In Cummings, the given district court had ciously and sadistically very for purpose the jury the listing one instruction the elements causing harm,” and he argues thаt “mali- of an Amendment vio- excessive-force ciously sadistically” and higher establishes lation, and another jury that instructed the level of intent than does “maliciously” alone. that factor it one was to consider when deter- Appellant Brief for at agree. 17-18. We mining whether ‍‌‌​​‌‌​‌‌​‌​​​‌​​‌‌‌‌​‌‌‌​​​​‌​‌‌‌‌​​​​​​​‌​​​​​‍the fоrce had been excessive acknowledges Howard that the “malicious- was whether applied “the force was in [sic] ly and sadistically” language is good found faith effort legitimate to achieve a pur- many Eighth Supreme Circuit and pose maliciously for the However, citing cases. the Manual causing Model harm.” F.2d at (quoting Jury Civil instruction). Instructions Our judg- Court reversed the for Courts Circuit Instruction 4.01 ment entered on the jury’s verdict in favor of (1993), n. 8 he contends that term prisoner, “sadis- holding that the instruc- tically!’ surplusage required and anot ele- tions inadequate did not ment analysis, excessive-force require- and that its to find that the prison offi- inclusion could jury by confuse the leading cials “maliciously had acted sadistically and harm”; very purpose ly for the causing harm” before very purpose meet this force does not conversely, if the Eighth Amend- that conclude it could applied “in a standard, as where was Id. violated. ment had been disci- restore to maintain or good faith effort distinguish Cum attempts to Howard that the fact-finder must conclude pline,” the merely Cummings that mings. He not violated. Cum- conduct of malicious the element holds that Whitley, 475 (quoting F.2d at 822 mings, 995 instruction as in the same be included (internal 320-21, at 1085 106 S.Ct. U.S. elements listing the that quoted case citation to and quotation marks violation, Cummings that omitted)). Because of the word inclusion require the does conclude we and because cannot improperly, believe disagreе. We “sadistically.” We harmless, must reverse we the error was that more, in re for Cummings stands that jury verdict on the judgment entered instruction,

jecting a new trial. remand case appro that the made clear repeatedly was one priate standard official had acted B. find that sadistically for “maliciously both appeal on the basis disposition of the Our *5 Id. More causing harm.” of II.A, supra, in Part discussed of the issue over, the issue that instruction we note any other of of the any makes discussion in here, issue Cum instruction at like the unnecessary. We by Barnett ‍‌‌​​‌‌​‌‌​‌​​​‌​​‌‌‌‌​‌‌‌​​​​‌​‌‌‌‌​​​​​​​‌​​​​​‍issues raised it told thе mings, defective because was however, advisable, one of to discuss think malicious behavior was of presence that the issues. these consider, jury to merely factor a inquiry. jury’s pivotal the

rather than the The District you plaintiff, but that, you in favor of “If find by the inclusion of provided The distinсtion no mone- damages plaintiffs have find that significance, “sadistically” of is one the term value, you return a verdict tary then “sadistically” dif- “maliciously” and of plaintiff $1.00.” in the nominal amount together estab- meanings, and the two ferent Ill at Transcript 36-37. Trial Vol. intent would either of than higher levеl lish a “maliciously” undertak- acts alone. One too, instruction, that this Barnett reason, a course of just ing, cause without reasoning that an award improper, another; injure in con- action intended with a find- damages is inconsistent nominal “sadistically” by engaging in trast, one acts injury is the ing forсe. Where of excessive by delighting cruelty extreme or reasons, minimis, force also Barnett de Interna- New cruelty. Third in Webster’s minimis, so an instruction de must have been 1367, (unabridged Dictionary 1997-98 tional damages based permits to award that 956, 958, Dictionary 1336 1981); Law Black’s damages injury permits de minimis on a (6th Heritage Dic- 1990); The American ed. then minimis force. on de based 1982). (2d 759, Because the ed. tionary 1084 force de minimis correctly points out that in this case instruction used cognizable generally is not under Eighth Amend- jmy to find an allowed the Amendment. standard of on lower ment based violation the Su- that culpability than detain us argument need not This by this Circuit preme in Hudson and physical de minimis uses long. Although adversely af- Cummings, the instruction proscribed are not force rights. substantial fected Barnett’s “repugnant are Amendment unless mankind,” conscience cases where a In all reiterate: We turns on was violated viola prisoner alleges an maliciously applied ... “whether force force, the fact-finder tion based on excessive harm,” not on sadistically to cause Eighth Amend may that not conclude that injury from resulted serious that the whether unless it finds ment was violated — -, -, Hudson, U.S. force. “maliciously and sadistical- applied force was (internal quotation S.Ct. at marks consider such factors as the need for the omitted). quoted citations cases application Sim- the relationship be- ply put, force that is excessive within the tween the need and the amount of force meaning of the Amendment is com- used, were [sic] the extent of the pensable if it prisoner causes the inju- actual injury inflicted, and whether the force was ry, injury if the great even is not of signifi- applied in good faith effort to achieve a cance. legitimate purpose or maliciously for the very purpose harm.

If, trial, after a new a properly instructed jury finds that Barnett used excessive force If any of the above elements have not in violation of Eighth Amendment, then proved preponderance [sic] must award damages nominal if it evidence, your then verdict must be for the also injuries finds that Howard’s have no defendant. monetary value or are justify insufficient to Transcript Trial Ill Vol. at 84-35. ‍‌‌​​‌‌​‌‌​‌​​​‌​​‌‌‌‌​‌‌‌​​​​‌​‌‌‌‌​​​​​​​‌​​​​​‍certainty reasonable a more substantial damages. measure of See Wy Cowans person When а uses a manner that rick, (8th Cir.1988). 862 F.2d Bar satisfies all of the above, elements listed par- nett’s attack on the District Court’s nominal ticularly when the force is “excessive” under damages instruction must fail. the circumstances and “constitute[s] the un- necessary wanton and malicious infliction of

III. pain,” believe, I by definition, it applied “sadistically.” above, fact, reasons stated we the majority reverse opinion Court, states “one acts ‘sadistically’ by vacate engaging fees, ... attorney cruelty’_” award ‘excessive Maj. and remand op. *6 Therefore, case for a new trial. add the two “and words sadisti- cally” required by as the majority would have McMILLIAN, been Judge, Circuit mere dissenting. surplusage. Moreover, Cum- mings distinguishable present from the I respectfully dissent. In my opinion, the because, there, case neither the word “sadis- addition sadistically” words “and to the tic” nor “malicious” was used the district portion of the instructions page cited court’s statement of the essential elements majority opinion would made a plaintiffs excessive force claim. 995 F.2d material difference. The court district stated Thus, by contrast present to the the essential plaintiffs elements of excessive ease, elements stated the district force claim follows: court Cummings merely set forth a delib- verdict Your must plaintiff erate indifference claim. Here, Id. at 822. Terry Defendant plain- Barnett on the essential elements stated the district tiffs claim of excessive if all of the require did finding of “malicious” following proved elements have been pain. infliction of Accordingly, I would af- preponderance of the evidence: firm. First, that ... Defendant Barnett struck plaintiff, pulled out a substantial amount of

plaintiffs hair plaintiffs or shoved face objects;

into and, solid

Second, use under the

circumstances, was excessive and constitut-

ed the unnecessary wanton and malicious pain upon plaintiff;

infliction

Third, result, as a direct plaintiff was

injured.

In determining whether the force [w]as constituted unnecessary

and wanton pain, you infliction of

Case Details

Case Name: Keith Howard v. C.O. II Barnett, C.C.O. I Johnson C.O. I Malone
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Apr 22, 1994
Citation: 21 F.3d 868
Docket Number: 93-2147
Court Abbreviation: 8th Cir.
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