41 Conn. App. 120 | Conn. App. Ct. | 1996
This case involves an action commenced in November, 1993, by the plaintiff commissioner of environmental protection (commissioner) against the defendants to enforce certain state environmental laws.
We will not set out in this opinion the background circumstances alleged by the commissioner in his complaint in this action. The circumstances are essentially the same as those involved in Zoning Commission v. Fairfield Resources Management, Inc., 41 Conn. App. 89, 674 A.2d 1335 (1996) (zoning case), which was argued before this court at the same time as the present appeal. This appeal, which arises out of the same quarry mining operation in Brookfield, involves conduct by the defendants allegedly in violation of a condition of a permit earlier issued by the commissioner to divert certain waters of the state. This appeal also involves other actions by the defendants taken without the required permits and resulting in a diversion of waters of the state, including the construction and maintenance of a dam across Limekiln Brook,
Thereafter, four separate notices of intervention were filed by Edward C. Huse, the Laurel Hill Association (association), Allen B. Blackman and Lloyd Willcox.
The association filed its notice of intervention through Richard Gereg, its president. That notice alleges, inter alia, that the association is an organization with a membership in excess of 120 persons, whose families own and occupy property in the neighborhood of Laurel Hill Road in Brookfield, and that it was organized to protect residential property values in the Laurel Hill Road vicinity “and to see to it that any and all governmental agencies which have jurisdiction will exercise their jurisdiction properly to ensure enforcement of laws, statutes and regulations enacted to protect and conserve the environment.” Incorporating language from § 22a-19 (a), the notice alleges that the proceeding involves “conduct which has or is reasonably likely to have the effect of unreasonably polluting, impairing or destroying the public trust in the air, water or other natural resources of the state.”
On May 23, 1994, the defendants filed separate objections to the notice of intervention filed by the association, Blackman and Willcox. Each objection argued that “this case is not an ‘administrative, licensing or other proceeding’ . . . nor ... a review of any administrative, licensing or other proceeding. This case is an enforcement action brought by the Commissioner of Environmental Protection (‘DEP’) in which the DEP has sought injunctive relief and forfeiture damages.” Each objection states further that the intervenors’ “basis for intervention is misplaced, and they should not be permitted to intervene in this case as a matter of right.”
On appeal, the intervenors claim that they properly pleaded § 22a-19 (a), that they have the right to inter
The commissioner raises two questions
The intervenors argue that they have properly pleaded § 22a-19 (a) intervention. The defendants have not raised any question about that claim and it appears to us that the intervenors have properly pleaded § 22a-19 (a) intervention.
We discuss the other claims of the intervenors together as they are interrelated to the consideration and resolution of whether they are entitled to intervene under § 22a-19 (a). The intervenors claim a right to intervene under the authority of Connecticut Water Co., appearing to premise that argument on the ground that in that case the Supreme Court “ruled” that the enforcement action of the commissioner “involved a judicial review of an action arising out of the particular jurisdiction of the commissioner.” They maintain that the statute, which requires a liberal construction and has the broad purpose to “give private citizens a voice” on environmental issues, would effectively be thwarted by denying intervention and thus proscribing citizen input.
Not only does the commissioner argue in support of intervention, but he stresses that the “very broad” language of § 22a-19 (a), i.e., “administrative, licensing or other proceeding,” which, in this case, the commissioner claims is not clear, also supports intervention. The commissioner argues that the language is very broad and that it “indicates an intent to permit intervention in a wide variety of proceedings and fora.” The commissioner further asserts that there is “[n]othing in the statutory language [to indicate] that an entity may intervene only in an administrative appeal or a proceeding otherwise limited to an administrative record” and that “[i]f the legislature had intended to limit the application of § 22a-19 (a) to administrative appeals, it could easily have done so by using those words.” The interve-nors argue that the language of § 22a-19 (a) is clear and that it affords them the right to intervene under § 22a-19 (a).
The commissioner maintains that the language is not clear but that the legislative history, the statute’s clear purpose, and the case law require that intervention be granted here. Specifically, he contends that “the words ‘administrative’ and ‘licensing’ cover the universe of agency proceedings” and, if the words “other proceeding” are to be given meaning, they can refer only to court proceedings, such as the commissioner’s and the zoning commission’s enforcement actions in these cases.
The commissioner further invokes the tenet that remedial statutes such as the EPA “should be liberally construed to achieve their purpose.” Rather than turning to the doctrine of ejusdem generis in determining the meaning of “other proceeding”
The defendants, on the other hand, urge that the denial of intervention was proper. They argue that correct statutory interpretation of § 22a-19 (a) requires the conclusion that intervention “is not mandated in this particular action.” They argue that to decide the issues presented it is necessary to determine the meaning of the words “or other proceeding” in § 22a-19 (a), and they refer to other portions of the statutory scheme including General Statutes §§ 22a-16 and 22a-18. The defendants claim that it is clear that the legislature in using the words “other proceeding” in § 22a-19 (a) “intended the other proceeding to mean a proceeding akin to an administrative or licensing proceeding and not a proceeding brought directly in court by the attorney general” as was this action.
Finally, the defendants dispute the claim of the inter-venors that Connecticut Water Co. is clear authority for their right to intervene. In doing so, their argument is twofold: first, the issue of intervention was never a controversy in that case, and, second, Connecticut Water Co. “involved a judicial review of an action arising out of the particular jurisdiction of the commissioner in which a hearing could have been sought but for which no hearing was sought. See [General Statutes §§] 22a-
“The objective of statutory construction is to give effect to the intended purpose of the legislature. ” (Internal quotation marks omitted.) Rose v. Freedom of Information Commission, 221 Conn. 217, 225, 602 A.2d 1019 (1992). “As is true in every case involving the construction of a statute, our starting point must be the language employed by the legislature.” Verdon v. Transamerica Ins. Co., 187 Conn. 363, 366, 446 A.2d 3 (1982); see United States v. Turkette, 452 U.S. 576, 580, 101 S. Ct. 2524, 69 L. Ed. 2d 246 (1981); Vaillancourt v. New Britain Machine/Litton, 224 Conn. 382, 391, 618 A.2d 1340 (1993). In Groton v. Yankee Gas Services Co., 224 Conn. 675, 689, 620 A.2d 771 (1993), our Supreme Court stated: “In interpreting the language of a statute, we are guided by the premise that we must consider the statute as written and read it as a whole. Orticelli v. Powers, 197 Conn. 9, 13-14, 495 A.2d 1023 (1985). [N]o part of a legislative enactment is to be treated as insignificant or unnecessary, and there is a presumption of purpose behind every sentence, clause or phrase . . . and no word in a statute is to be treated as superfluous. Insofar as it is possible, the entire enactment is to be harmonized, each part made operative. . . . Peck v. Jacquemin, 196 Conn. 53, 66, 491 A.2d 1043 (1985). We approach this task mindful of the assumption that the legislature intended to accomplish a reasonable and rational result. Id.” (Internal quotation marks omitted.) In statutory construction, “[o]ur task is to find the expressed intent of the legislature, ‘that is, the intention of the legislative body, “as found from the words
Environmental statutes, such as our EPA, of which § 22a-19 (a)
Public Acts 1971, No. 96, § 2, now codified at General Statutes § 22a-15, entitled “Declaration of Policy” provides: “It is hereby found and declared that there is a public trust in the air, water and other natural resources of the state of Connecticut and that each person is entitled to the protection, preservation and enhancement of the same. It is further found and declared that it is in the public interest to provide all persons with an adequate remedy to protect the air, water and other natural resources from unreasonable pollution, impairment or destruction.” (Emphasis added.)
The opposition to intervention seems to be that the phrase “other proceeding” in § 22a-19 (a) means “a proceeding akin to an administrative or licensing proceeding and not a proceeding brought directly in court by the attorney general” and that that phrase limits § 22a-
We are mindful that the declaration of policy in § 22a-15 applies to “eachperson,” and indeed to “all persons,” suggesting, at the very least, public input; and that the result contended for by the defendants would work a complete bar to intervention by the plaintiffs under § 22a-19 (a) in this case merely because § 22a-430 (d) was the vehicle used by the commissioner. The question arises whether the “other proceeding” language of § 22a-19 (a) is ambiguous. There is ambiguity. The principle that “[w]here the meaning of a statutory term is clear, it is said to be unambiguous and not subject to modification by construction” is “somewhat deceptive, for a term which, in isolation, appears to be clear, may be modified by its context.” Doe v. Institute of Living, Inc., 175 Conn. 49, 57, 392 A.2d 491 (1978). “Where the words of a statute fail to indicate clearly whether the provision applies in certain circumstances, it must be construed by this court .... Board of Trustees v. Freedom of Information Commission, 181 Conn. 544, 550, 436 A.2d 266 (1980).” (Internal quotation marks omitted.) Carothers v. Capozziello, supra, 215 Conn. 120. We believe that the words “any . . . other proceeding” in § 22a-19 (a) are ambiguous in the context of whether their meaning prohibits the plaintiffs from intervening in this action brought directly to the Superior Court by the attorney general under § 22a-430 (d). Under our approach to statutory construction, we are
Turning to the legislative history of the 1971 EPA, of which the present § 22a-19 (a) was a part, we see that the purpose of the act is set out in General Statutes § 22a-15. That section provides: “It is hereby found and declared that there is a public trust in the air, water and other natural resources of the state of Connecticut and that each person is entitled to the protection, preservation and enhancement of the same. It is further found and declared that it is in the public interest to provide all persons with an adequate remedy to protect the air, water and other natural resources from unreasonable pollution, impairment or destruction.” (Emphasis added.)
We note the all encompassing language of “each person” and “all persons” whom the legislature intended to include in its broad sweep. 14 H.R. Proc., Pt. 2, 1971 Sess., pp. 737-44. It is, however, certain remarks on the floor of the legislature during the debate on its passage that illuminate our inquiry. Representative Papandrea, deputy majority leader, speaking in favor of passage of the act, said: “[I]t expands the right of a person to have access to the courts when property which we might say belongs to all of the public is jeopardized by the alleged polluting activity. Presently a person, unless he can show a personal direct ownership or other interests in the land which he claims as being affected by the alleged activity does not have legal standing in the court of law. Consequently, some of the most beautiful aspects of our environment, some of those most vital not only to our survival, but to that of future generations are such that they do not lend themselves to a proprietary or a personal interest and this bill makes the guaranteeing and the preservation
Another supporter of the proposed bill, Senator Roger W. Eddy, said, “What we are attempting to do here, is beginning in our own way to let the citizens say that they have at stake, the right to live in clean air, clean water and a generally favorable environment.” 14 S. Proc., Pt. 3, 1971 Sess., p. 1084. Another supporter said: “And I do think this is a necessary bill because it may well prod many of our state agencies charged with the protection of the environment on a state level. It may well prod these agencies into more thorough and responsive carrying out of the legislative programs. I think this bill does show the concern of the legislature for the environmental crisis in this state . . . .” 14 H.R. Proc., Pt. 2, 1971 Sess., p. 745, remarks of Representative Francis Collins. It was recognized that the bill was “granting individual citizens some powerful weapons, the right to seek injunctions, the right to intervene in proceedings.” 14 S. Proc., Pt. 3, 1971 Sess., p. 1083, remarks of Senator Thomas Dowd. The intent to afford the opportunity to any citizen to participate in raising environmental issues, either by way of instituting actions as in § 22a-18 or by intervention in such matters as in § 22a-19 (a), is unmistakable.
The claim has been made that intervention is quite appropriate here under the “any . . . other proceeding” language of § 22a-19 (a).
In determining that the present action instituted under § 22a-430 (d) is a “proceeding” that falls within the broad “any . . . other proceeding” language of § 22a-19 (a), we note several other matters that support our conclusion. There is nothing in the statute that suggests that intervention is limited to a situation where there is some administrative record. The portion of § 22a-430 (d) under which this action was brought was already law when § 22a-19 (a) was enacted. The legislature is presumed to act “with knowledge and understanding of existing relevant statutes, and with the intent to achieve a harmonious and consistent body of law.” Vartuli v. Sotire, 192 Conn. 353, 362, 472 A.2d 336 (1984); Caulkins v. Petrillo, 200 Conn. 713, 718, 513 A.2d 43 (1986). We glean nothing from the legislative history that suggests that the intervenors must be rele
Further, it is a basic proposition of law that “[a] statute should be construed so as to give effect to the legislative intent, while keeping in view the object of the statute.” Stephen Reney Memorial Fund v. Old Saybrook, 4 Conn. App. 111, 113, 492 A.2d 533 (1985); State v. Harris, 14 Conn. App. 244, 250, 540 A.2d 395 (1988). Our construction of § 22a-19 (a) does this. “A statute should be construed so as to have meaning, so that the statute makes common sense, and so that there are no bizarre results.” Knapp v. Inland Wetlands Commission, 7 Conn. App. 283, 285, 508 A.2d 804, cert. denied, 200 Conn. 807, 512 A.2d 230 (1986). Section 22a-19 (a) should be so viewed, for to say otherwise would defy common sense and mean that there would be no intervention at all in this case because it involved an action brought directly to the Superior Court pursuant to § 22a-430 (d). Nothing has been brought to our attention, nor have we found anything, to suggest that the legislature had any intent to exclude an action brought pursuant to § 22a-430 (d). This present action, which is brought under § 22a-430 (d), certainly raises environmental issues, and it was for the raising of such issues that § 22a-19 (a) was intended by the legislature. See Red Hill Coalition, Inc. v. Town Plan & Zoning Commission, 212 Conn. 727, 734, 563 A.2d 1347 (1989); Connecticut Fund for the Environment, Inc. v. Stamford, 192 Conn. 247, 248 n.2, 470 A.2d 1214 (1984). Our construction of the statute advances its remedial purpose.
For the foregoing reasons, we conclude that the trial court improperly denied intervenor status.
In this opinion the other judges concurred.
The commissioner’s complaint in this action is in twelve counts and alleges the violation of a number of statutes, i.e., General Statutes §§ 22a-368 (b), 22a-403 (a), 22a-407, 22a-42a (c), 22a-430 and 22a-427, and §§ 220-10 and 220-7 of the Brookfield town code.
The injunctive relief was sought pursuant to General Statutes §§ 22a-376 (a), 22a-44 (b), 22a-430 (d), 22a-6 (a) (3) and 22a-376 (a) and (b).
The claimed orders for forfeiture of moneys involved General Statutes §§ 22a-44 (b), 22a-438 and 22a-407.
Limekiln Brook was apparently a stream that the intervenors indicate “used to flow across the site” of the mine.
This claimed activity is alleged to be in violation of state statute as well as the Brookfield town code.
General Statutes § 22a-430 is entitled “Permit for new discharge. Regulations. Renewal. Special category permits or approvals. Limited delegation. General permits.”
General Statutes § 22a-430 (d) provides: “If the commissioner finds that any person or municipality has initiated, created or originated or is maintaining any discharge into the waters of the state without a permit as required in
Although this notice of intervention by the Brookfield zoning commission sets out that “[p]ursuant to General Statutes § 22a-19, the Brookfield Zoning Commission intervenes as a matter of right in this action as a parly plaintiff pursuant to this verified pleading [of fourteen following paragraphs],” it does bear the notation, “Granted 2/1/94.”
Huse filed his notice of intervention pursuant to General Statutes § 22a-19 (a) on March 4, 1994, and the association, Blackman and Willcox filed theirs on May 2, 1994.
None of the intervenors notice of intervention alleged intervention “as a matter or right.” In any event, counsel filing these objections to the notice
This footnote states: “We note that the general language ‘other proceeding’ follows the specific terms ‘administrative’ and ‘licensing’ proceedings in the statute. ‘The general terms will be construed to embrace things of the same general kind or character as those specifically enumerated.’ State v. Russell, 218 Conn. 273, 278, 588 A.2d 1376 (1991); Cheshire Mortgage Service, Inc. v. Montes, 223 Conn. 80, 104 n.31, 612 A.2d 1130 1992). This rule of construction is frequently referred to as ejusdem generis. Cheshire Mortgage Service, Inc. v. Montes, supra [104 n.21].” Polymer Resources, Ltd. v. Keeney, supra, 32 Conn. App. 347 n.9.
General Statutes § 22a-16, which is entitled “Action for declaratory and equitable relief against unreasonable pollution,” provides: “The attorney general, any political subdivision of the state, any instrumentality or agency of the state or of a political subdivision thereof, any person, partnership, corporation, association, organization or other legal entity may maintain an action in the superior court for the judicial district wherein the defendant is located, resides or conducts business, except that where the state is the defendant, such action shall be brought in the judicial district of Hartford-New Britain, for declaratory and equitable relief against the state, any political subdivision thereof, any instrumentality or agency of the state or of a political subdivision thereof, any person, partnership, corporation, association, organization or other legal entity, acting alone, or in combination with others, for the protection of the public trust in the air, water and other natural resources of the state from unreasonable pollution, impairment or destruction provided no such action shall be maintained against the state for pollution of real property acquired by the state under subsection (e) of section 22a-133m, where the spill or discharge which caused the pollution occurred prior to the acquisition of the property by the state.”
In the trial court the plaintiff commissioner filed a brief supporting intervention and so argued at the hearing on it in that court.
The commissioner instituted the Superior Court action that generated this appeal and, in addition, supported intervention in the zoning case as an amicus in this court.
The commissioner opposed the application of this court’s Polymer decision in the trial court, which case he believed was one on which this court “apparently relied” on the doctrine of ejusdem generis. In urging his view of “other proceeding” in § 22a-19 (a), the commissioner, likewise was against its use there to prevent citizen intervention. In this case, he argues that the doctrine of ejusdem generis should not apply, given the demonstrated contrary intent shown by the legislative history. In doing so, he refers to State v. Russell, 218 Conn. 273, 278, 588 A.2d 1376 (1991).
We outline the claims of the defendants as to the Appellate Court’s decision in Polymer only to demonstrate their reliance on it in this appeal.
Public Acts 1971, No. 96, was entitled: “The Environmental Protection Act of 1971.” Sections 1 through 6 of that act are now codified at General Statutes §§ 22a-14 through 22a-19.
Here we refer to the language of § 22a-19 (a) which provides: “In any administrative, licensing or other proceeding . . . .”
We note that the legislature knows when to include language of delimitation when it means to do so. For example, in § 22a-18 (b), it did so where it used the word “such” in the first sentence. That subsection provides: “If administrative, licensing or other such proceedings are required . . . .”