The opinion of the Court was delivered by
The issue raised in this appeal is whether a taxpaying citizen of this State who is also a professor at Rutgers, the State University (“Rutgers”), has either a statutory or common-law right to access “public records” concerning Rutgers’ expenditures for outside legal counsel in labor, civil rights, and employment-related matters in which Rutgers is or has recently been a party. The trial court denied access under both the common law and the Right>-to-Know Law,
N.J.S.A
47:1A-1 to
-4.
The Appellate Division reversed, holding that all of the attorneys bills and the internally generated legal billing documents requested were “public records” under the Right-to-Know Law. 286
N.J.Super.
285, 297,
We hold that none of the documents requested are “public records” under the Right>-to-Know Law because they are not explicitly required “to be made, maintained or kept on file” by Rutgers. N.J.S.A. 47:lA-2. We conclude, however, that all of the documents are common-law-public records.
Plaintiff Wells H. Keddie is a citizen of New Jersey and a professor of Labor Studies at Rutgers. Plaintiff Rutgers Council of American Association of University Professors Chapters (“AAUP-Rutgers”) is an unincorporated association which, for purposes of collective negotiation, represents certain faculty members, teaching assistants, and graduate assistants employed by Rutgers. AAUP-Rutgers is an affiliate of the American Association of University Professors, a national organization that has advocated faculty participation in university budgetary matters. When the present litigation began, Keddie was president of AAUP-Rutgers.
Rutgers is an instrumentality of the State for the purpose of operating the State University of New Jersey pursuant to N.J.S.A. 18A:65-1 to -73. The Board of Governors is the ultimate governing authority for Rutgers. N.J.S.A. 18A:65-25. Rutgers has five campuses in the New Brunswick area, as well as major campuses in Newark and Camden.
On September 23, 1992, plaintiffs requested “public records” from Rutgers’ president. The requested documents related to the expenditure of Rutgers’ funds for legal representation in matters related to labor relations, civil rights claims, and other employment-related matters. They also requested copies of documents filed with courts, agencies, and arbitral forums. The documents requested can be classified in three categories: (1) attorneys bills; (2) documents Rutgers generates internally from the legal bills; and (3) pleadings, briefs, affidavits, and other filings made with courts, agencies, and arbitral forums and the decisions or awards rendered (“legal submissions”). University Counsel denied the requests, asserting that the legal submissions were available from other sources, and that Rutgers was not required to disclose the other records that were requested.
Plaintiffs filed a complaint on November 30, 1992, seeking access to the documents previously requested pursuant to the common law and the Right-to-Know Law,
N.J.S.A.
47:1A-1 to -4
The standard procedure at Rutgers is that outside attorneys send monthly bills to University Counsel, who then forwards the bills to Rutgers’ comptroller. The Comptroller’s Department then prepares a “bill head,” consisting of the law firm’s name, address, due date, and the amount due. The legal bill and the “bill head” are then attached and sent to a Rutgers accountant for payment approval. Once approved by an accountant, the documents are then sent to the Accounts Payable Department where the information is entered into a database, and the hard copy is archived for seven years. University Counsel also keeps copies of the legal bills for two years before archiving them. Biannually, a Rutgers accountant prepares a summary of the outside legal expenses for University Counsel. That summary contains the dollar amounts paid to particular law firms and brief descriptions of the work performed.
Consistent with that explanation of the legal billing process, plaintiffs sought access to attorneys bills and the following internally generated payment information: bill heads, semiannual summaries of legal expenses generated by the accounting office, and the actual accounts payable database kept by Rutgers’ accountant. Plaintiffs also sought access to all of the legal submissions.
After extensive discovery had been conducted, the parties filed cross-motions for summary judgment. Plaintiffs argued that the records pertaining to legal billings were public documents under both the RTKL and the common law and that the legal submissions were accessible under only the common law.
The trial court held that (1) Rutgers is a public body and therefore covered by the RTKL; (2) none of the requested documents were public records under the RTKL; (3) the outside attorneys bills were not common-law-public records; and (4) the internally generated legal billing documents and the legal submissions were public records within the common-law definition but
The Appellate Division reversed, finding that the attorneys bills and the internally generated legal billing documents were public documents under the RTKL. 286
N.J.Super.
at 297,
We granted Rutgers’ petition for certification, 144
N.J.
377,
II
First, we focus on whether the attorneys bills and the internally generated legal billing documents are public records under the RTKL. The New Jersey Right-to-Know Law provides in pertinent part:
Except as otherwise provided ..., all records which are required by law to be made, maintained or kept on file by any board, body, agency, department, commission or official of the State or of any political subdivision thereof or by any public board, body, commission or authority created pursuant to law by the State or any of its political subdivisions, or by any official acting for or on behalf thereof (each of which is hereinafter referred to as the “custodian” thereof) shall, for the purposes of this act, be deemed to be public records. Every citizen of this State,during the regular business hours maintained by the custodian of any such records, shall have the right to inspect such records. Every citizen of this State shall also have the right, during such regular business hours and under the supervision of a representative of the custodian, to copy such records by hand, and shall also have the right to purchase copies of such records.
[N.J.S.A 47:1A-2.]
The RTKL has no standing requirement other than New Jersey citizenship.
Higg-A-Rella, Inc. v. County of Essex,
141
N.J.
35, 43,
Plaintiffs maintain that all of the documents pertaining to the legal billings are Right-to-Know documents because they are required by law to be made, maintained, or kept by Rutgers to comply with State auditing requirements. All of Rutgers’ accounts are “subject to audit by the State at any time.”
N.J.S.A.
18A:65-25(d). Plaintiffs argue that in order for Rutgers to be prepared for a State audit, it must maintain financial records sufficient to withstand such an audit. Rutgers counters that
N.J.S.A.
18A:65-25(d) does not
explicitly
require that the attorneys bills and the internally generated legal billing documents be made, maintained, or kept on file, and that therefore the RTKL is not triggered. Rutgers argues that the RTKL only encompasses
The question we must resolve is whether the RTKL implicitly requires the attorneys bills and the internally generated legal billing documents be made, maintained, or kept on file by Rutgers in order to comply with the State’s demand audits of Rutgers’ accounts. The broad question was posited, but not answered, in
Board of Education v. New Jersey Department of the Treasury,
145
N.J.
269,
In
Board of Education,
the Board of Education of Newark (“Board”) was a participating employer in the State Health Benefits Plan (“Plan”).
Id.
at 271,
The Court held that the information that the Board ultimately sought, the amount of claims paid on behalf of its own employees, did not constitute a Right-to-Know document because it was not required by law to be made, maintained, or kept on file.
Board of Educ., supra,
145
N.J.
at 277,
Notwithstanding the fact that the
Board of Education
case left the burning issue unanswered, this Court has consistently held that the Right-to-Know Law’s definition of a public record is narrow and is to be strictly construed.
Higg-A-Rella, supra,
141
N.J.
at 44,
In
Nero,
former Governor Byrne had considered appointing the plaintiff to a position on the New Jersey Lottery Commission.
Id.
at 216,
The
Nero
Court held that the trial court and the Appellate Division incorrectly expanded the Right-to-Know Law’s definition of a public record to make that definition coextensive with the definition of a public record found in the Destruction of Public Records Law,
N.J.S.A
47:3-16.
Nero, supra,
76
N.J.
at 221,
any paper, written or printed book, document ... that has been received by any such officer, commission, agency or authority of the State or of any political subdivision thereof ... and has been retained by such recipient or its successor as evidence of its activities or because of the information contained therein.
[N.J.S.A. 47:3-16.]
Atlantic City Convention Center Authority v. South Jersey Publishing Co.,
135
N.J.
53,
Similarly, in
Higg-A-Rella
the Court held that computer tapes of municipal tax assessments were not Right-to-Know public-records because the defendants were required by law only to make and maintain a hard copy of the list.
Higg-A-Rella, supra,
141
N.J.
at 44-45,
In
North Jersey Newspapers,
the Court also concluded that telephone bills and car-phone bills of the Passaic County Board of Chosen Freeholders office were not public documents under the RTKL.
North Jersey Newspapers, supra,
127
N.J.
at 15,
We hold that because N.J.S.A. 18A:65-25(d) does not explicitly require that the attorneys bills and the internally generated legal billing documents “be made, maintained or kept on file,” N.J.S.A 47:lA-2, in order to satisfy auditors, those documents are not Right-to-Know documents. We find no reason to depart from our consistent holdings in the past. Therefore, the Appellate Division erred when it ruled that the attorneys bills and the internally generated legal billing documents were Right-to-Know documents.
Ill
Next, we address plaintiffs’ claim that, independent of whether they are entitled to access the attorneys bills and the internally generated legal billing documents under the RTKL, they have a common-law right of access to those documents and the legal submissions as well. The Appellate Division did not decide whether plaintiffs should have access to any of the records under the
We granted plaintiffs’ cross-petition for certification, 144
N.J.
377,
-A-
Rutgers argues that because the trial court denied access to the internally generated legal billing documents and the legal submissions under the common-law balancing-of-interests test, which was not overturned by the Appellate Division, the issue of common-law access to those documents is not before the Court. Nor did the Appellate Division address whether the trial court erred in finding the attorneys bills were not common-law records. Notwithstanding that omission, we will address the merits of the common-law claims.
R.
2:10-5;
Bressman v. Gash,
131
N.J.
517, 528-29,
The common-law definition of a public record is broader than the definition of a Right-to-Know document.
Home News v. State Dep’t of Health,
144
N.J.
446, 453,
The common-law right to access public records depends on three requirements: (1) the records must be common-law public documents; (2) the person seeking access must “establish an interest in the subject matter of the material,”
South Jersey Publishing Co. v. New Jersey Expressway Auth.,
124
N.J.
478, 487,
The documents sought in the present case are public records because they were created by, or at the behest of, public officers in the exercise of a public function.
Id.
at 47,
-B-
Because the common-law right of access to public records is not absolute, one seeking access to such records must “establish that the balance of its interest in disclosure against the public interest in maintaining confidentiality weighs in favor of disclosure.”
Home News, supra,
144
N.J.
at 454,
Rutgers asserts no claim of confidentiality in respect of the legal submissions. Indeed, it could not. Those documents have been filed with courts, agencies, or arbitral forums. A common-law right of access attaches to unsealed records and documents filed with courts and agencies in connection with nondiscovery applications that are relevant to the disposition of the matter.
Hammock v. Hoffmann-LaRoche, Inc.,
142
N.J.
356, 375-82,
Rutgers argues, and the Appellate Division agreed, that because the legal submissions are otherwise available, it should not be required to make those documents available to plaintiffs. Rather than asserting a claim of confidentiality, Rutgers argues that document production will divert budgeted funds and dedicated manpower and that those concerns should be considered under the balancing test. In response, plaintiffs raise three arguments: (1) the availability of documents elsewhere does not undermine their interest in disclosure; (2) the right to access common-law public records has traditionally favored full disclosure; and (3) the legal submissions may in fact not be available elsewhere because some arbitration cases are sealed for five years.
We conclude that the trial court erred in finding that the legal submissions should not be disclosed under the common-law balancing-of-interests test. Plaintiffs, however, must bear the reasonable costs of copying, assembling, and delivering the’ documents.
Higg-A-Rella, supra,
141
N.J.
at 53-55,
-C-
There remains the question whether plaintiffs are entitled to access the attorneys bills and the internally generated legal billing documents under the balancing test.
Rutgers argues that those documents should not be disclosed because under the balancing test the need for confidentiality outweighs plaintiffs’ interest in disclosure. Although the Appellate Division found that the attorneys bills and the internally
We reject Rutgers’ argument that the costs of document production and diversion of dedicated manpower are sufficient reasons under the balancing test not to compel it to produce the documents. Budgetary constraints cannot relieve Rutgers of its obligation to produce the documents.
Moore v. Board of Chosen Freeholders,
39
N.J.
26, 30-31,
As we noted earlier,
supra
at 44,
Nonetheless, the Appellate Division’s concerns about confidentiality are important. Neither court below conducted a common-law balancing test to determine whether the attorneys bills should be disclosed. Consequently, a remand to the trial court is required to conduct a common-law balancing test with respect to the attorneys bills. We are also satisfied that the trial court should conduct a new balancing test with respect to the internally generated legal billing documents consistent with this opinion.
On the remand, all of the attorneys bills and the internally generated documents must be submitted to the trial court for an
The trial court also should consider whether the requested documents relate to pending or closed cases. Obviously, the need for confidentiality is greater in pending matters than in closed cases. Even in closed cases, however, attorney work-produet and documents containing legal strategies may be entitled to protection from disclosure. Similarly, some confidential information may be shielded from public disclosure based on the protection afforded by the attorney-client privilege. Here, too, redaction must be considered as an alternative to nondisclosure. Those and all other appropriate factors should be considered by the trial court in the common-law balancing test.
IV
We reverse the judgment of the Appellate Division insofar as it found that the attorneys bills and internally generated documents were Right-to-Know records. We also reverse the determination that Rutgers is not obligated to provide the legal submissions because they are available elsewhere. We hold that none of the records requested are Right-to-Know documents; all of them are common-law documents. Rutgers is directed to provide plaintiffs with copies of the legal submissions for a reasonable fee. We remand the matter to the trial court to conduct a common-law
Reversed and remanded to the Law Division.
For reversal and remandment — Chief Justice PORITZ, and Justices HANDLER, POLLOCK, GARIBALDI, STEIN and COLEMAN — 6.
JUSTICE O’HERN did not participate.
