Plаintiffs Kathy Carver and Fred Kient-zle work as deputy sheriffs for the Adams County, Illinois, Sheriffs Department. Each of them was suspended without pay for a brief periоd of time. Those suspensions led their union to file a grievance on their behalf before the Illinois State Labor Relations Board (“ISLRB”), claiming that they had been suspended in retaliation for their union activities. That proceeding was ultimately settled. Eight months before the settlement, Carver and Kientzle filed the present suit under 42 U.S.C. § 1983, claiming that the way their suspensions were handled violated their constitutional rights to procedural due procеss. The district court dismissed the case, believing that the proceedings before the ISLRB were res judicata for the § 1983 case. We disagree for several reasons and remand the case for further consideration.
Sheriff Robert Nall and Chief Deputy Jon McCoy suspended Carver for ten days without pay on Mаy 6, 1996. They suspended Kientzle for three days without pay at the same time. Neither plaintiff received a pre-suspension hearing, nor was either givеn an opportunity to respond to the allegations made against him or her. In addition, even though both Carver and Kientzle asked for a post-susрension hearing before the Adams County Merit Commission, neither was granted one.
Their union, believing the suspensions were in retaliation for Carver’s and Kient-zle’s union activities, filed the unfair labor practice charges against Sheriff Nall with the ISLRB. That led to a settlement on March 25, 1997. The settlement agrеement provided that Carver’s suspension would be reduced to three days and Kient-zle’s would be expunged, and each plaintiff would receive back pay for the entire duration of the original suspension. It also stated that the union would withdraw its charges against Sheriff Nall. Most importantly for рresent purposes, it finally stated that “Deputies Kientzle and Carver hereby expressly waive any and all other claims for said backpay аrising from these disciplinary actions.”
Some eight months before the settlement agreement was signed, on July 26, 1996, Carver and Kientzle had filed the present аction alleging due process viola
Thе Supreme Court has held that the preclusive effect of a state court judgment in a later federal court action must be determined using the principles of the full faith and credit statute, 28 U.S.C. § 1738. See
Matsushita Elec. Indus. Co. v. Epstein,
Open and shut as this point is, for some reason it is not the ground that Carver and Kientzle argued in their opening brief on appeal. Ordinarily, this would mean that they have waived this ground for relief. In this case, however, the ap-pеllees specifically addressed the § 1738 point in their responsive brief. They have thus waived the chance to argue that Carver and Kientzle forfeited this argument, and we regard the point as fairly before us. The appellees suggest that even though the ISLRB decision is not entitled to full faith and сredit, it still has preclu-sive effects under the federal common law of claim preclusion, citing
University of Tennessee v. Elliott,
In our case, unlike in
Elliott,
the administrative ease before the ISLRB was sеttled, the charges were withdrawn, and the ISLRB never took any action. No preclusion doctrines, statutory or common law, operate in thе absence of an underlying judgment or administrative finding. Illinois, like every other jurisdiction of which we are aware, requires at a minimum an administrative determinаtion before it will apply preclusion doctrines.
E.g., Marco v. Doherty,
The general inapplicability of claim preclusion in the present situation makes it unnecessary for us to discuss in detail the other rеasons for reversal Carver and Kientzle have presented on appeal. They have argued that preclusion should not
Although we are reversing the district court’s decision to dismiss the case on res judicata grounds, we wish to emphasize thаt this ruling does not mean that the settlement agreement was a nullity. On remand, it will be open to the parties to debate the effect of the cоntractual release contained in the agreement on Carver’s and Kientzle’s § 1983 suit. Because this has not been explored in the propеr context, we offer no further opinion on it at this time.
The judgment of the district court is Reversed and the case is Remanded for further proceedings consistent with this opinion.
