Lead Opinion
OPINION
for the Court.
A Superior Court judgment arising from the filing of an abuse-of-process claim and the affirmative defense provided by the anti-SLAPP (strategic litigation against public participation) statute, G.L. 1956 chapter 33 of title 9, has precipitated appeals both from the plaintiffs and the defendants. The Superior Court granted summary judgment in favor of Jonathan Pardee and the remaining defendants
I
Facts and Travel
Bellevue Avenue in Newport traverses a genteel section of that city. It is the address of the so-called “mansions” that served as summer homes for those who were this country’s financial elite during the gilded age. Bellevue Avenue has become one of the city’s showpieces, and is a major tourist attraction. The central dispute in this case is about how a building, known as Fairlawn, at 518 Bellevue Avenue, may be used. In the 1950s, 1960s, and 1970s, Fairlawn was used as a preparatory school and, for part of that time, as Vernon Court Junior College. In 1972, Fairlawn’s school use ceased and the building was used exclusively as a residence. The zoning ordinance of the City of Newport permits the use of the building for residential purposes, but considers its use for educational purposes to be nonconforming.
In 1991, Karousos leased the property, with an option to purchase, with the expectation that he could use the building as a culinary school. Karousos based his expectation on a 1989 letter from Newport Zoning Enforcement Officer Guy Weston (Weston) to Fairlawn’s then owners, George and Rosalyn Rosner. In that correspondence, Weston indicated that the use of Fairlawn as a school had not been abandoned, even though it had not been used as such since 1972. In Weston’s opinion, because the school use was never abandoned, the use of the property as a school remained a legal nonconforming use.
As soon as they leased Fairlawn, Karou-sos began making substantial improvements to the property, and at one point approached Salve Regina University about a possible affiliation with the school. In 1993, Karousos also began to advertise his intention to open an International Institute for Culinary Arts at Fairlawn. However, the City of Newport objected to the use of Fairlawn as a culinary school, and it initiated a zoning enforcement action against Karousos. In September 1994, Weston sent Karousos a letter, in which he detailed the actions that were necessary before the City of Newport would approve of the use of Fairlawn as a culinary school, including affiliating with Salve Regina.
The board held multiple hearings between June 1996 and January 1997. After first ruling that Pardee’s appeal was timely, the board decided that the school use had been abandoned and that Karousos’s use of Fairlawn as a culinary school was an illegal nonconforming use.
On December 12, 1996, while the hearings before the board werе still ongoing, Karousos filed an abuse-of-process complaint in the Superior Court against Par-dee and eleven other defendants. In his complaint, Karousos alleged that defendants used the March 19, 1996 letter from Weston as a pretext to “appeal” the 1989 and 1994 letters detailing Weston’s opinion that the use of Fairlawn as a school was permissible. The defendants, the complaint alleged, long since had waived any right to object to the use of Fairlawn as a school, and their appeal to the board “constitutes a gross misuse of the administration appellate process” for a “wrongful purpose.” Pardee and four other defendants answered the complaint; they asserted an affirmаtive defense that their actions in seeking review of the 1996 letter from Weston to Walsh (Walsh was acting on Pardee’s behalf) entitled them to immunity from civil liability, based upon § 9-38-2, the anti-SLAPP statute.
In the spring of 1997, Pardee, along with the same four codefendants, moved for summary judgment, arguing that the anti-SLAPP statute’s grant of immunity applied to them because their seeking review of Weston’s 1996 letter was not objectively baseless. The motion justice denied the motion, ruling that because Pardee’s appeal was deemed untimely by the Superior Court, a question of fact remained about whether Pardee’s appeal was objectively baseless. Pardee petitioned this Court for a writ of certiorari, which we denied.
After we denied certiorаri, the parties conducted discovery and the case languished for six more years. Jonathan Par-dee and Alexander Walsh were deposed, and, at least based in part on their deposition testimony, Pardee filed a renewed motion for summary judgment in March 2003.
This time, a different hearing justice granted summary judgment to Pardee. In a written decision, the motion justice determined that Pardee’s appeal was objectively baseless because, in her opinion, Pardee had no right to appeal any of the letters from Weston. The motion justice ruled that zoning enforcement officers derive their authority to provide advisory information from G.L. 1956 § 45-24-54, but that such information is only for “guidance or clarification.” The motion justice reasoned that because such a letter is not binding, it does not aggrieve anyone, and therefore it cannot be appealed. Consequently, she determined that there was no enforceable right to appeal Weston’s letter to the board; and the motion justice ruled that Pardee’s attempt to be objectively baseless.
Nonetheless, the motion justice granted Pardee’s summary-judgment motion because she concluded that Pardee’s appeal was not subjectively baseless. She reasoned that the stated basis fоr the appeal, namely, to halt the use of Fairlawn as a culinary school, was the only motive behind Pardee’s actions. Finally, the motion justice further found that even if Pardee was not entitled to immunity under the anti-SLAPP statute, the abuse-of-process claim would be unsuccessful because Karousos had failed to offer any ulterior motives for Pardee pursuing the zoning appeal, and thus he could not satisfy the elements of the claim.
In 2007, the parties appeared before yet another Superior Court justice to determine whether Pardee was entitled to costs and reasonable attorneys’ fees as provided for in the anti-SLAPP statute. The motion justice determined that the award of costs and attorneys’ fees is mandatory with respect to a defendant who prevails at trial or by motion in successfully asserting immunity under the statute. But, she also ruled that the reasonableness of the attorneys’ fees and the costs were within the court’s equitable discretion. The motion justice ruled that Pardee was entitled only to those costs and attorneys’ fees related to their successful motions, but not for the
II
Issues on Appeal
On appeal, Karousos raises two arguments. First, he argues that whether defendants’ actions were subjectively baseless is a matter for a fact-finder and that the motion justice erred by determining that issue as a matter of law. Second, Karousos seeks to have the award of attorneys’ fees vacated if the Court reverses the motion justice’s ruling that defendants’ actions were not subjectively baseless. In the cross-appeal, Pardee and the remaining defendants argue that they are entitled to the attorneys’ fees and costs that they incurred, including those relating to this appeal, as well as those incurred in the unsuccessful summary judgment motion and petition for a writ of certiorari, because these unsuccessful motions were, nonetheless, reasonable.
III
Analysis
A
Summary Judgment and the Anti-SLAPP Statute
1
Standard of Review
This Court reviews the grant of a motion for summary judgment de novo. Berardis v. Louangxay,
2
The “Sham” Exception
“The anti-SLAPP statute was enacted to prevent vexatious lawsuits against citizens who exercise their First Amendment rights of free speech and legitimate petitioning by granting those activities conditional immunity from punitive civil claims.” Alves v. Hometown Newspapers, Inc.,
In Noerr,
In Professional Real Estate Investors, Inc.,
By amending § 9-33-2 in 1995 (P.L. 1995, ch. 386, § 1), the Rhode Island General Assembly essentially adopted the two-part definition of sham participation outlined in Professional Real Estate Investors, but broadened its application to contexts beyond the field of antitrust. See Hometown Properties, Inc.,
a
Objectively Baseless
Section 9 — 33—2(a)(1) defines objectively baseless as meaning that “no reasonable person exercising the right of speech or petition could realistically expect sucсess in procuring the government action, result, or outcome * * It is worth noting that this Court has had several occasions to address this definition, and we never have held that a defendant’s actions were objectively baseless. In Cove Road Development v. Western Cranston Industrial Park Associates,
In Global Waste Recycling, Inc. v. Mallette,
Indeed, only once, in Pound Hill Corp. v. Perl,
Here, the motion justice determined that Pardee’s actions were objectively baseless because she ruled that Pardee had no right to appeal Weston’s letters. She reasoned that the letters were purely informаtional and nonbinding, because such letters were statutorily restricted to be for “guidance or clarification” only. Reasoning that Pardee had not been aggrieved by a decision, and that only an aggrieved party can appeal to the board, the motion justice ruled that Pardee’s attempt to appeal lacked a legal basis and was thus objectively baseless.
Before this Court, Pardee argues that even if there was no clear right to appeal Weston’s letters under the zoning ordinance, his appeal was not objectively baseless because the board, as well as the motion justice who heard the 1997 motion for summary judgment, agreed that Par-dee had the right to appeal from Weston’s letter. In other words, he asks how his appeal can be categorized as objectively baseless if the board granted it and the motion justice overruled the Board only because she said the appeal was untimely. In his appeal, Karousos embraces the 2008 motion justice’s rationale that Pardee’s actions were objectively baseless because Pardee had no statutory right to appeal from any of Weston’s letters.
Because we agree with the motion justice’s ruling that Pardee’s appeal to the zoning board of review did not meet the second prong of the sham exception in that it was not subjectively baseless, we need not, and do not reach the issue of whether his еfforts were objectively baseless.
b
Subjectively Baseless
Section 9-33-2(a)(2) defines a subjectively baseless activity as that which “is actually an attempt to use the governmental process itself for its own direct effects.” However, “[u]se of outcome or result of the governmental process shall not constitute use of the governmental process itself for its own direct effects.” Id. In Pound Hill,
The 2003 motion justice found that:
“[The Karousoses] do not allege that Pardee’s appeal was meant to harass, blackmail, оr otherwise serve a purpose other than to contest what the parties appear to have taken to be a binding determination of the Zoning Officer. Rather, their suit is based solely upon the existence of the 1989 letter and Par-dee’s alleged desire to appeal that determination. However, where, as here, a potential litigant’s motivation in seeking review of a governmental action, albeit non-binding governmental action, relates solely to the substance of that action, the existence of a previous action to the same effect does not render the appeal any less an attempt to use the outcome or result of the process, rather than the direct effects.”
The motion justice determined that in his objection to the motion for summary judgment Karousos was unable to offer any facts that would suggest that Pardee’s appeal was motivated by anything other than outcome of the process. She therefore found that Pardee’s appeal was not subjectively baseless and ruled that summary judgment must be granted. We agree with the motion justice’s conclusions, and affirm the grant of summary judgment.
A “party opposing a summary judgment motion may not simply rest on the allegations and denials in his or her pleadings, but must prove by competent evidence the existence of a disputed material issue of fact.” Brito v. Capone,
In his 2003 motion for summary judgment, Pardee submitted the transcripts from two depositions, his own and that of Alexander Walsh, who was Pardee’s attorney and an original defendant in this action.
In his opposition to Pardee’s 2003 motion for summary judgment, Karousos merely repeated his allegations that, given the long delay between Weston’s 1989 letter and his 1996 letter, Pardee could have been motivated only by an interest in causing further burdens and delays to the opening of Karousos’s culinary school. Karousos’s mere allegations were insufficient to rebut the statements under oath offered by Pardee, and therefore Karousos failed to meet his burden of showing the existence of a disputed material issue of
B
Attorneys’ Fees and Costs
Section 9-33-2(d) provides that “[i]f the court grants the motion asserting the immunity established by this section, * * * the court shall award the prevailing party costs and reasonable attorney’s fees, including those incurred for the motion and any related discovery matters.” In Alves,
The statute does not provide, however, what costs are mandatory or a specific measure of reasonable attorneys’ fees. We said in Alves that we would not disturb the motion justice’s award of attorneys’ fees and costs. Alves,
In Alves,
In his 2007 motion for attorneys’ fees and costs, Pardee’s counsel submitted affidavits and exhibits detailing the attorneys’ fees incurred. The 2007 motion justice agreed with Pardee that costs and reasonable attorneys’ fees were mandatory under the anti-SLAPP statute but awarded an amount for those fees based upon what she deemed to be equitable. After reviewing Pardee’s request, the motion justice determined that Pardee should receive fees only for the successful assertion of anti-SLAPP immunity, and she denied awarding the costs and attorneys’ fees that were related to his unsuccessful 1997 motion for summary judgment and the petition for a writ of certiorari that was denied.
In his appeal of that ruling, Pardee argues that the motion justice “committed legal error” when she limited his award of attorneys’ fees and costs only to the successful motions. Pardee emphasizes that the statute’s only limitation on the amount of the award of attorneys’ fees is whether the fees were reasonable; whether the litigant was successful in every tactical move is not a consideration. In particular, Par-dee argues that the 1997 summary judgment motion and subsequent petition for a writ of certiorari were reasonable efforts to comply with the statute’s purpose in granting conditional immunity at the onset
After considering the record and the motion justice’s decision, we hold that the motion justice did not abuse her discretion in finding that Pardee’s reasonable attorneys’ fees should not include the fees incurred in his unsuccessful 1997 summary judgment motion and his unsuccessful petition for a writ of certiorari to this Court. The motion justice was correct when she concluded that the anti-SLAPP statute’s attorneys’ fees and costs provision was mandatory, but that the amount of the fees and costs were subject to her determination of what was reasonable. See § 9-33-2(d); Alves,
Finally, Pardee asks this Court for attorneys’ fees and costs in connection with this appeal. We agree that the anti-SLAPP statute entitles him to reasonable attorneys’ fees for the defense of the judgment. We remand this case to the Superi- or Court for a determination of what those fees and costs should be.
IV
Conclusion
The judgment of the Superior Court is affirmed. The record in this case is remanded to the Superior Court for further proceedings not inconsistent with this opinion.
Notes
. The complaint listed twelve defendants. Only Jonathan Pardee, Leonard Decof, Alfred Carpionato, Sidney S. Gorham III, and Jay Schochet answered the complaint. The seven remaining defendants, Alexander G. Walsh, Frank DeFruscio, Sr., Richard C. Angelone, Ian McColough, Frank Marinelli, Turner C. Scott, and James F. Hyman, never answered the complaint, but no default judgment ever was entered against them. Only four defendants, Pardee, Schochet, Gorham, and Car-pionato, are appellees and cross-appellants before this Court.
. We refer to Pardee and the three other appellees and cross-appellants in the singular. We do so for clarity and convenience only.
. Anna Karousos died while this action was pending.
. In addition to affiliating with Salve Regina, Weston said that Karousos and Salve Regina must comply with several requests, including that Salve Regina license Fairlawn from Ka-rousos, that Salve Regina offer certain courses in the pertinent curriculum, that Salve Regina issue certificates of attendance, and that the facility could not offer public dining.
. In March 1997, Karousos sold the property at 518 Bellevue Avenue to Salve Regina University. This property currently houses the Pell Center for International Relations and Public Policy.
. In 2001, Karousos’s claim against Leonard Decof was dismissed.
. An abuse-of-process claim requires proof "(1) that the defendant instituted proceedings or process against the plaintiff and (2) that the defendant used these proceedings for an ulterior or wrongful purpose that the proceedings were not designed to accomplish.” Fiorenzano v. Lima,
. Although Walsh was a defendant with respect to the abuse-of-process clаim, he is not an appellee or cross-appellant in this appeal.
Concurrence Opinion
concurring in part and dissenting in part.
I readily concur in the Court’s holding to the effect that the defendants should not be awarded attorneys’ fees in connection with either their unsuccessful first motion for summary judgment or their unsuccessful petition for certiorari; in my view, the anti-SLAPP statute should not be construed as authorizing the payment of attorneys’ fees for such unsuccessful quests.
However, I respectfully part company from the majority with respect to its sustaining the Superior Court’s later grant of summary judgment in favor of defendants under the anti-SLAPP statute and its consequent award of attorneys’ fees. As I understand Rule 56 of the Superior Court Rules of Civil Procedure and the copious body of jurisprudencе relative to the summary judgment mechanism, I do not believe that the hearing justice should have granted summary judgment on the basis of her ruling that defendants’ actions were “not subjectively baseless.” I am firmly convinced that summary judgment is not an appropriate mechanism for resolving controversies that turn on an assessment of the subjective intent of a party — and certainly the issue of subjective baselessness vel non involves a determination of subjective intent.
Numerous issues (including, I submit, the issue of subjective baselessness vel non) are, by their very nature, inherently incapable of being decided by summary judgment. See, e.g., Gliottone v. Ethier,
For the foregoing reasons, it is my opinion that summary judgment was not an appropriate procedural mechanism for evaluating the subjective baselessness component of the anti-SLAPP statute. I would have remanded the ease to the Superior Court for fact-finding with regard to the issue of the defendants’ subjective intent.
. Furthermore, prescinding from the procedural (i.eRule 56 of the Superior Court
Anti-SLAPP statutes undoubtedly serve a useful purpose, but it is important that they not improperly thwart the constitutional right of aсcess to the courts. See Palazzo v. Alves,
. In addition, this Court has on numerous occasions emphasized the drastic nature of the summary judgment mechanism. See, e.g., Estate of Giuliano v. Giuliano, 949 A.2d 386, 390 (R.I.2008) ("Summary judgment is a drastic remedy, and a motion for summary judgment should be dealt with cautiously.”) (Internal quotation marks omitted.); DePasquale v. Venus Pizza, Inc.,
. One can conceive of a case where subjective baselessness is entirely clear — for example where there is an unambiguous admission by a party to that effect. But this is no such case.
